STATE OF NEW YORK
        ________________________________________________________________________

                                          7680

                               2019-2020 Regular Sessions

                   IN ASSEMBLY

                                      May 15, 2019
                                       ___________

        Introduced  by  M. of A. LUPARDO, PEOPLES-STOKES, GOTTFRIED -- read once
          and referred to the Committee on Agriculture

        AN ACT to amend the agriculture and markets  law,  in  relation  to  the
          growth  of  industrial hemp and the regulation of hemp extract; and to
          repeal certain provisions of such law relating thereto

          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:

     1    Section 1. Subdivision 1 of section 505 of the agriculture and markets
     2  law,  as added by chapter 524 of the laws of 2014, is amended to read as
     3  follows:
     4    1. "Industrial hemp" means the plant Cannabis sativa L. and  any  part
     5  of  such  plant,  including  the  seeds  thereof  and  all  derivatives,
     6  extracts, cannabinoids, isomers, acids, salts,  and  salts  of  isomers,
     7  whether  growing  or  not,  with  a delta-9 tetrahydrocannabinol concen-
     8  tration of not more than 0.3 percent on a dry weight basis.
     9    § 2. Section 506 of the agriculture and markets  law,  as  amended  by
    10  section  1  of  part OO of chapter 58 of the laws of 2017, is amended to
    11  read as follows:
    12    § 506. Growth, sale, distribution, transportation  and  processing  of
    13  industrial hemp and products derived from such hemp permitted. [Notwith-
    14  standing any provision of law to the contrary, industrial] 1. Industrial
    15  hemp and products derived from such hemp are agricultural products which
    16  may  be  grown,  produced  [and],  possessed  [in the state, and], sold,
    17  distributed, transported [or] and/or processed [either] in [or  out  of]
    18  state  [as part of agricultural pilot programs pursuant to authorization
    19  under federal law and  the  provisions  of  this  article]  pursuant  to
    20  authorization  under  federal law and/or the provisions of this article.
    21  [Notwithstanding any provision of law to the  contrary  restricting  the
    22  growing or cultivating, sale, distribution, transportation or processing
    23  of  industrial  hemp and products derived from such hemp, and subject to
    24  authorization under federal law, the]

         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD11646-02-9

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     1    2. The commissioner may authorize the growing or cultivating of indus-
     2  trial hemp as part of  agricultural  pilot  programs  conducted  by  the
     3  department and/or an institution of higher education to study the growth
     4  and  cultivation,  sale,  distribution, transportation and processing of
     5  such  hemp  and  products derived from such hemp provided that the sites
     6  and programs used for growing or cultivating industrial hemp are  certi-
     7  fied by, and registered with, the department.
     8    3. Nothing in this section shall limit the jurisdiction of the depart-
     9  ment under any other article of this chapter.
    10    §  3. Section 507 of the agriculture and markets law is REPEALED and a
    11  new section 507 is added to read as follows:
    12    § 507. Licensing; fees. 1. No person  shall  grow,  process,  produce,
    13  distribute  and/or  sell industrial hemp or products derived from indus-
    14  trial hemp in the state unless (a) licensed biennially  by  the  commis-
    15  sioner  or (b) authorized by the commissioner as part of an agricultural
    16  research pilot program established under this article.
    17    2. Application for a license to grow industrial  hemp  shall  be  made
    18  upon  a  form  prescribed by the commissioner, accompanied by a per-acre
    19  license fee  and  a  non-refundable  application  fee  of  five  hundred
    20  dollars.
    21    3.  The applicant shall furnish evidence of his or her good character,
    22  experience and competency, that the applicant has  adequate  facilities,
    23  equipment,  process  controls,  testing  capability and security to grow
    24  hemp.
    25    4. Growers who intend to cultivate  hemp  for  cannabinoids  shall  be
    26  required  to  obtain  licensure  from the department pursuant to article
    27  twenty-nine-A of this chapter.
    28    5. A renewal application shall be submitted  to  the  commissioner  at
    29  least sixty days prior to the commencement of the next license period.
    30    §  4. Section 508 of the agriculture and markets law is REPEALED and a
    31  new section 508 is added to read as follows:
    32    § 508. Compliance action plan. If the commissioner  determines,  after
    33  notice  and  an opportunity for hearing, that a licensee has negligently
    34  violated a provision of and/or a regulation promulgated pursuant to this
    35  article, that licensee shall be required to  comply  with  a  corrective
    36  action  plan established by the commissioner to correct the violation by
    37  a reasonable date and to periodically report to  the  commissioner  with
    38  respect  to  the licensee's compliance with this article for a period of
    39  no less than the next two calendar years following the commencement date
    40  of the compliance action plan. The provisions of this section shall  not
    41  be  applicable to research partners conducting hemp research pursuant to
    42  a research partner agreement, the terms of which shall control.
    43    § 5. Section 509 of the agriculture and markets law is REPEALED and  a
    44  new section 509 is added to read as follows:
    45    §  509.  Granting,  suspending or revoking licenses.  The commissioner
    46  may decline to grant a new license, may decline to renew a license,  may
    47  suspend  or revoke a license already granted after due notice and oppor-
    48  tunity for hearing whenever he or she finds that:
    49    1. any statement contained in  an  application  for  an  applicant  or
    50  licensee is or was false or misleading;
    51    2.  the  applicant  or  licensee  does  not  have  good character, the
    52  required experience and/or competency, adequate  facilities,  equipment,
    53  process  controls, testing capability and/or security to produce hemp or
    54  products derived from hemp;

