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1 | AN ACT concerning State government.
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2 | Be it enacted by the People of the State of Illinois,
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3 | represented in the General Assembly:
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4 | Section 5. The Illinois Health Facilities Planning Act is | ||||||
5 | amended by changing Sections 4, 4.2, 5, 5.2, 5.3, 6, 6.2, 7, | ||||||
6 | 10, 12, 12.2, 12.3, 12.4, 12.5, 13, and 14.1 as follows:
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7 | (20 ILCS 3960/4) (from Ch. 111 1/2, par. 1154)
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8 | (Section scheduled to be repealed on December 31, 2019)
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9 | Sec. 4. Health Facilities and Services Review Board; | ||||||
10 | membership; appointment; term;
compensation; quorum. | ||||||
11 | Notwithstanding any other provision in this Section, members of | ||||||
12 | the State Board holding office on the day before the effective | ||||||
13 | date of this amendatory Act of the 96th General Assembly shall | ||||||
14 | retain their authority. | ||||||
15 | (a) There is created the Health
Facilities and Services | ||||||
16 | Review Board, which
shall perform the functions described in | ||||||
17 | this
Act. The Department shall provide operational support to | ||||||
18 | the Board as necessary, including the provision of office | ||||||
19 | space, supplies, and clerical, financial, and accounting | ||||||
20 | services. The Board may contract for functions or operational | ||||||
21 | support as needed. The Board may also contract with experts | ||||||
22 | related to specific health services or facilities and create | ||||||
23 | technical advisory panels to assist in the development of |
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1 | criteria, standards, and procedures used in the evaluation of | ||||||
2 | applications for permit and exemption.
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3 | (b) The Beginning March 1, 2010, the State Board shall | ||||||
4 | consist of 9 voting members. All members shall be residents of | ||||||
5 | Illinois and at least 4 shall reside outside the Chicago | ||||||
6 | Metropolitan Statistical Area. Consideration shall be given to | ||||||
7 | potential appointees who reflect the ethnic and cultural | ||||||
8 | diversity of the State. Neither Board members nor Board staff | ||||||
9 | shall be convicted felons or have pled guilty to a felony. | ||||||
10 | Each member shall have a reasonable knowledge of the | ||||||
11 | practice, procedures and principles of the health care delivery | ||||||
12 | system in Illinois, including at least 5 members who shall be | ||||||
13 | knowledgeable about health care delivery systems, health | ||||||
14 | systems planning, finance, or the management of health care | ||||||
15 | facilities currently regulated under the Act. One member shall | ||||||
16 | be a representative of a non-profit health care consumer | ||||||
17 | advocacy organization. A spouse, parent, sibling, or child of a | ||||||
18 | Board member cannot be an employee, agent, or under contract | ||||||
19 | with services or facilities subject to the Act. Prior to | ||||||
20 | appointment and in the course of service on the Board, members | ||||||
21 | of the Board shall disclose the employment or other financial | ||||||
22 | interest of any other relative of the member, if known, in | ||||||
23 | service or facilities subject to the Act. Members of the Board | ||||||
24 | shall declare any conflict of interest that may exist with | ||||||
25 | respect to the status of those relatives and recuse themselves | ||||||
26 | from voting on any issue for which a conflict of interest is |
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1 | declared. No person shall be appointed or continue to serve as | ||||||
2 | a member of the State Board who is, or whose spouse, parent, | ||||||
3 | sibling, or child is, a member of the Board of Directors of, | ||||||
4 | has a financial interest in, or has a business relationship | ||||||
5 | with a health care facility. | ||||||
6 | Notwithstanding any provision of this Section to the | ||||||
7 | contrary, the term of
office of each member of the State Board | ||||||
8 | serving on the day before the effective date of this amendatory | ||||||
9 | Act of the 96th General Assembly is abolished on the date upon | ||||||
10 | which members of the 9-member Board, as established by this | ||||||
11 | amendatory Act of the 96th General Assembly, have been | ||||||
12 | appointed and can begin to take action as a Board. Members of | ||||||
13 | the State Board serving on the day before the effective date of | ||||||
14 | this amendatory Act of the 96th General Assembly may be | ||||||
15 | reappointed to the 9-member Board. Prior to March 1, 2010, the | ||||||
16 | Health Facilities Planning Board shall establish a plan to | ||||||
17 | transition its powers and duties to the Health Facilities and | ||||||
18 | Services Review Board.
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19 | (c) The State Board shall be appointed by the Governor, | ||||||
20 | with the advice
and consent of the Senate. Not more than 5 of | ||||||
21 | the
appointments shall be of the same political party at the | ||||||
22 | time of the appointment.
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23 | The Secretary of Human Services, the Director of Healthcare | ||||||
24 | and Family Services, and
the Director of Public Health, or | ||||||
25 | their designated representatives,
shall serve as ex-officio, | ||||||
26 | non-voting members of the State Board.
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1 | (d) Of those 9 members initially appointed by the Governor | ||||||
2 | following the effective date of this
amendatory Act of the 96th | ||||||
3 | General Assembly, 3 shall serve for terms expiring
July 1, | ||||||
4 | 2011, 3 shall serve for terms expiring July 1, 2012, and 3 | ||||||
5 | shall serve
for terms expiring July 1, 2013. Thereafter, each
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6 | appointed member shall
hold office for a term of 3 years, | ||||||
7 | provided that any member
appointed to fill a vacancy
occurring | ||||||
8 | prior to the expiration of the
term for which his or her | ||||||
9 | predecessor was appointed shall be appointed for the
remainder | ||||||
10 | of such term and the term of office of each successor shall
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11 | commence on July 1 of the year in which his predecessor's term | ||||||
12 | expires. Each
member appointed after the effective date of this | ||||||
13 | amendatory Act of the 96th General Assembly shall hold office | ||||||
14 | until his or her successor is appointed and qualified. The | ||||||
15 | Governor may reappoint a member for additional terms, but no | ||||||
16 | member shall serve more than 3 terms, subject to review and | ||||||
17 | re-approval every 3 years.
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18 | (e) State Board members, while serving on business of the | ||||||
19 | State Board,
shall receive actual and necessary travel and | ||||||
20 | subsistence expenses while
so serving away from their places
of | ||||||
21 | residence. Until March 1, 2010, a
member of the State Board who | ||||||
22 | experiences a significant financial hardship
due to the loss of | ||||||
23 | income on days of attendance at meetings or while otherwise
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24 | engaged in the business of the State Board may be paid a | ||||||
25 | hardship allowance, as
determined by and subject to the | ||||||
26 | approval of the Governor's Travel Control
Board.
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1 | (f) The Governor shall designate one of the members to | ||||||
2 | serve as the Chairman of the Board, who shall be a person with | ||||||
3 | expertise in health care delivery system planning, finance or | ||||||
4 | management of health care facilities that are regulated under | ||||||
5 | the Act. The Chairman shall annually review Board member | ||||||
6 | performance and shall report the attendance record of each | ||||||
7 | Board member to the General Assembly. | ||||||
8 | (g) The State Board, through the Chairman, shall prepare a | ||||||
9 | separate and distinct budget approved by the General Assembly | ||||||
10 | and shall hire and supervise its own professional staff | ||||||
11 | responsible for carrying out the responsibilities of the Board.
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12 | (h) The State Board shall meet at least every 45 days, or | ||||||
13 | as often as
the Chairman of the State Board deems necessary, or | ||||||
14 | upon the request of
a majority of the members.
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15 | (i)
Five members of the State Board shall constitute a | ||||||
16 | quorum.
The affirmative vote of 5 of the members of the State | ||||||
17 | Board shall be
necessary for
any action requiring a vote to be | ||||||
18 | taken by the State
Board. A vacancy in the membership of the | ||||||
19 | State Board shall not impair the
right of a quorum to exercise | ||||||
20 | all the rights and perform all the duties of the
State Board as | ||||||
21 | provided by this Act.
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22 | (j) A State Board member shall disqualify himself or | ||||||
23 | herself from the
consideration of any application for a permit | ||||||
24 | or
exemption in which the State Board member or the State Board | ||||||
25 | member's spouse,
parent, sibling, or child: (i) has
an economic | ||||||
26 | interest in the matter; or (ii) is employed by, serves as a
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1 | consultant for, or is a member of the
governing board of the | ||||||
2 | applicant or a party opposing the application.
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3 | (k) The Chairman, Board members, and Board staff must | ||||||
4 | comply with the Illinois Governmental Ethics Act. | ||||||
5 | (Source: P.A. 99-527, eff. 1-1-17 .)
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6 | (20 ILCS 3960/4.2)
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7 | (Text of Section before amendment by P.A. 100-518 )
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8 | (Section scheduled to be repealed on December 31, 2019)
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9 | Sec. 4.2. Ex parte communications.
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10 | (a) Except in the disposition of matters that agencies are | ||||||
11 | authorized by law
to entertain or dispose of on an ex parte | ||||||
12 | basis including, but not limited to
rule making, the State | ||||||
13 | Board, any State Board member, employee, or a hearing
officer | ||||||
14 | shall not engage in ex parte communication
in connection with | ||||||
15 | the substance of any formally filed application for
a permit | ||||||
16 | with any person or party or the representative of any party. | ||||||
17 | This subsection (a) applies when the Board, member, employee, | ||||||
18 | or hearing officer knows, or should know upon reasonable | ||||||
19 | inquiry, that the application or exemption has been formally | ||||||
20 | filed with the Board. Nothing in this Section shall prohibit | ||||||
21 | staff members from providing technical assistance to | ||||||
22 | applicants. Nothing in this Section shall prohibit staff from | ||||||
23 | verifying or clarifying an applicant's information as it | ||||||
24 | prepares the Board staff report. Once an application for permit | ||||||
25 | or exemption is filed and deemed complete, a written record of |
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1 | any communication between staff and an applicant shall be | ||||||
2 | prepared by staff and made part of the public record, using a | ||||||
3 | prescribed, standardized format, and shall be included in the | ||||||
4 | application file.
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5 | (b) A State Board member or employee may communicate with | ||||||
6 | other
members or employees and any State Board member or | ||||||
7 | hearing
officer may have the aid and advice of one or more | ||||||
8 | personal assistants.
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9 | (c) An ex parte communication received by the State Board, | ||||||
10 | any State
Board member, employee, or a hearing officer shall be | ||||||
11 | made a part of the record
of the
matter, including all written | ||||||
12 | communications, all written
responses to the communications, | ||||||
13 | and a memorandum stating the substance of all
oral | ||||||
14 | communications and all responses made and the identity of each | ||||||
15 | person from
whom the ex parte communication was received.
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16 | (d) "Ex parte communication" means a communication between | ||||||
17 | a person who is
not a State Board member or employee and a
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18 | State Board member or
employee
that reflects on the substance | ||||||
19 | of a pending or impending State Board proceeding and that
takes
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20 | place outside the record of the proceeding. Communications | ||||||
21 | regarding matters
of procedure and practice, such as the format | ||||||
22 | of pleading, number of copies
required, manner of service, and | ||||||
23 | status of proceedings, are not considered ex
parte | ||||||
24 | communications. Technical assistance with respect to an | ||||||
25 | application, not
intended to influence any decision on the | ||||||
26 | application, may be provided by
employees to the applicant. Any |
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1 | assistance shall be documented in writing by
the applicant and | ||||||
2 | employees within 10 business days after the assistance is
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3 | provided.
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4 | (e) For purposes of this Section, "employee" means
a person | ||||||
5 | the State Board or the Agency employs on a full-time, | ||||||
6 | part-time,
contract, or intern
basis.
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7 | (f) The State Board, State Board member, or hearing | ||||||
8 | examiner presiding
over the proceeding, in the event of a | ||||||
9 | violation of this Section, must take
whatever action is | ||||||
10 | necessary to ensure that the violation does not prejudice
any | ||||||
11 | party or adversely affect the fairness of the proceedings.
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12 | (g) Nothing in this Section shall be construed to prevent | ||||||
13 | the State Board or
any member of the State Board from | ||||||
14 | consulting with the attorney for the State
Board.
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15 | (Source: P.A. 96-31, eff. 6-30-09.)
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16 | (Text of Section after amendment by P.A. 100-518 )
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17 | (Section scheduled to be repealed on December 31, 2019)
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18 | Sec. 4.2. Ex parte communications.
