Bill Text: IL HB4892 | 2017-2018 | 100th General Assembly | Enrolled
NOTE: There are more recent revisions of this legislation. Read Latest Draft
Bill Title: Amends the Illinois Health Facilities Planning Act. Provides that the Health Facilities and Services Review Board may approve the transfer of an existing permit without regard to whether the permit to be transferred has yet been financially committed, except for permits to establish a new facility or category of service. Provides requirements for the reporting of financial commitments by permit holders. Removes existing provisions regarding annual reporting by permit holders. Removes provisions concerning major construction projects. Modifies provisions regarding the application for permits or exemptions, and exemption regulations. Modifies provisions regarding the approval of a permit application. Modifies the powers and duties of the Board and Board staff. Makes changes regarding the revision of criteria, standards, and rules; the giving of written notice of the reduction in hospital service; and issues concerning bed inventory. Makes specified provisions concerning fines for permit holders also apply to exemption holders under the Act. Makes conforming and other changes. Effective immediately.
Spectrum: Partisan Bill (Democrat 5-0)
Status: (Passed) 2018-08-03 - Public Act . . . . . . . . . 100-0681 [HB4892 Detail]
Download: Illinois-2017-HB4892-Enrolled.html
Bill Title: Amends the Illinois Health Facilities Planning Act. Provides that the Health Facilities and Services Review Board may approve the transfer of an existing permit without regard to whether the permit to be transferred has yet been financially committed, except for permits to establish a new facility or category of service. Provides requirements for the reporting of financial commitments by permit holders. Removes existing provisions regarding annual reporting by permit holders. Removes provisions concerning major construction projects. Modifies provisions regarding the application for permits or exemptions, and exemption regulations. Modifies provisions regarding the approval of a permit application. Modifies the powers and duties of the Board and Board staff. Makes changes regarding the revision of criteria, standards, and rules; the giving of written notice of the reduction in hospital service; and issues concerning bed inventory. Makes specified provisions concerning fines for permit holders also apply to exemption holders under the Act. Makes conforming and other changes. Effective immediately.
Spectrum: Partisan Bill (Democrat 5-0)
Status: (Passed) 2018-08-03 - Public Act . . . . . . . . . 100-0681 [HB4892 Detail]
Download: Illinois-2017-HB4892-Enrolled.html
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1 | AN ACT concerning State government.
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2 | Be it enacted by the People of the State of Illinois,
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3 | represented in the General Assembly:
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4 | Section 5. The Illinois Health Facilities Planning Act is | ||||||
5 | amended by changing Sections 4, 4.2, 5, 5.2, 5.3, 6, 6.2, 7, | ||||||
6 | 10, 12, 12.2, 12.3, 12.4, 12.5, 13, and 14.1 as follows:
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7 | (20 ILCS 3960/4) (from Ch. 111 1/2, par. 1154)
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8 | (Section scheduled to be repealed on December 31, 2019)
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9 | Sec. 4. Health Facilities and Services Review Board; | ||||||
10 | membership; appointment; term;
compensation; quorum. | ||||||
11 | Notwithstanding any other provision in this Section, members of | ||||||
12 | the State Board holding office on the day before the effective | ||||||
13 | date of this amendatory Act of the 96th General Assembly shall | ||||||
14 | retain their authority. | ||||||
15 | (a) There is created the Health
Facilities and Services | ||||||
16 | Review Board, which
shall perform the functions described in | ||||||
17 | this
Act. The Department shall provide operational support to | ||||||
18 | the Board as necessary, including the provision of office | ||||||
19 | space, supplies, and clerical, financial, and accounting | ||||||
20 | services. The Board may contract for functions or operational | ||||||
21 | support as needed. The Board may also contract with experts | ||||||
22 | related to specific health services or facilities and create | ||||||
23 | technical advisory panels to assist in the development of |
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1 | criteria, standards, and procedures used in the evaluation of | ||||||
2 | applications for permit and exemption.
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3 | (b) The Beginning March 1, 2010, the State Board shall | ||||||
4 | consist of 9 voting members. All members shall be residents of | ||||||
5 | Illinois and at least 4 shall reside outside the Chicago | ||||||
6 | Metropolitan Statistical Area. Consideration shall be given to | ||||||
7 | potential appointees who reflect the ethnic and cultural | ||||||
8 | diversity of the State. Neither Board members nor Board staff | ||||||
9 | shall be convicted felons or have pled guilty to a felony. | ||||||
10 | Each member shall have a reasonable knowledge of the | ||||||
11 | practice, procedures and principles of the health care delivery | ||||||
12 | system in Illinois, including at least 5 members who shall be | ||||||
13 | knowledgeable about health care delivery systems, health | ||||||
14 | systems planning, finance, or the management of health care | ||||||
15 | facilities currently regulated under the Act. One member shall | ||||||
16 | be a representative of a non-profit health care consumer | ||||||
17 | advocacy organization. A spouse, parent, sibling, or child of a | ||||||
18 | Board member cannot be an employee, agent, or under contract | ||||||
19 | with services or facilities subject to the Act. Prior to | ||||||
20 | appointment and in the course of service on the Board, members | ||||||
21 | of the Board shall disclose the employment or other financial | ||||||
22 | interest of any other relative of the member, if known, in | ||||||
23 | service or facilities subject to the Act. Members of the Board | ||||||
24 | shall declare any conflict of interest that may exist with | ||||||
25 | respect to the status of those relatives and recuse themselves | ||||||
26 | from voting on any issue for which a conflict of interest is |
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1 | declared. No person shall be appointed or continue to serve as | ||||||
2 | a member of the State Board who is, or whose spouse, parent, | ||||||
3 | sibling, or child is, a member of the Board of Directors of, | ||||||
4 | has a financial interest in, or has a business relationship | ||||||
5 | with a health care facility. | ||||||
6 | Notwithstanding any provision of this Section to the | ||||||
7 | contrary, the term of
office of each member of the State Board | ||||||
8 | serving on the day before the effective date of this amendatory | ||||||
9 | Act of the 96th General Assembly is abolished on the date upon | ||||||
10 | which members of the 9-member Board, as established by this | ||||||
11 | amendatory Act of the 96th General Assembly, have been | ||||||
12 | appointed and can begin to take action as a Board. Members of | ||||||
13 | the State Board serving on the day before the effective date of | ||||||
14 | this amendatory Act of the 96th General Assembly may be | ||||||
15 | reappointed to the 9-member Board. Prior to March 1, 2010, the | ||||||
16 | Health Facilities Planning Board shall establish a plan to | ||||||
17 | transition its powers and duties to the Health Facilities and | ||||||
18 | Services Review Board.
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19 | (c) The State Board shall be appointed by the Governor, | ||||||
20 | with the advice
and consent of the Senate. Not more than 5 of | ||||||
21 | the
appointments shall be of the same political party at the | ||||||
22 | time of the appointment.
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23 | The Secretary of Human Services, the Director of Healthcare | ||||||
24 | and Family Services, and
the Director of Public Health, or | ||||||
25 | their designated representatives,
shall serve as ex-officio, | ||||||
26 | non-voting members of the State Board.
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1 | (d) Of those 9 members initially appointed by the Governor | ||||||
2 | following the effective date of this
amendatory Act of the 96th | ||||||
3 | General Assembly, 3 shall serve for terms expiring
July 1, | ||||||
4 | 2011, 3 shall serve for terms expiring July 1, 2012, and 3 | ||||||
5 | shall serve
for terms expiring July 1, 2013. Thereafter, each
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6 | appointed member shall
hold office for a term of 3 years, | ||||||
7 | provided that any member
appointed to fill a vacancy
occurring | ||||||
8 | prior to the expiration of the
term for which his or her | ||||||
9 | predecessor was appointed shall be appointed for the
remainder | ||||||
10 | of such term and the term of office of each successor shall
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11 | commence on July 1 of the year in which his predecessor's term | ||||||
12 | expires. Each
member appointed after the effective date of this | ||||||
13 | amendatory Act of the 96th General Assembly shall hold office | ||||||
14 | until his or her successor is appointed and qualified. The | ||||||
15 | Governor may reappoint a member for additional terms, but no | ||||||
16 | member shall serve more than 3 terms, subject to review and | ||||||
17 | re-approval every 3 years.
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18 | (e) State Board members, while serving on business of the | ||||||
19 | State Board,
shall receive actual and necessary travel and | ||||||
20 | subsistence expenses while
so serving away from their places
of | ||||||
21 | residence. Until March 1, 2010, a
member of the State Board who | ||||||
22 | experiences a significant financial hardship
due to the loss of | ||||||
23 | income on days of attendance at meetings or while otherwise
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24 | engaged in the business of the State Board may be paid a | ||||||
25 | hardship allowance, as
determined by and subject to the | ||||||
26 | approval of the Governor's Travel Control
Board.
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1 | (f) The Governor shall designate one of the members to | ||||||
2 | serve as the Chairman of the Board, who shall be a person with | ||||||
3 | expertise in health care delivery system planning, finance or | ||||||
4 | management of health care facilities that are regulated under | ||||||
5 | the Act. The Chairman shall annually review Board member | ||||||
6 | performance and shall report the attendance record of each | ||||||
7 | Board member to the General Assembly. | ||||||
8 | (g) The State Board, through the Chairman, shall prepare a | ||||||
9 | separate and distinct budget approved by the General Assembly | ||||||
10 | and shall hire and supervise its own professional staff | ||||||
11 | responsible for carrying out the responsibilities of the Board.
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12 | (h) The State Board shall meet at least every 45 days, or | ||||||
13 | as often as
the Chairman of the State Board deems necessary, or | ||||||
14 | upon the request of
a majority of the members.
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15 | (i)
Five members of the State Board shall constitute a | ||||||
16 | quorum.
The affirmative vote of 5 of the members of the State | ||||||
17 | Board shall be
necessary for
any action requiring a vote to be | ||||||
18 | taken by the State
Board. A vacancy in the membership of the | ||||||
19 | State Board shall not impair the
right of a quorum to exercise | ||||||
20 | all the rights and perform all the duties of the
State Board as | ||||||
21 | provided by this Act.
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22 | (j) A State Board member shall disqualify himself or | ||||||
23 | herself from the
consideration of any application for a permit | ||||||
24 | or
exemption in which the State Board member or the State Board | ||||||
25 | member's spouse,
parent, sibling, or child: (i) has
an economic | ||||||
26 | interest in the matter; or (ii) is employed by, serves as a
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1 | consultant for, or is a member of the
governing board of the | ||||||
2 | applicant or a party opposing the application.
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3 | (k) The Chairman, Board members, and Board staff must | ||||||
4 | comply with the Illinois Governmental Ethics Act. | ||||||
5 | (Source: P.A. 99-527, eff. 1-1-17 .)
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6 | (20 ILCS 3960/4.2)
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7 | (Text of Section before amendment by P.A. 100-518 )
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8 | (Section scheduled to be repealed on December 31, 2019)
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9 | Sec. 4.2. Ex parte communications.
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10 | (a) Except in the disposition of matters that agencies are | ||||||
11 | authorized by law
to entertain or dispose of on an ex parte | ||||||
12 | basis including, but not limited to
rule making, the State | ||||||
13 | Board, any State Board member, employee, or a hearing
officer | ||||||
14 | shall not engage in ex parte communication
in connection with | ||||||
15 | the substance of any formally filed application for
a permit | ||||||
16 | with any person or party or the representative of any party. | ||||||
17 | This subsection (a) applies when the Board, member, employee, | ||||||
18 | or hearing officer knows, or should know upon reasonable | ||||||
19 | inquiry, that the application or exemption has been formally | ||||||
20 | filed with the Board. Nothing in this Section shall prohibit | ||||||
21 | staff members from providing technical assistance to | ||||||
22 | applicants. Nothing in this Section shall prohibit staff from | ||||||
23 | verifying or clarifying an applicant's information as it | ||||||
24 | prepares the Board staff report. Once an application for permit | ||||||
25 | or exemption is filed and deemed complete, a written record of |
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1 | any communication between staff and an applicant shall be | ||||||
2 | prepared by staff and made part of the public record, using a | ||||||
3 | prescribed, standardized format, and shall be included in the | ||||||
4 | application file.
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5 | (b) A State Board member or employee may communicate with | ||||||
6 | other
members or employees and any State Board member or | ||||||
7 | hearing
officer may have the aid and advice of one or more | ||||||
8 | personal assistants.
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9 | (c) An ex parte communication received by the State Board, | ||||||
10 | any State
Board member, employee, or a hearing officer shall be | ||||||
11 | made a part of the record
of the
matter, including all written | ||||||
12 | communications, all written
responses to the communications, | ||||||
13 | and a memorandum stating the substance of all
oral | ||||||
14 | communications and all responses made and the identity of each | ||||||
15 | person from
whom the ex parte communication was received.
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16 | (d) "Ex parte communication" means a communication between | ||||||
17 | a person who is
not a State Board member or employee and a
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18 | State Board member or
employee
that reflects on the substance | ||||||
19 | of a pending or impending State Board proceeding and that
takes
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20 | place outside the record of the proceeding. Communications | ||||||
21 | regarding matters
of procedure and practice, such as the format | ||||||
22 | of pleading, number of copies
required, manner of service, and | ||||||
23 | status of proceedings, are not considered ex
parte | ||||||
24 | communications. Technical assistance with respect to an | ||||||
25 | application, not
intended to influence any decision on the | ||||||
26 | application, may be provided by
employees to the applicant. Any |
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1 | assistance shall be documented in writing by
the applicant and | ||||||
2 | employees within 10 business days after the assistance is
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3 | provided.
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4 | (e) For purposes of this Section, "employee" means
a person | ||||||
5 | the State Board or the Agency employs on a full-time, | ||||||
6 | part-time,
contract, or intern
basis.
