Bill Text: NY A05250 | 2013-2014 | General Assembly | Introduced


Bill Title: Provides for the regulation of contractors.

Spectrum: Partisan Bill (Democrat 20-0)

Status: (Introduced - Dead) 2014-01-08 - referred to cities [A05250 Detail]

Download: New_York-2013-A05250-Introduced.html
                           S T A T E   O F   N E W   Y O R K
       ________________________________________________________________________
                                         5250
                              2013-2014 Regular Sessions
                                 I N  A S S E M B L Y
                                   February 21, 2013
                                      ___________
       Introduced  by  M.  of  A.  BRENNAN, MILLMAN, MARKEY, ROSENTHAL, LENTOL,
         COLTON, BROOK-KRASNY, HEVESI, CLARK,  MAISEL,  BENEDETTO,  CYMBROWITZ,
         GOTTFRIED,  ROBINSON,  COOK, PERRY, JAFFEE -- Multi-Sponsored by -- M.
         of A. CAMARA, DINOWITZ, GLICK, JACOBS -- read once and referred to the
         Committee on Cities
       AN ACT to amend the general city law, in relation to the  regulation  of
         contractors
         THE  PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
       BLY, DO ENACT AS FOLLOWS:
    1    Section 1. The general city law is amended by adding a new  article  5
    2  to read as follows:
    3                                  ARTICLE 5
    4                                 CONTRACTORS
    5  SECTION 75. LEGISLATIVE FINDINGS.
    6          75-A. DEFINITIONS.
    7          75-B. EXEMPTIONS.
    8          75-C. CONTRACTORS LICENSE BOARD.
    9          75-D. POWERS AND DUTIES OF BOARD.
   10          75-E. CLASSIFICATION.
   11          75-F. POWERS TO CLASSIFY AND LIMIT OPERATIONS.
   12          75-G. LICENSES REQUIRED.
   13          75-H. ISSUANCE OF BUILDING PERMITS; OWNER-BUILDER REGISTRATION.
   14          75-I. ADVERTISING.
   15          75-J. AIDING OR ABETTING.
   16          75-K. INVESTIGATION PERMITTED.
   17          75-L. VIOLATION FOR UNLICENSED ACTIVITY.
   18          75-M. STATE DISASTER EMERGENCY; ACTING AS A CONTRACTOR WITHOUT A
   19                LICENSE; PENALTY.
   20          75-N. ENHANCED PENALTIES WHEN ELDERLY PERSONS ARE TARGETED.
   21          75-O. NO LICENSE ISSUED WHEN.
   22          75-P. REQUIREMENTS TO MAINTAIN LICENSE.
        EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                             [ ] is old law to be omitted.
                                                                  LBD09066-01-3
       A. 5250                             2
    1          75-Q. APPLICATION; FEES.
    2          75-R. FORM FOR LICENSES.
    3          75-S. PLACE OF BUSINESS AND POSTING OF LICENSE.
    4          75-T. FEES; BIENNIAL RENEWALS; INACTIVE LICENSE.
    5          75-U. ACTION ON APPLICATIONS.
    6          75-V. BOND.
    7          75-W. REVOCATION, SUSPENSION, AND RENEWAL OF LICENSES.
    8          75-X. DEATH OR DISSOCIATION.
    9          75-Y. CIVIL ACTION.
   10          75-Z. VIOLATION; PENALTIES.
   11          76. FORFEITURE OF PROPERTY FOR UNLICENSED ACTIVITY.
   12          76-A. INJUNCTION.
   13          76-B. PAYMENT FOR GOODS AND SERVICES.
   14          76-C. DISCLOSURE; CONTRACTS.
   15          76-D. FALSE STATEMENT.
   16          76-E. DISCIPLINARY ACTION AGAINST LICENSEE.
   17          76-F. APPLICABILITY TO CITIES WITH A POPULATION OF LESS THAN ONE
   18                MILLION.
   19    S  75. LEGISLATIVE FINDINGS. THE LEGISLATURE HEREBY FINDS AND DECLARES
   20  THAT THE HEALTH AND SAFETY OF THE POPULATION LIVING IN  AND  AROUND  THE
   21  MANY CONSTRUCTION PROJECTS WITHIN THE DENSELY POPULATED CITY OF NEW YORK
   22  IS  A  MATTER OF SUBSTANTIAL STATE CONCERN, WHICH IS THREATENED BY ACCI-
   23  DENTS AND INJURIES TO PERSONS AND PROPERTY OCCURRING  REGULARLY  DUE  TO
   24  UNLICENSED GENERAL CONTRACTORS WHO FAIL TO COMPLY WITH BUILDING CODE AND
   25  SAFETY REQUIREMENTS.
   26    EVIDENCE  FROM  THE  FEDERAL  OCCUPATIONAL  SAFETY AND HEALTH ADMINIS-
   27  TRATION (OSHA) SHOWS THERE WERE EIGHTY DEATHS  FROM  CONSTRUCTION  ACCI-
   28  DENTS  IN THE CITY OF NEW YORK BETWEEN TWO THOUSAND TWO AND TWO THOUSAND
   29  FIVE.  AUDITS OF BUILDING PLANS BY THE CITY OF NEW YORK'S DEPARTMENT  OF
   30  BUILDINGS  AND  THE  NEW  YORK  CITY  COMPTROLLER SHOW BUILDING CODE AND
   31  ZONING  NONCOMPLIANCE  RATES  OF  BETWEEN  FIFTY-EIGHT  AND  SIXTY-SEVEN
   32  PERCENT. DURING THE CITY OF NEW YORK'S TWO THOUSAND SIX FISCAL YEAR, THE
   33  DEPARTMENT  OF BUILDINGS ISSUED ELEVEN THOUSAND EIGHT HUNDRED THIRTY-SIX
   34  VIOLATIONS FOR HAZARDOUS BUILDING AND CONSTRUCTION CONDITIONS, MAKING  A
   35  TOTAL OF ONE HUNDRED TWELVE THOUSAND ONE HUNDRED SIXTY-EIGHT OUTSTANDING
   36  VIOLATIONS.  ACCORDING  TO  THE  DEPARTMENT  OF BUILDINGS, APPROXIMATELY
   37  FORTY-NINE THOUSAND UNPAID HAZARDOUS VIOLATIONS HAVE NOT BEEN  CORRECTED
   38  AND  PENALTIES TOTALING ONE HUNDRED SEVENTY-ONE MILLION DOLLARS ASSESSED
   39  BY THE NEW YORK CITY ENVIRONMENTAL CONTROL BOARD REMAIN UNPAID SINCE TWO
   40  THOUSAND.
   41    THIS RECORD OF NONCOMPLIANCE WITH THE BUILDING CODES AND ZONING  REGU-
   42  LATIONS  OF  THE  CITY  OF  NEW YORK CREATES A SIGNIFICANT THREAT TO THE
   43  HEALTH AND SAFETY OF THE POPULATION OF THE CITY OF NEW YORK, WHICH IS  A
   44  MATTER  OF SUBSTANTIAL STATE CONCERN. THIS THREAT CAN BE RESOLVED BY THE
   45  LICENSING OF GENERAL CONTRACTORS IN THE CITY OF NEW YORK AS  PART  OF  A
   46  COMPREHENSIVE  PROGRAM  TO ENSURE COMPLIANCE WITH BUILDING CODES, ZONING
   47  REGULATIONS, AND SAFETY GUIDELINES.
   48    S 75-A. DEFINITIONS. AS USED IN  THIS  ARTICLE,  THE  FOLLOWING  TERMS
   49  SHALL HAVE THE FOLLOWING MEANINGS:
   50    1. "BOARD" MEANS THE CONTRACTORS LICENSE BOARD.
   51    2.  "CHLOROFLUOROCARBON"  OR  "CFC"  MEANS ANY MEMBER OF THE FAMILY OF
   52  SUBSTANCES CONTAINING CARBON, FLUORINE, AND CHLORINE, INCLUDING, WITHOUT
   53  LIMITATION, THOSE COMPOUNDS KNOWN AS  CFC-11,  CFC-12,  CFC-13,  CFC-14,
   54  CFC-113,  CFC-114,  CFC-115, CFC-116, CFC-500, CFC-502, AND CFC-503, AND
   55  ANY COMBINATION OR MIXTURE CONTAINING ANY  OF  THESE  CHLOROFLUOROCARBON
   56  COMPOUNDS.
       A. 5250                             3
    1    3.  "CONTRACTOR"  MEANS  ANY  PERSON  WHO BY ONESELF OR THROUGH OTHERS
    2  OFFERS TO UNDERTAKE, OR HOLDS ONESELF OUT AS BEING ABLE TO UNDERTAKE, OR
    3  DOES UNDERTAKE TO ALTER, ADD TO, SUBTRACT  FROM,  IMPROVE,  ENHANCE,  OR
    4  BEAUTIFY  ANY REALTY OR CONSTRUCT, ALTER, REPAIR, ADD TO, SUBTRACT FROM,
    5  IMPROVE, MOVE, WRECK, OR DEMOLISH ANY BUILDING, HIGHWAY, ROAD, RAILROAD,
    6  EXCAVATION, OR OTHER STRUCTURE, PROJECT, DEVELOPMENT, OR IMPROVEMENT, OR
    7  DO  ANY  PART  THEREOF,  INCLUDING  THE ERECTION OF SCAFFOLDING OR OTHER
    8  STRUCTURES OR WORKS IN CONNECTION THEREWITH. "CONTRACTOR", TO THE EXTENT
    9  ALLOWED UNDER FEDERAL LAW INCLUDES A SUBCONTRACTOR, A SPECIALTY CONTRAC-
   10  TOR, AND ANY PERSON, GENERAL ENGINEERING, GENERAL BUILDING, OR SPECIALTY
   11  CONTRACTOR WHO PERFORMS ANY OF THE ACTIVITIES SET FORTH IN THIS SUBDIVI-
   12  SION DIRECTLY OR INDIRECTLY FOR THE FEDERAL GOVERNMENT.
   13    4. "DEPARTMENT" MEANS THE DEPARTMENT OF BUILDINGS OF THE CITY  OF  NEW
   14  YORK.
   15    5.  "COMMISSIONER"  MEANS THE COMMISSIONER OF BUILDINGS OF THE CITY OF
   16  NEW YORK.
   17    6. "HYDROCHLOROFLUOROCARBON" OR "HCFC" MEANS ANY MEMBER OF THE  FAMILY
   18  OF  SUBSTANCES  CONTAINING  HYDROGEN,  CARBON,  FLUORINE,  AND CHLORINE,
   19  INCLUDING, WITHOUT LIMITATION, THOSE  COMPOUNDS  KNOWN  AS  HCFC-22  AND
   20  HCFC-123  AND  ANY COMBINATION OR MIXTURE CONTAINING ANY OF THREE HYDRO-
   21  CHLOROFLUOROCARBON COMPOUNDS.
   22    7. "INSPECTOR" MEANS ANY PERSON EMPLOYED BY THE DEPARTMENT TO INVESTI-
   23  GATE MATTERS  RELATING  TO  ANY  PERSON  WHO  FURNISHES  COMMODITIES  OR
   24  SERVICES FOR WHICH A LICENSE IS REQUIRED FROM THE DEPARTMENT.
   25    8.  "REFRIGERANT RECOVERY AND RECYCLING EQUIPMENT" MEANS A DEVICE USED
   26  TO RECOVER AND TO PURIFY CFCS FROM A DEVICE FOR LATER REUSE.
   27    9. "RME" MEANS RESPONSIBLE MANAGING EMPLOYEE.