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19 | (a) Except in the disposition of matters that agencies are | ||||||
20 | authorized by law
to entertain or dispose of on an ex parte | ||||||
21 | basis including, but not limited to
rule making, the State | ||||||
22 | Board, any State Board member, employee, or a hearing
officer | ||||||
23 | shall not engage in ex parte communication
in connection with | ||||||
24 | the substance of any formally filed application for
a permit | ||||||
25 | with any person or party or the representative of any party. |
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1 | This subsection (a) applies when the Board, member, employee, | ||||||
2 | or hearing officer knows, or should know upon reasonable | ||||||
3 | inquiry, that the application or exemption has been formally | ||||||
4 | filed with the Board. Nothing in this Section shall prohibit | ||||||
5 | staff members from providing technical assistance to | ||||||
6 | applicants. Nothing in this Section shall prohibit staff from | ||||||
7 | verifying or clarifying an applicant's information as it | ||||||
8 | prepares the State Board Staff Report. Once an application for | ||||||
9 | permit or exemption is filed and deemed complete, a written | ||||||
10 | record of any communication between staff and an applicant | ||||||
11 | shall be prepared by staff and made part of the public record, | ||||||
12 | using a prescribed, standardized format, and shall be included | ||||||
13 | in the application file.
| ||||||
14 | (b) A State Board member or employee may communicate with | ||||||
15 | other
members or employees and any State Board member or | ||||||
16 | hearing
officer may have the aid and advice of one or more | ||||||
17 | personal assistants.
| ||||||
18 | (c) An ex parte communication received by the State Board, | ||||||
19 | any State
Board member, employee, or a hearing officer shall be | ||||||
20 | made a part of the record
of the
matter, including all written | ||||||
21 | communications, all written
responses to the communications, | ||||||
22 | and a memorandum stating the substance of all
oral | ||||||
23 | communications and all responses made and the identity of each | ||||||
24 | person from
whom the ex parte communication was received.
| ||||||
25 | (d) "Ex parte communication" means a communication between | ||||||
26 | a person who is
not a State Board member or employee and a
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1 | State Board member or
employee
that reflects on the substance | ||||||
2 | of a pending or impending State Board proceeding and that
takes
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3 | place outside the record of the proceeding. Communications | ||||||
4 | regarding matters
of procedure and practice, such as the format | ||||||
5 | of pleading, number of copies
required, manner of service, and | ||||||
6 | status of proceedings, are not considered ex
parte | ||||||
7 | communications. Technical assistance with respect to an | ||||||
8 | application, not
intended to influence any decision on the | ||||||
9 | application, may be provided by
employees to the applicant. Any | ||||||
10 | assistance shall be documented in writing by
the applicant and | ||||||
11 | employees within 10 business days after the assistance is
| ||||||
12 | provided.
| ||||||
13 | (e) For purposes of this Section, "employee" means
a person | ||||||
14 | the State Board or the Agency employs on a full-time, | ||||||
15 | part-time,
contract, or intern
basis.
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16 | (f) The State Board, State Board member, or hearing | ||||||
17 | examiner presiding
over the proceeding, in the event of a | ||||||
18 | violation of this Section, must take
whatever action is | ||||||
19 | necessary to ensure that the violation does not prejudice
any | ||||||
20 | party or adversely affect the fairness of the proceedings.
| ||||||
21 | (g) Nothing in this Section shall be construed to prevent | ||||||
22 | the State Board or
any member of the State Board from | ||||||
23 | consulting with the attorney for the State
Board.
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24 | (Source: P.A. 100-518, eff. 6-1-18.)
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25 | (20 ILCS 3960/5) (from Ch. 111 1/2, par. 1155)
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1 | (Text of Section before amendment by P.A. 100-518 )
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2 | (Section scheduled to be repealed on December 31, 2019)
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3 | Sec. 5. Construction, modification, or establishment of | ||||||
4 | health care facilities or acquisition of major medical | ||||||
5 | equipment; permits or exemptions. No person shall construct, | ||||||
6 | modify or establish a
health care facility or acquire major | ||||||
7 | medical equipment without first
obtaining a permit or exemption | ||||||
8 | from the State
Board. The State Board shall not delegate to the | ||||||
9 | staff of
the State Board or any other person or entity the | ||||||
10 | authority to grant
permits or exemptions whenever the staff or | ||||||
11 | other person or
entity would be required to exercise any | ||||||
12 | discretion affecting the decision
to grant a permit or | ||||||
13 | exemption. The State Board may, by rule, delegate authority to | ||||||
14 | the Chairman to grant permits or exemptions when applications | ||||||
15 | meet all of the State Board's review criteria and are | ||||||
16 | unopposed.
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17 | A permit or exemption shall be obtained prior to the | ||||||
18 | acquisition
of major medical equipment or to the construction | ||||||
19 | or modification of a
health care facility which:
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20 | (a) requires a total capital expenditure in excess of | ||||||
21 | the capital
expenditure
minimum; or
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22 | (b) substantially changes the scope or changes the | ||||||
23 | functional operation
of the facility; or
| ||||||
24 | (c) changes the bed capacity of a health care facility | ||||||
25 | by increasing the
total number of beds or by distributing | ||||||
26 | beds among
various categories of service or by relocating |
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| |||||||
1 | beds from one physical facility
or site to another by more | ||||||
2 | than 20 beds or more than 10% of total bed
capacity as | ||||||
3 | defined by the
State Board, whichever is less, over a | ||||||
4 | 2-year 2 year period.
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5 | A permit shall be valid only for the defined construction | ||||||
6 | or modifications,
site, amount and person named in the | ||||||
7 | application for such permit and
shall not be transferable or | ||||||
8 | assignable . The State Board may approve the transfer of an | ||||||
9 | existing permit without regard to whether the permit to be | ||||||
10 | transferred has yet been financially committed, except for | ||||||
11 | permits to establish a new facility or category of service. A | ||||||
12 | permit shall be valid until such
time as the project has been | ||||||
13 | completed,
provided that the project
commences and proceeds to | ||||||
14 | completion with due diligence by the completion date or | ||||||
15 | extension date approved by the Board. | ||||||
16 | A permit holder must do the following: (i) submit the final | ||||||
17 | completion and cost report for the project within 90 days after | ||||||
18 | the approved project completion date or extension date and (ii) | ||||||
19 | submit annual progress reports no earlier than 30 days before | ||||||
20 | and no later than 30 days after each anniversary date of the | ||||||
21 | Board's approval of the permit until the project is completed. | ||||||
22 | To maintain a valid permit and to monitor progress toward | ||||||
23 | project commencement and completion, routine post-permit | ||||||
24 | reports shall be limited to annual progress reports and the | ||||||
25 | final completion and cost report. Annual progress reports shall | ||||||
26 | include information regarding the committed funds expended |
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1 | toward the approved project. For projects to be completed in 12 | ||||||
2 | months or fewer, the permit holder shall report financial | ||||||
3 | commitment in the final completion and cost report. For | ||||||
4 | projects to be completed between 12 to 24 months, the permit | ||||||
5 | holder shall report financial commitment in the first annual | ||||||
6 | report. For projects to be completed in more than 24 months the | ||||||
7 | permit holder shall report financial commitment in the second | ||||||
8 | annual progress report. The If the project is not completed in | ||||||
9 | one year, then, by the second annual report, the permit holder | ||||||
10 | shall expend 33% or more of the total project cost or shall | ||||||
11 | make a commitment to expend 33% or more of the total project | ||||||
12 | cost by signed contracts or other legal means, and the report | ||||||
13 | shall contain information regarding those expenditures and or | ||||||
14 | financial commitments. If the project is to be completed in one | ||||||
15 | year, then the first annual report shall contain the | ||||||
16 | expenditure commitment information for the total project cost. | ||||||
17 | The State Board may extend the expenditure commitment period | ||||||
18 | after considering a permit holder's showing of good cause and | ||||||
19 | request for additional time to complete the project. | ||||||
20 | The Certificate of Need process required under this Act is | ||||||
21 | designed to restrain rising health care costs by preventing | ||||||
22 | unnecessary construction or modification of health care | ||||||
23 | facilities. The Board must assure that the establishment, | ||||||
24 | construction, or modification of a health care facility or the | ||||||
25 | acquisition of major medical equipment is consistent with the | ||||||
26 | public interest and that the proposed project is consistent |
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1 | with the orderly and economic development or acquisition of | ||||||
2 | those facilities and equipment and is in accord with the | ||||||
3 | standards, criteria, or plans of need adopted and approved by | ||||||
4 | the Board. Board decisions regarding the construction of health | ||||||
5 | care facilities must consider capacity, quality, value, and | ||||||
6 | equity. Projects may deviate from the costs, fees, and expenses | ||||||
7 | provided in their project cost information for the project's | ||||||
8 | cost components, provided that the final total project cost | ||||||
9 | does not exceed the approved permit amount. Project alterations | ||||||
10 | shall not increase the total approved permit amount by more | ||||||
11 | than the limit set forth under the Board's rules. | ||||||
12 | Major construction
projects, for the purposes of this Act, | ||||||
13 | shall include but are not limited
to: projects for the | ||||||
14 | construction of new buildings; additions to existing
| ||||||
15 | facilities; modernization projects
whose cost is in excess of | ||||||
16 | $1,000,000 or 10% of the facilities' operating
revenue, | ||||||
17 | whichever is less; and such other projects as the State Board | ||||||
18 | shall
define and prescribe pursuant to this Act.
| ||||||
19 | The acquisition by any person of major medical equipment | ||||||
20 | that will not
be owned by or located in a health care facility | ||||||
21 | and that will not be used
to provide services to inpatients of | ||||||
22 | a health care facility shall be exempt
from review provided | ||||||
23 | that a notice is filed in accordance with exemption
| ||||||
24 | requirements.
| ||||||
25 | Notwithstanding any other provision of this Act, no permit | ||||||
26 | or exemption is
required for the construction or modification |
| |||||||
| |||||||
1 | of a non-clinical service area
of a health care facility.
| ||||||
2 | (Source: P.A. 97-1115, eff. 8-27-12; 98-414, eff. 1-1-14.)
| ||||||
3 | (Text of Section after amendment by P.A. 100-518 )
| ||||||
4 | (Section scheduled to be repealed on December 31, 2019)
| ||||||
5 | Sec. 5. Construction, modification, or establishment of | ||||||
6 | health care facilities or acquisition of major medical | ||||||
7 | equipment; permits or exemptions. No person shall construct, | ||||||
8 | modify or establish a
health care facility or acquire major | ||||||
9 | medical equipment without first
obtaining a permit or exemption | ||||||
10 | from the State
Board. The State Board shall not delegate to the | ||||||
11 | staff of
the State Board or any other person or entity the | ||||||
12 | authority to grant
permits or exemptions whenever the staff or | ||||||
13 | other person or
entity would be required to exercise any | ||||||
14 | discretion affecting the decision
to grant a permit or | ||||||
15 | exemption. The State Board may, by rule, delegate authority to | ||||||
16 | the Chairman to grant permits or exemptions when applications | ||||||
17 | meet all of the State Board's review criteria and are | ||||||
18 | unopposed.
| ||||||
19 | A permit or exemption shall be obtained prior to the | ||||||
20 | acquisition
of major medical equipment or to the construction | ||||||
21 | or modification of a
health care facility which:
| ||||||
22 | (a) requires a total capital expenditure in excess of | ||||||
23 | the capital
expenditure
minimum; or
| ||||||
24 | (b) substantially changes the scope or changes the | ||||||
25 | functional operation
of the facility; or
|
| |||||||
| |||||||
1 | (c) changes the bed capacity of a health care facility | ||||||
2 | by increasing the
total number of beds or by distributing | ||||||
3 | beds among
various categories of service or by relocating | ||||||
4 | beds from one physical facility
or site to another by more | ||||||
5 | than 20 beds or more than 10% of total bed
capacity as | ||||||
6 | defined by the
State Board, whichever is less, over a | ||||||
7 | 2-year 2 year period.
| ||||||
8 | A permit shall be valid only for the defined construction | ||||||
9 | or modifications,
site, amount and person named in the | ||||||
10 | application for such permit and
shall not be transferable or | ||||||
11 | assignable . The State Board may approve the transfer of an | ||||||
12 | existing permit without regard to whether the permit to be | ||||||
13 | transferred has yet been financially committed, except for | ||||||
14 | permits to establish a new facility or category of service. A | ||||||
15 | permit shall be valid until such
time as the project has been | ||||||
16 | completed,
provided that the project
commences and proceeds to | ||||||
17 | completion with due diligence by the completion date or | ||||||
18 | extension date approved by the Board. | ||||||
19 | A permit holder must do the following: (i) submit the final | ||||||
20 | completion and cost report for the project within 90 days after | ||||||
21 | the approved project completion date or extension date and (ii) | ||||||
22 | submit annual progress reports no earlier than 30 days before | ||||||
23 | and no later than 30 days after each anniversary date of the | ||||||
24 | Board's approval of the permit until the project is completed. | ||||||
25 | To maintain a valid permit and to monitor progress toward | ||||||
26 | project commencement and completion, routine post-permit |
| |||||||
| |||||||
1 | reports shall be limited to annual progress reports and the | ||||||
2 | final completion and cost report. Annual progress reports shall | ||||||
3 | include information regarding the committed funds expended | ||||||
4 | toward the approved project. For projects to be completed in 12 | ||||||
5 | months or less, the permit holder shall report financial | ||||||
6 | commitment in the final completion and cost report. For | ||||||
7 | projects to be completed between 12 to 24 months, the permit | ||||||
8 | holder shall report financial commitment in the first annual | ||||||
9 | report. For projects to be completed in more than 24 months, | ||||||
10 | the permit holder shall report financial commitment in the | ||||||
11 | second annual progress report. The report shall contain | ||||||
12 | information regarding financial commitment expenditures and | ||||||
13 | financial or commitments. The State Board may extend the | ||||||
14 | financial commitment period after considering a permit | ||||||
15 | holder's showing of good cause and request for additional time | ||||||
16 | to complete the project. | ||||||
17 | The Certificate of Need process required under this Act is | ||||||
18 | designed to restrain rising health care costs by preventing | ||||||
19 | unnecessary construction or modification of health care | ||||||
20 | facilities. The Board must assure that the establishment, | ||||||
21 | construction, or modification of a health care facility or the | ||||||
22 | acquisition of major medical equipment is consistent with the | ||||||
23 | public interest and that the proposed project is consistent | ||||||
24 | with the orderly and economic development or acquisition of | ||||||
25 | those facilities and equipment and is in accord with the | ||||||
26 | standards, criteria, or plans of need adopted and approved by |
| |||||||
| |||||||
1 | the Board. Board decisions regarding the construction of health | ||||||
2 | care facilities must consider capacity, quality, value, and | ||||||
3 | equity. Projects may deviate from the costs, fees, and expenses | ||||||
4 | provided in their project cost information for the project's | ||||||
5 | cost components, provided that the final total project cost | ||||||
6 | does not exceed the approved permit amount. Project alterations | ||||||
7 | shall not increase the total approved permit amount by more | ||||||
8 | than the limit set forth under the Board's rules. | ||||||
9 | Major construction
projects, for the purposes of this Act, | ||||||
10 | shall include but are not limited
to: projects for the | ||||||
11 | construction of new buildings; additions to existing
| ||||||
12 | facilities; modernization projects
whose cost is in excess of | ||||||
13 | $1,000,000 or 10% of the facilities' operating
revenue, | ||||||
14 | whichever is less; and such other projects as the State Board | ||||||
15 | shall
define and prescribe pursuant to this Act.
| ||||||
16 | The acquisition by any person of major medical equipment | ||||||
17 | that will not
be owned by or located in a health care facility | ||||||
18 | and that will not be used
to provide services to inpatients of | ||||||
19 | a health care facility shall be exempt
from review provided | ||||||
20 | that a notice is filed in accordance with exemption
| ||||||
21 | requirements.
| ||||||
22 | Notwithstanding any other provision of this Act, no permit | ||||||
23 | or exemption is
required for the construction or modification | ||||||
24 | of a non-clinical service area
of a health care facility.
| ||||||
25 | (Source: P.A. 100-518, eff. 6-1-18.)
|
| |||||||
| |||||||
1 | (20 ILCS 3960/5.2)
| ||||||
2 | (Section scheduled to be repealed on December 31, 2019)
| ||||||
3 | Sec. 5.2.