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7 | (f) The State Board, State Board member, or hearing | ||||||
8 | examiner presiding
over the proceeding, in the event of a | ||||||
9 | violation of this Section, must take
whatever action is | ||||||
10 | necessary to ensure that the violation does not prejudice
any | ||||||
11 | party or adversely affect the fairness of the proceedings.
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12 | (g) Nothing in this Section shall be construed to prevent | ||||||
13 | the State Board or
any member of the State Board from | ||||||
14 | consulting with the attorney for the State
Board.
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15 | (Source: P.A. 96-31, eff. 6-30-09.)
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16 | (Text of Section after amendment by P.A. 100-518 )
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17 | (Section scheduled to be repealed on December 31, 2019)
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18 | Sec. 4.2. Ex parte communications.
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19 | (a) Except in the disposition of matters that agencies are | ||||||
20 | authorized by law
to entertain or dispose of on an ex parte | ||||||
21 | basis including, but not limited to
rule making, the State | ||||||
22 | Board, any State Board member, employee, or a hearing
officer | ||||||
23 | shall not engage in ex parte communication
in connection with | ||||||
24 | the substance of any formally filed application for
a permit | ||||||
25 | with any person or party or the representative of any party. |
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1 | This subsection (a) applies when the Board, member, employee, | ||||||
2 | or hearing officer knows, or should know upon reasonable | ||||||
3 | inquiry, that the application or exemption has been formally | ||||||
4 | filed with the Board. Nothing in this Section shall prohibit | ||||||
5 | staff members from providing technical assistance to | ||||||
6 | applicants. Nothing in this Section shall prohibit staff from | ||||||
7 | verifying or clarifying an applicant's information as it | ||||||
8 | prepares the State Board Staff Report. Once an application for | ||||||
9 | permit or exemption is filed and deemed complete, a written | ||||||
10 | record of any communication between staff and an applicant | ||||||
11 | shall be prepared by staff and made part of the public record, | ||||||
12 | using a prescribed, standardized format, and shall be included | ||||||
13 | in the application file.
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14 | (b) A State Board member or employee may communicate with | ||||||
15 | other
members or employees and any State Board member or | ||||||
16 | hearing
officer may have the aid and advice of one or more | ||||||
17 | personal assistants.
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18 | (c) An ex parte communication received by the State Board, | ||||||
19 | any State
Board member, employee, or a hearing officer shall be | ||||||
20 | made a part of the record
of the
matter, including all written | ||||||
21 | communications, all written
responses to the communications, | ||||||
22 | and a memorandum stating the substance of all
oral | ||||||
23 | communications and all responses made and the identity of each | ||||||
24 | person from
whom the ex parte communication was received.
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25 | (d) "Ex parte communication" means a communication between | ||||||
26 | a person who is
not a State Board member or employee and a
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1 | State Board member or
employee
that reflects on the substance | ||||||
2 | of a pending or impending State Board proceeding and that
takes
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3 | place outside the record of the proceeding. Communications | ||||||
4 | regarding matters
of procedure and practice, such as the format | ||||||
5 | of pleading, number of copies
required, manner of service, and | ||||||
6 | status of proceedings, are not considered ex
parte | ||||||
7 | communications. Technical assistance with respect to an | ||||||
8 | application, not
intended to influence any decision on the | ||||||
9 | application, may be provided by
employees to the applicant. Any | ||||||
10 | assistance shall be documented in writing by
the applicant and | ||||||
11 | employees within 10 business days after the assistance is
| ||||||
12 | provided.
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13 | (e) For purposes of this Section, "employee" means
a person | ||||||
14 | the State Board or the Agency employs on a full-time, | ||||||
15 | part-time,
contract, or intern
basis.
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16 | (f) The State Board, State Board member, or hearing | ||||||
17 | examiner presiding
over the proceeding, in the event of a | ||||||
18 | violation of this Section, must take
whatever action is | ||||||
19 | necessary to ensure that the violation does not prejudice
any | ||||||
20 | party or adversely affect the fairness of the proceedings.
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21 | (g) Nothing in this Section shall be construed to prevent | ||||||
22 | the State Board or
any member of the State Board from | ||||||
23 | consulting with the attorney for the State
Board.
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24 | (Source: P.A. 100-518, eff. 6-1-18.)
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25 | (20 ILCS 3960/5) (from Ch. 111 1/2, par. 1155)
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1 | (Text of Section before amendment by P.A. 100-518 )
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2 | (Section scheduled to be repealed on December 31, 2019)
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3 | Sec. 5. Construction, modification, or establishment of | ||||||
4 | health care facilities or acquisition of major medical | ||||||
5 | equipment; permits or exemptions. No person shall construct, | ||||||
6 | modify or establish a
health care facility or acquire major | ||||||
7 | medical equipment without first
obtaining a permit or exemption | ||||||
8 | from the State
Board. The State Board shall not delegate to the | ||||||
9 | staff of
the State Board or any other person or entity the | ||||||
10 | authority to grant
permits or exemptions whenever the staff or | ||||||
11 | other person or
entity would be required to exercise any | ||||||
12 | discretion affecting the decision
to grant a permit or | ||||||
13 | exemption. The State Board may, by rule, delegate authority to | ||||||
14 | the Chairman to grant permits or exemptions when applications | ||||||
15 | meet all of the State Board's review criteria and are | ||||||
16 | unopposed.
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17 | A permit or exemption shall be obtained prior to the | ||||||
18 | acquisition
of major medical equipment or to the construction | ||||||
19 | or modification of a
health care facility which:
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20 | (a) requires a total capital expenditure in excess of | ||||||
21 | the capital
expenditure
minimum; or
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22 | (b) substantially changes the scope or changes the | ||||||
23 | functional operation
of the facility; or
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24 | (c) changes the bed capacity of a health care facility | ||||||
25 | by increasing the
total number of beds or by distributing | ||||||
26 | beds among
various categories of service or by relocating |
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1 | beds from one physical facility
or site to another by more | ||||||
2 | than 20 beds or more than 10% of total bed
capacity as | ||||||
3 | defined by the
State Board, whichever is less, over a | ||||||
4 | 2-year 2 year period.
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5 | A permit shall be valid only for the defined construction | ||||||
6 | or modifications,
site, amount and person named in the | ||||||
7 | application for such permit and
shall not be transferable or | ||||||
8 | assignable . The State Board may approve the transfer of an | ||||||
9 | existing permit without regard to whether the permit to be | ||||||
10 | transferred has yet been financially committed, except for | ||||||
11 | permits to establish a new facility or category of service. A | ||||||
12 | permit shall be valid until such
time as the project has been | ||||||
13 | completed,
provided that the project
commences and proceeds to | ||||||
14 | completion with due diligence by the completion date or | ||||||
15 | extension date approved by the Board. | ||||||
16 | A permit holder must do the following: (i) submit the final | ||||||
17 | completion and cost report for the project within 90 days after | ||||||
18 | the approved project completion date or extension date and (ii) | ||||||
19 | submit annual progress reports no earlier than 30 days before | ||||||
20 | and no later than 30 days after each anniversary date of the | ||||||
21 | Board's approval of the permit until the project is completed. | ||||||
22 | To maintain a valid permit and to monitor progress toward | ||||||
23 | project commencement and completion, routine post-permit | ||||||
24 | reports shall be limited to annual progress reports and the | ||||||
25 | final completion and cost report. Annual progress reports shall | ||||||
26 | include information regarding the committed funds expended |
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1 | toward the approved project. For projects to be completed in 12 | ||||||
2 | months or fewer, the permit holder shall report financial | ||||||
3 | commitment in the final completion and cost report. For | ||||||
4 | projects to be completed between 12 to 24 months, the permit | ||||||
5 | holder shall report financial commitment in the first annual | ||||||
6 | report. For projects to be completed in more than 24 months the | ||||||
7 | permit holder shall report financial commitment in the second | ||||||
8 | annual progress report. The If the project is not completed in | ||||||
9 | one year, then, by the second annual report, the permit holder | ||||||
10 | shall expend 33% or more of the total project cost or shall | ||||||
11 | make a commitment to expend 33% or more of the total project | ||||||
12 | cost by signed contracts or other legal means, and the report | ||||||
13 | shall contain information regarding those expenditures and or | ||||||
14 | financial commitments. If the project is to be completed in one | ||||||
15 | year, then the first annual report shall contain the | ||||||
16 | expenditure commitment information for the total project cost. | ||||||
17 | The State Board may extend the expenditure commitment period | ||||||
18 | after considering a permit holder's showing of good cause and | ||||||
19 | request for additional time to complete the project. | ||||||
20 | The Certificate of Need process required under this Act is | ||||||
21 | designed to restrain rising health care costs by preventing | ||||||
22 | unnecessary construction or modification of health care | ||||||
23 | facilities. The Board must assure that the establishment, | ||||||
24 | construction, or modification of a health care facility or the | ||||||
25 | acquisition of major medical equipment is consistent with the | ||||||
26 | public interest and that the proposed project is consistent |
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1 | with the orderly and economic development or acquisition of | ||||||
2 | those facilities and equipment and is in accord with the | ||||||
3 | standards, criteria, or plans of need adopted and approved by | ||||||
4 | the Board. Board decisions regarding the construction of health | ||||||
5 | care facilities must consider capacity, quality, value, and | ||||||
6 | equity. Projects may deviate from the costs, fees, and expenses | ||||||
7 | provided in their project cost information for the project's | ||||||
8 | cost components, provided that the final total project cost | ||||||
9 | does not exceed the approved permit amount. Project alterations | ||||||
10 | shall not increase the total approved permit amount by more | ||||||
11 | than the limit set forth under the Board's rules. | ||||||
12 | Major construction
projects, for the purposes of this Act, | ||||||
13 | shall include but are not limited
to: projects for the | ||||||
14 | construction of new buildings; additions to existing
| ||||||
15 | facilities; modernization projects
whose cost is in excess of | ||||||
16 | $1,000,000 or 10% of the facilities' operating
revenue, | ||||||
17 | whichever is less; and such other projects as the State Board | ||||||
18 | shall
define and prescribe pursuant to this Act.
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19 | The acquisition by any person of major medical equipment | ||||||
20 | that will not
be owned by or located in a health care facility | ||||||
21 | and that will not be used
to provide services to inpatients of | ||||||
22 | a health care facility shall be exempt
from review provided | ||||||
23 | that a notice is filed in accordance with exemption
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24 | requirements.
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25 | Notwithstanding any other provision of this Act, no permit | ||||||
26 | or exemption is
required for the construction or modification |
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| |||||||
1 | of a non-clinical service area
of a health care facility.
| ||||||
2 | (Source: P.A. 97-1115, eff. 8-27-12; 98-414, eff. 1-1-14.)
| ||||||
3 | (Text of Section after amendment by P.A. 100-518 )
| ||||||
4 | (Section scheduled to be repealed on December 31, 2019)
| ||||||
5 | Sec. 5. Construction, modification, or establishment of | ||||||
6 | health care facilities or acquisition of major medical | ||||||
7 | equipment; permits or exemptions. No person shall construct, | ||||||
8 | modify or establish a
health care facility or acquire major | ||||||
9 | medical equipment without first
obtaining a permit or exemption | ||||||
10 | from the State
Board. The State Board shall not delegate to the | ||||||
11 | staff of
the State Board or any other person or entity the | ||||||
12 | authority to grant
permits or exemptions whenever the staff or | ||||||
13 | other person or
entity would be required to exercise any | ||||||
14 | discretion affecting the decision
to grant a permit or | ||||||
15 | exemption. The State Board may, by rule, delegate authority to | ||||||
16 | the Chairman to grant permits or exemptions when applications | ||||||
17 | meet all of the State Board's review criteria and are | ||||||
18 | unopposed.
| ||||||
19 | A permit or exemption shall be obtained prior to the | ||||||
20 | acquisition
of major medical equipment or to the construction | ||||||
21 | or modification of a
health care facility which:
| ||||||
22 | (a) requires a total capital expenditure in excess of | ||||||
23 | the capital
expenditure
minimum; or
| ||||||
24 | (b) substantially changes the scope or changes the | ||||||
25 | functional operation
of the facility; or
|
| |||||||
| |||||||
1 | (c) changes the bed capacity of a health care facility | ||||||
2 | by increasing the
total number of beds or by distributing | ||||||
3 | beds among
various categories of service or by relocating | ||||||
4 | beds from one physical facility
or site to another by more | ||||||
5 | than 20 beds or more than 10% of total bed
capacity as | ||||||
6 | defined by the
State Board, whichever is less, over a | ||||||
7 | 2-year 2 year period.