   28    10. "SALE" MEANS ANY ARRANGEMENT BETWEEN TWO  OR  MORE  PERSONS  AS  A
   29  RESULT  OF  WHICH  THERE  IS,  OR IS TO BE, A TRANSFER OF PROPERTY FOR A
   30  CONSIDERATION.
   31    IF ANY PROVISION OF THIS SECTION, OR THE APPLICATION  THEREOF  TO  ANY
   32  PERSON,  OR  CIRCUMSTANCES,  IS HELD TO BE INVALID, THE INVALIDITY SHALL
   33  NOT AFFECT OTHER PROVISIONS OR APPLICATIONS OF THIS SECTION WHICH CAN BE
   34  GIVEN EFFECT WITHOUT THE INVALID PROVISION OR APPLICATION, AND  TO  THIS
   35  END THE PROVISIONS OF THIS SECTION ARE SEVERABLE.
   36    S 75-B. EXEMPTIONS. THE PROVISIONS OF THIS ARTICLE SHALL NOT APPLY TO:
   37    1.  OFFICERS  AND  EMPLOYEES  OF  THE UNITED STATES, THE STATE, OR ANY
   38  COUNTY WHILE IN THE PERFORMANCE OF THEIR GOVERNMENTAL DUTIES;
   39    2. ANY PERSON ACTING AS A RECEIVER, TRUSTEE  IN  BANKRUPTCY,  PERSONAL
   40  REPRESENTATIVE,  OR  ANY OTHER PERSON ACTING UNDER ANY ORDER OR AUTHORI-
   41  ZATION OF ANY COURT;
   42    3. A PERSON WHO SELLS OR INSTALLS ANY FINISHED PRODUCTS, MATERIALS, OR
   43  ARTICLES OF MERCHANDISE THAT ARE NOT ACTUALLY FABRICATED INTO AND DO NOT
   44  BECOME A PERMANENT FIXED PART OF THE STRUCTURE, OR TO THE  CONSTRUCTION,
   45  ALTERATION, IMPROVEMENT, OR REPAIR OF PERSONAL PROPERTY;
   46    4. ANY PROJECT OR OPERATION FOR WHICH THE AGGREGATE CONTRACT PRICE FOR
   47  LABOR,  MATERIALS, TAXES, AND ALL OTHER ITEMS IS NOT MORE THAN ONE THOU-
   48  SAND DOLLARS. THIS EXEMPTION SHALL NOT APPLY IN ANY CASE WHERE A  BUILD-
   49  ING  PERMIT  IS REQUIRED REGARDLESS OF THE AGGREGATE CONTRACT PRICE, NOR
   50  WHERE THE UNDERTAKING IS ONLY A PART OF A LARGER  OR  MAJOR  PROJECT  OR
   51  OPERATION,  WHETHER  UNDERTAKEN BY THE SAME OR A DIFFERENT CONTRACTOR OR
   52  IN WHICH A DIVISION OF THE PROJECT OR OPERATION IS MADE IN CONTRACTS  OF
   53  AMOUNTS  NOT  MORE  THAN ONE THOUSAND DOLLARS FOR THE PURPOSE OF EVADING
   54  THIS ARTICLE OR OTHERWISE;
   55    5. A REGISTERED ARCHITECT OR PROFESSIONAL ENGINEER  ACTING  SOLELY  IN
   56  THE PERSON'S PROFESSIONAL CAPACITY;
       A. 5250                             4
    1    6.  ANY PERSON WHO ENGAGES IN THE ACTIVITIES REGULATED IN THIS ARTICLE
    2  AS AN EMPLOYEE WITH WAGES AS THE PERSON'S SOLE COMPENSATION;
    3    7.  OWNERS  OR  LESSEES  OF PROPERTY WHO BUILD OR IMPROVE RESIDENTIAL,
    4  FARM, INDUSTRIAL, OR COMMERCIAL BUILDINGS OR STRUCTURES ON PROPERTY  FOR
    5  THEIR  OWN  USE, OR FOR USE BY THEIR GRANDPARENTS, PARENTS, SIBLINGS, OR
    6  CHILDREN AND WHO DO NOT OFFER THE BUILDINGS OR STRUCTURES  FOR  SALE  OR
    7  LEASE;  PROVIDED  THAT  THIS  EXEMPTION SHALL NOT APPLY TO ELECTRICAL OR
    8  PLUMBING WORK THAT  MUST  BE  PERFORMED  ONLY  BY  PERSONS  OR  ENTITIES
    9  LICENSED  UNDER THIS ARTICLE. IN ALL ACTIONS BROUGHT UNDER THIS SUBDIVI-
   10  SION, PROOF OF THE SALE OR LEASE, OR OFFERING FOR SALE OR LEASE, OF  THE
   11  STRUCTURE  NOT  MORE  THAN  ONE  YEAR  AFTER  COMPLETION  IS PRIMA FACIE
   12  EVIDENCE THAT THE CONSTRUCTION  OR  IMPROVEMENT  OF  THE  STRUCTURE  WAS
   13  UNDERTAKEN  FOR  THE  PURPOSE  OF  SALE  OR  LEASE;  PROVIDED  THAT THIS
   14  PROVISION SHALL NOT APPLY TO RESIDENTIAL PROPERTIES SOLD  OR  LEASED  TO
   15  EMPLOYEES  OF  THE  OWNER  OR  LESSEE; PROVIDED FURTHER THAT IN ORDER TO
   16  QUALIFY FOR THIS EXEMPTION THE OWNER OR LESSEE  MUST  REGISTER  FOR  THE
   17  EXEMPTIONS  AS  PROVIDED  IN SECTION SEVENTY-FIVE-H OF THIS ARTICLE. ANY
   18  OWNER OR LESSEE OF PROPERTY FOUND TO HAVE VIOLATED THIS PARAGRAPH  SHALL
   19  NOT  BE PERMITTED TO ENGAGE IN ANY ACTIVITIES PURSUANT TO THIS PARAGRAPH
   20  OR TO REGISTER UNDER SECTION SEVENTY-FIVE-H OF THIS ARTICLE FOR A PERIOD
   21  OF THREE YEARS. THERE IS A PRESUMPTION  THAT  AN  OWNER  OR  LESSEE  HAS
   22  VIOLATED  THIS  SECTION,  WHEN  THE OWNER OR LESSEE OBTAINS AN EXEMPTION
   23  FROM THE LICENSING REQUIREMENTS OF SECTION SEVENTY-FIVE-G OF THIS  ARTI-
   24  CLE MORE THAN ONCE IN TWO YEARS;
   25    8. ANY JOINT VENTURE IF ALL MEMBERS THEREOF HOLD LICENSES ISSUED UNDER
   26  THIS ARTICLE;
   27    9.  ANY  PROJECT OR OPERATION WHERE IT IS DETERMINED BY THE BOARD THAT
   28  LESS THAN TEN PERSONS ARE QUALIFIED TO PERFORM THE WORK IN QUESTION  AND
   29  THAT THE WORK DOES NOT POSE A POTENTIAL DANGER TO PUBLIC HEALTH, SAFETY,
   30  AND WELFARE; OR
   31    10.  ANY  PUBLIC  WORKS  PROJECT  WHICH IS DEEMED NECESSARY AND IN THE
   32  PUBLIC INTEREST BY THE CONTRACTING AGENCY.
   33    S 75-C. CONTRACTORS LICENSE BOARD. 1. THERE  SHALL  BE  A  CONTRACTORS
   34  LICENSE BOARD OF THIRTEEN MEMBERS APPOINTED BY THE MAYOR.
   35    2. OF THE BOARD MEMBERS:
   36    (A)  TEN  SHALL  BE  CONTRACTORS WHO HAVE BEEN ACTIVELY ENGAGED IN THE
   37  CONTRACTING BUSINESS FOR A PERIOD OF NOT LESS THAN FIVE YEARS  PRECEDING
   38  THE DATE OF THEIR APPOINTMENT;
   39    (B)  FIVE  SHALL  BE GENERAL ENGINEERING OR BUILDING CONTRACTORS, FIVE
   40  SHALL BE SPECIALTY CONTRACTORS, AND THREE SHALL BE NONCONTRACTORS.    NO
   41  MEMBER  SHALL  RECEIVE  ANY  COMPENSATION FOR THE MEMBER'S SERVICES, BUT
   42  EACH SHALL BE REIMBURSED FOR NECESSARY TRAVELING  EXPENSES  INCURRED  IN
   43  THE PERFORMANCE OF DUTIES.
   44    3. EACH BOROUGH SHALL BE REPRESENTED ON THE BOARD.
   45    4.  NO  ONE, EXCEPT THE THREE NONCONTRACTOR MEMBERS, SHALL BE ELIGIBLE
   46  FOR APPOINTMENT WHO DOES NOT AT THE TIME  OF  THE  MEMBER'S  APPOINTMENT
   47  HOLD A VALID AND UNEXPIRED LICENSE TO OPERATE AS A CONTRACTOR.
   48    S  75-D.  POWERS  AND DUTIES OF BOARD. IN ADDITION TO ANY OTHER POWERS
   49  AND DUTIES AUTHORIZED BY LAW, THE BOARD SHALL:
   50    1. GRANT LICENSES,  INCLUDING  CONDITIONAL  LICENSES,  TO  CONTRACTORS
   51  PURSUANT TO THIS ARTICLE AND RULES;
   52    2. ADOPT, AMEND, OR REPEAL SUCH RULES AND REGULATIONS AS THE BOARD MAY
   53  DEEM  PROPER  FULLY TO EFFECTUATE THIS ARTICLE AND CARRY OUT THE PURPOSE
   54  THEREOF, WHICH IS THE PROTECTION OF THE GENERAL PUBLIC.  ALL  RULES  AND
   55  REGULATIONS  SHALL  BE  APPROVED  BY THE MAYOR AND THE COMMISSIONER. THE
   56  RULES AND REGULATIONS MAY FORBID ACTS OR PRACTICES DEEMED BY  THE  BOARD
       A. 5250                             5
    1  TO  BE DETRIMENTAL TO THE ACCOMPLISHMENT OF THE PURPOSE OF THIS ARTICLE.
    2  THE RULES AND REGULATIONS MAY REQUIRE CONTRACTORS TO MAKE REPORTS TO THE
    3  BOARD CONTAINING ANY ITEMS OF INFORMATION  AS  WILL  BETTER  ENABLE  THE
    4  BOARD  TO  ENFORCE  THIS  ARTICLE  AND  RULES OR REGULATIONS, OR AS WILL
    5  BETTER ENABLE THE BOARD FROM TIME TO TIME TO AMEND THE RULES  AND  REGU-
    6  LATIONS MORE FULLY TO EFFECTUATE THE PURPOSES OF THIS ARTICLE. THE RULES
    7  AND  REGULATIONS  MAY  REQUIRE  CONTRACTORS TO FURNISH REPORTS TO OWNERS
    8  CONTAINING ANY MATTERS OF INFORMATION AS THE BOARD  DEEMS  NECESSARY  TO
    9  PROMOTE THE PURPOSE OF THIS ARTICLE. THE ENUMERATION OF SPECIFIC MATTERS
   10  WHICH  MAY  PROPERLY  BE MADE THE SUBJECT OF RULES AND REGULATIONS SHALL
   11  NOT BE CONSTRUED TO LIMIT THE BOARD'S GENERAL POWER TO  MAKE  ALL  RULES
   12  AND  REGULATIONS NECESSARY TO FULLY EFFECTUATE THE PURPOSE OF THIS ARTI-
   13  CLE;
   14    3. ADOPT RULES AND REGULATIONS NECESSARY TO IMPLEMENT  THE  PROVISIONS
   15  OF  THIS ARTICLE RELATING TO CFCS, INCLUDING, BUT NOT LIMITED TO, PROCE-
   16  DURES FOR THE DISPOSAL OF AIR CONDITIONING  UNITS  UTILIZING  CFCS  THAT
   17  INCLUDE MANDATORY RECOVERY AND RECYCLING OF CFCS;
   18    4.  ENFORCE  THIS  ARTICLE  AND RULES AND REGULATIONS ADOPTED PURSUANT
   19  THERETO;
   20    5. COLLECT FINES AND PENALTIES PURSUANT TO SECTION  SEVENTY-FIVE-Z  OF
   21  THIS ARTICLE;
   22    6. CONDUCT HEARINGS WITH RESPECT TO THE IMPOSITION OF FINES AND PENAL-
   23  TIES IMPOSED PURSUANT TO SECTION SEVENTY-FIVE-Z OF THIS ARTICLE;
   24    7.  SUSPEND  OR  REVOKE  ANY  LICENSE FOR ANY CAUSE PRESCRIBED BY THIS
   25  ARTICLE, OR FOR ANY VIOLATION OF THE RULES AND REGULATIONS,  AND  REFUSE
   26  TO  GRANT,  RENEW, RESTORE, OR REINSTATE ANY LICENSE FOR ANY CAUSE WHICH
   27  WOULD BE GROUNDS FOR REVOCATION OR SUSPENSION OF A LICENSE;
   28    8. PUBLISH AND  DISTRIBUTE  PAMPHLETS  AND  CIRCULARS  CONTAINING  ANY
   29  INFORMATION  AS  THE BOARD DEEMS PROPER TO FURTHER THE ACCOMPLISHMENT OF
   30  THE PURPOSE OF THIS ARTICLE;
   31    9. CONTRACT FOR PROFESSIONAL TESTING SERVICES TO PREPARE,  ADMINISTER,
   32  AND  GRADE  THE  EXAMINATIONS  FOR APPLICANTS AS MAY BE REQUIRED FOR THE
   33  PURPOSES OF THIS ARTICLE. THE BOARD SHALL DETERMINE THE SCOPE AND LENGTH
   34  OF THE EXAMINATIONS, WHETHER THE EXAMINATIONS SHALL BE ORAL, WRITTEN, OR
   35  BOTH, AND THE SCORE THAT SHALL BE DEEMED A PASSING SCORE;
   36    10. ORDER SUMMARY SUSPENSION OF A LICENSE;
   37    11. ISSUE INFORMAL NONBINDING INTERPRETATIONS OR DECLARATORY  RULINGS,
   38  AND CONDUCT CONTESTED CASE PROCEEDINGS; AND
   39    12.  SUBPOENA WITNESSES AND DOCUMENTS, ADMINISTER OATHS, RECEIVE AFFI-
   40  DAVITS AND ORAL TESTIMONY, INCLUDING TELEPHONIC COMMUNICATIONS.
   41    S 75-E. CLASSIFICATION. 1. FOR  THE  PURPOSE  OF  CLASSIFICATION,  THE
   42  CONTRACTING BUSINESS INCLUDES ANY OR ALL OF THE FOLLOWING BRANCHES:
   43    (A) GENERAL ENGINEERING CONTRACTING;
   44    (B) GENERAL BUILDING CONTRACTING;
   45    (C) SPECIALTY CONTRACTING.