No After the effective date of this amendatory | ||||||
4 | Act of the 91st
General Assembly, no person shall establish, | ||||||
5 | construct, or modify an
institution, place, building, or room | ||||||
6 | used for the performance of outpatient
surgical procedures that | ||||||
7 | is leased, owned, or operated by or on behalf of an
| ||||||
8 | out-of-state facility without first obtaining a permit from the | ||||||
9 | State Board.
| ||||||
10 | (Source: P.A. 91-782, eff. 6-9-00 .)
| ||||||
11 | (20 ILCS 3960/5.3)
| ||||||
12 | (Section scheduled to be repealed on December 31, 2019)
| ||||||
13 | Sec. 5.3. Annual report of capital expenditures. | ||||||
14 | (a) In addition to the
State Board's
authority to require | ||||||
15 | reports,
the State Board shall require each health care | ||||||
16 | facility to
submit an annual report of all capital expenditures | ||||||
17 | in excess of $200,000
(which shall be annually adjusted to | ||||||
18 | reflect the increase in construction costs
due to inflation) | ||||||
19 | made by the health care facility during the most recent year.
| ||||||
20 | This annual report shall consist of a brief description of the | ||||||
21 | capital
expenditure, the amount and method of financing the | ||||||
22 | capital expenditure,
the certificate of need project number if | ||||||
23 | the project was reviewed, and the
total amount of capital | ||||||
24 | expenditures financially committed obligated for the year.
| ||||||
25 | Data collected from health care facilities pursuant to this |
| |||||||
| |||||||
1 | Section shall
not duplicate or overlap other
data collected by | ||||||
2 | the Department and must be collected as part of the State | ||||||
3 | Board's
Annual
Questionnaires or supplements for health care | ||||||
4 | facilities that report these
data.
| ||||||
5 | (b)(1) For the purposes of this subsection (b), "capital | ||||||
6 | expenditures" means only expenditures required under | ||||||
7 | subsection (a) for the erection, building, alteration, | ||||||
8 | reconstruction, modernization, improvement, extension, or | ||||||
9 | demolition of or by a hospital. | ||||||
10 | (2) If a hospital under the University of Illinois Hospital | ||||||
11 | Act or Hospital Licensing Act that has more than 100 beds | ||||||
12 | reports capital expenditures at or above the amount required | ||||||
13 | under subsection (a), then the hospital shall also meet the | ||||||
14 | reporting requirements under this subsection (b) for | ||||||
15 | female-owned, minority-owned, veteran-owned, and small | ||||||
16 | business enterprises with respect to those reported capital | ||||||
17 | expenditures. | ||||||
18 | (3) Each hospital shall include the following information | ||||||
19 | in its annual report: | ||||||
20 | (A) The hospital's capital expenditure spending goals | ||||||
21 | for female-owned, minority-owned, veteran-owned, and small | ||||||
22 | business enterprises. These goals shall be expressed as a | ||||||
23 | percentage of total capital expenditures reported by the | ||||||
24 | hospital submitting the report. | ||||||
25 | (B) The hospital's actual capital expenditure spending | ||||||
26 | for female-owned, minority-owned, veteran-owned, and small |
| |||||||
| |||||||
1 | business enterprises. These actual expenditures shall be | ||||||
2 | expressed as a percentage of total capital expenditures | ||||||
3 | reported by the hospital submitting the report. The report | ||||||
4 | may include actual spending on female-owned, | ||||||
5 | minority-owned, veteran-owned, and small business | ||||||
6 | enterprises that is less than the capital expenditure | ||||||
7 | threshold required to be reported under subsection (a) of | ||||||
8 | this Section. | ||||||
9 | (C) The type or types of capital expenditure for which | ||||||
10 | the hospital shall be actively seeking supplier diversity | ||||||
11 | in the next year. | ||||||
12 | (D) An outline of the plan developed to alert and | ||||||
13 | encourage female-owned, minority-owned, veteran-owned, and | ||||||
14 | small business enterprises providing the type or types of | ||||||
15 | services identified in subparagraph (C) to seek business | ||||||
16 | from the hospital. | ||||||
17 | (E) An explanation of the challenges faced in finding | ||||||
18 | quality vendors and any suggestions for what the Health | ||||||
19 | Facilities and Services Review Board could do to be helpful | ||||||
20 | to identify those vendors. | ||||||
21 | (F) A list of the certifications the hospital | ||||||
22 | recognizes. | ||||||
23 | (G) The point of contact for any potential vendor who | ||||||
24 | wishes to do business with the hospital and an explanation | ||||||
25 | of the process for a vendor to enroll with the hospital as | ||||||
26 | a female-owned, minority-owned, veteran-owned, or small |
| |||||||
| |||||||
1 | business enterprise. | ||||||
2 | (H) Any particular success stories to encourage other | ||||||
3 | hospitals to emulate best practices. | ||||||
4 | (4) A health care system may develop a system-wide annual | ||||||
5 | report that includes all hospitals in order to comply with the | ||||||
6 | requirements of this subsection (b). Each annual report shall | ||||||
7 | include as much State-specific data as possible. If the | ||||||
8 | submitting entity does not submit State-specific data, then the | ||||||
9 | hospital shall include any national data it does have and | ||||||
10 | explain why it could not submit State-specific data and how it | ||||||
11 | intends to do so in future reports, if possible. | ||||||
12 | (5) Subject to appropriation, the Department of Central | ||||||
13 | Management Services shall hold an annual workshop open to the | ||||||
14 | public in 2017 and every year thereafter on the state of | ||||||
15 | supplier diversity to collaboratively seek solutions to | ||||||
16 | structural impediments to achieving stated goals, including | ||||||
17 | testimony from subject matter experts. | ||||||
18 | (6) The Health Facilities and Services Review Board shall | ||||||
19 | publish a database on its website of the point of contact for | ||||||
20 | each hospital for supplier diversity, along with a list of | ||||||
21 | certifications each hospital recognizes from the information | ||||||
22 | submitted in each annual report. The Health Facilities and | ||||||
23 | Services Review Board shall publish each annual report on its | ||||||
24 | website and shall maintain each annual report for at least 5 | ||||||
25 | years. | ||||||
26 | (7) Notwithstanding any other provision of law, the Health |
| |||||||
| |||||||
1 | Facilities and Services Review Board shall not inquire about, | ||||||
2 | review, obtain, or in any other way consider the information | ||||||
3 | provided in this Section when reviewing an application for a | ||||||
4 | permit or exemption or in taking any other action under this | ||||||
5 | Act. | ||||||
6 | (8) The annual report required under this subsection (b) | ||||||
7 | shall be submitted by each hospital for its fiscal years that | ||||||
8 | begin at least 6 months after the effective date of this | ||||||
9 | amendatory Act of the 99th General Assembly. | ||||||
10 | (Source: P.A. 98-1086, eff. 8-26-14; 99-767, eff. 8-12-16.)
| ||||||
11 | (20 ILCS 3960/6) (from Ch. 111 1/2, par. 1156)
| ||||||
12 | (Text of Section before amendment by P.A. 100-518 )
| ||||||
13 | (Section scheduled to be repealed on December 31, 2019)
| ||||||
14 | Sec. 6. Application for permit or exemption; exemption | ||||||
15 | regulations.
| ||||||
16 | (a) An application for a permit or exemption shall be made | ||||||
17 | to
the State Board upon forms provided by the State Board. This | ||||||
18 | application
shall contain such information
as the State Board | ||||||
19 | deems necessary. The State Board shall not require an applicant | ||||||
20 | to file a Letter of Intent before an application is filed. Such
| ||||||
21 | application shall include affirmative evidence on which the | ||||||
22 | State
Board or Chairman may make its decision on the approval | ||||||
23 | or denial of the permit or
exemption.
| ||||||
24 | (b) The State Board shall establish by regulation the | ||||||
25 | procedures and
requirements
regarding issuance of exemptions.
|
| |||||||
| |||||||
1 | An exemption shall be approved when information required by the | ||||||
2 | Board by rule
is submitted. Projects
eligible for an exemption, | ||||||
3 | rather than a permit, include, but are not limited
to,
change | ||||||
4 | of ownership of a health care facility, discontinuation of a | ||||||
5 | category of service, and discontinuation of a health care | ||||||
6 | facility, other than a health care facility maintained by the | ||||||
7 | State or any agency or department thereof or a nursing home | ||||||
8 | maintained by a county. For a change of
ownership of a health | ||||||
9 | care
facility, the State Board shall provide by rule for an
| ||||||
10 | expedited
process for obtaining an exemption in accordance with | ||||||
11 | Section 8.5 of this Act. In connection with a change of | ||||||
12 | ownership, the State Board may approve the transfer of an | ||||||
13 | existing permit without regard to whether the permit to be | ||||||
14 | transferred has yet been obligated, except for permits | ||||||
15 | establishing a new facility or a new category of service.
| ||||||
16 | (c) All applications shall be signed by the applicant and | ||||||
17 | shall be
verified by any 2 officers thereof.
| ||||||
18 | (c-5) Any written review or findings of the Board staff or | ||||||
19 | any other reviewing organization under Section 8 concerning an | ||||||
20 | application for a permit must be made available to the public | ||||||
21 | at least 14 calendar days before the meeting of the State Board | ||||||
22 | at which the review or findings are considered. The applicant | ||||||
23 | and members of the public may submit, to the State Board, | ||||||
24 | written responses regarding the facts set forth in the review | ||||||
25 | or findings of the Board staff or reviewing organization . | ||||||
26 | Members of the public shall have until 10 days before the |
| |||||||
| |||||||
1 | meeting of the State Board to submit any written response | ||||||
2 | concerning the Board staff's written review or findings. The | ||||||
3 | Board staff may revise any findings to address corrections of | ||||||
4 | factual errors cited in the public response. At the meeting, | ||||||
5 | the State Board may, in its discretion, permit the submission | ||||||
6 | of other additional written materials.
| ||||||
7 | (d) Upon receipt of an application for a permit, the State | ||||||
8 | Board shall
approve and authorize the issuance of a permit if | ||||||
9 | it finds (1) that the
applicant is fit, willing, and able to | ||||||
10 | provide a proper standard of
health care service for the | ||||||
11 | community with particular regard to the
qualification, | ||||||
12 | background and character of the applicant, (2) that
economic | ||||||
13 | feasibility is demonstrated in terms of effect on the existing
| ||||||
14 | and projected operating budget of the applicant and of the | ||||||
15 | health care
facility; in terms of the applicant's ability to | ||||||
16 | establish and operate
such facility in accordance with | ||||||
17 | licensure regulations promulgated under
pertinent state laws; | ||||||
18 | and in terms of the projected impact on the total
health care | ||||||
19 | expenditures in the facility and community, (3) that
safeguards | ||||||
20 | are provided that which assure that the establishment,
| ||||||
21 | construction or modification of the health care facility or | ||||||
22 | acquisition
of major medical equipment is consistent
with the | ||||||
23 | public interest, and (4) that the proposed project is | ||||||
24 | consistent
with the orderly and economic
development of such | ||||||
25 | facilities and equipment and is in accord with standards,
| ||||||
26 | criteria, or plans of need adopted and approved pursuant to the
|
| |||||||
| |||||||
1 | provisions of Section 12 of this Act.
| ||||||
2 | (Source: P.A. 99-154, eff. 7-28-15.)
| ||||||
3 | (Text of Section after amendment by P.A. 100-518 )
| ||||||
4 | (Section scheduled to be repealed on December 31, 2019)
| ||||||
5 | Sec. 6. Application for permit or exemption; exemption | ||||||
6 | regulations.
| ||||||
7 | (a) An application for a permit or exemption shall be made | ||||||
8 | to
the State Board upon forms provided by the State Board. This | ||||||
9 | application
shall contain such information
as the State Board | ||||||
10 | deems necessary. The State Board shall not require an applicant | ||||||
11 | to file a Letter of Intent before an application is filed. Such
| ||||||
12 | application shall include affirmative evidence on which the | ||||||
13 | State
Board or Chairman may make its decision on the approval | ||||||
14 | or denial of the permit or
exemption.