| ||||||
8 | A permit shall be valid only for the defined construction | ||||||
9 | or modifications,
site, amount and person named in the | ||||||
10 | application for such permit and
shall not be transferable or | ||||||
11 | assignable . The State Board may approve the transfer of an | ||||||
12 | existing permit without regard to whether the permit to be | ||||||
13 | transferred has yet been financially committed, except for | ||||||
14 | permits to establish a new facility or category of service. A | ||||||
15 | permit shall be valid until such
time as the project has been | ||||||
16 | completed,
provided that the project
commences and proceeds to | ||||||
17 | completion with due diligence by the completion date or | ||||||
18 | extension date approved by the Board. | ||||||
19 | A permit holder must do the following: (i) submit the final | ||||||
20 | completion and cost report for the project within 90 days after | ||||||
21 | the approved project completion date or extension date and (ii) | ||||||
22 | submit annual progress reports no earlier than 30 days before | ||||||
23 | and no later than 30 days after each anniversary date of the | ||||||
24 | Board's approval of the permit until the project is completed. | ||||||
25 | To maintain a valid permit and to monitor progress toward | ||||||
26 | project commencement and completion, routine post-permit |
| |||||||
| |||||||
1 | reports shall be limited to annual progress reports and the | ||||||
2 | final completion and cost report. Annual progress reports shall | ||||||
3 | include information regarding the committed funds expended | ||||||
4 | toward the approved project. For projects to be completed in 12 | ||||||
5 | months or less, the permit holder shall report financial | ||||||
6 | commitment in the final completion and cost report. For | ||||||
7 | projects to be completed between 12 to 24 months, the permit | ||||||
8 | holder shall report financial commitment in the first annual | ||||||
9 | report. For projects to be completed in more than 24 months, | ||||||
10 | the permit holder shall report financial commitment in the | ||||||
11 | second annual progress report. The report shall contain | ||||||
12 | information regarding financial commitment expenditures and | ||||||
13 | financial or commitments. The State Board may extend the | ||||||
14 | financial commitment period after considering a permit | ||||||
15 | holder's showing of good cause and request for additional time | ||||||
16 | to complete the project. | ||||||
17 | The Certificate of Need process required under this Act is | ||||||
18 | designed to restrain rising health care costs by preventing | ||||||
19 | unnecessary construction or modification of health care | ||||||
20 | facilities. The Board must assure that the establishment, | ||||||
21 | construction, or modification of a health care facility or the | ||||||
22 | acquisition of major medical equipment is consistent with the | ||||||
23 | public interest and that the proposed project is consistent | ||||||
24 | with the orderly and economic development or acquisition of | ||||||
25 | those facilities and equipment and is in accord with the | ||||||
26 | standards, criteria, or plans of need adopted and approved by |
| |||||||
| |||||||
1 | the Board. Board decisions regarding the construction of health | ||||||
2 | care facilities must consider capacity, quality, value, and | ||||||
3 | equity. Projects may deviate from the costs, fees, and expenses | ||||||
4 | provided in their project cost information for the project's | ||||||
5 | cost components, provided that the final total project cost | ||||||
6 | does not exceed the approved permit amount. Project alterations | ||||||
7 | shall not increase the total approved permit amount by more | ||||||
8 | than the limit set forth under the Board's rules. | ||||||
9 | Major construction
projects, for the purposes of this Act, | ||||||
10 | shall include but are not limited
to: projects for the | ||||||
11 | construction of new buildings; additions to existing
| ||||||
12 | facilities; modernization projects
whose cost is in excess of | ||||||
13 | $1,000,000 or 10% of the facilities' operating
revenue, | ||||||
14 | whichever is less; and such other projects as the State Board | ||||||
15 | shall
define and prescribe pursuant to this Act.
| ||||||
16 | The acquisition by any person of major medical equipment | ||||||
17 | that will not
be owned by or located in a health care facility | ||||||
18 | and that will not be used
to provide services to inpatients of | ||||||
19 | a health care facility shall be exempt
from review provided | ||||||
20 | that a notice is filed in accordance with exemption
| ||||||
21 | requirements.
| ||||||
22 | Notwithstanding any other provision of this Act, no permit | ||||||
23 | or exemption is
required for the construction or modification | ||||||
24 | of a non-clinical service area
of a health care facility.
| ||||||
25 | (Source: P.A. 100-518, eff. 6-1-18.)
|
| |||||||
| |||||||
1 | (20 ILCS 3960/5.2)
| ||||||
2 | (Section scheduled to be repealed on December 31, 2019)
| ||||||
3 | Sec. 5.2.
No After the effective date of this amendatory | ||||||
4 | Act of the 91st
General Assembly, no person shall establish, | ||||||
5 | construct, or modify an
institution, place, building, or room | ||||||
6 | used for the performance of outpatient
surgical procedures that | ||||||
7 | is leased, owned, or operated by or on behalf of an
| ||||||
8 | out-of-state facility without first obtaining a permit from the | ||||||
9 | State Board.
| ||||||
10 | (Source: P.A. 91-782, eff. 6-9-00 .)
| ||||||
11 | (20 ILCS 3960/5.3)
| ||||||
12 | (Section scheduled to be repealed on December 31, 2019)
| ||||||
13 | Sec. 5.3. Annual report of capital expenditures. | ||||||
14 | (a) In addition to the
State Board's
authority to require | ||||||
15 | reports,
the State Board shall require each health care | ||||||
16 | facility to
submit an annual report of all capital expenditures | ||||||
17 | in excess of $200,000
(which shall be annually adjusted to | ||||||
18 | reflect the increase in construction costs
due to inflation) | ||||||
19 | made by the health care facility during the most recent year.
| ||||||
20 | This annual report shall consist of a brief description of the | ||||||
21 | capital
expenditure, the amount and method of financing the | ||||||
22 | capital expenditure,
the certificate of need project number if | ||||||
23 | the project was reviewed, and the
total amount of capital | ||||||
24 | expenditures financially committed obligated for the year.
| ||||||
25 | Data collected from health care facilities pursuant to this |
| |||||||
| |||||||
1 | Section shall
not duplicate or overlap other
data collected by | ||||||
2 | the Department and must be collected as part of the State | ||||||
3 | Board's
Annual
Questionnaires or supplements for health care | ||||||
4 | facilities that report these
data.
| ||||||
5 | (b)(1) For the purposes of this subsection (b), "capital | ||||||
6 | expenditures" means only expenditures required under | ||||||
7 | subsection (a) for the erection, building, alteration, | ||||||
8 | reconstruction, modernization, improvement, extension, or | ||||||
9 | demolition of or by a hospital. | ||||||
10 | (2) If a hospital under the University of Illinois Hospital | ||||||
11 | Act or Hospital Licensing Act that has more than 100 beds | ||||||
12 | reports capital expenditures at or above the amount required | ||||||
13 | under subsection (a), then the hospital shall also meet the | ||||||
14 | reporting requirements under this subsection (b) for | ||||||
15 | female-owned, minority-owned, veteran-owned, and small | ||||||
16 | business enterprises with respect to those reported capital | ||||||
17 | expenditures. | ||||||
18 | (3) Each hospital shall include the following information | ||||||
19 | in its annual report: | ||||||
20 | (A) The hospital's capital expenditure spending goals | ||||||
21 | for female-owned, minority-owned, veteran-owned, and small | ||||||
22 | business enterprises. These goals shall be expressed as a | ||||||
23 | percentage of total capital expenditures reported by the | ||||||
24 | hospital submitting the report. | ||||||
25 | (B) The hospital's actual capital expenditure spending | ||||||
26 | for female-owned, minority-owned, veteran-owned, and small |
| |||||||
| |||||||
1 | business enterprises. These actual expenditures shall be | ||||||
2 | expressed as a percentage of total capital expenditures | ||||||
3 | reported by the hospital submitting the report. The report | ||||||
4 | may include actual spending on female-owned, | ||||||
5 | minority-owned, veteran-owned, and small business | ||||||
6 | enterprises that is less than the capital expenditure | ||||||
7 | threshold required to be reported under subsection (a) of | ||||||
8 | this Section. | ||||||
9 | (C) The type or types of capital expenditure for which | ||||||
10 | the hospital shall be actively seeking supplier diversity | ||||||
11 | in the next year. | ||||||
12 | (D) An outline of the plan developed to alert and | ||||||
13 | encourage female-owned, minority-owned, veteran-owned, and | ||||||
14 | small business enterprises providing the type or types of | ||||||
15 | services identified in subparagraph (C) to seek business | ||||||
16 | from the hospital. | ||||||
17 | (E) An explanation of the challenges faced in finding | ||||||
18 | quality vendors and any suggestions for what the Health | ||||||
19 | Facilities and Services Review Board could do to be helpful | ||||||
20 | to identify those vendors. | ||||||
21 | (F) A list of the certifications the hospital | ||||||
22 | recognizes. | ||||||
23 | (G) The point of contact for any potential vendor who | ||||||
24 | wishes to do business with the hospital and an explanation | ||||||
25 | of the process for a vendor to enroll with the hospital as | ||||||
26 | a female-owned, minority-owned, veteran-owned, or small |
| |||||||
| |||||||
1 | business enterprise. | ||||||
2 | (H) Any particular success stories to encourage other | ||||||
3 | hospitals to emulate best practices. | ||||||
4 | (4) A health care system may develop a system-wide annual | ||||||
5 | report that includes all hospitals in order to comply with the | ||||||
6 | requirements of this subsection (b). Each annual report shall | ||||||
7 | include as much State-specific data as possible. If the | ||||||
8 | submitting entity does not submit State-specific data, then the | ||||||
9 | hospital shall include any national data it does have and | ||||||
10 | explain why it could not submit State-specific data and how it | ||||||
11 | intends to do so in future reports, if possible. | ||||||
12 | (5) Subject to appropriation, the Department of Central | ||||||
13 | Management Services shall hold an annual workshop open to the | ||||||
14 | public in 2017 and every year thereafter on the state of | ||||||
15 | supplier diversity to collaboratively seek solutions to | ||||||
16 | structural impediments to achieving stated goals, including | ||||||
17 | testimony from subject matter experts. | ||||||
18 | (6) The Health Facilities and Services Review Board shall | ||||||
19 | publish a database on its website of the point of contact for | ||||||
20 | each hospital for supplier diversity, along with a list of | ||||||
21 | certifications each hospital recognizes from the information | ||||||
22 | submitted in each annual report. The Health Facilities and | ||||||
23 | Services Review Board shall publish each annual report on its | ||||||
24 | website and shall maintain each annual report for at least 5 | ||||||
25 | years. | ||||||
26 | (7) Notwithstanding any other provision of law, the Health |
| |||||||
| |||||||
1 | Facilities and Services Review Board shall not inquire about, | ||||||
2 | review, obtain, or in any other way consider the information | ||||||
3 | provided in this Section when reviewing an application for a | ||||||
4 | permit or exemption or in taking any other action under this | ||||||
5 | Act. | ||||||
6 | (8) The annual report required under this subsection (b) | ||||||
7 | shall be submitted by each hospital for its fiscal years that | ||||||
8 | begin at least 6 months after the effective date of this | ||||||
9 | amendatory Act of the 99th General Assembly. | ||||||
10 | (Source: P.A. 98-1086, eff. 8-26-14; 99-767, eff. 8-12-16.)
| ||||||
11 | (20 ILCS 3960/6) (from Ch. 111 1/2, par. 1156)
| ||||||
12 | (Text of Section before amendment by P.A. 100-518 )
| ||||||
13 | (Section scheduled to be repealed on December 31, 2019)
| ||||||
14 | Sec. 6. Application for permit or exemption; exemption | ||||||
15 | regulations.
| ||||||
16 | (a) An application for a permit or exemption shall be made | ||||||
17 | to
the State Board upon forms provided by the State Board. This | ||||||
18 | application
shall contain such information
as the State Board | ||||||
19 | deems necessary. The State Board shall not require an applicant | ||||||
20 | to file a Letter of Intent before an application is filed. Such
| ||||||
21 | application shall include affirmative evidence on which the | ||||||
22 | State
Board or Chairman may make its decision on the approval | ||||||
23 | or denial of the permit or
exemption.
| ||||||
24 | (b) The State Board shall establish by regulation the | ||||||
25 | procedures and
requirements
regarding issuance of exemptions.
|
| |||||||
| |||||||
1 | An exemption shall be approved when information required by the | ||||||
2 | Board by rule
is submitted. Projects
eligible for an exemption, | ||||||
3 | rather than a permit, include, but are not limited
to,
change | ||||||
4 | of ownership of a health care facility, discontinuation of a | ||||||
5 | category of service, and discontinuation of a health care | ||||||
6 | facility, other than a health care facility maintained by the | ||||||
7 | State or any agency or department thereof or a nursing home | ||||||
8 | maintained by a county. For a change of
ownership of a health | ||||||
9 | care
facility, the State Board shall provide by rule for an
| ||||||
10 | expedited
process for obtaining an exemption in accordance with | ||||||
11 | Section 8.5 of this Act. In connection with a change of | ||||||
12 | ownership, the State Board may approve the transfer of an | ||||||
13 | existing permit without regard to whether the permit to be | ||||||
14 | transferred has yet been obligated, except for permits | ||||||
15 | establishing a new facility or a new category of service.
| ||||||
16 | (c) All applications shall be signed by the applicant and | ||||||
17 | shall be
verified by any 2 officers thereof.
| ||||||
18 | (c-5) Any written review or findings of the Board staff or | ||||||
19 | any other reviewing organization under Section 8 concerning an | ||||||
20 | application for a permit must be made available to the public | ||||||
21 | at least 14 calendar days before the meeting of the State Board | ||||||
22 | at which the review or findings are considered. The applicant | ||||||
23 | and members of the public may submit, to the State Board, | ||||||
24 | written responses regarding the facts set forth in the review | ||||||
25 | or findings of the Board staff or reviewing organization . | ||||||
26 | Members of the public shall have until 10 days before the |
| |||||||
| |||||||
1 | meeting of the State Board to submit any written response | ||||||
2 | concerning the Board staff's written review or findings. The | ||||||
3 | Board staff may revise any findings to address corrections of | ||||||
4 | factual errors cited in the public response. At the meeting, | ||||||
5 | the State Board may, in its discretion, permit the submission | ||||||
6 | of other additional written materials.
| ||||||
7 | (d) Upon receipt of an application for a permit, the State | ||||||
8 | Board shall
approve and authorize the issuance of a permit if | ||||||
9 | it finds (1) that the
applicant is fit, willing, and able to | ||||||
10 | provide a proper standard of
health care service for the | ||||||
11 | community with particular regard to the
qualification, | ||||||
12 | background and character of the applicant, (2) that
economic | ||||||
13 | feasibility is demonstrated in terms of effect on the existing
| ||||||
14 | and projected operating budget of the applicant and of the | ||||||
15 | health care
facility; in terms of the applicant's ability to | ||||||
16 | establish and operate
such facility in accordance with | ||||||
17 | licensure regulations promulgated under
pertinent state laws; | ||||||
18 | and in terms of the projected impact on the total
health care | ||||||
19 | expenditures in the facility and community, (3) that
safeguards | ||||||
20 | are provided that which assure that the establishment,
| ||||||
21 | construction or modification of the health care facility or | ||||||
22 | acquisition
of major medical equipment is consistent
with the | ||||||
23 | public interest, and (4) that the proposed project is | ||||||
24 | consistent
with the orderly and economic
development of such | ||||||
25 | facilities and equipment and is in accord with standards,
| ||||||
26 | criteria, or plans of need adopted and approved pursuant to the
|
| |||||||
| |||||||
1 | provisions of Section 12 of this Act.