   46    2.  A  GENERAL  ENGINEERING CONTRACTOR IS A CONTRACTOR WHOSE PRINCIPAL
   47  CONTRACTING  BUSINESS  IS  IN  CONNECTION  WITH  FIXED  WORKS  REQUIRING
   48  SPECIALIZED  ENGINEERING  KNOWLEDGE  AND  SKILL, INCLUDING THE FOLLOWING
   49  DIVISIONS OR SUBJECTS: IRRIGATION, DRAINAGE, WATER POWER, WATER  SUPPLY,
   50  FLOOD  CONTROL,  INLAND WATERWAYS, HARBORS, DOCKS AND WHARVES, SHIPYARDS
   51  AND PORTS, DAMS AND HYDROELECTRIC PROJECTS, LEVEES,  RIVER  CONTROL  AND
   52  RECLAMATION  WORKS,  RAILROADS,  HIGHWAYS,  STREETS  AND ROADS, TUNNELS,
   53  AIRPORTS AND AIRWAYS, SEWERS AND SEWAGE  DISPOSAL  PLANTS  AND  SYSTEMS,
   54  WASTE REDUCTION PLANTS, BRIDGES, OVERPASSES, UNDERPASSES AND OTHER SIMI-
   55  LAR WORKS, PIPELINES AND OTHER SYSTEMS FOR THE TRANSMISSION OF PETROLEUM
   56  AND  OTHER  LIQUID  OR  GASEOUS SUBSTANCES, PARKS, PLAYGROUNDS AND OTHER
       A. 5250                             6
    1  RECREATIONAL WORKS, REFINERIES, CHEMICAL PLANTS AND  SIMILAR  INDUSTRIAL
    2  PLANTS REQUIRING SPECIALIZED ENGINEERING KNOWLEDGE AND SKILL, POWERHOUS-
    3  ES,  POWER  PLANTS AND OTHER UTILITY PLANTS AND INSTALLATIONS, MINES AND
    4  METALLURGICAL PLANTS, LAND LEVELLING AND EARTH-MOVING PROJECTS, EXCAVAT-
    5  ING,  GRADING,  TRENCHING,  PAVING  AND  SURFACING  WORK  AND CEMENT AND
    6  CONCRETE WORKS IN CONNECTION WITH THE ABOVE MENTIONED FIXED WORKS.
    7    3. A GENERAL BUILDING  CONTRACTOR  IS  A  CONTRACTOR  WHOSE  PRINCIPAL
    8  CONTRACTING  BUSINESS  IS  IN CONNECTION WITH ANY STRUCTURE BUILT, BEING
    9  BUILT, OR TO BE BUILT,  FOR  THE  SUPPORT,  SHELTER,  AND  ENCLOSURE  OF
   10  PERSONS,  ANIMALS,  CHATTELS, OR MOVABLE PROPERTY OF ANY KIND, REQUIRING
   11  IN ITS CONSTRUCTION THE USE OF MORE THAN TWO UNRELATED  BUILDING  TRADES
   12  OR CRAFTS, OR TO DO OR SUPERINTEND THE WHOLE OR ANY PART THEREOF.
   13    4. A SPECIALTY CONTRACTOR IS A CONTRACTOR WHOSE OPERATIONS AS SUCH ARE
   14  THE  PERFORMANCE  OF  CONSTRUCTION WORK REQUIRING SPECIAL SKILL SUCH AS,
   15  BUT NOT LIMITED  TO,  DRYWALL,  PAINTING  AND  DECORATING,  LANDSCAPING,
   16  FLOORING, CARPET LAYING BY ANY INSTALLATION METHOD, OR ROOFING WORK, AND
   17  OTHERS WHOSE PRINCIPAL CONTRACTING BUSINESS INVOLVES THE USE OF SPECIAL-
   18  IZED  BUILDING  TRADES  OR  CRAFTS,  BUT  SHALL  NOT  INCLUDE ELECTRICAL
   19  CONTRACTORS REGULATED BY CHAPTER THREE  OF  TITLE  TWENTY-SEVEN  OF  THE
   20  ADMINISTRATIVE CODE OF THE CITY OF NEW YORK.
   21    S  75-F.  POWERS  TO CLASSIFY AND LIMIT OPERATIONS. 1. THE CONTRACTORS
   22  LICENSE BOARD MAY ADOPT RULES AND REGULATIONS NECESSARY  TO  EFFECT  THE
   23  CLASSIFICATION  OF  CONTRACTORS  IN A MANNER CONSISTENT WITH ESTABLISHED
   24  USAGE AND PROCEDURE AS FOUND IN THE CONSTRUCTION BUSINESS, AND MAY LIMIT
   25  THE FIELD AND SCOPE OF THE OPERATIONS OF A LICENSED CONTRACTOR TO  THOSE
   26  IN  WHICH  THE  CONTRACTOR  IS  CLASSIFIED  AND  QUALIFIED TO ENGAGE, AS
   27  DEFINED IN SECTION SEVENTY-FIVE-E OF THIS ARTICLE.
   28    2. A LICENSEE MAY MAKE APPLICATION FOR CLASSIFICATION AND  BE  CLASSI-
   29  FIED  IN  MORE  THAN ONE CLASSIFICATION IF THE LICENSEE MEETS THE QUALI-
   30  FICATIONS PRESCRIBED BY THE BOARD FOR SUCH ADDITIONAL CLASSIFICATION  OR
   31  CLASSIFICATIONS. FOR QUALIFYING OR CLASSIFYING IN ADDITIONAL CLASSIFICA-
   32  TIONS,  THE LICENSEE SHALL PAY THE APPROPRIATE APPLICATION FEE BUT SHALL
   33  NOT BE REQUIRED TO PAY ANY ADDITIONAL LICENSE FEE.
   34    3. THIS SECTION SHALL NOT PROHIBIT A SPECIALTY CONTRACTOR FROM  TAKING
   35  AND  EXECUTING  A  CONTRACT  INVOLVING  THE USE OF TWO OR MORE CRAFTS OR
   36  TRADES, IF THE PERFORMANCE OF THE WORK IN THE CRAFTS  OR  TRADES,  OTHER
   37  THAN  IN  WHICH  THE SPECIALTY CONTRACTOR IS LICENSED, IS INCIDENTAL AND
   38  SUPPLEMENTAL TO THE PERFORMANCE OF WORK  IN  THE  CRAFT  FOR  WHICH  THE
   39  SPECIALTY CONTRACTOR IS LICENSED.
   40    S  75-G. LICENSES REQUIRED. NO PERSON WITHIN THE PURVIEW OF THIS ARTI-
   41  CLE SHALL ACT, OR ASSUME TO ACT, OR ADVERTISE,  AS  GENERAL  ENGINEERING
   42  CONTRACTOR, GENERAL BUILDING CONTRACTOR, OR SPECIALTY CONTRACTOR WITHOUT
   43  A  LICENSE PREVIOUSLY OBTAINED UNDER AND IN COMPLIANCE WITH THIS ARTICLE
   44  AND THE RULES AND REGULATIONS OF THE CONTRACTORS LICENSE BOARD.
   45    S 75-H. ISSUANCE OF BUILDING PERMITS; OWNER-BUILDER REGISTRATION.   1.
   46  WHEN APPLYING FOR A PERMIT FROM THE DEPARTMENT EACH APPLICANT SHALL FILE
   47  A  STATEMENT  THAT  THE  APPLICANT  AND  ALL  SPECIALTY  CONTRACTORS ARE
   48  LICENSED UNDER THIS ARTICLE, GIVING THE LICENSE NUMBERS AND STATING THAT
   49  THE LICENSES ARE IN FULL FORCE AND  EFFECT,  OR,  IF  THE  APPLICANT  IS
   50  EXEMPT  FROM THIS ARTICLE, THE BASIS FOR THE CLAIMED EXEMPTION; PROVIDED
   51  THAT IF THE APPLICANT CLAIMS AN EXEMPTION  UNDER  SUBDIVISION  SEVEN  OF
   52  SECTION  SEVENTY-FIVE-B  OF  THIS  ARTICLE  THE  APPLICANT SHALL ALSO BE
   53  REQUIRED TO CERTIFY THAT THE BUILDING OR STRUCTURE  IS  FOR  THE  APPLI-
   54  CANT'S  PERSONAL USE AND NOT FOR USE OR OCCUPANCY BY THE GENERAL PUBLIC.
   55  THE CITY SHALL MAINTAIN AN OWNER-BUILDER REGISTRATION LIST  WHICH  SHALL
   56  CONTAIN  THE  FOLLOWING INFORMATION: (A) THE NAME OF ANY OWNER OR LESSEE
       A. 5250                             7
    1  WHO CLAIMS AN EXEMPTION FROM THIS ARTICLE  AS  PROVIDED  IN  SUBDIVISION
    2  SEVEN  OF SECTION SEVENTY-FIVE-B OF THIS ARTICLE; (B) THE ADDRESS OF THE
    3  PROPERTY WHERE EXEMPT BUILDING OR IMPROVEMENT ACTIVITY IS TO OCCUR;  (C)
    4  A  DESCRIPTION OF THE TYPE OF BUILDING OR IMPROVEMENT ACTIVITY TO OCCUR;
    5  (D) THE APPROXIMATE DATES OF CONSTRUCTION ACTIVITY; AND (E) WHETHER  ANY
    6  ELECTRICAL  OR  PLUMBING WORK IS TO BE PERFORMED AND IF SO, THE NAME AND
    7  LICENSE NUMBER OF THE PERSON OR ENTITY WHO WILL DO THE WORK. THE ABSENCE
    8  OF SUCH REGISTRATION IS PRIMA  FACIE  EVIDENCE  THAT  THE  EXEMPTION  IN
    9  SUBDIVISION  SEVEN  OF  SECTION  SEVENTY-FIVE-B OF THIS ARTICLE DOES NOT
   10  APPLY.
   11    2. THE CITY SHALL VERIFY  THE  LICENSE  AGAINST  A  LIST  OF  LICENSED
   12  CONTRACTORS  PROVIDED  BY  THE  STATE CONTRACTORS LICENSING BOARD, WHICH
   13  LIST SHALL BE UPDATED AT LEAST QUARTERLY. THE  CITY  SHALL  ALSO  VERIFY
   14  THAT THE APPLICANT IS IN FACT THE CONTRACTOR SO LICENSED OR THE CONTRAC-
   15  TOR'S DULY AUTHORIZED AGENT.
   16    3.  TO  QUALIFY  FOR  THE EXEMPTION UNDER SUBDIVISION SEVEN OF SECTION
   17  SEVENTY-FIVE-B OF THIS ARTICLE, THE CITY  SHALL  PROVIDE  THE  APPLICANT
   18  WITH A DISCLOSURE STATEMENT IN SUBSTANTIALLY THE FOLLOWING FORM:
   19                            "DISCLOSURE STATEMENT
   20  STATE LAW REQUIRES CONSTRUCTION TO BE DONE BY LICENSED CONTRACTORS.  YOU
   21  HAVE  APPLIED FOR A PERMIT UNDER AN EXEMPTION TO THAT LAW. THE EXEMPTION
   22  PROVIDED IN THE GENERAL CITY LAW S75-B(7), ALLOWS YOU, AS THE  OWNER  OR
   23  LESSEE  OF  YOUR  PROPERTY,  TO  ACT AS YOUR OWN GENERAL CONTRACTOR EVEN
   24  THOUGH YOU DO NOT HAVE A LICENSE. YOU MUST  SUPERVISE  THE  CONSTRUCTION
   25  YOURSELF.  YOU MUST ALSO HIRE LICENSED SUBCONTRACTORS. THE BUILDING MUST
   26  BE FOR YOUR OWN USE AND OCCUPANCY. IT MAY  NOT  BE  BUILT  FOR  SALE  OR