| ||||||
15 | (b) The State Board shall establish by regulation the | ||||||
16 | procedures and
requirements
regarding issuance of exemptions.
| ||||||
17 | An exemption shall be approved when information required by the | ||||||
18 | Board by rule
is submitted. Projects
eligible for an exemption, | ||||||
19 | rather than a permit, include, but are not limited
to,
change | ||||||
20 | of ownership of a health care facility, discontinuation of a | ||||||
21 | category of service, and discontinuation of a health care | ||||||
22 | facility, other than a health care facility maintained by the | ||||||
23 | State or any agency or department thereof or a nursing home | ||||||
24 | maintained by a county. For a change of
ownership of a health | ||||||
25 | care
facility, the State Board shall provide by rule for an
|
| |||||||
| |||||||
1 | expedited
process for obtaining an exemption in accordance with | ||||||
2 | Section 8.5 of this Act. In connection with a change of | ||||||
3 | ownership, the State Board may approve the transfer of an | ||||||
4 | existing permit without regard to whether the permit to be | ||||||
5 | transferred has yet been obligated, except for permits | ||||||
6 | establishing a new facility or a new category of service.
| ||||||
7 | (c) All applications shall be signed by the applicant and | ||||||
8 | shall be
verified by any 2 officers thereof.
| ||||||
9 | (c-5) Any written review or findings of the Board staff | ||||||
10 | concerning an application for a permit must be made available | ||||||
11 | to the public at least 14 calendar days before the meeting of | ||||||
12 | the State Board at which the review or findings are considered. | ||||||
13 | The applicant and members of the public may submit, to the | ||||||
14 | State Board, written responses regarding the facts set forth in | ||||||
15 | the review or findings of the Board staff or reviewing | ||||||
16 | organization . Members of the public shall have until 10 days | ||||||
17 | before the meeting of the State Board to submit any written | ||||||
18 | response concerning the Board staff's written review or | ||||||
19 | findings. The Board staff may revise any findings to address | ||||||
20 | corrections of factual errors cited in the public response. At | ||||||
21 | the meeting, the State Board may, in its discretion, permit the | ||||||
22 | submission of other additional written materials.
| ||||||
23 | (d) Upon receipt of an application for a permit, the State | ||||||
24 | Board shall
approve and authorize the issuance of a permit if | ||||||
25 | it finds (1) that the
applicant is fit, willing, and able to | ||||||
26 | provide a proper standard of
health care service for the |
| |||||||
| |||||||
1 | community with particular regard to the
qualification, | ||||||
2 | background and character of the applicant, (2) that
economic | ||||||
3 | feasibility is demonstrated in terms of effect on the existing
| ||||||
4 | and projected operating budget of the applicant and of the | ||||||
5 | health care
facility; in terms of the applicant's ability to | ||||||
6 | establish and operate
such facility in accordance with | ||||||
7 | licensure regulations promulgated under
pertinent state laws; | ||||||
8 | and in terms of the projected impact on the total
health care | ||||||
9 | expenditures in the facility and community, (3) that
safeguards | ||||||
10 | are provided that which assure that the establishment,
| ||||||
11 | construction or modification of the health care facility or | ||||||
12 | acquisition
of major medical equipment is consistent
with the | ||||||
13 | public interest, and (4) that the proposed project is | ||||||
14 | consistent
with the orderly and economic
development of such | ||||||
15 | facilities and equipment and is in accord with standards,
| ||||||
16 | criteria, or plans of need adopted and approved pursuant to the
| ||||||
17 | provisions of Section 12 of this Act.
| ||||||
18 | (Source: P.A. 99-154, eff. 7-28-15; 100-518, eff. 6-1-18.)
| ||||||
19 | (20 ILCS 3960/6.2) | ||||||
20 | (Section scheduled to be repealed on December 31, 2019) | ||||||
21 | Sec. 6.2. Review of permits; State Board Staff Reports. | ||||||
22 | Upon receipt of an application for a permit to establish,
| ||||||
23 | construct, or modify a health care facility, the State Board | ||||||
24 | staff
shall notify the applicant in writing within 10
working | ||||||
25 | days either that the application is or is not substantially |
| |||||||
| |||||||
1 | complete. If the
application is substantially complete, the | ||||||
2 | State Board staff shall
notify the applicant of the beginning | ||||||
3 | of the review process. If the application is not substantially | ||||||
4 | complete, the Board staff shall explain within the 10-day | ||||||
5 | period why the application is incomplete. | ||||||
6 | The State Board staff shall afford a reasonable amount of | ||||||
7 | time as
established by the State Board, but not to exceed 120 | ||||||
8 | days,
for the review of the application. The 120-day period
| ||||||
9 | begins on the day the application is found to be
substantially | ||||||
10 | complete, as that term is defined by the State
Board. During | ||||||
11 | the 120-day period, the applicant may request
an extension. An | ||||||
12 | applicant may modify the application at any
time before a final | ||||||
13 | administrative decision has been made on the
application.
| ||||||
14 | The State Board staff shall submit its State Board Staff | ||||||
15 | Report
to the State Board for its decision-making regarding | ||||||
16 | approval or denial of the permit. | ||||||
17 | When an application for a permit is initially reviewed by
| ||||||
18 | State Board staff, as provided in this Section, the State Board | ||||||
19 | shall, upon request by the applicant or an interested person, | ||||||
20 | afford an opportunity for a public hearing within a reasonable | ||||||
21 | amount of time
after receipt of the complete application, but | ||||||
22 | not to exceed
90 days after receipt of the complete | ||||||
23 | application. Notice of the hearing shall be made promptly, not | ||||||
24 | less than 10 days before the hearing, by
certified mail to the | ||||||
25 | applicant and, not less than 10 days before the
hearing, by | ||||||
26 | publication in a newspaper of general circulation
in the area |
| |||||||
| |||||||
1 | or community to be affected. The hearing shall
be held in the | ||||||
2 | area or community in which the proposed
project is to be | ||||||
3 | located and shall be for the purpose of allowing
the applicant | ||||||
4 | and any interested person to present public
testimony | ||||||
5 | concerning the approval, denial, renewal, or
revocation of the | ||||||
6 | permit. All interested persons attending
the hearing shall be | ||||||
7 | given a reasonable opportunity to present
their views or | ||||||
8 | arguments in writing or orally, and a record
of all of the | ||||||
9 | testimony shall accompany any findings of the State
Board | ||||||
10 | staff. The State Board shall adopt reasonable rules and | ||||||
11 | regulations
governing the procedure and conduct of the | ||||||
12 | hearings.
| ||||||
13 | (Source: P.A. 98-1086, eff. 8-26-14; 99-114, eff. 7-23-15.)
| ||||||
14 | (20 ILCS 3960/7) (from Ch. 111 1/2, par. 1157)
| ||||||
15 | (Section scheduled to be repealed on December 31, 2019)
| ||||||
16 | Sec. 7.
The Administrator Director or the Chairman of the | ||||||
17 | State Board may request the
cooperation of county and
| ||||||
18 | multiple-county health departments, municipal boards of | ||||||
19 | health, and
other governmental and nongovernmental agencies in | ||||||
20 | obtaining information
and in conducting investigations | ||||||
21 | relating to applications for permits.
| ||||||
22 | (Source: P.A. 89-276, eff. 8-10-95 .)
| ||||||
23 | (20 ILCS 3960/10) (from Ch. 111 1/2, par. 1160)
| ||||||
24 | (Section scheduled to be repealed on December 31, 2019)
|
| |||||||
| |||||||
1 | Sec. 10. Presenting information relevant to the approval of | ||||||
2 | a permit or
certificate or in opposition to the denial of the | ||||||
3 | application; notice of
outcome and review proceedings. When a | ||||||
4 | motion by the State Board, to approve
an application for
a | ||||||
5 | permit, fails to pass,
or when a motion to deny an application | ||||||
6 | for a permit
is passed, the applicant or the holder
of the
| ||||||
7 | permit, as the case may be, and such other parties as the State | ||||||
8 | Board permits,
will be given an opportunity to appear before | ||||||
9 | the State Board and present
such information as may be relevant | ||||||
10 | to the approval of a permit
or in opposition to the denial of | ||||||
11 | the application .
| ||||||
12 | Subsequent to an appearance by the applicant before the | ||||||
13 | State Board or
default of such opportunity to appear, a motion | ||||||
14 | by the State Board to approve
an application for a permit which | ||||||
15 | fails to pass
or a motion to deny an application for a permit
| ||||||
16 | which passes shall be considered denial of the application for | ||||||
17 | a permit, as the case may be. Such action of denial or an
| ||||||
18 | action by the State Board to revoke a permit
shall be | ||||||
19 | communicated to the applicant or holder of the permit. Such | ||||||
20 | person or organization shall be afforded an opportunity
for a | ||||||
21 | hearing before an administrative law judge, who is appointed by | ||||||
22 | the Chairman of the State Board. A written notice of a request | ||||||
23 | for such hearing shall be
served upon the Chairman of the State | ||||||
24 | Board within 30 days following
notification of the decision of | ||||||
25 | the State Board. The administrative law judge shall take | ||||||
26 | actions
necessary to ensure that the hearing is completed |
| |||||||
| |||||||
1 | within a
reasonable period of time, but not to exceed 120 days, | ||||||
2 | except for delays or
continuances agreed to by the
person | ||||||
3 | requesting the hearing.
Following its consideration
of the | ||||||
4 | report of the hearing, or upon default of the party to the | ||||||
5 | hearing,
the State Board shall make its final determination, | ||||||
6 | specifying its findings and
conclusions
within 90 days of | ||||||
7 | receiving the written report of the hearing.
A copy of such | ||||||
8 | determination shall be sent by certified
mail or served | ||||||
9 | personally upon the party.
| ||||||
10 | A full and complete record shall be kept of all | ||||||
11 | proceedings,
including the notice of hearing, complaint, and | ||||||
12 | all other documents in
the nature of pleadings, written motions | ||||||
13 | filed in the proceedings, and
the report and orders of the | ||||||
14 | State Board or hearing officer. All
testimony shall be reported | ||||||
15 | but need not be transcribed unless the
decision is appealed in | ||||||
16 | accordance with the Administrative Review Law,
as now or | ||||||
17 | hereafter amended. A copy or copies of the transcript may be
| ||||||
18 | obtained by any interested party on payment of the cost of | ||||||
19 | preparing
such copy or copies.
| ||||||
20 | The State Board or hearing officer shall upon its own or | ||||||
21 | his motion,
or on the written request of any party to the | ||||||
22 | proceeding who has, in the
State Board's or hearing officer's | ||||||
23 | opinion, demonstrated the relevancy
of such request to the | ||||||
24 | outcome of the proceedings, issue subpoenas
requiring the | ||||||
25 | attendance and the giving of testimony by witnesses, and
| ||||||
26 | subpoenas duces tecum requiring the production of books, |
| |||||||
| |||||||
1 | papers,
records, or memoranda. The fees of witnesses for | ||||||
2 | attendance and travel
shall be the same as the fees of | ||||||
3 | witnesses before the circuit court of
this State.
| ||||||
4 | When the witness is subpoenaed at the instance of the State | ||||||
5 | Board, or
its hearing officer, such fees shall be paid in the | ||||||
6 | same manner as other
expenses of the Board, and when the | ||||||
7 | witness is subpoenaed at the
instance of any other party to any | ||||||
8 | such proceeding the State Board may,
in accordance with its | ||||||
9 | rules, require that the cost of
service of the subpoena or | ||||||
10 | subpoena duces tecum and the fee of the
witness be borne by the | ||||||
11 | party at whose instance the witness is summoned.
In such case, | ||||||
12 | the State Board in its discretion, may require a deposit
to | ||||||
13 | cover the cost of such service and witness fees. A subpoena or
| ||||||
14 | subpoena duces tecum so issued shall be served in the same | ||||||
15 | manner as a
subpoena issued out of a court.
| ||||||
16 | Any circuit court of this State upon the application of the | ||||||
17 | State
Board or upon the application of any other party to the | ||||||
18 | proceeding, may,
in its discretion, compel the attendance of | ||||||
19 | witnesses, the production of
books, papers, records, or | ||||||
20 | memoranda and the giving of testimony before
it or its hearing | ||||||
21 | officer conducting an investigation or holding a
hearing | ||||||
22 | authorized by this Act, by an attachment for contempt, or
| ||||||
23 | otherwise, in the same manner as production of evidence may be | ||||||
24 | compelled
before the court.
| ||||||
25 | (Source: P.A. 98-1086, eff. 8-26-14; 99-527, eff. 1-1-17 .)
|
| |||||||
| |||||||
1 | (20 ILCS 3960/12) (from Ch. 111 1/2, par. 1162)
| ||||||
2 | (Text of Section before amendment by P.A. 100-518 ) | ||||||
3 | (Section scheduled to be repealed on December 31, 2019) | ||||||
4 | Sec. 12. Powers and duties of State Board. For purposes of | ||||||
5 | this Act,
the State Board
shall
exercise the following powers | ||||||
6 | and duties:
| ||||||
7 | (1) Prescribe rules,
regulations, standards, criteria, | ||||||
8 | procedures or reviews which may vary
according to the purpose | ||||||
9 | for which a particular review is being conducted
or the type of | ||||||
10 | project reviewed and which are required to carry out the
| ||||||
11 | provisions and purposes of this Act. Policies and procedures of | ||||||
12 | the State Board shall take into consideration the priorities | ||||||
13 | and needs of medically underserved areas and other health care | ||||||
14 | services, giving special consideration to the impact of | ||||||
15 | projects on access to safety net services.