| ||||||
2 | (Source: P.A. 99-154, eff. 7-28-15.)
| ||||||
3 | (Text of Section after amendment by P.A. 100-518 )
| ||||||
4 | (Section scheduled to be repealed on December 31, 2019)
| ||||||
5 | Sec. 6. Application for permit or exemption; exemption | ||||||
6 | regulations.
| ||||||
7 | (a) An application for a permit or exemption shall be made | ||||||
8 | to
the State Board upon forms provided by the State Board. This | ||||||
9 | application
shall contain such information
as the State Board | ||||||
10 | deems necessary. The State Board shall not require an applicant | ||||||
11 | to file a Letter of Intent before an application is filed. Such
| ||||||
12 | application shall include affirmative evidence on which the | ||||||
13 | State
Board or Chairman may make its decision on the approval | ||||||
14 | or denial of the permit or
exemption.
| ||||||
15 | (b) The State Board shall establish by regulation the | ||||||
16 | procedures and
requirements
regarding issuance of exemptions.
| ||||||
17 | An exemption shall be approved when information required by the | ||||||
18 | Board by rule
is submitted. Projects
eligible for an exemption, | ||||||
19 | rather than a permit, include, but are not limited
to,
change | ||||||
20 | of ownership of a health care facility, discontinuation of a | ||||||
21 | category of service, and discontinuation of a health care | ||||||
22 | facility, other than a health care facility maintained by the | ||||||
23 | State or any agency or department thereof or a nursing home | ||||||
24 | maintained by a county. For a change of
ownership of a health | ||||||
25 | care
facility, the State Board shall provide by rule for an
|
| |||||||
| |||||||
1 | expedited
process for obtaining an exemption in accordance with | ||||||
2 | Section 8.5 of this Act. In connection with a change of | ||||||
3 | ownership, the State Board may approve the transfer of an | ||||||
4 | existing permit without regard to whether the permit to be | ||||||
5 | transferred has yet been obligated, except for permits | ||||||
6 | establishing a new facility or a new category of service.
| ||||||
7 | (c) All applications shall be signed by the applicant and | ||||||
8 | shall be
verified by any 2 officers thereof.
| ||||||
9 | (c-5) Any written review or findings of the Board staff | ||||||
10 | concerning an application for a permit must be made available | ||||||
11 | to the public at least 14 calendar days before the meeting of | ||||||
12 | the State Board at which the review or findings are considered. | ||||||
13 | The applicant and members of the public may submit, to the | ||||||
14 | State Board, written responses regarding the facts set forth in | ||||||
15 | the review or findings of the Board staff or reviewing | ||||||
16 | organization . Members of the public shall have until 10 days | ||||||
17 | before the meeting of the State Board to submit any written | ||||||
18 | response concerning the Board staff's written review or | ||||||
19 | findings. The Board staff may revise any findings to address | ||||||
20 | corrections of factual errors cited in the public response. At | ||||||
21 | the meeting, the State Board may, in its discretion, permit the | ||||||
22 | submission of other additional written materials.
| ||||||
23 | (d) Upon receipt of an application for a permit, the State | ||||||
24 | Board shall
approve and authorize the issuance of a permit if | ||||||
25 | it finds (1) that the
applicant is fit, willing, and able to | ||||||
26 | provide a proper standard of
health care service for the |
| |||||||
| |||||||
1 | community with particular regard to the
qualification, | ||||||
2 | background and character of the applicant, (2) that
economic | ||||||
3 | feasibility is demonstrated in terms of effect on the existing
| ||||||
4 | and projected operating budget of the applicant and of the | ||||||
5 | health care
facility; in terms of the applicant's ability to | ||||||
6 | establish and operate
such facility in accordance with | ||||||
7 | licensure regulations promulgated under
pertinent state laws; | ||||||
8 | and in terms of the projected impact on the total
health care | ||||||
9 | expenditures in the facility and community, (3) that
safeguards | ||||||
10 | are provided that which assure that the establishment,
| ||||||
11 | construction or modification of the health care facility or | ||||||
12 | acquisition
of major medical equipment is consistent
with the | ||||||
13 | public interest, and (4) that the proposed project is | ||||||
14 | consistent
with the orderly and economic
development of such | ||||||
15 | facilities and equipment and is in accord with standards,
| ||||||
16 | criteria, or plans of need adopted and approved pursuant to the
| ||||||
17 | provisions of Section 12 of this Act.
| ||||||
18 | (Source: P.A. 99-154, eff. 7-28-15; 100-518, eff. 6-1-18.)
| ||||||
19 | (20 ILCS 3960/6.2) | ||||||
20 | (Section scheduled to be repealed on December 31, 2019) | ||||||
21 | Sec. 6.2. Review of permits; State Board Staff Reports. | ||||||
22 | Upon receipt of an application for a permit to establish,
| ||||||
23 | construct, or modify a health care facility, the State Board | ||||||
24 | staff
shall notify the applicant in writing within 10
working | ||||||
25 | days either that the application is or is not substantially |
| |||||||
| |||||||
1 | complete. If the
application is substantially complete, the | ||||||
2 | State Board staff shall
notify the applicant of the beginning | ||||||
3 | of the review process. If the application is not substantially | ||||||
4 | complete, the Board staff shall explain within the 10-day | ||||||
5 | period why the application is incomplete. | ||||||
6 | The State Board staff shall afford a reasonable amount of | ||||||
7 | time as
established by the State Board, but not to exceed 120 | ||||||
8 | days,
for the review of the application. The 120-day period
| ||||||
9 | begins on the day the application is found to be
substantially | ||||||
10 | complete, as that term is defined by the State
Board. During | ||||||
11 | the 120-day period, the applicant may request
an extension. An | ||||||
12 | applicant may modify the application at any
time before a final | ||||||
13 | administrative decision has been made on the
application.
| ||||||
14 | The State Board staff shall submit its State Board Staff | ||||||
15 | Report
to the State Board for its decision-making regarding | ||||||
16 | approval or denial of the permit. | ||||||
17 | When an application for a permit is initially reviewed by
| ||||||
18 | State Board staff, as provided in this Section, the State Board | ||||||
19 | shall, upon request by the applicant or an interested person, | ||||||
20 | afford an opportunity for a public hearing within a reasonable | ||||||
21 | amount of time
after receipt of the complete application, but | ||||||
22 | not to exceed
90 days after receipt of the complete | ||||||
23 | application. Notice of the hearing shall be made promptly, not | ||||||
24 | less than 10 days before the hearing, by
certified mail to the | ||||||
25 | applicant and, not less than 10 days before the
hearing, by | ||||||
26 | publication in a newspaper of general circulation
in the area |
| |||||||
| |||||||
1 | or community to be affected. The hearing shall
be held in the | ||||||
2 | area or community in which the proposed
project is to be | ||||||
3 | located and shall be for the purpose of allowing
the applicant | ||||||
4 | and any interested person to present public
testimony | ||||||
5 | concerning the approval, denial, renewal, or
revocation of the | ||||||
6 | permit. All interested persons attending
the hearing shall be | ||||||
7 | given a reasonable opportunity to present
their views or | ||||||
8 | arguments in writing or orally, and a record
of all of the | ||||||
9 | testimony shall accompany any findings of the State
Board | ||||||
10 | staff. The State Board shall adopt reasonable rules and | ||||||
11 | regulations
governing the procedure and conduct of the | ||||||
12 | hearings.
| ||||||
13 | (Source: P.A. 98-1086, eff. 8-26-14; 99-114, eff. 7-23-15.)
| ||||||
14 | (20 ILCS 3960/7) (from Ch. 111 1/2, par. 1157)
| ||||||
15 | (Section scheduled to be repealed on December 31, 2019)
| ||||||
16 | Sec. 7.
The Administrator Director or the Chairman of the | ||||||
17 | State Board may request the
cooperation of county and
| ||||||
18 | multiple-county health departments, municipal boards of | ||||||
19 | health, and
other governmental and nongovernmental agencies in | ||||||
20 | obtaining information
and in conducting investigations | ||||||
21 | relating to applications for permits.
| ||||||
22 | (Source: P.A. 89-276, eff. 8-10-95 .)
| ||||||
23 | (20 ILCS 3960/10) (from Ch. 111 1/2, par. 1160)
| ||||||
24 | (Section scheduled to be repealed on December 31, 2019)
|
| |||||||
| |||||||
1 | Sec. 10. Presenting information relevant to the approval of | ||||||
2 | a permit or
certificate or in opposition to the denial of the | ||||||
3 | application; notice of
outcome and review proceedings. When a | ||||||
4 | motion by the State Board, to approve
an application for
a | ||||||
5 | permit, fails to pass,
or when a motion to deny an application | ||||||
6 | for a permit
is passed, the applicant or the holder
of the
| ||||||
7 | permit, as the case may be, and such other parties as the State | ||||||
8 | Board permits,
will be given an opportunity to appear before | ||||||
9 | the State Board and present
such information as may be relevant | ||||||
10 | to the approval of a permit
or in opposition to the denial of | ||||||
11 | the application .
| ||||||
12 | Subsequent to an appearance by the applicant before the | ||||||
13 | State Board or
default of such opportunity to appear, a motion | ||||||
14 | by the State Board to approve
an application for a permit which | ||||||
15 | fails to pass
or a motion to deny an application for a permit
| ||||||
16 | which passes shall be considered denial of the application for | ||||||
17 | a permit, as the case may be. Such action of denial or an
| ||||||
18 | action by the State Board to revoke a permit
shall be | ||||||
19 | communicated to the applicant or holder of the permit. Such | ||||||
20 | person or organization shall be afforded an opportunity
for a | ||||||
21 | hearing before an administrative law judge, who is appointed by | ||||||
22 | the Chairman of the State Board. A written notice of a request | ||||||
23 | for such hearing shall be
served upon the Chairman of the State | ||||||
24 | Board within 30 days following
notification of the decision of | ||||||
25 | the State Board. The administrative law judge shall take | ||||||
26 | actions
necessary to ensure that the hearing is completed |
| |||||||
| |||||||
1 | within a
reasonable period of time, but not to exceed 120 days, | ||||||
2 | except for delays or
continuances agreed to by the
person | ||||||
3 | requesting the hearing.
Following its consideration
of the | ||||||
4 | report of the hearing, or upon default of the party to the | ||||||
5 | hearing,
the State Board shall make its final determination, | ||||||
6 | specifying its findings and
conclusions
within 90 days of | ||||||
7 | receiving the written report of the hearing.
A copy of such | ||||||
8 | determination shall be sent by certified
mail or served | ||||||
9 | personally upon the party.
| ||||||
10 | A full and complete record shall be kept of all | ||||||
11 | proceedings,
including the notice of hearing, complaint, and | ||||||
12 | all other documents in
the nature of pleadings, written motions | ||||||
13 | filed in the proceedings, and
the report and orders of the | ||||||
14 | State Board or hearing officer. All
testimony shall be reported | ||||||
15 | but need not be transcribed unless the
decision is appealed in | ||||||
16 | accordance with the Administrative Review Law,
as now or | ||||||
17 | hereafter amended. A copy or copies of the transcript may be
| ||||||
18 | obtained by any interested party on payment of the cost of | ||||||
19 | preparing
such copy or copies.
| ||||||
20 | The State Board or hearing officer shall upon its own or | ||||||
21 | his motion,
or on the written request of any party to the | ||||||
22 | proceeding who has, in the
State Board's or hearing officer's | ||||||
23 | opinion, demonstrated the relevancy
of such request to the | ||||||
24 | outcome of the proceedings, issue subpoenas
requiring the | ||||||
25 | attendance and the giving of testimony by witnesses, and
| ||||||
26 | subpoenas duces tecum requiring the production of books, |
| |||||||
| |||||||
1 | papers,
records, or memoranda. The fees of witnesses for | ||||||
2 | attendance and travel
shall be the same as the fees of | ||||||
3 | witnesses before the circuit court of
this State.
| ||||||
4 | When the witness is subpoenaed at the instance of the State | ||||||
5 | Board, or
its hearing officer, such fees shall be paid in the | ||||||
6 | same manner as other
expenses of the Board, and when the | ||||||
7 | witness is subpoenaed at the
instance of any other party to any | ||||||
8 | such proceeding the State Board may,
in accordance with its | ||||||
9 | rules, require that the cost of
service of the subpoena or | ||||||
10 | subpoena duces tecum and the fee of the
witness be borne by the | ||||||
11 | party at whose instance the witness is summoned.