   27  LEASE.  IF  YOU  SELL OR LEASE A BUILDING YOU HAVE BUILT YOURSELF WITHIN
   28  ONE YEAR AFTER THE CONSTRUCTION IS COMPLETE, THE LAW WILL  PRESUME  THAT
   29  YOU  BUILT  IT FOR SALE OR LEASE, WHICH IS A VIOLATION OF THE EXEMPTION,
   30  AND YOU MAY BE PROSECUTED FOR THIS. IT IS YOUR  RESPONSIBILITY  TO  MAKE
   31  SURE  THAT  SUBCONTRACTORS  HIRED BY YOU HAVE LICENSES REQUIRED BY STATE
   32  LAW AND BY COUNTY LICENSING ORDINANCES. ELECTRICAL OR PLUMBING WORK MUST
   33  BE PERFORMED BY CONTRACTORS LICENSED UNDER THE LAWS OF THE STATE OF  NEW
   34  YORK.  ANY  PERSON  WORKING ON YOUR BUILDING WHO IS NOT LICENSED MUST BE
   35  YOUR EMPLOYEE WHICH MEANS THAT YOU MUST DEDUCT F.I.C.A. AND  WITHHOLDING
   36  TAXES  AND  PROVIDE  WORKERS'  COMPENSATION  FOR  THAT  EMPLOYEE, ALL AS
   37  PRESCRIBED BY LAW. YOUR CONSTRUCTION MUST  COMPLY  WITH  ALL  APPLICABLE
   38  LAWS, ORDINANCES, BUILDING CODES, AND ZONING REGULATIONS. IF YOU VIOLATE
   39  GENERAL  CITY  LAW  S75-B(7) YOU MAY BE FINED $5,000 OR FORTY PERCENT OF
   40  THE APPRAISED VALUE OF THE BUILDING AS DETERMINED BY THE NEW  YORK  CITY
   41  DEPARTMENT OF FINANCE TAX APPRAISER, WHICHEVER IS GREATER, FOR THE FIRST
   42  OFFENSE;  AND  $10,000  OR  FIFTY  PERCENT OF THE APPRAISED VALUE OF THE
   43  BUILDING AS DETERMINED BY THE NEW YORK CITY DEPARTMENT  OF  FINANCE  TAX
   44  APPRAISER, WHICHEVER IS GREATER FOR ANY SUBSEQUENT OFFENSE."
   45  THE  CITY SHALL NOT ISSUE A BUILDING PERMIT TO THE OWNER-APPLICANT UNTIL
   46  THE APPLICANT SIGNS A STATEMENT THAT THE APPLICANT HAS READ  AND  UNDER-
   47  STANDS THE DISCLOSURE FORM.
   48    4.  A  CITY BUILDING INSPECTOR OR OTHER BUILDING OFFICIAL SHALL REPORT
   49  TO THE DEPARTMENT OF BUILDINGS THE NAME AND ADDRESS OF ANY PERSON,  WHO,
   50  IN  THE OPINION OF THE BUILDING INSPECTOR OR OFFICIAL, HAS VIOLATED THIS
   51  ARTICLE BY ACCEPTING OR CONTRACTING TO ACCOMPLISH WORK WHICH WOULD CLAS-
   52  SIFY THE PERSON AS A CONTRACTOR UNDER THIS ARTICLE.
   53    S 75-I. ADVERTISING. 1. IT IS A MISDEMEANOR FOR ANY PERSON,  INCLUDING
   54  A  PERSON  WHO  IS  EXEMPT BY SECTION SEVENTY-FIVE-B OF THIS ARTICLE, TO
   55  ADVERTISE WITH OR WITHOUT ANY LIMITING QUALIFICATIONS  AS  A  CONTRACTOR
       A. 5250                             8
    1  UNLESS  SUCH  PERSON  HOLDS  A  VALID LICENSE UNDER THIS ARTICLE FOR THE
    2  GOODS AND SERVICES ADVERTISED.  "ADVERTISE"  AS  USED  IN  THIS  SECTION
    3  INCLUDES,  BUT  IS  NOT  LIMITED  TO, THE ISSUANCE OF ANY CARD, SIGN, OR
    4  DEVICE  TO  ANY PERSON; THE CAUSING, PERMITTING, OR ALLOWING OF ANY SIGN
    5  OR MARKING ON OR IN ANY BUILDING, VEHICLE OR STRUCTURE;  OR  ADVERTISING
    6  IN ANY NEWSPAPER OR MAGAZINE; ANY LISTING OR ADVERTISING IN ANY DIRECTO-
    7  RY  UNDER  A  CLASSIFICATION OR HEADING THAT INCLUDES THE WORD "CONTRAC-
    8  TOR"; OR COMMERCIALS BROADCAST BY AIRWAVE TRANSMISSION.
    9    2. A CONTRACTOR MAY ADVERTISE IN PRINT OR BROADCAST MEDIUM, AS DEFINED
   10  IN SUBDIVISION ONE OF THIS SECTION ONLY IF THE  CONTRACTOR  INCLUDES  IN
   11  THE  ADVERTISEMENT  OR  LISTING  THE CONTRACTOR'S APPLICABLE AND CURRENT
   12  LICENSE NUMBER, AND PROVIDES PROOF  OF  THE  NUMBER'S  VALIDITY  TO  THE
   13  PUBLISHER  OR  PRODUCER  OF  THE  ADVERTISING  MEDIUM.  THE PUBLISHER OR
   14  PRODUCER OF A PRINT OR BROADCAST  ADVERTISING  MEDIUM  SHALL  REFUSE  TO
   15  PUBLISH  OR  BROADCAST  AN ADVERTISEMENT OR LISTING FOR A CONTRACTOR WHO
   16  DOES NOT COMPLY WITH THE PROVISIONS OF THIS SUBDIVISION. A PUBLISHER  OR
   17  PRODUCER WHO OBTAINS A SIGNED STATEMENT FROM THE CONTRACTOR WHICH STATES
   18  THAT  THE  CONTRACTOR HAS READ THE TEXT OF THE ADVERTISEMENT OR LISTING,
   19  HAS AN APPLICABLE AND CURRENT CONTRACTORS  LICENSE  FOR  THE  GOODS  AND
   20  SERVICES  ADVERTISED,  HAS  INCLUDED  ALL APPLICABLE AND CURRENT LICENSE
   21  NUMBERS IN THE ADVERTISEMENT OR LISTING, AND IS AWARE OF CIVIL AND CRIM-
   22  INAL PENALTIES FOR ADVERTISING AS A CONTRACTOR WITHOUT A VALID  LICENSE,
   23  SHALL  BE  ENTITLED  TO A REBUTTABLE PRESUMPTION OF COMPLIANCE WITH THIS
   24  SUBDIVISION.
   25    3. UPON ENTRY OF EITHER A FINAL ORDER OF THE CONTRACTORS LICENSE BOARD
   26  OR A JUDGMENT BY A  COURT  OF  COMPETENT  JURISDICTION  FINDING  THAT  A
   27  CONTRACTOR  HAS ADVERTISED IN VIOLATION OF EITHER SECTION SEVENTY-FIVE-G
   28  OR SUBDIVISION ONE OF THIS SECTION, THE PUBLIC UTILITY FURNISHING  TELE-
   29  PHONE  SERVICE  TO  THE CONTRACTOR SHALL DISCONNECT THE TELEPHONE NUMBER
   30  CONTAINED IN THE ADVERTISEMENT OR LISTING.
   31    4. THE PUBLISHER OR PRODUCER OF A PRINT OR BROADCAST ADVERTISING MEDI-
   32  UM SHALL NOT BE LIABLE IN ANY SUIT, ACTION, OR CLAIM  ARISING  FROM  ITS
   33  REFUSAL  TO LIST OR ACCEPT ADVERTISEMENTS PURSUANT TO SUBDIVISION TWO OF
   34  THIS SECTION. GOOD FAITH COMPLIANCE BY A PUBLIC UTILITY WITH SUBDIVISION
   35  THREE OF THIS SECTION IS A COMPLETE DEFENSE TO  ANY  CIVIL  OR  CRIMINAL
   36  ACTION  BROUGHT  AGAINST  IT  ARISING  FROM THE TERMINATION OF TELEPHONE
   37  SERVICE.
   38    S 75-J. AIDING OR ABETTING. AIDING OR ABETTING AN UNLICENSED PERSON TO
   39  EVADE THIS ARTICLE OR KNOWINGLY COMBINING OR CONSPIRING  WITH  AN  UNLI-
   40  CENSED  PERSON,  OR  ALLOWING  ONE'S LICENSE TO BE USED BY AN UNLICENSED
   41  PERSON, OR ACTING AS AGENT OR PARTNER OR ASSOCIATE, OR OTHERWISE, OF  AN
   42  UNLICENSED  PERSON,  WITH  THE  INTENT TO EVADE THIS ARTICLE, SHALL BE A
   43  MISDEMEANOR.
   44    S 75-K. INVESTIGATION PERMITTED. THE  CONTRACTORS  LICENSE  BOARD  MAY
   45  INVESTIGATE, CLASSIFY, AND QUALIFY APPLICANTS FOR CONTRACTORS LICENSES.
   46    S 75-L. VIOLATION FOR UNLICENSED ACTIVITY. 1. IN ADDITION TO ANY OTHER
   47  REMEDY  AVAILABLE,  THE INSPECTOR MAY ISSUE VIOLATION NOTICES TO PERSONS
   48  ACTING IN THE CAPACITY OF OR ENGAGING IN THE BUSINESS  OF  A  CONTRACTOR
   49  WITHIN  THE CITY, WITHOUT HAVING A LICENSE PREVIOUSLY OBTAINED UNDER AND
   50  IN COMPLIANCE WITH THIS ARTICLE AND THE RULES AND REGULATIONS PROMULGAT-
   51  ED THEREUNDER. IF THE INSPECTOR DETERMINES THAT A PERSON  IS  ACTING  IN
   52  THE  CAPACITY  OF,  OR  ENGAGING IN THE BUSINESS OF, A CONTRACTOR WITHIN
   53  THIS CITY WITHOUT HAVING A LICENSE TO SO ACT OR  ENGAGE,  THE  INSPECTOR
   54  MAY ISSUE A VIOLATION NOTICE TO SUCH PERSON.
   55    2.  EACH  VIOLATION  NOTICE SHALL BE IN WRITING AND SHALL DESCRIBE THE
   56  BASIS OF THE VIOLATION,  INCLUDING  THE  SPECIFIC  STATUTORY  PROVISIONS
       A. 5250                             9
    1  ALLEGED  TO  HAVE BEEN VIOLATED, AND SHALL CONTAIN AN ORDER TO CEASE AND
    2  DESIST FROM THE VIOLATION, AND  AN  ASSESSMENT  OF  CIVIL  PENALTIES  AS
    3  PROVIDED IN SECTION SEVENTY-FIVE-Z OF THIS ARTICLE. THE VIOLATION NOTICE
    4  SHALL  ALSO  INCLUDE NOTICE OF THE SANCTIONS FOR VIOLATING THE CEASE AND
    5  DESIST ORDER.
    6    3. SERVICE OF A VIOLATION NOTICE ISSUED UNDER THIS  SECTION  SHALL  BE
    7  MADE  BY  PERSONAL  SERVICE  WHENEVER  POSSIBLE,  OR  BY CERTIFIED MAIL,
    8  RESTRICTED DELIVERY, SENT  TO  THE  LAST  KNOWN  BUSINESS  OR  RESIDENCE
    9  ADDRESS OF THE PERSON CITED.
   10    4.  ANY  PERSON  SERVED WITH A VIOLATION NOTICE UNDER THIS SECTION MAY