| ||||||
16 | (2) Adopt procedures for public
notice and hearing on all | ||||||
17 | proposed rules, regulations, standards,
criteria, and plans | ||||||
18 | required to carry out the provisions of this Act.
| ||||||
19 | (3) (Blank).
| ||||||
20 | (4) Develop criteria and standards for health care | ||||||
21 | facilities planning,
conduct statewide inventories of health | ||||||
22 | care facilities, maintain an updated
inventory on the Board's | ||||||
23 | web site reflecting the
most recent bed and service
changes and | ||||||
24 | updated need determinations when new census data become | ||||||
25 | available
or new need formulae
are adopted,
and
develop health | ||||||
26 | care facility plans which shall be utilized in the review of
|
| |||||||
| |||||||
1 | applications for permit under
this Act. Such health facility | ||||||
2 | plans shall be coordinated by the Board
with pertinent State | ||||||
3 | Plans. Inventories pursuant to this Section of skilled or | ||||||
4 | intermediate care facilities licensed under the Nursing Home | ||||||
5 | Care Act, skilled or intermediate care facilities licensed | ||||||
6 | under the ID/DD Community Care Act, skilled or intermediate | ||||||
7 | care facilities licensed under the MC/DD Act, facilities | ||||||
8 | licensed under the Specialized Mental Health Rehabilitation | ||||||
9 | Act of 2013, or nursing homes licensed under the Hospital | ||||||
10 | Licensing Act shall be conducted on an annual basis no later | ||||||
11 | than July 1 of each year and shall include among the | ||||||
12 | information requested a list of all services provided by a | ||||||
13 | facility to its residents and to the community at large and | ||||||
14 | differentiate between active and inactive beds.
| ||||||
15 | In developing health care facility plans, the State Board | ||||||
16 | shall consider,
but shall not be limited to, the following:
| ||||||
17 | (a) The size, composition and growth of the population | ||||||
18 | of the area
to be served;
| ||||||
19 | (b) The number of existing and planned facilities | ||||||
20 | offering similar
programs;
| ||||||
21 | (c) The extent of utilization of existing facilities;
| ||||||
22 | (d) The availability of facilities which may serve as | ||||||
23 | alternatives
or substitutes;
| ||||||
24 | (e) The availability of personnel necessary to the | ||||||
25 | operation of the
facility;
| ||||||
26 | (f) Multi-institutional planning and the establishment |
| |||||||
| |||||||
1 | of
multi-institutional systems where feasible;
| ||||||
2 | (g) The financial and economic feasibility of proposed | ||||||
3 | construction
or modification; and
| ||||||
4 | (h) In the case of health care facilities established | ||||||
5 | by a religious
body or denomination, the needs of the | ||||||
6 | members of such religious body or
denomination may be | ||||||
7 | considered to be public need.
| ||||||
8 | The health care facility plans which are developed and | ||||||
9 | adopted in
accordance with this Section shall form the basis | ||||||
10 | for the plan of the State
to deal most effectively with | ||||||
11 | statewide health needs in regard to health
care facilities.
| ||||||
12 | (5) Coordinate with other state agencies having | ||||||
13 | responsibilities
affecting health care facilities, including | ||||||
14 | those of licensure and cost
reporting.
| ||||||
15 | (6) Solicit, accept, hold and administer on behalf of the | ||||||
16 | State
any grants or bequests of money, securities or property | ||||||
17 | for
use by the State Board in the administration of this Act; | ||||||
18 | and enter into contracts
consistent with the appropriations for | ||||||
19 | purposes enumerated in this Act.
| ||||||
20 | (7) (Blank). The State Board shall prescribe procedures for | ||||||
21 | review, standards,
and criteria which shall be utilized
to make | ||||||
22 | periodic reviews and determinations of the appropriateness
of | ||||||
23 | any existing health services being rendered by health care | ||||||
24 | facilities
subject to the Act. The State Board shall consider | ||||||
25 | recommendations of the
Board in making its
determinations.
| ||||||
26 | (8) Prescribe rules, regulations,
standards, and criteria |
| |||||||
| |||||||
1 | for the conduct of an expeditious review of
applications
for | ||||||
2 | permits for projects of construction or modification of a | ||||||
3 | health care
facility, which projects are classified as | ||||||
4 | emergency, substantive, or non-substantive in nature. | ||||||
5 | Substantive Six months after June 30, 2009 (the effective | ||||||
6 | date of Public Act 96-31), substantive projects shall include | ||||||
7 | no more than the following: | ||||||
8 | (a) Projects to construct (1) a new or replacement | ||||||
9 | facility located on a new site or
(2) a replacement | ||||||
10 | facility located on the same site as the original facility | ||||||
11 | and the cost of the replacement facility exceeds the | ||||||
12 | capital expenditure minimum, which shall be reviewed by the | ||||||
13 | Board within 120 days; | ||||||
14 | (b) Projects proposing a
(1) new service within an | ||||||
15 | existing healthcare facility or
(2) discontinuation of a | ||||||
16 | service within an existing healthcare facility, which | ||||||
17 | shall be reviewed by the Board within 60 days; or | ||||||
18 | (c) Projects proposing a change in the bed capacity of | ||||||
19 | a health care facility by an increase in the total number | ||||||
20 | of beds or by a redistribution of beds among various | ||||||
21 | categories of service or by a relocation of beds from one | ||||||
22 | physical facility or site to another by more than 20 beds | ||||||
23 | or more than 10% of total bed capacity, as defined by the | ||||||
24 | State Board, whichever is less, over a 2-year period. | ||||||
25 | The Chairman may approve applications for exemption that | ||||||
26 | meet the criteria set forth in rules or refer them to the full |
| |||||||
| |||||||
1 | Board. The Chairman may approve any unopposed application that | ||||||
2 | meets all of the review criteria or refer them to the full | ||||||
3 | Board. | ||||||
4 | Such rules shall
not prevent the conduct of a public | ||||||
5 | hearing upon the timely request
of an interested party. Such | ||||||
6 | reviews shall not exceed 60 days from the
date the application | ||||||
7 | is declared to be complete.
| ||||||
8 | (9) Prescribe rules, regulations,
standards, and criteria | ||||||
9 | pertaining to the granting of permits for
construction
and | ||||||
10 | modifications which are emergent in nature and must be | ||||||
11 | undertaken
immediately to prevent or correct structural | ||||||
12 | deficiencies or hazardous
conditions that may harm or injure | ||||||
13 | persons using the facility, as defined
in the rules and | ||||||
14 | regulations of the State Board. This procedure is exempt
from | ||||||
15 | public hearing requirements of this Act.
| ||||||
16 | (10) Prescribe rules,
regulations, standards and criteria | ||||||
17 | for the conduct of an expeditious
review, not exceeding 60 | ||||||
18 | days, of applications for permits for projects to
construct or | ||||||
19 | modify health care facilities which are needed for the care
and | ||||||
20 | treatment of persons who have acquired immunodeficiency | ||||||
21 | syndrome (AIDS)
or related conditions.
| ||||||
22 | (10.5) Provide its rationale when voting on an item before | ||||||
23 | it at a State Board meeting in order to comply with subsection | ||||||
24 | (b) of Section 3-108 of the Code of Civil Procedure. | ||||||
25 | (11) Issue written decisions upon request of the applicant | ||||||
26 | or an adversely affected party to the Board. Requests for a |
| |||||||
| |||||||
1 | written decision shall be made within 15 days after the Board | ||||||
2 | meeting in which a final decision has been made. A "final | ||||||
3 | decision" for purposes of this Act is the decision to approve | ||||||
4 | or deny an application, or take other actions permitted under | ||||||
5 | this Act, at the time and date of the meeting that such action | ||||||
6 | is scheduled by the Board. The transcript of the State Board | ||||||
7 | meeting shall be incorporated into the Board's final decision. | ||||||
8 | The staff of the Board shall prepare a written copy of the | ||||||
9 | final decision and the Board shall approve a final copy for | ||||||
10 | inclusion in the formal record. The Board shall consider, for | ||||||
11 | approval, the written draft of the final decision no later than | ||||||
12 | the next scheduled Board meeting. The written decision shall | ||||||
13 | identify the applicable criteria and factors listed in this Act | ||||||
14 | and the Board's regulations that were taken into consideration | ||||||
15 | by the Board when coming to a final decision. If the Board | ||||||
16 | denies or fails to approve an application for permit or | ||||||
17 | exemption, the Board shall include in the final decision a | ||||||
18 | detailed explanation as to why the application was denied and | ||||||
19 | identify what specific criteria or standards the applicant did | ||||||
20 | not fulfill. | ||||||
21 | (12) (Blank). Require at least one of its members to | ||||||
22 | participate in any public hearing, after the appointment of a | ||||||
23 | majority of the members to the Board. | ||||||
24 | (13) Provide a mechanism for the public to comment on, and | ||||||
25 | request changes to, draft rules and standards. | ||||||
26 | (14) Implement public information campaigns to regularly |
| |||||||
| |||||||
1 | inform the general public about the opportunity for public | ||||||
2 | hearings and public hearing procedures. | ||||||
3 | (15) Establish a separate set of rules and guidelines for | ||||||
4 | long-term care that recognizes that nursing homes are a | ||||||
5 | different business line and service model from other regulated | ||||||
6 | facilities. An open and transparent process shall be developed | ||||||
7 | that considers the following: how skilled nursing fits in the | ||||||
8 | continuum of care with other care providers, modernization of | ||||||
9 | nursing homes, establishment of more private rooms, | ||||||
10 | development of alternative services, and current trends in | ||||||
11 | long-term care services.
The Chairman of the Board shall | ||||||
12 | appoint a permanent Health Services Review Board Long-term Care | ||||||
13 | Facility Advisory Subcommittee that shall develop and | ||||||
14 | recommend to the Board the rules to be established by the Board | ||||||
15 | under this paragraph (15). The Subcommittee shall also provide | ||||||
16 | continuous review and commentary on policies and procedures | ||||||
17 | relative to long-term care and the review of related projects. | ||||||
18 | The Subcommittee shall make recommendations to the Board no | ||||||
19 | later than January 1, 2016 and every January thereafter | ||||||
20 | pursuant to the Subcommittee's responsibility for the | ||||||
21 | continuous review and commentary on policies and procedures | ||||||
22 | relative to long-term care. In consultation with other experts | ||||||
23 | from the health field of long-term care, the Board and the | ||||||
24 | Subcommittee shall study new approaches to the current bed need | ||||||
25 | formula and Health Service Area boundaries to encourage | ||||||
26 | flexibility and innovation in design models reflective of the |
| |||||||
| |||||||
1 | changing long-term care marketplace and consumer preferences | ||||||
2 | and submit its recommendations to the Chairman of the Board no | ||||||
3 | later than January 1, 2017. The Subcommittee shall evaluate, | ||||||
4 | and make recommendations to the State Board regarding, the | ||||||
5 | buying, selling, and exchange of beds between long-term care | ||||||
6 | facilities within a specified geographic area or drive time. | ||||||
7 | The Board shall file the proposed related administrative rules | ||||||
8 | for the separate rules and guidelines for long-term care | ||||||
9 | required by this paragraph (15) by no later than September 30, | ||||||
10 | 2011. The Subcommittee shall be provided a reasonable and | ||||||
11 | timely opportunity to review and comment on any review, | ||||||
12 | revision, or updating of the criteria, standards, procedures, | ||||||
13 | and rules used to evaluate project applications as provided | ||||||
14 | under Section 12.3 of this Act. | ||||||
15 | The Chairman of the Board shall appoint voting members of | ||||||
16 | the Subcommittee, who shall serve for a period of 3 years, with | ||||||
17 | one-third of the terms expiring each January, to be determined | ||||||
18 | by lot. Appointees shall include, but not be limited to, | ||||||
19 | recommendations from each of the 3 statewide long-term care | ||||||
20 | associations, with an equal number to be appointed from each. | ||||||
21 | Compliance with this provision shall be through the appointment | ||||||
22 | and reappointment process. All appointees serving as of April | ||||||
23 | 1, 2015 shall serve to the end of their term as determined by | ||||||
24 | lot or until the appointee voluntarily resigns, whichever is | ||||||
25 | earlier. | ||||||
26 | One representative from the Department of Public Health, |
| |||||||
| |||||||
1 | the Department of Healthcare and Family Services, the | ||||||
2 | Department on Aging, and the Department of Human Services may | ||||||
3 | each serve as an ex-officio non-voting member of the | ||||||
4 | Subcommittee. The Chairman of the Board shall select a | ||||||
5 | Subcommittee Chair, who shall serve for a period of 3 years. | ||||||
6 | (16) Prescribe the format of the State Board Staff Report. | ||||||
7 | A State Board Staff Report shall pertain to applications that | ||||||
8 | include, but are not limited to, applications for permit or | ||||||
9 | exemption, applications for permit renewal, applications for | ||||||
10 | extension of the financial commitment obligation period, | ||||||
11 | applications requesting a declaratory ruling, or applications | ||||||
12 | under the Health Care Worker Self-Referral Act. State Board | ||||||
13 | Staff Reports shall compare applications to the relevant review | ||||||
14 | criteria under the Board's rules. | ||||||
15 | (17) Establish a separate set of rules and guidelines for | ||||||
16 | facilities licensed under the Specialized Mental Health | ||||||
17 | Rehabilitation Act of 2013. An application for the | ||||||
18 | re-establishment of a facility in connection with the | ||||||
19 | relocation of the facility shall not be granted unless the | ||||||
20 | applicant has a contractual relationship with at least one | ||||||
21 | hospital to provide emergency and inpatient mental health | ||||||
22 | services required by facility consumers, and at least one | ||||||
23 | community mental health agency to provide oversight and | ||||||
24 | assistance to facility consumers while living in the facility, | ||||||
25 | and appropriate services, including case management, to assist | ||||||
26 | them to prepare for discharge and reside stably in the |
| |||||||
| |||||||
1 | community thereafter. No new facilities licensed under the | ||||||
2 | Specialized Mental Health Rehabilitation Act of 2013 shall be | ||||||
3 | established after June 16, 2014 (the effective date of Public | ||||||
4 | Act 98-651) except in connection with the relocation of an | ||||||
5 | existing facility to a new location. An application for a new | ||||||
6 | location shall not be approved unless there are adequate | ||||||
7 | community services accessible to the consumers within a | ||||||
8 | reasonable distance, or by use of public transportation, so as | ||||||
9 | to facilitate the goal of achieving maximum individual | ||||||
10 | self-care and independence. At no time shall the total number | ||||||
11 | of authorized beds under this Act in facilities licensed under | ||||||
12 | the Specialized Mental Health Rehabilitation Act of 2013 exceed | ||||||
13 | the number of authorized beds on June 16, 2014 (the effective | ||||||
14 | date of Public Act 98-651). | ||||||
15 | (Source: P.A. 98-414, eff. 1-1-14; 98-463, eff. 8-16-13; | ||||||
16 | 98-651, eff. 6-16-14; 98-1086, eff. 8-26-14; 99-78, eff. | ||||||
17 | 7-20-15; 99-114, eff. 7-23-15; 99-180, eff. 7-29-15; 99-277, | ||||||
18 | eff. 8-5-15; 99-527, eff. 1-1-17; 99-642, eff. 7-28-16 .)