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     1    3. the applicant or licensee has failed  or  refused  to  produce  any
     2  records  or provide any information demanded by the commissioner reason-
     3  ably related to the administration and enforcement of this article; or
     4    4. the applicant or licensee, or any officer, director, partner, hold-
     5  er  of  ten  percent of the voting stock, or any other person exercising
     6  any position of management or control has failed to comply with  any  of
     7  the  provisions  of  this  article  or rules and regulations promulgated
     8  pursuant thereto.
     9    § 6. Section 510 of the agriculture and markets law is REPEALED and  a
    10  new section 510 is added to read as follows:
    11    § 510. Regulations.  The commissioner may develop regulations consist-
    12  ent with the provisions of this article for the growing and cultivation,
    13  sale,  distribution,  and transportation of industrial hemp grown in the
    14  state, including:
    15    1. the authorization or licensing of any person who  may:  acquire  or
    16  possess  industrial  hemp  plants or seeds; grow or cultivate industrial
    17  hemp plants; and/or sell, purchase, distribute, or transport such indus-
    18  trial hemp plants, plant parts, or seeds;
    19    2. maintaining relevant information regarding land on which industrial
    20  hemp is produced within the state, including the  legal  description  of
    21  the land, for a period of not less than three calendar years;
    22    3.  the procedure for testing of industrial hemp produced in the state
    23  for delta-9-tetrahydrocannabinol levels, using post  decarboxylation  or
    24  other similarly reliable methods;
    25    4.  the  procedure for effective disposal of industrial hemp plants or
    26  products derived from hemp that are produced in violation of this  arti-
    27  cle;
    28    5.  a  procedure for conducting at least a random sample of industrial
    29  hemp producers to verify that hemp is not produced in violation of  this
    30  article;
    31    6. any required security measures; and
    32    7.  such other and further regulation as the commissioner deems appro-
    33  priate or necessary.
    34    § 7. Section 511 of the agriculture and markets law is REPEALED and  a
    35  new section 511 is added to read as follows:
    36    §  511.  Prohibitions.    Except as authorized by state law, and regu-
    37  lations promulgated thereunder,  the  growth,  cultivation,  processing,
    38  sale, and/or distribution of industrial hemp is prohibited.
    39    §  8. Section 512 of the agriculture and markets law is REPEALED and a
    40  new section 512 is added to read as follows:
    41    § 512. Industrial hemp data collection  and  best  farming  practices.
    42  The  commissioner  shall  have the power to collect and publish data and
    43  research  concerning,  among  other  things,  the  growth,  cultivation,
    44  production  and  processing  methods  of  industrial  hemp  and products
    45  derived from industrial hemp  and  work  with  the  Cornell  cooperative
    46  extension  to  promote  best farming practices for industrial hemp which
    47  are compatible with state water quality and other  environmental  objec-
    48  tives.
    49    §  9.  Sections  513  and  514  of the agriculture and markets law are
    50  REPEALED and two new sections 513 and 514 are added to read as follows:
    51    § 513. Access to criminal history information through the division  of
    52  criminal  justice  services.    In connection with the administration of
    53  this article, the commissioner is authorized  to  request,  receive  and
    54  review  criminal  history  information  through the division of criminal
    55  justice services (division) with respect to any person seeking a license
    56  or authorization to undertake a hemp pilot project. At  the  commission-