   11  SUBMIT A WRITTEN REQUEST TO THE COMMISSIONER FOR A HEARING, WITHIN TWEN-
   12  TY DAYS FROM THE RECEIPT OF THE VIOLATION NOTICE, WITH  RESPECT  TO  THE
   13  VIOLATIONS  ALLEGED, THE SCOPE OF THE ORDER TO CEASE AND DESIST, AND THE
   14  AMOUNT OF THE CIVIL PENALTIES ASSESSED.
   15    5. IF THE PERSON CITED UNDER THIS SECTION TIMELY NOTIFIES THE  COMMIS-
   16  SIONER  OF  THE  REQUEST FOR A HEARING, THE COMMISSIONER SHALL AFFORD AN
   17  OPPORTUNITY FOR A HEARING AT THE CONTRACTORS LICENSING BOARD. THE  HEAR-
   18  ING  SHALL  BE  CONDUCTED  BY  THE  COMMISSIONER OR THE COMMISSIONER MAY
   19  DESIGNATE A HEARINGS OFFICER TO HOLD THE HEARING.  THE  COMMISSIONER  OR
   20  ANY HEARINGS OFFICER DESIGNATED BY THE COMMISSIONER SHALL HAVE THE POWER
   21  TO  ISSUE  SUBPOENAS,  ADMINISTER OATHS, HEAR TESTIMONY, FIND FACTS, AND
   22  MAKE CONCLUSIONS OF LAW AND ISSUE A FINAL ORDER.
   23    6. IF THE PERSON CITED UNDER THIS SECTION DOES NOT  SUBMIT  A  WRITTEN
   24  REQUEST  TO  THE  COMMISSIONER FOR A HEARING WITHIN TWENTY DAYS FROM THE
   25  RECEIPT OF THE VIOLATION NOTICE, THE VIOLATION NOTICE SHALL BE DEEMED  A
   26  FINAL ORDER OF THE COMMISSIONER.
   27    7.  THE COMMISSIONER MAY APPLY TO THE APPROPRIATE COURT FOR A JUDGMENT
   28  TO ENFORCE THE PROVISIONS OF ANY FINAL ORDER ISSUED BY THE  COMMISSIONER
   29  OR  DESIGNATED  HEARINGS OFFICER PURSUANT TO THIS SECTION, INCLUDING THE
   30  PROVISIONS TO CEASE AND DESIST AND FOR CIVIL PENALTIES IMPOSED.  IN  ANY
   31  PROCEEDING  TO  ENFORCE THE PROVISIONS OF THE FINAL ORDER OF THE COMMIS-
   32  SIONER OR DESIGNATED HEARINGS OFFICER, THE COMMISSIONER NEED  ONLY  SHOW
   33  THAT  NOTICE  WAS  GIVEN,  A  HEARING  WAS  HELD OR THE TIME GRANTED FOR
   34  REQUESTING A HEARING HAS RUN WITHOUT SUCH A  REQUEST,  AND  A  CERTIFIED
   35  COPY OF THE FINAL ORDER OF THE COMMISSIONER OR DESIGNATED HEARINGS OFFI-
   36  CER.
   37    8.  IF  ANY  PARTY IS AGGRIEVED BY THE DECISION OF THE COMMISSIONER OR
   38  THE DESIGNATED HEARINGS OFFICER, THE PARTY  MAY  COMMENCE  A  PROCEEDING
   39  PURSUANT  TO  ARTICLE SEVENTY-EIGHT OF THE CIVIL PRACTICE LAW AND RULES;
   40  PROVIDED THAT THE OPERATION OF A CEASE AND DESIST  ORDER  SHALL  NOT  BE
   41  STAYED PENDING SUCH PROCEEDING.
   42    9.  THE  SANCTIONS AND DISPOSITION AUTHORIZED UNDER THIS SECTION SHALL
   43  BE SEPARATE FROM AND IN ADDITION TO ALL OTHER REMEDIES EITHER  CIVIL  OR
   44  CRIMINAL  PROVIDED  IN  ANY  OTHER  APPLICABLE  STATUTORY PROVISION. THE
   45  COMMISSIONER MAY ADOPT RULES AND REGULATIONS  AS  MAY  BE  NECESSARY  TO
   46  FULLY EFFECTUATE THIS SECTION.
   47    10. THE COMMISSIONER MAY APPLY TO THE APPROPRIATE COURT FOR INJUNCTIVE
   48  OR ANY OTHER RELIEF THE COURT DEEMS APPROPRIATE, INCLUDING A FINE OF NOT
   49  LESS  THAN TEN THOUSAND DOLLARS FOR EACH OFFENSE, AGAINST ANY PERSON WHO
   50  VIOLATES A CEASE AND DESIST ORDER. EACH DAY'S VIOLATION  OR  FAILURE  TO
   51  COMPLY WITH A CEASE AND DESIST ORDER SHALL BE DEEMED A SEPARATE OFFENSE.
   52  THE ALLEGATIONS IN THE CITATION SHALL BE DEEMED CONCLUSIVELY ESTABLISHED
   53  FOR  PURPOSES  OF  A  PROCEEDING  FOR  PERMANENT  OR TEMPORARY RELIEF TO
   54  ENFORCE THE CEASE AND DESIST ORDER.
   55    S 75-M. STATE DISASTER EMERGENCY; ACTING AS  A  CONTRACTOR  WITHOUT  A
   56  LICENSE; PENALTY. ANY PERSON WHO VIOLATES SECTION SEVENTY-FIVE-G OF THIS
       A. 5250                            10
    1  ARTICLE,  IN  CONNECTION  WITH  THE OFFER OR PERFORMANCE OF REPAIRS TO A
    2  RESIDENTIAL OR NONRESIDENTIAL STRUCTURE FOR DAMAGE CAUSED BY  A  NATURAL
    3  DISASTER IN A POLITICAL SUBDIVISION FOR WHICH A STATE DISASTER EMERGENCY
    4  IS  DECLARED  BY  THE  GOVERNOR,  MAY BE PUNISHED BY A FINE OF UP TO TEN
    5  THOUSAND DOLLARS, OR IMPRISONMENT UP TO ONE YEAR, OR BOTH,  IN  ADDITION
    6  TO ALL OTHER REMEDIES OR PENALTIES.
    7    S  75-N. ENHANCED PENALTIES WHEN ELDERLY PERSONS ARE TARGETED.  IF ANY
    8  PERSON IS FOUND TO HAVE VIOLATED SECTION SEVENTY-FIVE-G OF THIS  ARTICLE
    9  AND THE VIOLATION IS COMMITTED AGAINST AN ELDERLY PERSON, IN ADDITION TO
   10  ANY  OTHER  PENALTY SET FORTH OR IMPOSED, THE COURT MAY IMPOSE A FINE OF
   11  UP TO TEN THOUSAND DOLLARS, OR IMPRISONMENT UP TO ONE YEAR, OR BOTH.  AS
   12  USED IN THIS SECTION, "ELDERLY PERSON" MEANS A PERSON WHO IS  SIXTY-FIVE
   13  YEARS OF AGE OR OLDER.
   14    S 75-O. NO LICENSE ISSUED WHEN. 1. NO LICENSE AUTHORIZED BY THIS ARTI-
   15  CLE SHALL BE ISSUED TO:
   16    (A) ANY PERSON UNLESS THE PERSON HAS FILED AN APPLICATION AND PAID THE
   17  APPLICABLE FEES;
   18    (B)  ANY PERSON UNLESS THE PERSON MEETS THE EXPERIENCE REQUIREMENTS AS
   19  PRESCRIBED IN THE BOARD'S RULES; PROVIDED  THAT  THE  BOARD  MAY  ACCEPT
   20  EXPERIENCE  ACQUIRED ON A SELF-EMPLOYED OR UNLICENSED BASIS IF THE EXPE-
   21  RIENCE CAN BE VERIFIED;
   22    (C) ANY PERSON WHO DOES NOT POSSESS A HISTORY  OF  HONESTY,  TRUTHFUL-
   23  NESS,  FINANCIAL  INTEGRITY,  AND FAIR DEALING; PROVIDED THAT ANY PERSON
   24  WHO DURING THE SIX YEARS PRIOR TO APPLICATION HAS FAILED TO  SATISFY  AN
   25  UNDISPUTED DEBT OR A JUDGMENT RELATING TO SERVICES OR MATERIALS RENDERED
   26  IN  CONNECTION  WITH OPERATIONS AS A CONTRACTOR SHALL BE PRESUMED NOT TO
   27  POSSESS A HISTORY OF FINANCIAL INTEGRITY;
   28    (D) ANY PERSON UNLESS THE PERSON HAS  SUCCESSFULLY  PASSED  A  WRITTEN
   29  EXAMINATION AS PRESCRIBED BY THE BOARD;
   30    (E) ANY PERSON UNLESS THE PERSON IS AGE EIGHTEEN YEARS OR MORE;
   31    (F)  ANY  JOINT VENTURE WHICH IS NOT EXEMPT UNDER SUBDIVISION EIGHT OF
   32  SECTION SEVENTY-FIVE-B OF THIS ARTICLE UNLESS THE  CONTRACTING  BUSINESS
   33  THEREOF  IS UNDER THE DIRECT MANAGEMENT OF A MEMBER OR EMPLOYEE THEREOF,
   34  AND UNLESS THE MEMBER OR EMPLOYEE HOLDS AN APPROPRIATE LICENSE;
   35    (G) ANY INDIVIDUAL WHO IS UNABLE TO QUALIFY AS  A  CONTRACTOR  OR  ANY
   36  PARTNERSHIP OR CORPORATION, UNLESS THE CONTRACTING BUSINESS OF THE INDI-
   37  VIDUAL, PARTNERSHIP, OR CORPORATION IS UNDER THE DIRECT MANAGEMENT OF AN
   38  EMPLOYEE, PARTNER, OR OFFICER THEREOF WHO HOLDS AN APPROPRIATE LICENSE;
   39    (H)  ANY  PERSON  UNLESS  THE PERSON SUBMITS SATISFACTORY PROOF TO THE
   40  BOARD THAT THE PERSON HAS OBTAINED WORKERS' COMPENSATION INSURANCE;
   41    (I) ANY PERSON UNLESS THE PERSON SUBMITS  SATISFACTORY  PROOF  TO  THE
   42  BOARD THAT THE PERSON HAS OBTAINED LIABILITY INSURANCE; OR
   43    (J)  ANY  PERSON  UNLESS  THE PERSON SUBMITS A BOND IF REQUIRED BY THE
   44  BOARD UNDER SECTION SEVENTY-FIVE-V OF THIS ARTICLE.
   45    2. ANY LICENSE ISSUED HEREUNDER SHALL NOT BE RENEWED IF  THE  LICENSEE
   46  NO LONGER MEETS ANY OF THE FOREGOING QUALIFICATIONS.
   47    3.  AN APPLICATION SHALL BE CONSIDERED ABANDONED IF THE APPLICATION IS
   48  NOT COMPLETED AND THE REQUIRED DOCUMENTS OR OTHER  INFORMATION  ARE  NOT
   49  SUBMITTED TO THE BOARD WITHIN TWO YEARS FROM THE LAST DATE THE DOCUMENTS
   50  OR INFORMATION WERE REQUESTED.
   51    S  75-P.  REQUIREMENTS  TO  MAINTAIN LICENSE. 1. A LICENSED CONTRACTOR
   52  SHALL HAVE AND MAINTAIN IN FULL FORCE AND EFFECT THE FOLLOWING:
   53    (A) WORKERS' COMPENSATION INSURANCE;