In such case, | ||||||
12 | the State Board in its discretion, may require a deposit
to | ||||||
13 | cover the cost of such service and witness fees. A subpoena or
| ||||||
14 | subpoena duces tecum so issued shall be served in the same | ||||||
15 | manner as a
subpoena issued out of a court.
| ||||||
16 | Any circuit court of this State upon the application of the | ||||||
17 | State
Board or upon the application of any other party to the | ||||||
18 | proceeding, may,
in its discretion, compel the attendance of | ||||||
19 | witnesses, the production of
books, papers, records, or | ||||||
20 | memoranda and the giving of testimony before
it or its hearing | ||||||
21 | officer conducting an investigation or holding a
hearing | ||||||
22 | authorized by this Act, by an attachment for contempt, or
| ||||||
23 | otherwise, in the same manner as production of evidence may be | ||||||
24 | compelled
before the court.
| ||||||
25 | (Source: P.A. 98-1086, eff. 8-26-14; 99-527, eff. 1-1-17 .)
|
| |||||||
| |||||||
1 | (20 ILCS 3960/12) (from Ch. 111 1/2, par. 1162)
| ||||||
2 | (Text of Section before amendment by P.A. 100-518 ) | ||||||
3 | (Section scheduled to be repealed on December 31, 2019) | ||||||
4 | Sec. 12. Powers and duties of State Board. For purposes of | ||||||
5 | this Act,
the State Board
shall
exercise the following powers | ||||||
6 | and duties:
| ||||||
7 | (1) Prescribe rules,
regulations, standards, criteria, | ||||||
8 | procedures or reviews which may vary
according to the purpose | ||||||
9 | for which a particular review is being conducted
or the type of | ||||||
10 | project reviewed and which are required to carry out the
| ||||||
11 | provisions and purposes of this Act. Policies and procedures of | ||||||
12 | the State Board shall take into consideration the priorities | ||||||
13 | and needs of medically underserved areas and other health care | ||||||
14 | services, giving special consideration to the impact of | ||||||
15 | projects on access to safety net services.
| ||||||
16 | (2) Adopt procedures for public
notice and hearing on all | ||||||
17 | proposed rules, regulations, standards,
criteria, and plans | ||||||
18 | required to carry out the provisions of this Act.
| ||||||
19 | (3) (Blank).
| ||||||
20 | (4) Develop criteria and standards for health care | ||||||
21 | facilities planning,
conduct statewide inventories of health | ||||||
22 | care facilities, maintain an updated
inventory on the Board's | ||||||
23 | web site reflecting the
most recent bed and service
changes and | ||||||
24 | updated need determinations when new census data become | ||||||
25 | available
or new need formulae
are adopted,
and
develop health | ||||||
26 | care facility plans which shall be utilized in the review of
|
| |||||||
| |||||||
1 | applications for permit under
this Act. Such health facility | ||||||
2 | plans shall be coordinated by the Board
with pertinent State | ||||||
3 | Plans. Inventories pursuant to this Section of skilled or | ||||||
4 | intermediate care facilities licensed under the Nursing Home | ||||||
5 | Care Act, skilled or intermediate care facilities licensed | ||||||
6 | under the ID/DD Community Care Act, skilled or intermediate | ||||||
7 | care facilities licensed under the MC/DD Act, facilities | ||||||
8 | licensed under the Specialized Mental Health Rehabilitation | ||||||
9 | Act of 2013, or nursing homes licensed under the Hospital | ||||||
10 | Licensing Act shall be conducted on an annual basis no later | ||||||
11 | than July 1 of each year and shall include among the | ||||||
12 | information requested a list of all services provided by a | ||||||
13 | facility to its residents and to the community at large and | ||||||
14 | differentiate between active and inactive beds.
| ||||||
15 | In developing health care facility plans, the State Board | ||||||
16 | shall consider,
but shall not be limited to, the following:
| ||||||
17 | (a) The size, composition and growth of the population | ||||||
18 | of the area
to be served;
| ||||||
19 | (b) The number of existing and planned facilities | ||||||
20 | offering similar
programs;
| ||||||
21 | (c) The extent of utilization of existing facilities;
| ||||||
22 | (d) The availability of facilities which may serve as | ||||||
23 | alternatives
or substitutes;
| ||||||
24 | (e) The availability of personnel necessary to the | ||||||
25 | operation of the
facility;
| ||||||
26 | (f) Multi-institutional planning and the establishment |
| |||||||
| |||||||
1 | of
multi-institutional systems where feasible;
| ||||||
2 | (g) The financial and economic feasibility of proposed | ||||||
3 | construction
or modification; and
| ||||||
4 | (h) In the case of health care facilities established | ||||||
5 | by a religious
body or denomination, the needs of the | ||||||
6 | members of such religious body or
denomination may be | ||||||
7 | considered to be public need.
| ||||||
8 | The health care facility plans which are developed and | ||||||
9 | adopted in
accordance with this Section shall form the basis | ||||||
10 | for the plan of the State
to deal most effectively with | ||||||
11 | statewide health needs in regard to health
care facilities.
| ||||||
12 | (5) Coordinate with other state agencies having | ||||||
13 | responsibilities
affecting health care facilities, including | ||||||
14 | those of licensure and cost
reporting.
| ||||||
15 | (6) Solicit, accept, hold and administer on behalf of the | ||||||
16 | State
any grants or bequests of money, securities or property | ||||||
17 | for
use by the State Board in the administration of this Act; | ||||||
18 | and enter into contracts
consistent with the appropriations for | ||||||
19 | purposes enumerated in this Act.
| ||||||
20 | (7) (Blank). The State Board shall prescribe procedures for | ||||||
21 | review, standards,
and criteria which shall be utilized
to make | ||||||
22 | periodic reviews and determinations of the appropriateness
of | ||||||
23 | any existing health services being rendered by health care | ||||||
24 | facilities
subject to the Act. The State Board shall consider | ||||||
25 | recommendations of the
Board in making its
determinations.
| ||||||
26 | (8) Prescribe rules, regulations,
standards, and criteria |
| |||||||
| |||||||
1 | for the conduct of an expeditious review of
applications
for | ||||||
2 | permits for projects of construction or modification of a | ||||||
3 | health care
facility, which projects are classified as | ||||||
4 | emergency, substantive, or non-substantive in nature. | ||||||
5 | Substantive Six months after June 30, 2009 (the effective | ||||||
6 | date of Public Act 96-31), substantive projects shall include | ||||||
7 | no more than the following: | ||||||
8 | (a) Projects to construct (1) a new or replacement | ||||||
9 | facility located on a new site or
(2) a replacement | ||||||
10 | facility located on the same site as the original facility | ||||||
11 | and the cost of the replacement facility exceeds the | ||||||
12 | capital expenditure minimum, which shall be reviewed by the | ||||||
13 | Board within 120 days; | ||||||
14 | (b) Projects proposing a
(1) new service within an | ||||||
15 | existing healthcare facility or
(2) discontinuation of a | ||||||
16 | service within an existing healthcare facility, which | ||||||
17 | shall be reviewed by the Board within 60 days; or | ||||||
18 | (c) Projects proposing a change in the bed capacity of | ||||||
19 | a health care facility by an increase in the total number | ||||||
20 | of beds or by a redistribution of beds among various | ||||||
21 | categories of service or by a relocation of beds from one | ||||||
22 | physical facility or site to another by more than 20 beds | ||||||
23 | or more than 10% of total bed capacity, as defined by the | ||||||
24 | State Board, whichever is less, over a 2-year period. | ||||||
25 | The Chairman may approve applications for exemption that | ||||||
26 | meet the criteria set forth in rules or refer them to the full |
| |||||||
| |||||||
1 | Board. The Chairman may approve any unopposed application that | ||||||
2 | meets all of the review criteria or refer them to the full | ||||||
3 | Board. | ||||||
4 | Such rules shall
not prevent the conduct of a public | ||||||
5 | hearing upon the timely request
of an interested party. Such | ||||||
6 | reviews shall not exceed 60 days from the
date the application | ||||||
7 | is declared to be complete.
| ||||||
8 | (9) Prescribe rules, regulations,
standards, and criteria | ||||||
9 | pertaining to the granting of permits for
construction
and | ||||||
10 | modifications which are emergent in nature and must be | ||||||
11 | undertaken
immediately to prevent or correct structural | ||||||
12 | deficiencies or hazardous
conditions that may harm or injure | ||||||
13 | persons using the facility, as defined
in the rules and | ||||||
14 | regulations of the State Board. This procedure is exempt
from | ||||||
15 | public hearing requirements of this Act.
| ||||||
16 | (10) Prescribe rules,
regulations, standards and criteria | ||||||
17 | for the conduct of an expeditious
review, not exceeding 60 | ||||||
18 | days, of applications for permits for projects to
construct or | ||||||
19 | modify health care facilities which are needed for the care
and | ||||||
20 | treatment of persons who have acquired immunodeficiency | ||||||
21 | syndrome (AIDS)
or related conditions.
| ||||||
22 | (10.5) Provide its rationale when voting on an item before | ||||||
23 | it at a State Board meeting in order to comply with subsection | ||||||
24 | (b) of Section 3-108 of the Code of Civil Procedure. | ||||||
25 | (11) Issue written decisions upon request of the applicant | ||||||
26 | or an adversely affected party to the Board. Requests for a |
| |||||||
| |||||||
1 | written decision shall be made within 15 days after the Board | ||||||
2 | meeting in which a final decision has been made. A "final | ||||||
3 | decision" for purposes of this Act is the decision to approve | ||||||
4 | or deny an application, or take other actions permitted under | ||||||
5 | this Act, at the time and date of the meeting that such action | ||||||
6 | is scheduled by the Board. The transcript of the State Board | ||||||
7 | meeting shall be incorporated into the Board's final decision. | ||||||
8 | The staff of the Board shall prepare a written copy of the | ||||||
9 | final decision and the Board shall approve a final copy for | ||||||
10 | inclusion in the formal record. The Board shall consider, for | ||||||
11 | approval, the written draft of the final decision no later than | ||||||
12 | the next scheduled Board meeting. The written decision shall | ||||||
13 | identify the applicable criteria and factors listed in this Act | ||||||
14 | and the Board's regulations that were taken into consideration | ||||||
15 | by the Board when coming to a final decision. If the Board | ||||||
16 | denies or fails to approve an application for permit or | ||||||
17 | exemption, the Board shall include in the final decision a | ||||||
18 | detailed explanation as to why the application was denied and | ||||||
19 | identify what specific criteria or standards the applicant did | ||||||
20 | not fulfill. | ||||||
21 | (12) (Blank). Require at least one of its members to | ||||||
22 | participate in any public hearing, after the appointment of a | ||||||
23 | majority of the members to the Board. | ||||||
24 | (13) Provide a mechanism for the public to comment on, and | ||||||
25 | request changes to, draft rules and standards. | ||||||
26 | (14) Implement public information campaigns to regularly |
| |||||||
| |||||||
1 | inform the general public about the opportunity for public | ||||||
2 | hearings and public hearing procedures. | ||||||
3 | (15) Establish a separate set of rules and guidelines for | ||||||
4 | long-term care that recognizes that nursing homes are a | ||||||
5 | different business line and service model from other regulated | ||||||
6 | facilities. An open and transparent process shall be developed | ||||||
7 | that considers the following: how skilled nursing fits in the | ||||||
8 | continuum of care with other care providers, modernization of | ||||||
9 | nursing homes, establishment of more private rooms, | ||||||
10 | development of alternative services, and current trends in | ||||||
11 | long-term care services.
The Chairman of the Board shall | ||||||
12 | appoint a permanent Health Services Review Board Long-term Care | ||||||
13 | Facility Advisory Subcommittee that shall develop and | ||||||
14 | recommend to the Board the rules to be established by the Board | ||||||
15 | under this paragraph (15). The Subcommittee shall also provide | ||||||
16 | continuous review and commentary on policies and procedures | ||||||
17 | relative to long-term care and the review of related projects. | ||||||
18 | The Subcommittee shall make recommendations to the Board no | ||||||
19 | later than January 1, 2016 and every January thereafter | ||||||
20 | pursuant to the Subcommittee's responsibility for the | ||||||
21 | continuous review and commentary on policies and procedures | ||||||
22 | relative to long-term care. In consultation with other experts | ||||||
23 | from the health field of long-term care, the Board and the | ||||||
24 | Subcommittee shall study new approaches to the current bed need | ||||||
25 | formula and Health Service Area boundaries to encourage | ||||||
26 | flexibility and innovation in design models reflective of the |
| |||||||
| |||||||
1 | changing long-term care marketplace and consumer preferences | ||||||
2 | and submit its recommendations to the Chairman of the Board no | ||||||
3 | later than January 1, 2017. The Subcommittee shall evaluate, | ||||||
4 | and make recommendations to the State Board regarding, the | ||||||
5 | buying, selling, and exchange of beds between long-term care | ||||||
6 | facilities within a specified geographic area or drive time. | ||||||
7 | The Board shall file the proposed related administrative rules | ||||||
8 | for the separate rules and guidelines for long-term care | ||||||
9 | required by this paragraph (15) by no later than September 30, | ||||||
10 | 2011. The Subcommittee shall be provided a reasonable and | ||||||
11 | timely opportunity to review and comment on any review, | ||||||
12 | revision, or updating of the criteria, standards, procedures, | ||||||
13 | and rules used to evaluate project applications as provided | ||||||
14 | under Section 12.3 of this Act. | ||||||
15 | The Chairman of the Board shall appoint voting members of | ||||||
16 | the Subcommittee, who shall serve for a period of 3 years, with | ||||||
17 | one-third of the terms expiring each January, to be determined | ||||||
18 | by lot. Appointees shall include, but not be limited to, | ||||||
19 | recommendations from each of the 3 statewide long-term care | ||||||
20 | associations, with an equal number to be appointed from each. | ||||||
21 | Compliance with this provision shall be through the appointment | ||||||
22 | and reappointment process. All appointees serving as of April | ||||||
23 | 1, 2015 shall serve to the end of their term as determined by | ||||||
24 | lot or until the appointee voluntarily resigns, whichever is | ||||||
25 | earlier. | ||||||
26 | One representative from the Department of Public Health, |
| |||||||
| |||||||
1 | the Department of Healthcare and Family Services, the | ||||||
2 | Department on Aging, and the Department of Human Services may | ||||||
3 | each serve as an ex-officio non-voting member of the | ||||||
4 | Subcommittee. The Chairman of the Board shall select a | ||||||
5 | Subcommittee Chair, who shall serve for a period of 3 years. | ||||||
6 | (16) Prescribe the format of the State Board Staff Report. | ||||||
7 | A State Board Staff Report shall pertain to applications that | ||||||
8 | include, but are not limited to, applications for permit or | ||||||
9 | exemption, applications for permit renewal, applications for | ||||||
10 | extension of the financial commitment obligation period, | ||||||
11 | applications requesting a declaratory ruling, or applications | ||||||
12 | under the Health Care Worker Self-Referral Act. State Board | ||||||
13 | Staff Reports shall compare applications to the relevant review | ||||||
14 | criteria under the Board's rules. | ||||||
15 | (17) Establish a separate set of rules and guidelines for | ||||||
16 | facilities licensed under the Specialized Mental Health | ||||||
17 | Rehabilitation Act of 2013. An application for the | ||||||
18 | re-establishment of a facility in connection with the | ||||||
19 | relocation of the facility shall not be granted unless the | ||||||
20 | applicant has a contractual relationship with at least one | ||||||
21 | hospital to provide emergency and inpatient mental health | ||||||
22 | services required by facility consumers, and at least one | ||||||
23 | community mental health agency to provide oversight and | ||||||
24 | assistance to facility consumers while living in the facility, | ||||||
25 | and appropriate services, including case management, to assist | ||||||
26 | them to prepare for discharge and reside stably in the |
| |||||||
| |||||||
1 | community thereafter. No new facilities licensed under the | ||||||
2 | Specialized Mental Health Rehabilitation Act of 2013 shall be | ||||||
3 | established after June 16, 2014 (the effective date of Public | ||||||
4 | Act 98-651) except in connection with the relocation of an | ||||||
5 | existing facility to a new location. An application for a new | ||||||
6 | location shall not be approved unless there are adequate | ||||||
7 | community services accessible to the consumers within a | ||||||
8 | reasonable distance, or by use of public transportation, so as | ||||||
9 | to facilitate the goal of achieving maximum individual | ||||||
10 | self-care and independence. At no time shall the total number | ||||||
11 | of authorized beds under this Act in facilities licensed under | ||||||
12 | the Specialized Mental Health Rehabilitation Act of 2013 exceed | ||||||
13 | the number of authorized beds on June 16, 2014 (the effective | ||||||
14 | date of Public Act 98-651). | ||||||
15 | (Source: P.A. 98-414, eff. 1-1-14; 98-463, eff. 8-16-13; | ||||||
16 | 98-651, eff. 6-16-14; 98-1086, eff. 8-26-14; 99-78, eff. | ||||||
17 | 7-20-15; 99-114, eff. 7-23-15; 99-180, eff. 7-29-15; 99-277, | ||||||
18 | eff. 8-5-15; 99-527, eff. 1-1-17; 99-642, eff. 7-28-16 .)