| ||||||
19 | (Text of Section after amendment by P.A. 100-518 ) | ||||||
20 | (Section scheduled to be repealed on December 31, 2019) | ||||||
21 | Sec. 12. Powers and duties of State Board. For purposes of | ||||||
22 | this Act,
the State Board
shall
exercise the following powers | ||||||
23 | and duties:
| ||||||
24 | (1) Prescribe rules,
regulations, standards, criteria, | ||||||
25 | procedures or reviews which may vary
according to the purpose |
| |||||||
| |||||||
1 | for which a particular review is being conducted
or the type of | ||||||
2 | project reviewed and which are required to carry out the
| ||||||
3 | provisions and purposes of this Act. Policies and procedures of | ||||||
4 | the State Board shall take into consideration the priorities | ||||||
5 | and needs of medically underserved areas and other health care | ||||||
6 | services, giving special consideration to the impact of | ||||||
7 | projects on access to safety net services.
| ||||||
8 | (2) Adopt procedures for public
notice and hearing on all | ||||||
9 | proposed rules, regulations, standards,
criteria, and plans | ||||||
10 | required to carry out the provisions of this Act.
| ||||||
11 | (3) (Blank).
| ||||||
12 | (4) Develop criteria and standards for health care | ||||||
13 | facilities planning,
conduct statewide inventories of health | ||||||
14 | care facilities, maintain an updated
inventory on the Board's | ||||||
15 | web site reflecting the
most recent bed and service
changes and | ||||||
16 | updated need determinations when new census data become | ||||||
17 | available
or new need formulae
are adopted,
and
develop health | ||||||
18 | care facility plans which shall be utilized in the review of
| ||||||
19 | applications for permit under
this Act. Such health facility | ||||||
20 | plans shall be coordinated by the Board
with pertinent State | ||||||
21 | Plans. Inventories pursuant to this Section of skilled or | ||||||
22 | intermediate care facilities licensed under the Nursing Home | ||||||
23 | Care Act, skilled or intermediate care facilities licensed | ||||||
24 | under the ID/DD Community Care Act, skilled or intermediate | ||||||
25 | care facilities licensed under the MC/DD Act, facilities | ||||||
26 | licensed under the Specialized Mental Health Rehabilitation |
| |||||||
| |||||||
1 | Act of 2013, or nursing homes licensed under the Hospital | ||||||
2 | Licensing Act shall be conducted on an annual basis no later | ||||||
3 | than July 1 of each year and shall include among the | ||||||
4 | information requested a list of all services provided by a | ||||||
5 | facility to its residents and to the community at large and | ||||||
6 | differentiate between active and inactive beds.
| ||||||
7 | In developing health care facility plans, the State Board | ||||||
8 | shall consider,
but shall not be limited to, the following:
| ||||||
9 | (a) The size, composition and growth of the population | ||||||
10 | of the area
to be served;
| ||||||
11 | (b) The number of existing and planned facilities | ||||||
12 | offering similar
programs;
| ||||||
13 | (c) The extent of utilization of existing facilities;
| ||||||
14 | (d) The availability of facilities which may serve as | ||||||
15 | alternatives
or substitutes;
| ||||||
16 | (e) The availability of personnel necessary to the | ||||||
17 | operation of the
facility;
| ||||||
18 | (f) Multi-institutional planning and the establishment | ||||||
19 | of
multi-institutional systems where feasible;
| ||||||
20 | (g) The financial and economic feasibility of proposed | ||||||
21 | construction
or modification; and
| ||||||
22 | (h) In the case of health care facilities established | ||||||
23 | by a religious
body or denomination, the needs of the | ||||||
24 | members of such religious body or
denomination may be | ||||||
25 | considered to be public need.
| ||||||
26 | The health care facility plans which are developed and |
| |||||||
| |||||||
1 | adopted in
accordance with this Section shall form the basis | ||||||
2 | for the plan of the State
to deal most effectively with | ||||||
3 | statewide health needs in regard to health
care facilities.
| ||||||
4 | (5) Coordinate with other state agencies having | ||||||
5 | responsibilities
affecting health care facilities, including | ||||||
6 | those of licensure and cost
reporting.
| ||||||
7 | (6) Solicit, accept, hold and administer on behalf of the | ||||||
8 | State
any grants or bequests of money, securities or property | ||||||
9 | for
use by the State Board in the administration of this Act; | ||||||
10 | and enter into contracts
consistent with the appropriations for | ||||||
11 | purposes enumerated in this Act.
| ||||||
12 | (7) (Blank). The State Board shall prescribe procedures for | ||||||
13 | review, standards,
and criteria which shall be utilized
to make | ||||||
14 | periodic reviews and determinations of the appropriateness
of | ||||||
15 | any existing health services being rendered by health care | ||||||
16 | facilities
subject to the Act. The State Board shall consider | ||||||
17 | recommendations of the
Board in making its
determinations.
| ||||||
18 | (8) Prescribe rules, regulations,
standards, and criteria | ||||||
19 | for the conduct of an expeditious review of
applications
for | ||||||
20 | permits for projects of construction or modification of a | ||||||
21 | health care
facility, which projects are classified as | ||||||
22 | emergency, substantive, or non-substantive in nature. | ||||||
23 | Substantive Six months after June 30, 2009 (the effective | ||||||
24 | date of Public Act 96-31), substantive projects shall include | ||||||
25 | no more than the following: | ||||||
26 | (a) Projects to construct (1) a new or replacement |
| |||||||
| |||||||
1 | facility located on a new site or
(2) a replacement | ||||||
2 | facility located on the same site as the original facility | ||||||
3 | and the cost of the replacement facility exceeds the | ||||||
4 | capital expenditure minimum, which shall be reviewed by the | ||||||
5 | Board within 120 days; | ||||||
6 | (b) Projects proposing a
(1) new service within an | ||||||
7 | existing healthcare facility or
(2) discontinuation of a | ||||||
8 | service within an existing healthcare facility, which | ||||||
9 | shall be reviewed by the Board within 60 days; or | ||||||
10 | (c) Projects proposing a change in the bed capacity of | ||||||
11 | a health care facility by an increase in the total number | ||||||
12 | of beds or by a redistribution of beds among various | ||||||
13 | categories of service or by a relocation of beds from one | ||||||
14 | physical facility or site to another by more than 20 beds | ||||||
15 | or more than 10% of total bed capacity, as defined by the | ||||||
16 | State Board, whichever is less, over a 2-year period. | ||||||
17 | The Chairman may approve applications for exemption that | ||||||
18 | meet the criteria set forth in rules or refer them to the full | ||||||
19 | Board. The Chairman may approve any unopposed application that | ||||||
20 | meets all of the review criteria or refer them to the full | ||||||
21 | Board. | ||||||
22 | Such rules shall
not prevent the conduct of a public | ||||||
23 | hearing upon the timely request
of an interested party. Such | ||||||
24 | reviews shall not exceed 60 days from the
date the application | ||||||
25 | is declared to be complete.
| ||||||
26 | (9) Prescribe rules, regulations,
standards, and criteria |
| |||||||
| |||||||
1 | pertaining to the granting of permits for
construction
and | ||||||
2 | modifications which are emergent in nature and must be | ||||||
3 | undertaken
immediately to prevent or correct structural | ||||||
4 | deficiencies or hazardous
conditions that may harm or injure | ||||||
5 | persons using the facility, as defined
in the rules and | ||||||
6 | regulations of the State Board. This procedure is exempt
from | ||||||
7 | public hearing requirements of this Act.
| ||||||
8 | (10) Prescribe rules,
regulations, standards and criteria | ||||||
9 | for the conduct of an expeditious
review, not exceeding 60 | ||||||
10 | days, of applications for permits for projects to
construct or | ||||||
11 | modify health care facilities which are needed for the care
and | ||||||
12 | treatment of persons who have acquired immunodeficiency | ||||||
13 | syndrome (AIDS)
or related conditions.
| ||||||
14 | (10.5) Provide its rationale when voting on an item before | ||||||
15 | it at a State Board meeting in order to comply with subsection | ||||||
16 | (b) of Section 3-108 of the Code of Civil Procedure. | ||||||
17 | (11) Issue written decisions upon request of the applicant | ||||||
18 | or an adversely affected party to the Board. Requests for a | ||||||
19 | written decision shall be made within 15 days after the Board | ||||||
20 | meeting in which a final decision has been made. A "final | ||||||
21 | decision" for purposes of this Act is the decision to approve | ||||||
22 | or deny an application, or take other actions permitted under | ||||||
23 | this Act, at the time and date of the meeting that such action | ||||||
24 | is scheduled by the Board. The transcript of the State Board | ||||||
25 | meeting shall be incorporated into the Board's final decision. | ||||||
26 | The staff of the Board shall prepare a written copy of the |
| |||||||
| |||||||
1 | final decision and the Board shall approve a final copy for | ||||||
2 | inclusion in the formal record. The Board shall consider, for | ||||||
3 | approval, the written draft of the final decision no later than | ||||||
4 | the next scheduled Board meeting. The written decision shall | ||||||
5 | identify the applicable criteria and factors listed in this Act | ||||||
6 | and the Board's regulations that were taken into consideration | ||||||
7 | by the Board when coming to a final decision. If the Board | ||||||
8 | denies or fails to approve an application for permit or | ||||||
9 | exemption, the Board shall include in the final decision a | ||||||
10 | detailed explanation as to why the application was denied and | ||||||
11 | identify what specific criteria or standards the applicant did | ||||||
12 | not fulfill. | ||||||
13 | (12) (Blank). Require at least one of its members to | ||||||
14 | participate in any public hearing, after the appointment of a | ||||||
15 | majority of the members to the Board. | ||||||
16 | (13) Provide a mechanism for the public to comment on, and | ||||||
17 | request changes to, draft rules and standards. | ||||||
18 | (14) Implement public information campaigns to regularly | ||||||
19 | inform the general public about the opportunity for public | ||||||
20 | hearings and public hearing procedures. | ||||||
21 | (15) Establish a separate set of rules and guidelines for | ||||||
22 | long-term care that recognizes that nursing homes are a | ||||||
23 | different business line and service model from other regulated | ||||||
24 | facilities. An open and transparent process shall be developed | ||||||
25 | that considers the following: how skilled nursing fits in the | ||||||
26 | continuum of care with other care providers, modernization of |
| |||||||
| |||||||
1 | nursing homes, establishment of more private rooms, | ||||||
2 | development of alternative services, and current trends in | ||||||
3 | long-term care services.