   54    (B) LIABILITY INSURANCE  FROM  AN  INSURANCE  COMPANY  OR  AGENCY  FOR
   55  COMPREHENSIVE PERSONAL INJURY AND PROPERTY DAMAGE LIABILITY; AND
       A. 5250                            11
    1    (C)  BOND  WHEN REQUIRED BY THE BOARD, UNDER SECTION SEVENTY-FIVE-V OF
    2  THIS ARTICLE.
    3    2. FAILURE, REFUSAL, OR NEGLECT OF ANY LICENSED CONTRACTOR TO MAINTAIN
    4  IN  FULL  FORCE  AND EFFECT, THE APPLICABLE WORKERS' COMPENSATION INSUR-
    5  ANCE, LIABILITY INSURANCE, OR BOND SHALL CAUSE THE AUTOMATIC  FORFEITURE
    6  OF  THE LICENSE OF THE CONTRACTOR EFFECTIVE AS OF THE DATE OF EXPIRATION
    7  OR CANCELLATION OF THE  CONTRACTOR'S  WORKERS'  COMPENSATION  INSURANCE,
    8  LIABILITY INSURANCE, OR BOND.
    9    3.  THE  BOARD SHALL NOT RESTORE THE FORFEITED LICENSE UNTIL SATISFAC-
   10  TORY PROOF OF CONTINUOUS INSURANCE AND BOND COVERAGE  ARE  SUBMITTED  TO
   11  THE BOARD AS REQUIRED BY THIS SECTION.
   12    4.  FAILURE  TO  RESTORE A LICENSE WITHIN SIXTY DAYS AFTER THE DATE OF
   13  FORFEITURE SHALL RESULT IN THE FORFEITURE OF ALL FEES AND SHALL  REQUIRE
   14  THE PERSON TO APPLY AS A NEW APPLICANT.
   15    5.  THE  BOARD  MAY  ASSESS  A FEE NOT TO EXCEED ONE THOUSAND DOLLARS,
   16  IMPOSE A BOND, OR RESTRICT THE LICENSE AS A CONDITION FOR  THE  RESTORA-
   17  TION OF A LICENSE FORFEITED PURSUANT TO THIS SECTION.
   18    6. A LICENSEE MAY, WITHIN SIXTY DAYS AFTER RECEIPT OF THE NOTIFICATION
   19  OF  THE  FORFEITURE,  REQUEST  AN  ADMINISTRATIVE  HEARING TO REVIEW THE
   20  FORFEITURE.
   21    S 75-Q. APPLICATION; FEES. 1. EVERY APPLICANT FOR A LICENSE UNDER THIS
   22  ARTICLE SHALL COMPLETE AND FILE AN APPLICATION PROVIDED BY THE BOARD AND
   23  SHALL FURNISH ANY ADDITIONAL INFORMATION BEARING UPON  THE  ISSUANCE  OF
   24  THE  LICENSE  AS  THE BOARD SHALL REQUIRE. IN THE CASE OF A PARTNERSHIP,
   25  JOINT VENTURE, OR CORPORATION, ANY PARTNER, MEMBER, OR  OFFICER  THEREOF
   26  MAY SIGN THE APPLICATION ON BEHALF OF THE APPLICANT.
   27    2.  EVERY  APPLICANT WHO IS REQUIRED BY THE BOARD TO BE EXAMINED SHALL
   28  PAY, DIRECTLY TO THE TESTING AGENCY, AN EXAMINATION FEE.
   29    3. SUCH FEES SHALL BE AS PROVIDED IN RULES AND REGULATIONS ADOPTED  BY
   30  THE COMMISSIONER.
   31    S  75-R.  FORM  FOR  LICENSES.  THE  FORM  OF  EVERY  LICENSE SHALL BE
   32  PRESCRIBED BY THE BOARD AND SHALL BE ISSUED IN THE NAME OF THE BOARD.
   33    S 75-S. PLACE OF BUSINESS  AND  POSTING  OF  LICENSE.  1.  A  LICENSED
   34  CONTRACTOR  SHALL  HAVE,  MAINTAIN, AND OPERATE FROM A DEFINITE PLACE OF
   35  BUSINESS IN THE STATE AND SHALL DISPLAY THEREIN HIS OR HER  CONTRACTOR'S
   36  LICENSE.
   37    2. THE LICENSED CONTRACTOR SHALL REPORT ANY CHANGE OF ADDRESS OR TELE-
   38  PHONE NUMBER TO THE BOARD WITHIN TEN BUSINESS DAYS FROM SUCH CHANGE.
   39    S 75-T. FEES; BIENNIAL RENEWALS; INACTIVE LICENSE. 1. FEES REQUIRED BY
   40  THIS ARTICLE SHALL BE PAID TO THE BOARD ON OR BEFORE SEPTEMBER THIRTIETH
   41  OF EACH EVEN-NUMBERED YEAR. THESE FEES SHALL BE AS PROVIDED IN RULES AND
   42  REGULATIONS  ADOPTED  BY THE COMMISSIONER.  FAILURE, NEGLECT, OR REFUSAL
   43  OF ANY LICENSEE TO PAY THESE FEES AND TO SUBMIT ALL  DOCUMENTS  REQUIRED
   44  BY THE BOARD ON OR BEFORE SEPTEMBER THIRTIETH OF EACH EVEN-NUMBERED YEAR
   45  SHALL CONSTITUTE A FORFEITURE OF THE LICENSEE'S LICENSE.
   46    2.  ANY  FORFEITED  LICENSE  MAY  BE  RESTORED  UPON  SUBMITTAL OF ALL
   47  REQUIRED DOCUMENTS AND FEES, PLUS A PENALTY FEE, WITHIN SIXTY DAYS  FROM
   48  SEPTEMBER THIRTIETH OF THE EVEN-NUMBERED YEAR.
   49    3.  UPON  WRITTEN  REQUEST  OF  A  LICENSEE,  THE BOARD MAY PLACE THAT
   50  PERSON'S ACTIVE LICENSE  IN  AN  INACTIVE  STATUS.  THE  LICENSEE,  UPON
   51  PAYMENT OF THE INACTIVE LICENSE FEE, MAY CONTINUE INACTIVE FOR THE BIEN-
   52  NIAL  PERIOD.  FAILURE,  NEGLECT, OR REFUSAL OF ANY LICENSEE IN INACTIVE
   53  STATUS TO PAY THE INACTIVE LICENSE FEE SHALL CONSTITUTE A FORFEITURE  OF
   54  THE LICENSE. THE LICENSE MAY BE REACTIVATED AT ANY TIME DURING THE BIEN-
   55  NIAL PERIOD BY MAKING WRITTEN REQUEST TO THE BOARD AND BY FULFILLING ALL
   56  THE  REQUIREMENTS, INCLUDING THE PAYMENT OF THE APPROPRIATE FEES.  WHILE
       A. 5250                            12
    1  IN AN INACTIVE STATUS, A LICENSEE SHALL NOT  ENGAGE  IN  CONTRACTING;  A
    2  LICENSEE  WHO  VIOLATES  THIS PROHIBITION SHALL BE SUBJECT TO DISCIPLINE
    3  UNDER THIS ARTICLE AND THE BOARD'S RULES AND REGULATIONS.
    4    4.  FOR  PURPOSES  OF  THIS ARTICLE, THE DISHONORING OF ANY CHECK UPON
    5  FIRST DEPOSIT SHALL CONSTITUTE A FAILURE TO MEET THE FEE REQUIREMENTS.
    6    S 75-U. ACTION ON APPLICATIONS. WITHIN ONE HUNDRED TWENTY  DAYS  AFTER
    7  THE  FILING OF A PROPER APPLICATION FOR A LICENSE AND THE PAYMENT OF THE
    8  REQUIRED FEES, THE BOARD SHALL:
    9    1. CONDUCT AN INVESTIGATION OF THE APPLICANT,  AND  IN  THAT  INVESTI-
   10  GATION MAY POST PERTINENT INFORMATION, INCLUDING BUT NOT LIMITED TO, THE
   11  NAME AND ADDRESS OF THE APPLICANT, AND IF THE APPLICANT IS ASSOCIATED IN
   12  ANY PARTNERSHIP, CORPORATION, OR OTHER ENTITY, THE NAMES, ADDRESSES, AND
   13  OFFICIAL CAPACITIES OF THE APPLICANT'S ASSOCIATES; AND
   14    2.  EITHER ISSUE A LICENSE TO THE APPLICANT OR NOTIFY THE APPLICANT IN
   15  WRITING BY REGISTERED MAIL OF THE BOARD'S  DECISION  NOT  TO  GRANT  THE
   16  LICENSE  AND  SPECIFICALLY NOTIFY THE APPLICANT OF THE APPLICANT'S RIGHT
   17  TO SUBMIT A REQUEST FOR A CONTESTED CASE HEARING WITHIN  SIXTY  DAYS  OF
   18  THE BOARD'S DECISION.
   19    S 75-V. BOND. 1. THE CONTRACTORS LICENSE BOARD MAY REQUIRE EACH LICEN-
   20  SEE, APPLICANT, INDIVIDUAL OR CORPORATION, WHO IS A SPECIALTY CONTRACTOR
   21  TO  PUT  UP  BOND  IN  THE  SUM  OF  NOT LESS THAN FIVE THOUSAND DOLLARS
   22  EXECUTED BY THE LICENSEE OR APPLICANT  AS  PRINCIPAL  AND  BY  A  SURETY
   23  COMPANY AUTHORIZED TO DO BUSINESS IN THE STATE AS SURETY.
   24    2.  THE  BOARD  MAY  REQUIRE  EACH  LICENSEE, APPLICANT, INDIVIDUAL OR
   25  CORPORATION, WHO IS A GENERAL CONTRACTOR TO PUT UP A BOND IN THE SUM  OF
   26  NOT  LESS  THAN FIVE THOUSAND DOLLARS EXECUTED BY THE LICENSEE OR APPLI-
   27  CANT AS PRINCIPAL AND BY A SURETY COMPANY AUTHORIZED TO DO  BUSINESS  IN
   28  THE STATE AS SURETY.
   29    3.  THE  BOARD, IN EXERCISING ITS DISCRETION SHALL TAKE INTO CONSIDER-
   30  ATION THE LICENSEE'S OR APPLICANT'S FINANCIAL CONDITION  AND  EXPERIENCE
   31  IN THE FIELD.
   32    4.  THE  BOND SHALL BE IN SUCH FORM AS THE BOARD MAY PRESCRIBE, CONDI-
   33  TIONED UPON THE PAYMENT OF WAGES TO THE EMPLOYEES OF THE  CONTRACTOR  OR
   34  ANY  OTHER  PERSON OR ENTITY ENTITLED TO SUCH WAGES WHEN DUE, AND GIVING
   35  EMPLOYEES OR ANY OTHER PERSON OR ENTITY ENTITLED TO SUCH WAGES WHO  HAVE
   36  NOT BEEN PAID A RIGHT OF ACTION ON THE BOND IN THEIR OWN NAMES; AND UPON
   37  THE  HONEST  CONDUCT OF THE BUSINESS OF THE LICENSEE, AND UPON THE RIGHT
   38  OF ANY PERSON INJURED OR DAMAGED BY ANY WRONGFUL ACT OF THE LICENSEE  TO
   39  BRING  AN  ACTION  ON  THE BOND; PROVIDED THAT ANY CLAIM FOR WAGES SHALL
   40  HAVE PRIORITY OVER ALL OTHER CLAIMS.
   41    S 75-W. REVOCATION, SUSPENSION, AND RENEWAL OF LICENSES.  IN  ADDITION
   42  TO ANY OTHER ACTIONS AUTHORIZED BY LAW, THE BOARD MAY REVOKE ANY LICENSE
   43  ISSUED  PURSUANT  TO THIS ARTICLE, OR SUSPEND THE RIGHT OF A LICENSEE TO
   44  USE A LICENSE, OR REFUSE TO RENEW A LICENSE FOR ANY CAUSE AUTHORIZED  BY
   45  LAW, INCLUDING BUT NOT LIMITED TO THE FOLLOWING:
   46    1.  ANY  DISHONEST,  FRAUDULENT, OR DECEITFUL ACT AS A CONTRACTOR THAT
   47  CAUSES SUBSTANTIAL DAMAGE TO ANOTHER;
   48    2. ENGAGING IN ANY UNFAIR OR DECEPTIVE ACT  OR  PRACTICE  PURSUANT  TO
   49  ARTICLE TWENTY-TWO-A OF THE GENERAL BUSINESS LAW;
   50    3.  ABANDONMENT  OF  ANY  CONSTRUCTION  PROJECT  OR  OPERATION WITHOUT
   51  REASONABLE OR LEGAL EXCUSE;
   52    4. WILFUL DIVERSION OF FUNDS OR PROPERTY RECEIVED FOR  PROSECUTION  OR
   53  COMPLETION  OF  A  SPECIFIC  CONSTRUCTION PROJECT OR OPERATION, OR FOR A
   54  SPECIFIED PURPOSE IN THE PROSECUTION OR COMPLETION OF  ANY  CONSTRUCTION
   55  PROJECT OR OPERATION, AND THE USE THEREOF FOR ANY OTHER PURPOSE;
       A. 5250                            13
    1    5.  WILFUL  DEPARTURE FROM, OR WILFUL DISREGARD OF PLANS OR SPECIFICA-
    2  TIONS IN ANY MATERIAL RESPECT  WITHOUT  CONSENT  OF  THE  OWNER  OR  THE
    3  OWNER'S  DULY AUTHORIZED REPRESENTATIVE, THAT IS PREJUDICIAL TO A PERSON
    4  ENTITLED TO HAVE THE CONSTRUCTION  PROJECT  OR  OPERATION  COMPLETED  IN
    5  ACCORDANCE WITH THOSE PLANS AND SPECIFICATIONS;
    6    6.  WILFUL  VIOLATION  OF  ANY LAW OF THE STATE, OR OF THE CITY OF NEW
    7  YORK, RELATING TO BUILDING, INCLUDING ANY VIOLATION  OF  ANY  APPLICABLE
    8  RULE  OF  THE DEPARTMENT OF HEALTH, OR OF ANY APPLICABLE SAFETY OR LABOR
    9  LAW;
   10    7. FAILURE TO MAKE AND KEEP RECORDS SHOWING ALL CONTRACTS,  DOCUMENTS,
   11  RECORDS, RECEIPTS, AND DISBURSEMENTS BY A LICENSEE OF ALL THE LICENSEE'S
   12  TRANSACTIONS  AS  A CONTRACTOR FOR A PERIOD OF NOT LESS THAN THREE YEARS
   13  AFTER COMPLETION OF ANY CONSTRUCTION PROJECT OR OPERATION TO  WHICH  THE
   14  RECORDS REFER OR TO PERMIT INSPECTION OF THOSE RECORDS BY THE BOARD;
   15    8.  WHEN  THE  LICENSEE BEING A PARTNERSHIP OR A JOINT VENTURE PERMITS
   16  ANY PARTNER, MEMBER, OR EMPLOYEE OF THE PARTNERSHIP OR JOINT VENTURE WHO
   17  DOES NOT HOLD A LICENSE TO HAVE THE DIRECT MANAGEMENT OF THE CONTRACTING
   18  BUSINESS THEREOF;
   19    9. WHEN THE LICENSEE  BEING  A  CORPORATION  PERMITS  ANY  OFFICER  OR
   20  EMPLOYEE  OF  THE  CORPORATION  WHO  DOES NOT HOLD A LICENSE TO HAVE THE
   21  DIRECT MANAGEMENT OF THE CONTRACTING BUSINESS THEREOF;
   22    10. MISREPRESENTATION OF A MATERIAL FACT BY AN APPLICANT IN  OBTAINING
   23  A LICENSE;
   24    11.  FAILURE  OF  A  LICENSEE  TO  COMPLETE  IN A MATERIAL RESPECT ANY
   25  CONSTRUCTION PROJECT OR OPERATION FOR THE AGREED PRICE IF THE FAILURE IS
   26  WITHOUT LEGAL EXCUSE;
   27    12. WILFUL FAILURE IN ANY MATERIAL RESPECT TO COMPLY WITH THIS ARTICLE
   28  OR THE RULES ADOPTED PURSUANT THERETO;
   29    13. WILFUL FAILURE OR REFUSAL TO PROSECUTE A PROJECT OR  OPERATION  TO
   30  COMPLETION WITH REASONABLE DILIGENCE;
   31    14.  WILFUL  FAILURE  TO  PAY WHEN DUE A DEBT INCURRED FOR SERVICES OR
   32  MATERIALS RENDERED OR PURCHASED IN CONNECTION WITH THE LICENSEE'S  OPER-
   33  ATIONS  AS A CONTRACTOR WHEN THE LICENSEE HAS THE ABILITY TO PAY OR WHEN
   34  THE LICENSEE HAS RECEIVED SUFFICIENT FUNDS THEREFOR AS PAYMENT  FOR  THE
   35  PARTICULAR  OPERATION  FOR WHICH THE SERVICES OR MATERIALS WERE RENDERED
   36  OR PURCHASED;
   37    15. THE FALSE DENIAL OF ANY DEBT DUE OR  THE  VALIDITY  OF  THE  CLAIM
   38  THEREFOR  WITH INTENT TO SECURE FOR A LICENSEE, THE LICENSEE'S EMPLOYER,
   39  OR OTHER PERSON, ANY DISCOUNT OF THE DEBT  OR  WITH  INTENT  TO  HINDER,
   40  DELAY, OR DEFRAUD THE PERSON TO WHOM THE DEBT IS DUE;
   41    16. FAILURE TO SECURE OR MAINTAIN WORKERS' COMPENSATION INSURANCE;