| ||||||
19 | (Text of Section after amendment by P.A. 100-518 ) | ||||||
20 | (Section scheduled to be repealed on December 31, 2019) | ||||||
21 | Sec. 12. Powers and duties of State Board. For purposes of | ||||||
22 | this Act,
the State Board
shall
exercise the following powers | ||||||
23 | and duties:
| ||||||
24 | (1) Prescribe rules,
regulations, standards, criteria, | ||||||
25 | procedures or reviews which may vary
according to the purpose |
| |||||||
| |||||||
1 | for which a particular review is being conducted
or the type of | ||||||
2 | project reviewed and which are required to carry out the
| ||||||
3 | provisions and purposes of this Act. Policies and procedures of | ||||||
4 | the State Board shall take into consideration the priorities | ||||||
5 | and needs of medically underserved areas and other health care | ||||||
6 | services, giving special consideration to the impact of | ||||||
7 | projects on access to safety net services.
| ||||||
8 | (2) Adopt procedures for public
notice and hearing on all | ||||||
9 | proposed rules, regulations, standards,
criteria, and plans | ||||||
10 | required to carry out the provisions of this Act.
| ||||||
11 | (3) (Blank).
| ||||||
12 | (4) Develop criteria and standards for health care | ||||||
13 | facilities planning,
conduct statewide inventories of health | ||||||
14 | care facilities, maintain an updated
inventory on the Board's | ||||||
15 | web site reflecting the
most recent bed and service
changes and | ||||||
16 | updated need determinations when new census data become | ||||||
17 | available
or new need formulae
are adopted,
and
develop health | ||||||
18 | care facility plans which shall be utilized in the review of
| ||||||
19 | applications for permit under
this Act. Such health facility | ||||||
20 | plans shall be coordinated by the Board
with pertinent State | ||||||
21 | Plans. Inventories pursuant to this Section of skilled or | ||||||
22 | intermediate care facilities licensed under the Nursing Home | ||||||
23 | Care Act, skilled or intermediate care facilities licensed | ||||||
24 | under the ID/DD Community Care Act, skilled or intermediate | ||||||
25 | care facilities licensed under the MC/DD Act, facilities | ||||||
26 | licensed under the Specialized Mental Health Rehabilitation |
| |||||||
| |||||||
1 | Act of 2013, or nursing homes licensed under the Hospital | ||||||
2 | Licensing Act shall be conducted on an annual basis no later | ||||||
3 | than July 1 of each year and shall include among the | ||||||
4 | information requested a list of all services provided by a | ||||||
5 | facility to its residents and to the community at large and | ||||||
6 | differentiate between active and inactive beds.
| ||||||
7 | In developing health care facility plans, the State Board | ||||||
8 | shall consider,
but shall not be limited to, the following:
| ||||||
9 | (a) The size, composition and growth of the population | ||||||
10 | of the area
to be served;
| ||||||
11 | (b) The number of existing and planned facilities | ||||||
12 | offering similar
programs;
| ||||||
13 | (c) The extent of utilization of existing facilities;
| ||||||
14 | (d) The availability of facilities which may serve as | ||||||
15 | alternatives
or substitutes;
| ||||||
16 | (e) The availability of personnel necessary to the | ||||||
17 | operation of the
facility;
| ||||||
18 | (f) Multi-institutional planning and the establishment | ||||||
19 | of
multi-institutional systems where feasible;
| ||||||
20 | (g) The financial and economic feasibility of proposed | ||||||
21 | construction
or modification; and
| ||||||
22 | (h) In the case of health care facilities established | ||||||
23 | by a religious
body or denomination, the needs of the | ||||||
24 | members of such religious body or
denomination may be | ||||||
25 | considered to be public need.
| ||||||
26 | The health care facility plans which are developed and |
| |||||||
| |||||||
1 | adopted in
accordance with this Section shall form the basis | ||||||
2 | for the plan of the State
to deal most effectively with | ||||||
3 | statewide health needs in regard to health
care facilities.
| ||||||
4 | (5) Coordinate with other state agencies having | ||||||
5 | responsibilities
affecting health care facilities, including | ||||||
6 | those of licensure and cost
reporting.
| ||||||
7 | (6) Solicit, accept, hold and administer on behalf of the | ||||||
8 | State
any grants or bequests of money, securities or property | ||||||
9 | for
use by the State Board in the administration of this Act; | ||||||
10 | and enter into contracts
consistent with the appropriations for | ||||||
11 | purposes enumerated in this Act.
| ||||||
12 | (7) (Blank). The State Board shall prescribe procedures for | ||||||
13 | review, standards,
and criteria which shall be utilized
to make | ||||||
14 | periodic reviews and determinations of the appropriateness
of | ||||||
15 | any existing health services being rendered by health care | ||||||
16 | facilities
subject to the Act. The State Board shall consider | ||||||
17 | recommendations of the
Board in making its
determinations.
| ||||||
18 | (8) Prescribe rules, regulations,
standards, and criteria | ||||||
19 | for the conduct of an expeditious review of
applications
for | ||||||
20 | permits for projects of construction or modification of a | ||||||
21 | health care
facility, which projects are classified as | ||||||
22 | emergency, substantive, or non-substantive in nature. | ||||||
23 | Substantive Six months after June 30, 2009 (the effective | ||||||
24 | date of Public Act 96-31), substantive projects shall include | ||||||
25 | no more than the following: | ||||||
26 | (a) Projects to construct (1) a new or replacement |
| |||||||
| |||||||
1 | facility located on a new site or
(2) a replacement | ||||||
2 | facility located on the same site as the original facility | ||||||
3 | and the cost of the replacement facility exceeds the | ||||||
4 | capital expenditure minimum, which shall be reviewed by the | ||||||
5 | Board within 120 days; | ||||||
6 | (b) Projects proposing a
(1) new service within an | ||||||
7 | existing healthcare facility or
(2) discontinuation of a | ||||||
8 | service within an existing healthcare facility, which | ||||||
9 | shall be reviewed by the Board within 60 days; or | ||||||
10 | (c) Projects proposing a change in the bed capacity of | ||||||
11 | a health care facility by an increase in the total number | ||||||
12 | of beds or by a redistribution of beds among various | ||||||
13 | categories of service or by a relocation of beds from one | ||||||
14 | physical facility or site to another by more than 20 beds | ||||||
15 | or more than 10% of total bed capacity, as defined by the | ||||||
16 | State Board, whichever is less, over a 2-year period. | ||||||
17 | The Chairman may approve applications for exemption that | ||||||
18 | meet the criteria set forth in rules or refer them to the full | ||||||
19 | Board. The Chairman may approve any unopposed application that | ||||||
20 | meets all of the review criteria or refer them to the full | ||||||
21 | Board. | ||||||
22 | Such rules shall
not prevent the conduct of a public | ||||||
23 | hearing upon the timely request
of an interested party. Such | ||||||
24 | reviews shall not exceed 60 days from the
date the application | ||||||
25 | is declared to be complete.
| ||||||
26 | (9) Prescribe rules, regulations,
standards, and criteria |
| |||||||
| |||||||
1 | pertaining to the granting of permits for
construction
and | ||||||
2 | modifications which are emergent in nature and must be | ||||||
3 | undertaken
immediately to prevent or correct structural | ||||||
4 | deficiencies or hazardous
conditions that may harm or injure | ||||||
5 | persons using the facility, as defined
in the rules and | ||||||
6 | regulations of the State Board. This procedure is exempt
from | ||||||
7 | public hearing requirements of this Act.
| ||||||
8 | (10) Prescribe rules,
regulations, standards and criteria | ||||||
9 | for the conduct of an expeditious
review, not exceeding 60 | ||||||
10 | days, of applications for permits for projects to
construct or | ||||||
11 | modify health care facilities which are needed for the care
and | ||||||
12 | treatment of persons who have acquired immunodeficiency | ||||||
13 | syndrome (AIDS)
or related conditions.
| ||||||
14 | (10.5) Provide its rationale when voting on an item before | ||||||
15 | it at a State Board meeting in order to comply with subsection | ||||||
16 | (b) of Section 3-108 of the Code of Civil Procedure. | ||||||
17 | (11) Issue written decisions upon request of the applicant | ||||||
18 | or an adversely affected party to the Board. Requests for a | ||||||
19 | written decision shall be made within 15 days after the Board | ||||||
20 | meeting in which a final decision has been made. A "final | ||||||
21 | decision" for purposes of this Act is the decision to approve | ||||||
22 | or deny an application, or take other actions permitted under | ||||||
23 | this Act, at the time and date of the meeting that such action | ||||||
24 | is scheduled by the Board. The transcript of the State Board | ||||||
25 | meeting shall be incorporated into the Board's final decision. | ||||||
26 | The staff of the Board shall prepare a written copy of the |
| |||||||
| |||||||
1 | final decision and the Board shall approve a final copy for | ||||||
2 | inclusion in the formal record. The Board shall consider, for | ||||||
3 | approval, the written draft of the final decision no later than | ||||||
4 | the next scheduled Board meeting. The written decision shall | ||||||
5 | identify the applicable criteria and factors listed in this Act | ||||||
6 | and the Board's regulations that were taken into consideration | ||||||
7 | by the Board when coming to a final decision. If the Board | ||||||
8 | denies or fails to approve an application for permit or | ||||||
9 | exemption, the Board shall include in the final decision a | ||||||
10 | detailed explanation as to why the application was denied and | ||||||
11 | identify what specific criteria or standards the applicant did | ||||||
12 | not fulfill. | ||||||
13 | (12) (Blank). Require at least one of its members to | ||||||
14 | participate in any public hearing, after the appointment of a | ||||||
15 | majority of the members to the Board. | ||||||
16 | (13) Provide a mechanism for the public to comment on, and | ||||||
17 | request changes to, draft rules and standards. | ||||||
18 | (14) Implement public information campaigns to regularly | ||||||
19 | inform the general public about the opportunity for public | ||||||
20 | hearings and public hearing procedures. | ||||||
21 | (15) Establish a separate set of rules and guidelines for | ||||||
22 | long-term care that recognizes that nursing homes are a | ||||||
23 | different business line and service model from other regulated | ||||||
24 | facilities. An open and transparent process shall be developed | ||||||
25 | that considers the following: how skilled nursing fits in the | ||||||
26 | continuum of care with other care providers, modernization of |
| |||||||
| |||||||
1 | nursing homes, establishment of more private rooms, | ||||||
2 | development of alternative services, and current trends in | ||||||
3 | long-term care services.