The Chairman of the Board shall | ||||||
4 | appoint a permanent Health Services Review Board Long-term Care | ||||||
5 | Facility Advisory Subcommittee that shall develop and | ||||||
6 | recommend to the Board the rules to be established by the Board | ||||||
7 | under this paragraph (15). The Subcommittee shall also provide | ||||||
8 | continuous review and commentary on policies and procedures | ||||||
9 | relative to long-term care and the review of related projects. | ||||||
10 | The Subcommittee shall make recommendations to the Board no | ||||||
11 | later than January 1, 2016 and every January thereafter | ||||||
12 | pursuant to the Subcommittee's responsibility for the | ||||||
13 | continuous review and commentary on policies and procedures | ||||||
14 | relative to long-term care. In consultation with other experts | ||||||
15 | from the health field of long-term care, the Board and the | ||||||
16 | Subcommittee shall study new approaches to the current bed need | ||||||
17 | formula and Health Service Area boundaries to encourage | ||||||
18 | flexibility and innovation in design models reflective of the | ||||||
19 | changing long-term care marketplace and consumer preferences | ||||||
20 | and submit its recommendations to the Chairman of the Board no | ||||||
21 | later than January 1, 2017. The Subcommittee shall evaluate, | ||||||
22 | and make recommendations to the State Board regarding, the | ||||||
23 | buying, selling, and exchange of beds between long-term care | ||||||
24 | facilities within a specified geographic area or drive time. | ||||||
25 | The Board shall file the proposed related administrative rules | ||||||
26 | for the separate rules and guidelines for long-term care |
| |||||||
| |||||||
1 | required by this paragraph (15) by no later than September 30, | ||||||
2 | 2011. The Subcommittee shall be provided a reasonable and | ||||||
3 | timely opportunity to review and comment on any review, | ||||||
4 | revision, or updating of the criteria, standards, procedures, | ||||||
5 | and rules used to evaluate project applications as provided | ||||||
6 | under Section 12.3 of this Act. | ||||||
7 | The Chairman of the Board shall appoint voting members of | ||||||
8 | the Subcommittee, who shall serve for a period of 3 years, with | ||||||
9 | one-third of the terms expiring each January, to be determined | ||||||
10 | by lot. Appointees shall include, but not be limited to, | ||||||
11 | recommendations from each of the 3 statewide long-term care | ||||||
12 | associations, with an equal number to be appointed from each. | ||||||
13 | Compliance with this provision shall be through the appointment | ||||||
14 | and reappointment process. All appointees serving as of April | ||||||
15 | 1, 2015 shall serve to the end of their term as determined by | ||||||
16 | lot or until the appointee voluntarily resigns, whichever is | ||||||
17 | earlier. | ||||||
18 | One representative from the Department of Public Health, | ||||||
19 | the Department of Healthcare and Family Services, the | ||||||
20 | Department on Aging, and the Department of Human Services may | ||||||
21 | each serve as an ex-officio non-voting member of the | ||||||
22 | Subcommittee. The Chairman of the Board shall select a | ||||||
23 | Subcommittee Chair, who shall serve for a period of 3 years. | ||||||
24 | (16) Prescribe the format of the State Board Staff Report. | ||||||
25 | A State Board Staff Report shall pertain to applications that | ||||||
26 | include, but are not limited to, applications for permit or |
| |||||||
| |||||||
1 | exemption, applications for permit renewal, applications for | ||||||
2 | extension of the financial commitment period, applications | ||||||
3 | requesting a declaratory ruling, or applications under the | ||||||
4 | Health Care Worker Self-Referral Act. State Board Staff Reports | ||||||
5 | shall compare applications to the relevant review criteria | ||||||
6 | under the Board's rules. | ||||||
7 | (17) Establish a separate set of rules and guidelines for | ||||||
8 | facilities licensed under the Specialized Mental Health | ||||||
9 | Rehabilitation Act of 2013. An application for the | ||||||
10 | re-establishment of a facility in connection with the | ||||||
11 | relocation of the facility shall not be granted unless the | ||||||
12 | applicant has a contractual relationship with at least one | ||||||
13 | hospital to provide emergency and inpatient mental health | ||||||
14 | services required by facility consumers, and at least one | ||||||
15 | community mental health agency to provide oversight and | ||||||
16 | assistance to facility consumers while living in the facility, | ||||||
17 | and appropriate services, including case management, to assist | ||||||
18 | them to prepare for discharge and reside stably in the | ||||||
19 | community thereafter. No new facilities licensed under the | ||||||
20 | Specialized Mental Health Rehabilitation Act of 2013 shall be | ||||||
21 | established after June 16, 2014 (the effective date of Public | ||||||
22 | Act 98-651) except in connection with the relocation of an | ||||||
23 | existing facility to a new location. An application for a new | ||||||
24 | location shall not be approved unless there are adequate | ||||||
25 | community services accessible to the consumers within a | ||||||
26 | reasonable distance, or by use of public transportation, so as |
| |||||||
| |||||||
1 | to facilitate the goal of achieving maximum individual | ||||||
2 | self-care and independence. At no time shall the total number | ||||||
3 | of authorized beds under this Act in facilities licensed under | ||||||
4 | the Specialized Mental Health Rehabilitation Act of 2013 exceed | ||||||
5 | the number of authorized beds on June 16, 2014 (the effective | ||||||
6 | date of Public Act 98-651). | ||||||
7 | (Source: P.A. 99-78, eff. 7-20-15; 99-114, eff. 7-23-15; | ||||||
8 | 99-180, eff. 7-29-15; 99-277, eff. 8-5-15; 99-527, eff. 1-1-17; | ||||||
9 | 99-642, eff. 7-28-16; 100-518, eff. 6-1-18.)
| ||||||
10 | (20 ILCS 3960/12.2)
| ||||||
11 | (Section scheduled to be repealed on December 31, 2019)
| ||||||
12 | Sec. 12.2. Powers of the State Board staff. For purposes of | ||||||
13 | this Act,
the staff shall exercise the following powers and | ||||||
14 | duties:
| ||||||
15 | (1) Review applications for permits and exemptions in | ||||||
16 | accordance with the
standards, criteria, and plans of need | ||||||
17 | established by the State Board under
this Act and certify | ||||||
18 | its finding to the State Board.
| ||||||
19 | (1.5) Post the following on the Board's web site: | ||||||
20 | relevant (i)
rules,
(ii)
standards, (iii)
criteria, (iv) | ||||||
21 | State norms, (v) references used by Board staff in making
| ||||||
22 | determinations about whether application criteria are met, | ||||||
23 | and (vi) notices of
project-related filings, including | ||||||
24 | notice of public comments related to the
application.
| ||||||
25 | (2) Charge and collect an amount determined by the |
| |||||||
| |||||||
1 | State Board and the staff to be
reasonable fees for the | ||||||
2 | processing of applications by the State Board.
The State | ||||||
3 | Board shall set the amounts by rule. Application fees for | ||||||
4 | continuing care retirement communities, and other health | ||||||
5 | care models that include regulated and unregulated | ||||||
6 | components, shall apply only to those components subject to | ||||||
7 | regulation under this Act. All fees and fines
collected | ||||||
8 | under the provisions of this Act shall be deposited
into | ||||||
9 | the Illinois Health Facilities Planning Fund to be used for | ||||||
10 | the
expenses of administering this Act.
| ||||||
11 | (2.1) Publish the following reports on the State Board | ||||||
12 | website: | ||||||
13 | (A) An annual accounting, aggregated by category | ||||||
14 | and with names of parties redacted, of fees, fines, and | ||||||
15 | other revenue collected as well as expenses incurred, | ||||||
16 | in the administration of this Act. | ||||||
17 | (B) An annual report, with names of the parties | ||||||
18 | redacted, that summarizes all settlement agreements | ||||||
19 | entered into with the State Board that resolve an | ||||||
20 | alleged instance of noncompliance with State Board | ||||||
21 | requirements under this Act. | ||||||
22 | (C) (Blank). A monthly report that includes the | ||||||
23 | status of applications and recommendations regarding | ||||||
24 | updates to the standard, criteria, or the health plan | ||||||
25 | as appropriate. | ||||||
26 | (D) Board reports showing the degree to which an |
| |||||||
| |||||||
1 | application conforms to the review standards, a | ||||||
2 | summation of relevant public testimony, and any | ||||||
3 | additional information that staff wants to | ||||||
4 | communicate. | ||||||
5 | (3) Coordinate with other State agencies having | ||||||
6 | responsibilities
affecting
health care facilities, | ||||||
7 | including licensure and cost reporting agencies.
| ||||||
8 | (Source: P.A. 98-1086, eff. 8-26-14; 99-527, eff. 1-1-17 .)
| ||||||
9 | (20 ILCS 3960/12.3)
| ||||||
10 | (Section scheduled to be repealed on December 31, 2019)
| ||||||
11 | Sec. 12.3. Revision of criteria, standards, and rules. At | ||||||
12 | least every 2 years, the State Board shall review, revise, and
| ||||||
13 | update the
criteria, standards, and rules used to evaluate | ||||||
14 | applications for permit and exemption . The Board may appoint | ||||||
15 | temporary advisory committees made up of experts with | ||||||
16 | professional competence in the subject matter of the proposed | ||||||
17 | standards or criteria to assist in the development of revisions | ||||||
18 | to requirements, standards , and criteria. In
particular, the | ||||||
19 | review of
the criteria, standards, and rules shall consider:
| ||||||
20 | (1) Whether the requirements, criteria , and standards | ||||||
21 | reflect current industry standards
and
anticipated trends.
| ||||||
22 | (2) Whether the criteria and standards can be reduced | ||||||
23 | or eliminated.
| ||||||
24 | (3) Whether requirements, criteria , and standards can | ||||||
25 | be developed to authorize the
construction
of unfinished |
| |||||||
| |||||||
1 | space for future use when the ultimate need for such space | ||||||
2 | can be
reasonably
projected.
| ||||||
3 | (4) Whether the criteria and standards take into | ||||||
4 | account issues related to
population growth and changing | ||||||
5 | demographics in a community.
| ||||||
6 | (5) Whether facility-defined service and planning | ||||||
7 | areas should be
recognized.
| ||||||
8 | (6) Whether categories of service that are subject to | ||||||
9 | review should be re-evaluated, including provisions | ||||||
10 | related to structural, functional, and operational | ||||||
11 | differences between long-term care facilities and acute | ||||||
12 | care facilities and that allow routine changes of | ||||||
13 | ownership, facility sales, and closure requests to be | ||||||
14 | processed on a more timely basis. | ||||||
15 | (Source: P.A. 99-527, eff. 1-1-17 .)
| ||||||
16 | (20 ILCS 3960/12.4)
| ||||||
17 | (Section scheduled to be repealed on December 31, 2019) | ||||||
18 | Sec. 12.4. Hospital reduction in health care services; | ||||||
19 | notice. If a hospital reduces any of the Categories of Service | ||||||
20 | as outlined in Title 77, Chapter II, Part 1110 in the Illinois | ||||||
21 | Administrative Code, or any other service as defined by rule by | ||||||
22 | the State Board, by 50% or more according to rules adopted by | ||||||
23 | the State Board, then within 30 days after reducing the | ||||||
24 | service, the hospital must give written notice of the reduction | ||||||
25 | in service to the State Board, the Department of Public Health, |
| |||||||
| |||||||
1 | and the State Senator and 2 State Representative | ||||||
2 | Representatives serving the legislative district in which the | ||||||
3 | hospital is located. The State Board shall adopt rules to | ||||||
4 | implement this Section, including rules that specify (i) how | ||||||
5 | each health care service is defined, if not already defined in | ||||||
6 | the State Board's rules, and (ii) what constitutes a reduction | ||||||
7 | in service of 50% or more.
| ||||||
8 | (Source: P.A. 93-940, eff. 1-1-05 .)
| ||||||
9 | (20 ILCS 3960/12.5) | ||||||
10 | (Section scheduled to be repealed on December 31, 2019)
| ||||||
11 | Sec. 12.5. Update existing bed inventory and associated bed | ||||||
12 | need projections. The While the Task Force on Health Planning | ||||||
13 | Reform will make long-term recommendations related to the | ||||||
14 | method and formula for calculating the bed inventory and | ||||||
15 | associated bed need projections, there is a current need for | ||||||
16 | the bed inventory to be updated prior to the issuance of the | ||||||
17 | recommendations of the Task Force. Therefore, the State Board | ||||||
18 | shall regularly immediately update the existing bed inventory | ||||||
19 | and associated bed need projections required by Sections 12 and | ||||||
20 | 12.3 of this Act, using the most recently published historical | ||||||
21 | utilization data, 5-year population projections, and an | ||||||
22 | appropriate migration factor for the medical-surgical and | ||||||
23 | pediatric category of service which shall be no less than 50%. | ||||||
24 | The State Board shall provide written documentation providing | ||||||
25 | the methodology and rationale used to determine the appropriate |
| |||||||
| |||||||
1 | migration factor.
| ||||||
2 | (Source: P.A. 97-1115, eff. 8-27-12; 98-1086, eff. 8-26-14.)
| ||||||
3 | (20 ILCS 3960/13) (from Ch. 111 1/2, par. 1163)
| ||||||
4 | (Section scheduled to be repealed on December 31, 2019)
| ||||||
5 | Sec. 13. Investigation of applications for permits and | ||||||
6 | certificates of
recognition . The State Board shall make or | ||||||
7 | cause to be made
such investigations as it deems necessary in | ||||||
8 | connection
with an application for a permit or an application | ||||||
9 | for a certificate of
recognition , or in connection with a | ||||||
10 | determination of whether or not
construction
or modification | ||||||
11 | that which has been commenced is in accord with the permit | ||||||
12 | issued
by the State Board , or whether construction or | ||||||
13 | modification has been commenced
without a permit having been | ||||||
14 | obtained. The State Board may issue subpoenas
duces tecum | ||||||
15 | requiring the production of records and may administer oaths
to | ||||||
16 | such witnesses.
| ||||||
17 | Any circuit court of this State, upon the application of | ||||||
18 | the State Board
or upon the application of any party to such | ||||||
19 | proceedings, may, in its
discretion,
compel the attendance of | ||||||
20 | witnesses, the production of books, papers, records,
or | ||||||
21 | memoranda and the giving of testimony before the State Board, | ||||||
22 | by a
proceeding
as for contempt, or otherwise, in the same | ||||||
23 | manner as production of evidence
may be compelled before the | ||||||
24 | court.
| ||||||
25 | The State Board shall require all health facilities |
| |||||||
| |||||||
1 | operating
in this State
to provide such reasonable reports at | ||||||
2 | such times and containing such
information
as is needed by it | ||||||
3 | to carry out the purposes and provisions of this Act.