   42    17.  ENTERING  INTO A CONTRACT WITH AN UNLICENSED CONTRACTOR INVOLVING
   43  WORK OR ACTIVITY FOR THE PERFORMANCE  OF  WHICH  LICENSING  IS  REQUIRED
   44  UNDER THIS ARTICLE;
   45    18. PERFORMING SERVICE ON A RESIDENTIAL OR COMMERCIAL AIR CONDITIONER,
   46  UTILIZING  CFCS, WITHOUT USING REFRIGERANT RECOVERY AND RECYCLING EQUIP-
   47  MENT;
   48    19. PERFORMING SERVICE  ON  ANY  AIR  CONDITIONER  WITHOUT  SUCCESSFUL
   49  COMPLETION OF AN APPROPRIATE TRAINING COURSE IN THE RECOVERY AND RECYCL-
   50  ING  OF  CFC  AND  HCFC  REFRIGERANTS, WHICH INCLUDED INSTRUCTION IN THE
   51  PROPER USE OF REFRIGERANT  RECOVERY  AND  RECYCLING  EQUIPMENT  THAT  IS
   52  CERTIFIED BY UNDERWRITERS LABORATORIES, INCORPORATED;
   53    20.  FAILURE  TO  PAY  DELINQUENT  TAXES, INTEREST, AND PENALTIES THAT
   54  RELATE TO THE BUSINESS OF CONTRACTING, OR TO COMPLY WITH THE TERMS OF  A
   55  CONDITIONAL PAYMENT PLAN WITH THE DEPARTMENT OF TAXATION FOR THE PAYMENT
   56  OF SUCH DELINQUENT TAXES, INTEREST, AND PENALTIES.
       A. 5250                            14
    1    S  75-X.  DEATH  OR  DISSOCIATION. NO COPARTNERSHIP, JOINT VENTURE, OR
    2  CORPORATION SHALL BE DEEMED TO HAVE VIOLATED ANY PROVISION OF THIS ARTI-
    3  CLE BY ACTING OR ASSUMING TO ACT AS A  CONTRACTOR  AFTER  THE  DEATH  OR
    4  DISSOCIATION  OF  A  LICENSEE  WHO  HAD  THE  DIRECT  MANAGEMENT  OF THE
    5  CONTRACTING  BUSINESS THEREOF PRIOR TO FINAL DISPOSITION BY THE CONTRAC-
    6  TORS LICENSE BOARD OF AN APPLICATION FOR A LICENSE  MADE  WITHIN  THIRTY
    7  DAYS FROM THE DATE OF THE DEATH OR DISSOCIATION.
    8    S  75-Y.  CIVIL  ACTION.  THE FAILURE OF ANY PERSON TO COMPLY WITH ANY
    9  PROVISION OF THIS ARTICLE SHALL PREVENT SUCH PERSON FROM RECOVERING  FOR
   10  WORK  DONE, OR MATERIALS OR SUPPLIES FURNISHED, OR BOTH ON A CONTRACT OR
   11  ON THE BASIS OF THE REASONABLE VALUE THEREOF, IN A CIVIL ACTION, IF SUCH
   12  PERSON FAILED TO OBTAIN A LICENSE UNDER THIS ARTICLE PRIOR TO  CONTRACT-
   13  ING FOR SUCH WORK.
   14    S  75-Z.  VIOLATION;  PENALTIES. 1. ANY LICENSEE WHO CONTRACTS OUTSIDE
   15  THE APPROPRIATE SCOPE  OF  CLASSIFICATION  FOR  WHICH  THE  LICENSEE  IS
   16  LICENSED  SHALL BE FINED FIVE HUNDRED DOLLARS FOR THE FIRST OFFENSE, ONE
   17  THOUSAND DOLLARS FOR THE SECOND OFFENSE, AND NOT LESS THAN ONE  THOUSAND
   18  FIVE  HUNDRED  DOLLARS  OR MORE THAN TWO THOUSAND DOLLARS FOR ANY SUBSE-
   19  QUENT OFFENSE.
   20    2. ANY LICENSEE WHO VIOLATES  SECTION  SEVENTY-FIVE-M  OR  SUBDIVISION
   21  SEVENTEEN OF SECTION SEVENTY-FIVE-W OF THIS ARTICLE SHALL BE FINED UP TO
   22  TWENTY-FIVE  THOUSAND  DOLLARS  OR UP TO THE FULL AMOUNT OF THE CONTRACT
   23  PRICE FOR EACH OFFENSE, WHICHEVER IS GREATER.
   24    3. EXCEPT AS PROVIDED IN SUBDIVISIONS ONE, TWO, FOUR AND FIVE OF  THIS
   25  SECTION,  ANY  PERSON  WHO VIOLATES OR FAILS TO COMPLY WITH THIS ARTICLE
   26  SHALL BE FINED NOT LESS THAN ONE HUNDRED  DOLLARS  NOR  MORE  THAN  FIVE
   27  THOUSAND  DOLLARS  FOR  EACH  VIOLATION;  PROVIDED  THAT  ANY PERSON WHO
   28  VIOLATES SECTION SEVENTY-FIVE-G OF THIS ARTICLE SHALL BE FINED:
   29    (A) FIVE HUNDRED DOLLARS OR FORTY  PER  CENT  OF  THE  TOTAL  CONTRACT
   30  PRICE, WHICHEVER IS GREATER, FOR THE FIRST OFFENSE;
   31    (B)  ONE  THOUSAND  DOLLARS  OR  FORTY  PER CENT OF THE TOTAL CONTRACT
   32  PRICE, WHICHEVER IS GREATER, FOR THE SECOND OFFENSE; AND
   33    (C) FIVE THOUSAND DOLLARS OR  FORTY  PERCENT  OF  THE  TOTAL  CONTRACT
   34  PRICE,  WHICHEVER  IS  GREATER, FOR ANY SUBSEQUENT OFFENSE, AND WHEN THE
   35  PERSON IS OR WAS A DEFENDANT OR RESPONDENT IN  A  SEPARATE  CITATION  OR
   36  LAWSUIT  FILED  WITH  OR BY THE DEPARTMENT, ALL TOOLS, IMPLEMENTS, DOCU-
   37  MENTS, MATERIALS, OR ANY OTHER PROPERTY USED BY THE PERSON IN ACTIVITIES
   38  VIOLATING SECTION SEVENTY-FIVE-G OF THIS ARTICLE  SHALL  BE  SUBJECT  TO
   39  FORFEITURE  AS PROVIDED BY SECTION SEVENTY-SIX OF THIS ARTICLE AND SHALL
   40  BE TURNED OVER TO THE DEPARTMENT FOR DISPOSITION UNDER SUCH SECTION.
   41    4. ANY LICENSEE WHO VIOLATES, OR WHOSE EMPLOYEE VIOLATES,  SUBDIVISION
   42  EIGHTEEN,  NINETEEN OR TWENTY OF SECTION SEVENTY-FIVE-W OF THIS ARTICLE,
   43  SHALL BE FINED SEVENTY-FIVE DOLLARS FOR THE FIRST OFFENSE,  ONE  HUNDRED
   44  FIFTY  DOLLARS  FOR  THE SECOND OFFENSE, AND NOT LESS THAN THREE HUNDRED
   45  DOLLARS NOR MORE THAN ONE THOUSAND DOLLARS FOR EACH SUBSEQUENT  OFFENSE;
   46  PROVIDED THAT EACH UNIT SERVICED IN VIOLATION OF SUBDIVISION EIGHTEEN OR
   47  NINETEEN  OF SECTION SEVENTY-FIVE-W OF THIS ARTICLE AND EACH INSTANCE OF
   48  RELEASING  CFCS  IN  VIOLATION  OF   SUBDIVISION   TWENTY   OF   SECTION
   49  SEVENTY-FIVE-W OF THIS ARTICLE SHALL CONSTITUTE A SEPARATE OFFENSE.
   50    5. ANY PERSON WHO VIOLATES SUBDIVISION SEVEN OF SECTION SEVENTY-FIVE-B
   51  OF THIS ARTICLE, SHALL BE FINED:
   52    (A)  FIVE  THOUSAND DOLLARS OR FORTY PERCENT OF THE APPRAISED VALUE OF
   53  THE BUILDING AS DETERMINED BY THE NEW YORK CITY DEPARTMENT  OF  FINANCE,
   54  WHICHEVER IS GREATER, FOR THE FIRST OFFENSE; AND
       A. 5250                            15
    1    (B)  TEN  THOUSAND  DOLLARS OR FIFTY PERCENT OF THE APPRAISED VALUE OF
    2  THE BUILDING AS DETERMINED BY THE NEW YORK CITY DEPARTMENT  OF  FINANCE,
    3  WHICHEVER IS GREATER, FOR ANY SUBSEQUENT OFFENSES.
    4    S 76. FORFEITURE OF PROPERTY FOR UNLICENSED ACTIVITY. 1. IF AN INSPEC-
    5  TOR  FINDS THAT A PERSON HAS ACTED IN THE CAPACITY OF, OR ENGAGED IN THE
    6  BUSINESS OF A CONTRACTOR WITHIN THIS  STATE  WITHOUT  HAVING  A  CURRENT
    7  LICENSE  AS REQUIRED BY THIS ARTICLE TO SO ACT OR ENGAGE, AND THE PERSON
    8  IS OR WAS A DEFENDANT OR RESPONDENT IN A SEPARATE  VIOLATION  NOTICE  OR
    9  LAWSUIT  FILED  WITH  OR BY THE DEPARTMENT, THE INVESTIGATOR MAY ISSUE A
   10  NOTICE OF FORFEITURE OF PROPERTY USED BY THE PERSON  IN  THE  UNLICENSED
   11  ACTIVITY,  AND THE PROPERTY THAT IS THE SUBJECT OF THE NOTICE OF FORFEI-
   12  TURE SHALL BE TURNED OVER TO THE DEPARTMENT FOR DISPOSITION  IN  ACCORD-
   13  ANCE WITH THIS ARTICLE.
   14    2.  EACH  NOTICE  OF FORFEITURE SHALL BE IN WRITING AND SHALL DESCRIBE
   15  THE TOOLS, IMPLEMENTS, DOCUMENTS, MATERIALS, OR ANY OTHER PROPERTY  USED
   16  BY   ANY   PERSON   IN   UNLICENSED   ACTIVITY   THAT  VIOLATES  SECTION
   17  SEVENTY-FIVE-G OF THIS ARTICLE.
   18    3. THE DEPARTMENT SHALL MAKE GOOD FAITH EFFORTS TO LOCATE  AND  NOTIFY
   19  WITHIN  A  REASONABLE  PERIOD  OF TIME ALL OWNERS OR INTEREST-HOLDERS OF
   20  PROPERTY SUBJECT TO A NOTICE OF FORFEITURE.
   21    4. SERVICE OF A NOTICE OF FORFEITURE ISSUED UNDER THIS  SECTION  SHALL
   22  BE MADE:
   23    (A)  IF  THE NAME AND CURRENT ADDRESS OF THE UNLICENSED PERSON, OWNER,
   24  OR INTEREST-HOLDER IS KNOWN:
   25    (I) BY PERSONAL SERVICE; OR
   26    (II) BY MAILING A COPY OF THE NOTICE TO THE UNLICENSED PERSON,  OWNER,
   27  OR  INTEREST-HOLDER BY CERTIFIED MAIL TO THE LAST ADDRESS ON RECORD WITH
   28  A STATE AGENCY; OR
   29    (B) IF THE ADDRESS OF THE UNLICENSED PERSON, OWNER, OR INTEREST-HOLDER
   30  IS NOT KNOWN OR IS NOT ON RECORD WITH A STATE AGENCY, BY PUBLIC NOTICE.
   31    5. AN UNLICENSED PERSON SERVED WITH A NOTICE OF FORFEITURE UNDER  THIS
   32  SECTION MAY SUBMIT A WRITTEN REQUEST TO THE COMMISSIONER FOR A HEARING:
   33    (A)  WITHIN TWENTY DAYS OF RECEIPT OF THE NOTICE OF FORFEITURE, IF THE
   34  PERSON IS SERVED PERSONALLY OR BY MAIL; OR
   35    (B) WITHIN TWENTY DAYS OF PUBLIC NOTICE OF FORFEITURE.  IF  A  REQUEST
   36  FOR  A  HEARING IS NOT TIMELY FILED WITH THE COMMISSIONER, THE NOTICE OF
   37  FORFEITURE SHALL BE DEEMED A FINAL ORDER OF THE COMMISSIONER.
   38    6. AN OWNER OR INTEREST-HOLDER SERVED WITH  A  NOTICE  OF  FORFEITURE,
   39  OTHER  THAN  THE UNLICENSED PERSON, MAY FILE A PETITION FOR REMISSION OF
   40  FORFEITURE WITH THE DEPARTMENT WITHIN TWENTY DAYS OF SERVICE BY PERSONAL
   41  SERVICE OR MAIL, OR WITHIN TWENTY DAYS OF THE DATE OF PUBLIC NOTICE,  IF
   42  SERVICE  IS  BY PUBLIC NOTICE. THE PETITION SHALL BE SIGNED BY THE PETI-
   43  TIONER AND SWORN ON OATH BEFORE A NOTARY PUBLIC AND  SHALL  CONTAIN  THE
   44  FOLLOWING:
   45    (A)  A  REASONABLY  COMPLETE  DESCRIPTION  OF  THE PROPERTY SUBJECT TO
   46  FORFEITURE; AND
   47    (B) A STATEMENT OF THE INTEREST OF  THE  PETITIONER  IN  THE  PROPERTY
   48  SUBJECT TO FORFEITURE, WITH SUPPORTING DOCUMENTARY EVIDENCE.
   49    7.  IF A PETITION FOR REMISSION OF FORFEITURE IS NOT TIMELY FILED WITH
   50  THE COMMISSIONER, THE NOTICE OF FORFEITURE SHALL BE DEEMED A FINAL ORDER
   51  OF THE COMMISSIONER.
   52    8. THE DEPARTMENT SHALL REVIEW THE PETITION FOR REMISSION  OF  FORFEI-
   53  TURE  AND,  IF  REMISSION  IS  WARRANTED, RETURN THE PROPERTY SUBJECT TO