The Chairman of the Board shall | ||||||
4 | appoint a permanent Health Services Review Board Long-term Care | ||||||
5 | Facility Advisory Subcommittee that shall develop and | ||||||
6 | recommend to the Board the rules to be established by the Board | ||||||
7 | under this paragraph (15). The Subcommittee shall also provide | ||||||
8 | continuous review and commentary on policies and procedures | ||||||
9 | relative to long-term care and the review of related projects. | ||||||
10 | The Subcommittee shall make recommendations to the Board no | ||||||
11 | later than January 1, 2016 and every January thereafter | ||||||
12 | pursuant to the Subcommittee's responsibility for the | ||||||
13 | continuous review and commentary on policies and procedures | ||||||
14 | relative to long-term care. In consultation with other experts | ||||||
15 | from the health field of long-term care, the Board and the | ||||||
16 | Subcommittee shall study new approaches to the current bed need | ||||||
17 | formula and Health Service Area boundaries to encourage | ||||||
18 | flexibility and innovation in design models reflective of the | ||||||
19 | changing long-term care marketplace and consumer preferences | ||||||
20 | and submit its recommendations to the Chairman of the Board no | ||||||
21 | later than January 1, 2017. The Subcommittee shall evaluate, | ||||||
22 | and make recommendations to the State Board regarding, the | ||||||
23 | buying, selling, and exchange of beds between long-term care | ||||||
24 | facilities within a specified geographic area or drive time. | ||||||
25 | The Board shall file the proposed related administrative rules | ||||||
26 | for the separate rules and guidelines for long-term care |
| |||||||
| |||||||
1 | required by this paragraph (15) by no later than September 30, | ||||||
2 | 2011. The Subcommittee shall be provided a reasonable and | ||||||
3 | timely opportunity to review and comment on any review, | ||||||
4 | revision, or updating of the criteria, standards, procedures, | ||||||
5 | and rules used to evaluate project applications as provided | ||||||
6 | under Section 12.3 of this Act. | ||||||
7 | The Chairman of the Board shall appoint voting members of | ||||||
8 | the Subcommittee, who shall serve for a period of 3 years, with | ||||||
9 | one-third of the terms expiring each January, to be determined | ||||||
10 | by lot. Appointees shall include, but not be limited to, | ||||||
11 | recommendations from each of the 3 statewide long-term care | ||||||
12 | associations, with an equal number to be appointed from each. | ||||||
13 | Compliance with this provision shall be through the appointment | ||||||
14 | and reappointment process. All appointees serving as of April | ||||||
15 | 1, 2015 shall serve to the end of their term as determined by | ||||||
16 | lot or until the appointee voluntarily resigns, whichever is | ||||||
17 | earlier. | ||||||
18 | One representative from the Department of Public Health, | ||||||
19 | the Department of Healthcare and Family Services, the | ||||||
20 | Department on Aging, and the Department of Human Services may | ||||||
21 | each serve as an ex-officio non-voting member of the | ||||||
22 | Subcommittee. The Chairman of the Board shall select a | ||||||
23 | Subcommittee Chair, who shall serve for a period of 3 years. | ||||||
24 | (16) Prescribe the format of the State Board Staff Report. | ||||||
25 | A State Board Staff Report shall pertain to applications that | ||||||
26 | include, but are not limited to, applications for permit or |
| |||||||
| |||||||
1 | exemption, applications for permit renewal, applications for | ||||||
2 | extension of the financial commitment period, applications | ||||||
3 | requesting a declaratory ruling, or applications under the | ||||||
4 | Health Care Worker Self-Referral Act. State Board Staff Reports | ||||||
5 | shall compare applications to the relevant review criteria | ||||||
6 | under the Board's rules. | ||||||
7 | (17) Establish a separate set of rules and guidelines for | ||||||
8 | facilities licensed under the Specialized Mental Health | ||||||
9 | Rehabilitation Act of 2013. An application for the | ||||||
10 | re-establishment of a facility in connection with the | ||||||
11 | relocation of the facility shall not be granted unless the | ||||||
12 | applicant has a contractual relationship with at least one | ||||||
13 | hospital to provide emergency and inpatient mental health | ||||||
14 | services required by facility consumers, and at least one | ||||||
15 | community mental health agency to provide oversight and | ||||||
16 | assistance to facility consumers while living in the facility, | ||||||
17 | and appropriate services, including case management, to assist | ||||||
18 | them to prepare for discharge and reside stably in the | ||||||
19 | community thereafter. No new facilities licensed under the | ||||||
20 | Specialized Mental Health Rehabilitation Act of 2013 shall be | ||||||
21 | established after June 16, 2014 (the effective date of Public | ||||||
22 | Act 98-651) except in connection with the relocation of an | ||||||
23 | existing facility to a new location. An application for a new | ||||||
24 | location shall not be approved unless there are adequate | ||||||
25 | community services accessible to the consumers within a | ||||||
26 | reasonable distance, or by use of public transportation, so as |
| |||||||
| |||||||
1 | to facilitate the goal of achieving maximum individual | ||||||
2 | self-care and independence. At no time shall the total number | ||||||
3 | of authorized beds under this Act in facilities licensed under | ||||||
4 | the Specialized Mental Health Rehabilitation Act of 2013 exceed | ||||||
5 | the number of authorized beds on June 16, 2014 (the effective | ||||||
6 | date of Public Act 98-651). | ||||||
7 | (Source: P.A. 99-78, eff. 7-20-15; 99-114, eff. 7-23-15; | ||||||
8 | 99-180, eff. 7-29-15; 99-277, eff. 8-5-15; 99-527, eff. 1-1-17; | ||||||
9 | 99-642, eff. 7-28-16; 100-518, eff. 6-1-18.)
| ||||||
10 | (20 ILCS 3960/12.2)
| ||||||
11 | (Section scheduled to be repealed on December 31, 2019)
| ||||||
12 | Sec. 12.2. Powers of the State Board staff. For purposes of | ||||||
13 | this Act,
the staff shall exercise the following powers and | ||||||
14 | duties:
| ||||||
15 | (1) Review applications for permits and exemptions in | ||||||
16 | accordance with the
standards, criteria, and plans of need | ||||||
17 | established by the State Board under
this Act and certify | ||||||
18 | its finding to the State Board.
| ||||||
19 | (1.5) Post the following on the Board's web site: | ||||||
20 | relevant (i)
rules,
(ii)
standards, (iii)
criteria, (iv) | ||||||
21 | State norms, (v) references used by Board staff in making
| ||||||
22 | determinations about whether application criteria are met, | ||||||
23 | and (vi) notices of
project-related filings, including | ||||||
24 | notice of public comments related to the
application.
| ||||||
25 | (2) Charge and collect an amount determined by the |
| |||||||
| |||||||
1 | State Board and the staff to be
reasonable fees for the | ||||||
2 | processing of applications by the State Board.
The State | ||||||
3 | Board shall set the amounts by rule. Application fees for | ||||||
4 | continuing care retirement communities, and other health | ||||||
5 | care models that include regulated and unregulated | ||||||
6 | components, shall apply only to those components subject to | ||||||
7 | regulation under this Act. All fees and fines
collected | ||||||
8 | under the provisions of this Act shall be deposited
into | ||||||
9 | the Illinois Health Facilities Planning Fund to be used for | ||||||
10 | the
expenses of administering this Act.
| ||||||
11 | (2.1) Publish the following reports on the State Board | ||||||
12 | website: | ||||||
13 | (A) An annual accounting, aggregated by category | ||||||
14 | and with names of parties redacted, of fees, fines, and | ||||||
15 | other revenue collected as well as expenses incurred, | ||||||
16 | in the administration of this Act. | ||||||
17 | (B) An annual report, with names of the parties | ||||||
18 | redacted, that summarizes all settlement agreements | ||||||
19 | entered into with the State Board that resolve an | ||||||
20 | alleged instance of noncompliance with State Board | ||||||
21 | requirements under this Act. | ||||||
22 | (C) (Blank). A monthly report that includes the | ||||||
23 | status of applications and recommendations regarding | ||||||
24 | updates to the standard, criteria, or the health plan | ||||||
25 | as appropriate. | ||||||
26 | (D) Board reports showing the degree to which an |
| |||||||
| |||||||
1 | application conforms to the review standards, a | ||||||
2 | summation of relevant public testimony, and any | ||||||
3 | additional information that staff wants to | ||||||
4 | communicate. | ||||||
5 | (3) Coordinate with other State agencies having | ||||||
6 | responsibilities
affecting
health care facilities, | ||||||
7 | including licensure and cost reporting agencies.
| ||||||
8 | (Source: P.A. 98-1086, eff. 8-26-14; 99-527, eff. 1-1-17 .)
| ||||||
9 | (20 ILCS 3960/12.3)
| ||||||
10 | (Section scheduled to be repealed on December 31, 2019)
| ||||||
11 | Sec. 12.3. Revision of criteria, standards, and rules. At | ||||||
12 | least every 2 years, the State Board shall review, revise, and
| ||||||
13 | update the
criteria, standards, and rules used to evaluate | ||||||
14 | applications for permit and exemption . The Board may appoint | ||||||
15 | temporary advisory committees made up of experts with | ||||||
16 | professional competence in the subject matter of the proposed | ||||||
17 | standards or criteria to assist in the development of revisions | ||||||
18 | to requirements, standards , and criteria. In
particular, the | ||||||
19 | review of
the criteria, standards, and rules shall consider:
| ||||||
20 | (1) Whether the requirements, criteria , and standards | ||||||
21 | reflect current industry standards
and
anticipated trends.
| ||||||
22 | (2) Whether the criteria and standards can be reduced | ||||||
23 | or eliminated.
| ||||||
24 | (3) Whether requirements, criteria , and standards can | ||||||
25 | be developed to authorize the
construction
of unfinished |
| |||||||
| |||||||
1 | space for future use when the ultimate need for such space | ||||||
2 | can be
reasonably
projected.
| ||||||
3 | (4) Whether the criteria and standards take into | ||||||
4 | account issues related to
population growth and changing | ||||||
5 | demographics in a community.
| ||||||
6 | (5) Whether facility-defined service and planning | ||||||
7 | areas should be
recognized.
| ||||||
8 | (6) Whether categories of service that are subject to | ||||||
9 | review should be re-evaluated, including provisions | ||||||
10 | related to structural, functional, and operational | ||||||
11 | differences between long-term care facilities and acute | ||||||
12 | care facilities and that allow routine changes of | ||||||
13 | ownership, facility sales, and closure requests to be | ||||||
14 | processed on a more timely basis. | ||||||
15 | (Source: P.A. 99-527, eff. 1-1-17 .)
| ||||||
16 | (20 ILCS 3960/12.4)
| ||||||
17 | (Section scheduled to be repealed on December 31, 2019) | ||||||
18 | Sec. 12.4. Hospital reduction in health care services; | ||||||
19 | notice. If a hospital reduces any of the Categories of Service | ||||||
20 | as outlined in Title 77, Chapter II, Part 1110 in the Illinois | ||||||
21 | Administrative Code, or any other service as defined by rule by | ||||||
22 | the State Board, by 50% or more according to rules adopted by | ||||||
23 | the State Board, then within 30 days after reducing the | ||||||
24 | service, the hospital must give written notice of the reduction | ||||||
25 | in service to the State Board, the Department of Public Health, |
| |||||||
| |||||||
1 | and the State Senator and 2 State Representative | ||||||
2 | Representatives serving the legislative district in which the | ||||||
3 | hospital is located. The State Board shall adopt rules to | ||||||
4 | implement this Section, including rules that specify (i) how | ||||||
5 | each health care service is defined, if not already defined in | ||||||
6 | the State Board's rules, and (ii) what constitutes a reduction | ||||||
7 | in service of 50% or more.
| ||||||
8 | (Source: P.A. 93-940, eff. 1-1-05 .)
| ||||||
9 | (20 ILCS 3960/12.5) | ||||||
10 | (Section scheduled to be repealed on December 31, 2019)
| ||||||
11 | Sec. 12.5. Update existing bed inventory and associated bed | ||||||
12 | need projections. The While the Task Force on Health Planning | ||||||
13 | Reform will make long-term recommendations related to the | ||||||
14 | method and formula for calculating the bed inventory and | ||||||
15 | associated bed need projections, there is a current need for | ||||||
16 | the bed inventory to be updated prior to the issuance of the | ||||||
17 | recommendations of the Task Force. Therefore, the State Board | ||||||
18 | shall regularly immediately update the existing bed inventory | ||||||
19 | and associated bed need projections required by Sections 12 and | ||||||
20 | 12.3 of this Act, using the most recently published historical | ||||||
21 | utilization data, 5-year population projections, and an | ||||||
22 | appropriate migration factor for the medical-surgical and | ||||||
23 | pediatric category of service which shall be no less than 50%. | ||||||
24 | The State Board shall provide written documentation providing | ||||||
25 | the methodology and rationale used to determine the appropriate |
| |||||||
| |||||||
1 | migration factor.
| ||||||
2 | (Source: P.A. 97-1115, eff. 8-27-12; 98-1086, eff. 8-26-14.)
| ||||||
3 | (20 ILCS 3960/13) (from Ch. 111 1/2, par. 1163)
| ||||||
4 | (Section scheduled to be repealed on December 31, 2019)
| ||||||
5 | Sec. 13. Investigation of applications for permits and | ||||||
6 | certificates of
recognition . The State Board shall make or | ||||||
7 | cause to be made
such investigations as it deems necessary in | ||||||
8 | connection
with an application for a permit or an application | ||||||
9 | for a certificate of
recognition , or in connection with a | ||||||
10 | determination of whether or not
construction
or modification | ||||||
11 | that which has been commenced is in accord with the permit | ||||||
12 | issued
by the State Board , or whether construction or | ||||||
13 | modification has been commenced
without a permit having been | ||||||
14 | obtained. The State Board may issue subpoenas
duces tecum | ||||||
15 | requiring the production of records and may administer oaths
to | ||||||
16 | such witnesses.
| ||||||
17 | Any circuit court of this State, upon the application of | ||||||
18 | the State Board
or upon the application of any party to such | ||||||
19 | proceedings, may, in its
discretion,
compel the attendance of | ||||||
20 | witnesses, the production of books, papers, records,
or | ||||||
21 | memoranda and the giving of testimony before the State Board, | ||||||
22 | by a
proceeding
as for contempt, or otherwise, in the same | ||||||
23 | manner as production of evidence
may be compelled before the | ||||||
24 | court.
| ||||||
25 | The State Board shall require all health facilities |
| |||||||
| |||||||
1 | operating
in this State
to provide such reasonable reports at | ||||||
2 | such times and containing such
information
as is needed by it | ||||||
3 | to carry out the purposes and provisions of this Act.