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     1  er's request, each researcher, principal and/or officer of the applicant
     2  shall  submit to the department his or her fingerprints in such form and
     3  in such manner as specified by the division, for the purpose of conduct-
     4  ing  a criminal history search and returning a report thereon in accord-
     5  ance with the procedures and requirements established  by  the  division
     6  pursuant  to the provisions of article thirty-five of the executive law,
     7  which shall include the payment of the prescribed  processing  fees  for
     8  the  cost  of  the  division's  full  search and retain procedures and a
     9  national criminal history record check. The commissioner, or his or  her
    10  designee,  shall  submit such fingerprints and the processing fee to the
    11  division.  The division shall forward to the commissioner a report  with
    12  respect  to  the  applicant's  previous  criminal  history, if any, or a
    13  statement that the applicant has no previous criminal history  according
    14  to its files. Fingerprints submitted to the division of criminal justice
    15  services  pursuant  to this section may also be submitted to the federal
    16  bureau of investigation for a national criminal history record check. If
    17  additional copies of fingerprints  are  required,  the  applicant  shall
    18  furnish them upon request.
    19    § 514. Aids to enforcement. 1. The commissioner shall have full access
    20  to  all  premises,  buildings,  factories, farms, vehicles, cars, boats,
    21  airplanes, vessels, containers, packages, barrels,  boxes,  and/or  cans
    22  for the purpose of enforcing the provisions of this article. The commis-
    23  sioner may, at such locations, examine industrial hemp and hemp products
    24  and may open any package and/or container reasonably believed to contain
    25  industrial  hemp  or hemp products, to determine whether such industrial
    26  hemp or hemp products follow applicable law or regulation.
    27    2. A search warrant shall be issued by any court to which  application
    28  is made therefor, whenever it shall be made to appear to such court that
    29  a licensee has: refused to permit any industrial hemp to be inspected or
    30  samples  taken  therefrom;  refused to permit access to any premises, or
    31  place  where  licensed  activities  are  conducted;  and/or  refused  or
    32  prevented  access  thereto  by  any inspector of the department and that
    33  such inspector has reasonable grounds to believe that  such  person  has
    34  any  industrial  hemp  in  his  or  her  possession, or under his or her
    35  control and/or is in violation of the provisions or regulations of  this
    36  article.  In  such  a case, a warrant shall be issued in the name of the
    37  people, directed to a police officer, commanding  him  or  her  to:  (a)
    38  search any place of business, factory, building, premises, or farm where
    39  licensed  activities  have  occurred  and  any  vehicle,  boat,  vessel,
    40  container, package, barrel, box, tub or can, containing, or believed  to
    41  contain  industrial  hemp  in the possession or under the control of any
    42  person who shall refuse to allow access to such hemp for  inspection  or
    43  sampling,  (b) permit the inspection and sampling of any industrial hemp
    44  found in the execution of the warrant, as the officer applying  for  the
    45  search  warrant  shall designate when the same is found, by an inspector
    46  or a department official authorized by the commissioner or by this chap-
    47  ter, and/or (c) permit access to any place where access  is  refused  or
    48  prevented,  and  to  allow  and  enable  a department inspector or other
    49  department official  to  conduct  an  inspection  of  the  place.    The
    50  provisions  of  article six hundred ninety of the criminal procedure law
    51  shall apply to such warrant as far as applicable thereto. The officer to
    52  whom the warrant is delivered shall make a return in writing of  his  or
    53  her proceedings thereunto to the court which issued the same.
    54    3.  The commissioner may quarantine industrial hemp when he or she has
    55  reason to believe that such commodity does not meet the definition ther-
    56  eof, set forth in subdivision one of section five hundred five  of  this