   54  FORFEITURE TO THE PETITIONER WITHIN THIRTY DAYS OF RECEIPT OF THE  PETI-
   55  TION.  IF THE DEPARTMENT DETERMINES THAT REMISSION IS NOT WARRANTED, THE
       A. 5250                            16
    1  DEPARTMENT SHALL ISSUE A WRITTEN DECISION TO THE PETITIONER WITHIN THIR-
    2  TY DAYS OF RECEIPT OF THE PETITION.
    3    9.  A PETITIONER WHOSE PETITION FOR REMISSION HAS BEEN DENIED MAY FILE
    4  WITH THE COMMISSIONER A WRITTEN REQUEST FOR A HEARING AS PROVIDED  UNDER
    5  SUBDIVISIONS  TEN  AND ELEVEN OF THIS SECTION. THE WRITTEN REQUEST SHALL
    6  BE FILED WITHIN TWENTY DAYS OF RECEIPT OF THE WRITTEN  DECISION  DENYING
    7  THE PETITION FOR REMISSION. IF A REQUEST FOR HEARING IS NOT TIMELY FILED
    8  WITH  THE COMMISSIONER, THE NOTICE OF FORFEITURE SHALL BE DEEMED A FINAL
    9  ORDER OF THE COMMISSIONER.
   10    10. HEARINGS SHALL BE CONDUCTED BY  THE  COMMISSIONER  OR  A  HEARINGS
   11  OFFICER  DESIGNATED BY THE COMMISSIONER.  THE COMMISSIONER OR DESIGNATED
   12  HEARINGS OFFICER MAY ISSUE SUBPOENAS, ADMINISTER OATHS, HEAR  TESTIMONY,
   13  FIND  FACTS, MAKE CONCLUSIONS OF LAW, AND ISSUE A FINAL ORDER OF FORFEI-
   14  TURE. THE DEPARTMENT SHALL HAVE THE BURDEN TO SHOW BY CLEAR AND CONVINC-
   15  ING EVIDENCE THAT THE PROPERTY IS SUBJECT TO FORFEITURE. IN  DETERMINING
   16  WHETHER THE PROPERTY IS SUBJECT TO FORFEITURE, THE COMMISSIONER OR HEAR-
   17  INGS  OFFICER  SHALL  CONSIDER EVIDENCE OF OWNERSHIP, THE DESCRIPTION OF
   18  THE PROPERTY, AND ANY OTHER RELEVANT EVIDENCE.
   19    11. ANY PERSON AGGRIEVED BY THE DECISION OF THE COMMISSIONER OR DESIG-
   20  NATED HEARINGS OFFICER MAY COMMENCE A  PROCEEDING  PURSUANT  TO  ARTICLE
   21  SEVENTY-EIGHT OF THE CIVIL PRACTICE LAW AND RULES.
   22    12.  THE  COMMISSIONER  MAY  FILE AN ACTION IN THE SUPREME COURT FOR A
   23  JUDGMENT TO ENFORCE ANY FINAL ORDER ISSUED BY THE COMMISSIONER OR DESIG-
   24  NATED HEARINGS OFFICER PURSUANT TO THIS SECTION.  A  JUDGMENT  ENFORCING
   25  THE  FINAL  ORDER  SHALL ISSUE UPON A SHOWING BY THE COMMISSIONER EITHER
   26  THAT NOTICE WAS GIVEN AND A HEARING WAS HELD, OR, THAT THE TIME  GRANTED
   27  FOR REQUESTING A HEARING HAS RUN WITHOUT THE TIMELY FILING OF A REQUEST.
   28    13. THE DEPARTMENT MAY DISPOSE OF ALL PROPERTY FORFEITED IN ACCORDANCE
   29  WITH THIS ARTICLE BY:
   30    (A)  TRANSFERRING  PROPERTY  TO  ANY LOCAL OR STATE GOVERNMENT ENTITY,
   31  MUNICIPALITY, OR LAW ENFORCEMENT AGENCY WITHIN THE STATE;
   32    (B) SELLING PROPERTY TO THE PUBLIC BY PUBLIC SALE; OR
   33    (C) USING ANY OTHER MEANS OF DISPOSITION AUTHORIZED BY LAW.
   34    14. FORFEITURE UNDER THIS SECTION SHALL BE SEPARATE FROM AND IN  ADDI-
   35  TION  TO  ALL OTHER APPLICABLE REMEDIES, EITHER CIVIL OR CRIMINAL.  THIS
   36  SECTION SHALL NOT APPLY TO THE VIOLATIONS SET FORTH IN SUBDIVISIONS  ONE
   37  AND TWO OF SECTION SEVENTY-FIVE-Z OF THIS ARTICLE.
   38    15.  THE  COMMISSIONER MAY ADOPT RULES AND REGULATIONS AS NECESSARY TO
   39  FULLY EFFECTUATE THIS SECTION.
   40    S 76-A. INJUNCTION. THE CONTRACTORS LICENSE BOARD MAY, IN ADDITION  TO
   41  ANY  OTHER  REMEDIES  AVAILABLE,  APPLY  TO  A SUPREME COURT JUDGE FOR A
   42  PRELIMINARY OR PERMANENT INJUNCTION RESTRAINING ANY PERSON FROM  ACTING,
   43  OR  ASSUMING  TO ACT, OR ADVERTISING, AS GENERAL ENGINEERING CONTRACTOR,
   44  GENERAL BUILDING CONTRACTOR, OR SPECIALTY CONTRACTOR, WITHOUT A  LICENSE
   45  PREVIOUSLY  OBTAINED  UNDER  AND IN COMPLIANCE WITH THIS ARTICLE AND THE
   46  RULES AND REGULATIONS OF THE BOARD,  AND  UPON  HEARING  AND  FOR  CAUSE
   47  SHOWN, THE JUDGE MAY GRANT THE PRELIMINARY OR PERMANENT INJUNCTION.
   48    S  76-B. PAYMENT FOR GOODS AND SERVICES. 1. A CONTRACTOR SHALL PAY THE
   49  CONTRACTOR'S SUBCONTRACTOR FOR ANY GOODS AND  SERVICES  RENDERED  WITHIN
   50  SIXTY DAYS AFTER RECEIPT OF A PROPER STATEMENT BY THE SUBCONTRACTOR THAT
   51  THE  GOODS  HAVE  BEEN  DELIVERED  OR  SERVICES HAVE BEEN PERFORMED. THE
   52  SUBCONTRACTOR SHALL BE ENTITLED TO RECEIVE INTEREST ON THE UNPAID  PRIN-
   53  CIPAL  AMOUNT  AT  THE  RATE  OF ONE PERCENT PER MONTH COMMENCING ON THE
   54  SIXTIETH DAY FOLLOWING RECEIPT  OF  THE  STATEMENT  BY  THE  CONTRACTOR,
   55  PROVIDED  THAT  THIS  SECTION SHALL NOT APPLY IF THE DELAY IN PAYMENT IS
   56  DUE TO A BONA FIDE DISPUTE BETWEEN THE CONTRACTOR AND THE  SUBCONTRACTOR
       A. 5250                            17
    1  CONCERNING  THE  GOODS  AND SERVICES CONTRACTED FOR. IF THERE IS NO BONA
    2  FIDE DISPUTE BETWEEN THE SUBCONTRACTOR AND THE CONTRACTOR CONCERNING THE
    3  GOODS OR SERVICES CONTRACTED FOR, THE SUBCONTRACTOR SHALL BE ENTITLED TO
    4  PAYMENT FOR GOODS AND SERVICES UNDER THIS SECTION.
    5    2.  IF  PAYMENT  IS CONTINGENT UPON RECEIPT OF FUNDS HELD IN ESCROW OR
    6  TRUST, THE CONTRACTOR SHALL CLEARLY STATE THIS FACT IN THE  CONTRACTOR'S
    7  SOLICITATION  OF  BIDS. IF THE SOLICITATION FOR BIDS CONTAINS THE STATE-
    8  MENT THAT THE TIME OF PAYMENT IS CONTINGENT UPON THE  RECEIPT  OF  FUNDS
    9  HELD  IN  ESCROW  OR  TRUST AND A CONTRACT IS AWARDED IN RESPONSE TO THE
   10  SOLICITATION, INTEREST WILL NOT BEGIN TO ACCRUE UPON ANY UNPAID  BALANCE
   11  UNTIL  THE  SIXTIETH  DAY  FOLLOWING  RECEIPT  BY  THE CONTRACTOR OF THE
   12  SUBCONTRACTOR'S STATEMENT OR THE THIRTIETH DAY FOLLOWING RECEIPT OF  THE
   13  ESCROW OR TRUST FUNDS, WHICHEVER OCCURS LATER.
   14    S  76-C.  DISCLOSURE;  CONTRACTS. 1. PRIOR TO ENTERING INTO A CONTRACT
   15  WITH A HOMEOWNER INVOLVING HOME CONSTRUCTION AND PRIOR TO  THE  APPLICA-
   16  TION FOR A BUILDING PERMIT, LICENSED CONTRACTORS SHALL:
   17    (A) EXPLAIN VERBALLY IN DETAIL TO THE HOMEOWNER ALL LIEN RIGHTS OF ALL
   18  PARTIES  PERFORMING  UNDER  THE  CONTRACT  INCLUDING  THE HOMEOWNER, THE
   19  CONTRACTOR, ANY SUBCONTRACTOR OR ANY MATERIALMAN  SUPPLYING  COMMODITIES
   20  OR LABOR ON THE PROJECT;
   21    (B)  EXPLAIN VERBALLY IN DETAIL THE HOMEOWNER'S OPTION TO DEMAND BOND-
   22  ING ON THE PROJECT, HOW THE BOND WOULD PROTECT  THE  HOMEOWNER  AND  THE
   23  APPROXIMATE EXPENSE OF THE BOND; AND
   24    (C)  DISCLOSE  ALL  INFORMATION  PERTAINING  TO  THE  CONTRACT AND ITS
   25  PERFORMANCE AND ANY  OTHER  RELEVANT  INFORMATION  THAT  THE  BOARD  MAY
   26  REQUIRE BY RULE.
   27    2. ALL LICENSED CONTRACTORS PERFORMING HOME CONSTRUCTION SHALL PROVIDE
   28  A WRITTEN CONTRACT TO THE HOMEOWNER.  THE WRITTEN CONTRACT SHALL:
   29    (A)  CONTAIN  THE  INFORMATION  PROVIDED  IN  SUBDIVISION  ONE OF THIS
   30  SECTION AND ANY OTHER RELEVANT INFORMATION THAT THE BOARD MAY REQUIRE BY
   31  RULE;
   32    (B) CONTAIN NOTICE  OF  THE  CONTRACTOR'S  RIGHT  TO  RESOLVE  ALLEGED
   33  CONSTRUCTION DEFECTS PRIOR TO COMMENCING ANY LITIGATION;
   34    (C) BE SIGNED BY THE CONTRACTOR AND THE HOMEOWNER; AND
   35    (D) BE EXECUTED PRIOR TO THE PERFORMANCE OF ANY HOME CONSTRUCTION.
   36    3.  FOR  THE  PURPOSE  OF THIS SECTION, "HOMEOWNER" MEANS THE OWNER OR
   37  LESSEE OF RESIDENTIAL REAL PROPERTY,  INCLUDING  OWNERS  OR  LESSEES  OF
   38  CONDOMINIUM OR COOPERATIVE UNITS.
   39    4.  ANY  VIOLATION OF THIS SECTION SHALL BE DEEMED AN UNFAIR OR DECEP-
   40  TIVE PRACTICE AND SHALL BE SUBJECT TO PROVISIONS OF ARTICLE TWENTY-TWO-A
   41  OF THE GENERAL BUSINESS LAW, AS WELL AS THE PROVISIONS OF THIS ARTICLE.
   42    S 76-D. FALSE STATEMENT. IT SHALL CONSTITUTE  A  MISDEMEANOR  FOR  ANY
   43  PERSON  OR  THE PERSON'S AGENT TO FILE WITH THE BOARD ANY NOTICE, STATE-
   44  MENT, OR OTHER DOCUMENT REQUIRED UNDER THE PROVISIONS OF  THIS  ARTICLE,
   45  WHICH IS FALSE OR UNTRUE OR CONTAINS ANY MATERIAL MISSTATEMENT OF FACT.
   46    S  76-E.  DISCIPLINARY  ACTION  AGAINST LICENSEE. NOTHING CONTAINED IN
   47  THIS ARTICLE SHALL LIMIT THE AUTHORITY OF THE BOARD TO TAKE DISCIPLINARY
   48  ACTION AGAINST ANY LICENSEE FOR A VIOLATION OF ANY OF THE PROVISIONS  OF
   49  THIS ARTICLE, OR OF THE RULES AND REGULATIONS OF THE CONTRACTORS LICENSE
   50  BOARD;  NOR  SHALL  THE  REPAYMENT  IN  FULL  OF  ALL OBLIGATIONS TO THE
   51  CONTRACTORS RECOVERY FUND BY ANY LICENSED CONTRACTOR NULLIFY  OR  MODIFY
   52  THE  EFFECT OF ANY OTHER DISCIPLINARY PROCEEDING BROUGHT PURSUANT TO THE
   53  PROVISIONS OF THIS ARTICLE OR  THE  RULES  AND  REGULATIONS  PROMULGATED
   54  HEREUNDER.
   55    S  76-F.  APPLICABILITY  TO  CITIES WITH A POPULATION OF LESS THAN ONE
   56  MILLION. ANY CITY WITHIN THE STATE  IS  HEREBY  AUTHORIZED  TO  REGULATE
       A. 5250                            18
    1  CONTRACTORS  AS  SET  FORTH IN THIS ARTICLE, PROVIDED THAT THE GOVERNING
    2  BOARD OF SUCH MUNICIPALITY, AFTER PUBLIC HEARING,  ADOPTS  A  LOCAL  LAW
    3  PROVIDING THEREFOR.
    4    S 2. This act shall take effect January 1, 2014.
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