Prior to | ||||||
4 | collecting information from health facilities, the State Board
| ||||||
5 | shall make reasonable efforts
through a public process to | ||||||
6 | consult with health facilities and associations
that represent | ||||||
7 | them to determine
whether data and information requests will | ||||||
8 | result in useful information for
health planning, whether
| ||||||
9 | sufficient information is available from other sources, and | ||||||
10 | whether data
requested is routinely collected
by health | ||||||
11 | facilities and is available without retrospective record | ||||||
12 | review. Data
and information requests
shall not impose undue | ||||||
13 | paperwork burdens on health care facilities and
personnel.
| ||||||
14 | Health facilities not complying with this requirement shall be | ||||||
15 | reported
to licensing, accrediting, certifying, or payment | ||||||
16 | agencies as being in
violation
of State law. Health care | ||||||
17 | facilities and other parties at interest shall
have reasonable | ||||||
18 | access, under rules established by the State Board, to all
| ||||||
19 | planning information submitted in accord with this Act | ||||||
20 | pertaining to their
area.
| ||||||
21 | Among the reports to be required by the State Board are | ||||||
22 | facility questionnaires for health care facilities licensed | ||||||
23 | under the Ambulatory Surgical Treatment Center Act, the | ||||||
24 | Hospital Licensing Act, the Nursing Home Care Act, the ID/DD | ||||||
25 | Community Care Act, the MC/DD Act, the Specialized Mental | ||||||
26 | Health Rehabilitation Act of 2013, or the End Stage Renal |
| |||||||
| |||||||
1 | Disease Facility Act. These questionnaires shall be conducted | ||||||
2 | on an annual basis and compiled by the State Board. For health | ||||||
3 | care facilities licensed under the Nursing Home Care Act or the | ||||||
4 | Specialized Mental Health Rehabilitation Act of 2013, these | ||||||
5 | reports shall include, but not be limited to, the | ||||||
6 | identification of specialty services provided by the facility | ||||||
7 | to patients, residents, and the community at large. Annual | ||||||
8 | reports for facilities licensed under the ID/DD Community Care | ||||||
9 | Act and facilities licensed under the MC/DD Act shall be | ||||||
10 | different from the annual reports required of other health care | ||||||
11 | facilities and shall be specific to those facilities licensed | ||||||
12 | under the ID/DD Community Care Act or the MC/DD Act. The Health | ||||||
13 | Facilities and Services Review Board shall consult with | ||||||
14 | associations representing facilities licensed under the ID/DD | ||||||
15 | Community Care Act and associations representing facilities | ||||||
16 | licensed under the MC/DD Act when developing the information | ||||||
17 | requested in these annual reports. For health care facilities | ||||||
18 | that contain long term care beds, the reports shall also | ||||||
19 | include the number of staffed long term care beds, physical | ||||||
20 | capacity for long term care beds at the facility, and long term | ||||||
21 | care beds available for immediate occupancy. For purposes of | ||||||
22 | this paragraph, "long term care beds" means beds
(i) licensed | ||||||
23 | under the Nursing Home Care Act, (ii) licensed under the ID/DD | ||||||
24 | Community Care Act, (iii) licensed under the MC/DD Act, (iv) | ||||||
25 | licensed under the Hospital Licensing Act, or (v) licensed | ||||||
26 | under the Specialized Mental Health Rehabilitation Act of 2013 |
| |||||||
| |||||||
1 | and certified as skilled nursing or nursing facility beds under | ||||||
2 | Medicaid or Medicare.
| ||||||
3 | (Source: P.A. 98-1086, eff. 8-26-14; 99-180, eff. 7-29-15.)
| ||||||
4 | (20 ILCS 3960/14.1)
| ||||||
5 | (Section scheduled to be repealed on December 31, 2019) | ||||||
6 | Sec. 14.1. Denial of permit; other sanctions. | ||||||
7 | (a) The State Board may deny an application for a permit or | ||||||
8 | may revoke or
take other action as permitted by this Act with | ||||||
9 | regard to a permit as the State
Board deems appropriate, | ||||||
10 | including the imposition of fines as set forth in this
Section, | ||||||
11 | for any one or a combination of the following: | ||||||
12 | (1) The acquisition of major medical equipment without | ||||||
13 | a permit or in
violation of the terms of a permit. | ||||||
14 | (2) The establishment, construction, modification, or | ||||||
15 | change of ownership of a health care
facility without a | ||||||
16 | permit or exemption or in violation of the terms of a | ||||||
17 | permit. | ||||||
18 | (3) The violation of any provision of this Act or any | ||||||
19 | rule adopted
under this Act. | ||||||
20 | (4) The failure, by any person subject to this Act, to | ||||||
21 | provide information
requested by the State Board or Agency | ||||||
22 | within 30 days after a formal written
request for the | ||||||
23 | information. | ||||||
24 | (5) The failure to pay any fine imposed under this | ||||||
25 | Section within 30 days
of its imposition. |
| |||||||
| |||||||
1 | (a-5) For facilities licensed under the ID/DD Community | ||||||
2 | Care Act, no permit shall be denied on the basis of prior | ||||||
3 | operator history, other than for actions specified under item | ||||||
4 | (2), (4), or (5) of Section 3-117 of the ID/DD Community Care | ||||||
5 | Act. For facilities licensed under the MC/DD Act, no permit | ||||||
6 | shall be denied on the basis of prior operator history, other | ||||||
7 | than for actions specified under item (2), (4), or (5) of | ||||||
8 | Section 3-117 of the MC/DD Act. For facilities licensed under | ||||||
9 | the Specialized Mental Health Rehabilitation Act of 2013, no | ||||||
10 | permit shall be denied on the basis of prior operator history, | ||||||
11 | other than for actions specified under subsections (a) and (b) | ||||||
12 | of Section 4-109 of the Specialized Mental Health | ||||||
13 | Rehabilitation Act of 2013. For facilities licensed under the | ||||||
14 | Nursing Home Care Act, no permit shall be denied on the basis | ||||||
15 | of prior operator history, other than for: (i) actions | ||||||
16 | specified under item (2), (3), (4), (5), or (6) of Section | ||||||
17 | 3-117 of the Nursing Home Care Act; (ii) actions specified | ||||||
18 | under item (a)(6) of Section 3-119 of the Nursing Home Care | ||||||
19 | Act; or (iii) actions within the preceding 5 years constituting | ||||||
20 | a substantial and repeated failure to comply with the Nursing | ||||||
21 | Home Care Act or the rules and regulations adopted by the | ||||||
22 | Department under that Act. The State Board shall not deny a | ||||||
23 | permit on account of any action described in this subsection | ||||||
24 | (a-5) without also considering all such actions in the light of | ||||||
25 | all relevant information available to the State Board, | ||||||
26 | including whether the permit is sought to substantially comply |
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1 | with a mandatory or voluntary plan of correction associated | ||||||
2 | with any action described in this subsection (a-5).
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3 | (b) Persons shall be subject to fines as follows: | ||||||
4 | (1) A permit holder who fails to comply with the | ||||||
5 | requirements of
maintaining a valid permit shall be fined | ||||||
6 | an amount not to exceed 1% of the
approved permit amount | ||||||
7 | plus an additional 1% of the approved permit amount for
| ||||||
8 | each 30-day period, or fraction thereof, that the violation | ||||||
9 | continues. | ||||||
10 | (2) A permit holder who alters the scope of an approved | ||||||
11 | project or whose
project costs exceed the allowable permit | ||||||
12 | amount without first obtaining
approval from the State | ||||||
13 | Board shall be fined an amount not to exceed the sum of
(i) | ||||||
14 | the lesser of $25,000 or 2% of the approved permit amount | ||||||
15 | and (ii) in those
cases where the approved permit amount is | ||||||
16 | exceeded by more than $1,000,000, an
additional $20,000 for | ||||||
17 | each $1,000,000, or fraction thereof, in excess of the
| ||||||
18 | approved permit amount. | ||||||
19 | (2.5) A permit or exemption holder who fails to comply | ||||||
20 | with the post-permit and reporting requirements set forth | ||||||
21 | in Sections 5 and 8.5 shall be fined an amount not to | ||||||
22 | exceed $10,000 plus an additional $10,000 for each 30-day | ||||||
23 | period, or fraction thereof, that the violation continues. | ||||||
24 | This fine shall continue to accrue until the date that (i) | ||||||
25 | the post-permit requirements are met and the post-permit or | ||||||
26 | post-exemption reports are received by the State Board or |
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1 | (ii) the matter is referred by the State Board to the State | ||||||
2 | Board's legal counsel. The accrued fine is not waived by | ||||||
3 | the permit or exemption holder submitting the required | ||||||
4 | information and reports. Prior to any fine beginning to | ||||||
5 | accrue, the Board shall
notify, in writing, a permit or | ||||||
6 | exemption holder of the due date
for the post-permit and | ||||||
7 | reporting requirements no later than 30 days
before the due | ||||||
8 | date for the requirements. The exemption letter shall serve | ||||||
9 | as the notice for exemptions. This paragraph (2.5) takes
| ||||||
10 | effect 6 months after August 27, 2012 (the effective date | ||||||
11 | of Public Act 97-1115). | ||||||
12 | (3) A person who acquires major medical equipment or | ||||||
13 | who establishes a
category of service without first | ||||||
14 | obtaining a permit or exemption, as the case
may be, shall | ||||||
15 | be fined an amount not to exceed $10,000 for each such
| ||||||
16 | acquisition or category of service established plus an | ||||||
17 | additional $10,000 for
each 30-day period, or fraction | ||||||
18 | thereof, that the violation continues. | ||||||
19 | (4) A person who constructs, modifies, establishes, or | ||||||
20 | changes ownership of a health care
facility without first | ||||||
21 | obtaining a permit or exemption shall be fined an amount | ||||||
22 | not to
exceed $25,000 plus an additional $25,000 for each | ||||||
23 | 30-day period, or fraction
thereof, that the violation | ||||||
24 | continues. | ||||||
25 | (5) A person who discontinues a health care facility or | ||||||
26 | a category of
service without first obtaining a permit or |
| |||||||
| |||||||
1 | exemption shall be fined an amount not to exceed
$10,000 | ||||||
2 | plus an additional $10,000 for each 30-day period, or | ||||||
3 | fraction thereof,
that the violation continues. For | ||||||
4 | purposes of this subparagraph (5), facilities licensed | ||||||
5 | under the Nursing Home Care Act, the ID/DD Community Care | ||||||
6 | Act, or the MC/DD Act, with the exceptions of facilities | ||||||
7 | operated by a county or Illinois Veterans Homes, are exempt | ||||||
8 | from this permit requirement. However, facilities licensed | ||||||
9 | under the Nursing Home Care Act, the ID/DD Community Care | ||||||
10 | Act, or the MC/DD Act must comply with Section 3-423 of the | ||||||
11 | Nursing Home Care Act, Section 3-423 of the ID/DD Community | ||||||
12 | Care Act, or Section 3-423 of the MC/DD Act and must | ||||||
13 | provide the Board and the Department of Human Services with | ||||||
14 | 30 days' written notice of their intent to close.
| ||||||
15 | Facilities licensed under the ID/DD Community Care Act or | ||||||
16 | the MC/DD Act also must provide the Board and the | ||||||
17 | Department of Human Services with 30 days' written notice | ||||||
18 | of their intent to reduce the number of beds for a | ||||||
19 | facility. | ||||||
20 | (6) A person subject to this Act who fails to provide | ||||||
21 | information
requested by the State Board or Agency within | ||||||
22 | 30 days of a formal written
request shall be fined an | ||||||
23 | amount not to exceed $1,000 plus an additional $1,000
for | ||||||
24 | each 30-day period, or fraction thereof, that the | ||||||
25 | information is not
received by the State Board or Agency. | ||||||
26 | (b-5) The State Board may accept in-kind services or |
| |||||||
| |||||||
1 | donations instead of or in combination with the imposition of a | ||||||
2 | fine. This authorization is limited to cases where the | ||||||
3 | non-compliant individual or entity has waived the right to an | ||||||
4 | administrative hearing or opportunity to appear before the | ||||||
5 | Board regarding the non-compliant matter. | ||||||
6 | (c) Before imposing any fine authorized under this Section, | ||||||
7 | the State Board
shall afford the person or permit holder, as | ||||||
8 | the case may be, an appearance
before the State Board and an | ||||||
9 | opportunity for a hearing before a hearing
officer appointed by | ||||||
10 | the State Board. The hearing shall be conducted in
accordance | ||||||
11 | with Section 10. Requests for an appearance before the State | ||||||
12 | Board must be made within 30 days after receiving notice that a | ||||||
13 | fine will be imposed. | ||||||
14 | (d) All fines collected under this Act shall be transmitted | ||||||
15 | to the State
Treasurer, who shall deposit them into the | ||||||
16 | Illinois Health Facilities Planning
Fund. | ||||||
17 | (e) Fines imposed under this Section shall continue to | ||||||
18 | accrue until: (i) the date that the matter is referred by the | ||||||
19 | State Board to the Board's legal counsel; or (ii) the date that | ||||||
20 | the health care facility becomes compliant with the Act, | ||||||
21 | whichever is earlier. | ||||||
22 | (Source: P.A. 98-463, eff. 8-16-13; 99-114, eff. 7-23-15; | ||||||
23 | 99-180, eff. 7-29-15; 99-527, eff. 1-1-17; 99-642, eff. | ||||||
24 | 6-28-16 .)
| ||||||
25 | Section 95. No acceleration or delay. Where this Act makes |
| |||||||
| |||||||
1 | changes in a statute that is represented in this Act by text | ||||||
2 | that is not yet or no longer in effect (for example, a Section | ||||||
3 | represented by multiple versions), the use of that text does | ||||||
4 | not accelerate or delay the taking effect of (i) the changes | ||||||
5 | made by this Act or (ii) provisions derived from any other | ||||||
6 | Public Act.
| ||||||
7 | Section 99. Effective date. This Act takes effect upon | ||||||
8 | becoming law.
|