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     1  article, or is otherwise in violation of or does not meet a standard set
     2  forth  in, applicable law or regulation. The quarantine may by the issu-
     3  ance of an order directing the owner or custodian of industrial hemp not
     4  to  distribute,  dispose  of, or move that commodity without the written
     5  permission of the commissioner. The commissioner may also  quarantine  a
     6  product  by  placing a tag or other appropriate marking thereon or adja-
     7  cent thereto that provides and requires that such product  must  not  be
     8  distributed,  disposed  of,  or moved without his or her written permis-
     9  sion, or may quarantine a product by otherwise informing  the  owner  or
    10  custodian thereof that such condition must be complied with.
    11    4.  The  commissioner  may  seize  industrial  hemp by taking physical
    12  possession of industrial hemp when he or she has substantial evidence to
    13  believe that such commodity does not meet the  definition  thereof,  set
    14  forth  in  subdivision one of section five hundred five of this article,
    15  or is otherwise in violation of, or does not meet a standard  set  forth
    16  in, applicable law or regulation.
    17    5.  Subsequent  to quarantining or seizing industrial hemp, as author-
    18  ized in subdivisions three and four of this  section,  the  commissioner
    19  shall  promptly give the owner or custodian thereof an opportunity to be
    20  heard to show cause why such  industrial  hemp  should  not  be  ordered
    21  destroyed. The commissioner shall, thereafter, consider all the relevant
    22  evidence and information presented and shall make a determination wheth-
    23  er such industrial hemp should be ordered to be destroyed; that determi-
    24  nation  may  be reviewed as provided for in article seventy-eight of the
    25  civil practice law and rules.
    26    § 10. The agriculture and markets law is amended by adding a new arti-
    27  cle 29-A to read as follows:

    28                                ARTICLE 29-A
    29                         REGULATION OF HEMP EXTRACT
    30  Section 520. Definitions.
    31          521. Rulemaking authority.
    32          522. Cannabinoid related hemp extract licensing.
    33          523. Cannabinoid grower licenses.
    34          524. Cannabinoid manufacturer license.
    35          525. Cannabinoid extractor license.
    36          526. Cannabinoid license applications.
    37          527. Information to be requested in applications for licenses.
    38          528. Fees.
    39          529. Selection criteria.
    40          530. Limitations of licensure; duration.
    41          531. License renewal.
    42          532. Form of license.
    43          533. Amendments  to  license  and  duty  to  update  information
    44                 submitted for licensing.
    45          534. Record keeping and tracking.
    46          535. Inspections and ongoing requirements.
    47          536. Packaging and labeling of hemp extract.
    48          537. Provisions   governing   the   growing,  manufacturing  and
    49                 extracting of hemp extract.
    50          538. Laboratory testing.
    51          539. Advertising.
    52          540. Research.
    53          541. Regulations.
    54          542. Cannabinoid permit.
    55          543. New York hemp product.

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     1          544. Penalties and violations of this article.
     2          545. Hemp workgroup.
     3    §  520.  Definitions.  Wherever  used in this article unless otherwise
     4  expressly stated or unless the context  or  subject  matter  requires  a
     5  different  meaning,  the  following  terms shall have the representative
     6  meanings hereinafter set forth or indicated:
     7    1. "Applicant" means a for-profit entity or not-for-profit corporation
     8  and includes board members who submit an application to become a  licen-
     9  see.
    10    2.  "Hemp  extract" means the plant Cannabis sativa L. and any part of
    11  such plant, including the seeds thereof and all  derivatives,  extracts,
    12  cannabinoids, isomers, acids, salts, and salts of isomers, whether grow-
    13  ing  or  not,  with  a delta-9-tetrahydrocannabinol concentration of not
    14  more than an amount determined by the department in regulation, used  or
    15  intended  for  human  or  animal  consumption or use for its cannabinoid
    16  content, as determined by the commissioner in regulation.  Hemp  extract
    17  excludes  industrial hemp used or intended exclusively for an industrial
    18  purpose and those food and/or food ingredients that are generally recog-
    19  nized as safe by the department, and shall  not  be  regulated  as  hemp
    20  extract within the meaning of this article.
    21    3. "Cannabinoid grower" means a person licensed by the department, and
    22  in  compliance  with  article  twenty-nine  of this chapter, to acquire,
    23  possess, cultivate, and sell hemp extract for its cannabinoid content.
    24    4. "Cannabinoid manufacturer" means a person licensed by  the  depart-
    25  ment  to  acquire,  possess,  and manufacture hemp extract from licensed
    26  cannabinoid growers or cannabinoid extractors for  the  manufacture  and
    27  sale  of hemp extract products marketed for cannabinoid content and used
    28  or intended for human or animal consumption or use.
    29    5. "Cannabinoid extractor" means a person licensed by  the  department
    30  to  acquire, possess, extract and manufacture hemp extract from licensed
    31  cannabinoid growers  for  the  manufacture  and  sale  of  hemp  extract
    32  products marketed for cannabinoid content and used or intended for human
    33  or animal consumption or use.
    34    6. "License" means a license issued pursuant to this article.
    35    7.  "Industrial  hemp" means the plant Cannabis sativa L. and any part
    36  of  such  plant,  including  the  seeds  thereof  and  all  derivatives,
    37  extracts,  cannabinoids,  isomers,  acids,  salts, and salts of isomers,
    38  whether growing or  not,  with  a  delta-9-tetrahydrocannabinol  concen-
    39  tration of not more than 0.3 percent on a dry weight basis.
    40    §  521.  Rulemaking  authority.  1.  The department shall perform such
    41  acts, prescribe such forms  and  propose  such  rules,  regulations  and
    42  orders  as  it  may  deem  necessary  or  proper to fully effectuate the
    43  provisions of this article.
    44    2. The department shall have the  power  to  promulgate  any  and  all
    45  necessary  rules  and  regulations governing the production, processing,
    46  transportation, distribution, and sale of hemp  extract,  including  but
    47  not  limited  to  the  licensing  of cannabinoid growers, manufacturers,
    48  extractors and retailers, including, but not limited to:
    49    (a) prescribing forms and establishing application, reinstatement, and
    50  renewal fees;
    51    (b) the  qualifications  and  selection  criteria  for  licensing,  or
    52  permitting;
    53    (c) limitations on the number of licenses to be awarded;
    54    (d)  the  books and records to be created and maintained by licensees,
    55  and permittees, including the reports to be made thereon to the  depart-
    56  ment,  and inspection of any and all books and records maintained by any