Prior to | ||||||
4 | collecting information from health facilities, the State Board
| ||||||
5 | shall make reasonable efforts
through a public process to | ||||||
6 | consult with health facilities and associations
that represent | ||||||
7 | them to determine
whether data and information requests will | ||||||
8 | result in useful information for
health planning, whether
| ||||||
9 | sufficient information is available from other sources, and | ||||||
10 | whether data
requested is routinely collected
by health | ||||||
11 | facilities and is available without retrospective record | ||||||
12 | review. Data
and information requests
shall not impose undue | ||||||
13 | paperwork burdens on health care facilities and
personnel.
| ||||||
14 | Health facilities not complying with this requirement shall be | ||||||
15 | reported
to licensing, accrediting, certifying, or payment | ||||||
16 | agencies as being in
violation
of State law. Health care | ||||||
17 | facilities and other parties at interest shall
have reasonable | ||||||
18 | access, under rules established by the State Board, to all
| ||||||
19 | planning information submitted in accord with this Act | ||||||
20 | pertaining to their
area.
| ||||||
21 | Among the reports to be required by the State Board are | ||||||
22 | facility questionnaires for health care facilities licensed | ||||||
23 | under the Ambulatory Surgical Treatment Center Act, the | ||||||
24 | Hospital Licensing Act, the Nursing Home Care Act, the ID/DD | ||||||
25 | Community Care Act, the MC/DD Act, the Specialized Mental | ||||||
26 | Health Rehabilitation Act of 2013, or the End Stage Renal |
| |||||||
| |||||||
1 | Disease Facility Act. These questionnaires shall be conducted | ||||||
2 | on an annual basis and compiled by the State Board. For health | ||||||
3 | care facilities licensed under the Nursing Home Care Act or the | ||||||
4 | Specialized Mental Health Rehabilitation Act of 2013, these | ||||||
5 | reports shall include, but not be limited to, the | ||||||
6 | identification of specialty services provided by the facility | ||||||
7 | to patients, residents, and the community at large. Annual | ||||||
8 | reports for facilities licensed under the ID/DD Community Care | ||||||
9 | Act and facilities licensed under the MC/DD Act shall be | ||||||
10 | different from the annual reports required of other health care | ||||||
11 | facilities and shall be specific to those facilities licensed | ||||||
12 | under the ID/DD Community Care Act or the MC/DD Act. The Health | ||||||
13 | Facilities and Services Review Board shall consult with | ||||||
14 | associations representing facilities licensed under the ID/DD | ||||||
15 | Community Care Act and associations representing facilities | ||||||
16 | licensed under the MC/DD Act when developing the information | ||||||
17 | requested in these annual reports. For health care facilities | ||||||
18 | that contain long term care beds, the reports shall also | ||||||
19 | include the number of staffed long term care beds, physical | ||||||
20 | capacity for long term care beds at the facility, and long term | ||||||
21 | care beds available for immediate occupancy. For purposes of | ||||||
22 | this paragraph, "long term care beds" means beds
(i) licensed | ||||||
23 | under the Nursing Home Care Act, (ii) licensed under the ID/DD | ||||||
24 | Community Care Act, (iii) licensed under the MC/DD Act, (iv) | ||||||
25 | licensed under the Hospital Licensing Act, or (v) licensed | ||||||
26 | under the Specialized Mental Health Rehabilitation Act of 2013 |
| |||||||
| |||||||
1 | and certified as skilled nursing or nursing facility beds under | ||||||
2 | Medicaid or Medicare.
| ||||||
3 | (Source: P.A. 98-1086, eff. 8-26-14; 99-180, eff. 7-29-15.)
| ||||||
4 | (20 ILCS 3960/14.1)
| ||||||
5 | (Section scheduled to be repealed on December 31, 2019) | ||||||
6 | Sec. 14.1. Denial of permit; other sanctions. | ||||||
7 | (a) The State Board may deny an application for a permit or | ||||||
8 | may revoke or
take other action as permitted by this Act with | ||||||
9 | regard to a permit as the State
Board deems appropriate, | ||||||
10 | including the imposition of fines as set forth in this
Section, | ||||||
11 | for any one or a combination of the following: | ||||||
12 | (1) The acquisition of major medical equipment without | ||||||
13 | a permit or in
violation of the terms of a permit. | ||||||
14 | (2) The establishment, construction, modification, or | ||||||
15 | change of ownership of a health care
facility without a | ||||||
16 | permit or exemption or in violation of the terms of a | ||||||
17 | permit. | ||||||
18 | (3) The violation of any provision of this Act or any | ||||||
19 | rule adopted
under this Act. | ||||||
20 | (4) The failure, by any person subject to this Act, to | ||||||
21 | provide information
requested by the State Board or Agency | ||||||
22 | within 30 days after a formal written
request for the | ||||||
23 | information. | ||||||
24 | (5) The failure to pay any fine imposed under this | ||||||
25 | Section within 30 days
of its imposition. |
| |||||||
| |||||||
1 | (a-5) For facilities licensed under the ID/DD Community | ||||||
2 | Care Act, no permit shall be denied on the basis of prior | ||||||
3 | operator history, other than for actions specified under item | ||||||
4 | (2), (4), or (5) of Section 3-117 of the ID/DD Community Care | ||||||
5 | Act. For facilities licensed under the MC/DD Act, no permit | ||||||
6 | shall be denied on the basis of prior operator history, other | ||||||
7 | than for actions specified under item (2), (4), or (5) of | ||||||
8 | Section 3-117 of the MC/DD Act. For facilities licensed under | ||||||
9 | the Specialized Mental Health Rehabilitation Act of 2013, no | ||||||
10 | permit shall be denied on the basis of prior operator history, | ||||||
11 | other than for actions specified under subsections (a) and (b) | ||||||
12 | of Section 4-109 of the Specialized Mental Health | ||||||
13 | Rehabilitation Act of 2013. For facilities licensed under the | ||||||
14 | Nursing Home Care Act, no permit shall be denied on the basis | ||||||
15 | of prior operator history, other than for: (i) actions | ||||||
16 | specified under item (2), (3), (4), (5), or (6) of Section | ||||||
17 | 3-117 of the Nursing Home Care Act; (ii) actions specified | ||||||
18 | under item (a)(6) of Section 3-119 of the Nursing Home Care | ||||||
19 | Act; or (iii) actions within the preceding 5 years constituting | ||||||
20 | a substantial and repeated failure to comply with the Nursing | ||||||
21 | Home Care Act or the rules and regulations adopted by the | ||||||
22 | Department under that Act. The State Board shall not deny a | ||||||
23 | permit on account of any action described in this subsection | ||||||
24 | (a-5) without also considering all such actions in the light of | ||||||
25 | all relevant information available to the State Board, | ||||||
26 | including whether the permit is sought to substantially comply |
| |||||||
| |||||||
1 | with a mandatory or voluntary plan of correction associated | ||||||
2 | with any action described in this subsection (a-5).
| ||||||
3 | (b) Persons shall be subject to fines as follows: | ||||||
4 | (1) A permit holder who fails to comply with the | ||||||
5 | requirements of
maintaining a valid permit shall be fined | ||||||
6 | an amount not to exceed 1% of the
approved permit amount | ||||||
7 | plus an additional 1% of the approved permit amount for
| ||||||
8 | each 30-day period, or fraction thereof, that the violation | ||||||
9 | continues. | ||||||
10 | (2) A permit holder who alters the scope of an approved | ||||||
11 | project or whose
project costs exceed the allowable permit | ||||||
12 | amount without first obtaining
approval from the State | ||||||
13 | Board shall be fined an amount not to exceed the sum of
(i) | ||||||
14 | the lesser of $25,000 or 2% of the approved permit amount | ||||||
15 | and (ii) in those
cases where the approved permit amount is | ||||||
16 | exceeded by more than $1,000,000, an
additional $20,000 for | ||||||
17 | each $1,000,000, or fraction thereof, in excess of the
| ||||||
18 | approved permit amount. | ||||||
19 | (2.5) A permit or exemption holder who fails to comply | ||||||
20 | with the post-permit and reporting requirements set forth | ||||||
21 | in Sections 5 and 8.5 shall be fined an amount not to | ||||||
22 | exceed $10,000 plus an additional $10,000 for each 30-day | ||||||
23 | period, or fraction thereof, that the violation continues. | ||||||
24 | This fine shall continue to accrue until the date that (i) | ||||||
25 | the post-permit requirements are met and the post-permit or | ||||||
26 | post-exemption reports are received by the State Board or |
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1 | (ii) the matter is referred by the State Board to the State | ||||||
2 | Board's legal counsel. The accrued fine is not waived by | ||||||
3 | the permit or exemption holder submitting the required | ||||||
4 | information and reports. Prior to any fine beginning to | ||||||
5 | accrue, the Board shall
notify, in writing, a permit or | ||||||
6 | exemption holder of the due date
for the post-permit and | ||||||
7 | reporting requirements no later than 30 days
before the due | ||||||
8 | date for the requirements. The exemption letter shall serve | ||||||
9 | as the notice for exemptions. This paragraph (2.5) takes
| ||||||
10 | effect 6 months after August 27, 2012 (the effective date | ||||||
11 | of Public Act 97-1115). | ||||||
12 | (3) A person who acquires major medical equipment or | ||||||
13 | who establishes a
category of service without first | ||||||
14 | obtaining a permit or exemption, as the case
may be, shall | ||||||
15 | be fined an amount not to exceed $10,000 for each such
| ||||||
16 | acquisition or category of service established plus an | ||||||
17 | additional $10,000 for
each 30-day period, or fraction | ||||||
18 | thereof, that the violation continues. | ||||||
19 | (4) A person who constructs, modifies, establishes, or | ||||||
20 | changes ownership of a health care
facility without first | ||||||
21 | obtaining a permit or exemption shall be fined an amount | ||||||
22 | not to
exceed $25,000 plus an additional $25,000 for each | ||||||
23 | 30-day period, or fraction
thereof, that the violation | ||||||
24 | continues. | ||||||
25 | (5) A person who discontinues a health care facility or | ||||||
26 | a category of
service without first obtaining a permit or |
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| |||||||
1 | exemption shall be fined an amount not to exceed
$10,000 | ||||||
2 | plus an additional $10,000 for each 30-day period, or | ||||||
3 | fraction thereof,
that the violation continues. For | ||||||
4 | purposes of this subparagraph (5), facilities licensed | ||||||
5 | under the Nursing Home Care Act, the ID/DD Community Care | ||||||
6 | Act, or the MC/DD Act, with the exceptions of facilities | ||||||
7 | operated by a county or Illinois Veterans Homes, are exempt | ||||||
8 | from this permit requirement. However, facilities licensed | ||||||
9 | under the Nursing Home Care Act, the ID/DD Community Care | ||||||
10 | Act, or the MC/DD Act must comply with Section 3-423 of the | ||||||
11 | Nursing Home Care Act, Section 3-423 of the ID/DD Community | ||||||
12 | Care Act, or Section 3-423 of the MC/DD Act and must | ||||||
13 | provide the Board and the Department of Human Services with | ||||||
14 | 30 days' written notice of their intent to close.
| ||||||
15 | Facilities licensed under the ID/DD Community Care Act or | ||||||
16 | the MC/DD Act also must provide the Board and the | ||||||
17 | Department of Human Services with 30 days' written notice | ||||||
18 | of their intent to reduce the number of beds for a | ||||||
19 | facility. | ||||||
20 | (6) A person subject to this Act who fails to provide | ||||||
21 | information
requested by the State Board or Agency within | ||||||
22 | 30 days of a formal written
request shall be fined an | ||||||
23 | amount not to exceed $1,000 plus an additional $1,000
for | ||||||
24 | each 30-day period, or fraction thereof, that the | ||||||
25 | information is not
received by the State Board or Agency. | ||||||
26 | (b-5) The State Board may accept in-kind services or |
| |||||||
| |||||||
1 | donations instead of or in combination with the imposition of a | ||||||
2 | fine. This authorization is limited to cases where the | ||||||
3 | non-compliant individual or entity has waived the right to an | ||||||
4 | administrative hearing or opportunity to appear before the | ||||||
5 | Board regarding the non-compliant matter. | ||||||
6 | (c) Before imposing any fine authorized under this Section, | ||||||
7 | the State Board
shall afford the person or permit holder, as | ||||||
8 | the case may be, an appearance
before the State Board and an | ||||||
9 | opportunity for a hearing before a hearing
officer appointed by | ||||||
10 | the State Board. The hearing shall be conducted in
accordance | ||||||
11 | with Section 10. Requests for an appearance before the State | ||||||
12 | Board must be made within 30 days after receiving notice that a | ||||||
13 | fine will be imposed. | ||||||
14 | (d) All fines collected under this Act shall be transmitted | ||||||
15 | to the State
Treasurer, who shall deposit them into the | ||||||
16 | Illinois Health Facilities Planning
Fund. | ||||||
17 | (e) Fines imposed under this Section shall continue to | ||||||
18 | accrue until: (i) the date that the matter is referred by the | ||||||
19 | State Board to the Board's legal counsel; or (ii) the date that | ||||||
20 | the health care facility becomes compliant with the Act, | ||||||
21 | whichever is earlier. | ||||||
22 | (Source: P.A. 98-463, eff. 8-16-13; 99-114, eff. 7-23-15; | ||||||
23 | 99-180, eff. 7-29-15; 99-527, eff. 1-1-17; 99-642, eff. | ||||||
24 | 6-28-16 .)
| ||||||
25 | Section 95. No acceleration or delay. Where this Act makes |
| |||||||
| |||||||
1 | changes in a statute that is represented in this Act by text | ||||||
2 | that is not yet or no longer in effect (for example, a Section | ||||||
3 | represented by multiple versions), the use of that text does | ||||||
4 | not accelerate or delay the taking effect of (i) the changes | ||||||
5 | made by this Act or (ii) provisions derived from any other | ||||||
6 | Public Act.
| ||||||
7 | Section 99. Effective date. This Act takes effect upon | ||||||
8 | becoming law.
|