        A. 7680                             7

     1  licensee, or permittee, and on the premises of any licensee  or  permit-
     2  tee;
     3    (e)  methods  of  producing,  processing,  and packaging hemp extract;
     4  conditions of sanitation, and standards  of  ingredients,  quality,  and
     5  identity  of  hemp  extract products cultivated, processed, packaged, or
     6  sold by licensees; and
     7    (f) hearing procedures and additional causes for cancellation, revoca-
     8  tion, and/or civil penalties against any person licensed,  or  permitted
     9  by the department.
    10    3.  The  department,  in  consultation with the department of environ-
    11  mental conservation, shall promulgate necessary  rules  and  regulations
    12  governing  the  safe production of hemp extract, including environmental
    13  and energy standards and restrictions on the use of pesticides.
    14    § 522. Cannabinoid related hemp extract licensing.   1. Persons  grow-
    15  ing,  processing,  extracting,  and/or  manufacturing  hemp  extract  or
    16  producing hemp extract products distributed, sold or marketed for canna-
    17  binoid content and used or intended for human or animal  consumption  or
    18  use,  shall be required to obtain the following license or licenses from
    19  the department, depending upon the operation:
    20    (a) cannabinoid grower license;
    21    (b) cannabinoid manufacturer license;
    22    (c) cannabinoid extractor license.
    23    2. Notwithstanding subdivision one  of  this  section,  those  persons
    24  growing,  processing  or  manufacturing  food  or  food ingredients from
    25  industrial hemp, which food or food ingredients are generally recognized
    26  as safe, shall be subject to regulation and/or licensing by the  depart-
    27  ment.
    28    §  523. Cannabinoid grower licenses. 1. A cannabinoid grower's license
    29  authorizes the acquisition, possession, cultivation  and  sale  of  hemp
    30  extract  grown or used for its cannabinoid content on the licensed prem-
    31  ises of the grower.
    32    2. A person holding a cannabinoid grower's license shall not sell hemp
    33  extract products marketed,  distributed  or  sold  for  its  cannabinoid
    34  content  and  intended  for  human consumption or use without also being
    35  licensed as a manufacturer or extractor pursuant to this article.
    36    3. Persons growing industrial hemp pursuant to article twenty-nine  of
    37  this  chapter  are not authorized to and shall not sell hemp extract for
    38  human or animal consumption or use, other than as food or a food  ingre-
    39  dient  that has been generally recognized as safe in accordance with the
    40  department or determined by the state to be safe for  human  consumption
    41  as food or a food ingredient.
    42    4. A person authorized under article twenty-nine of this chapter as an
    43  industrial  hemp  grower  shall  apply  for a cannabinoid grower license
    44  provided it can demonstrate to the department that  its  cultivation  of
    45  industrial  hemp  meets all the requirements for hemp extract cultivated
    46  under a cannabinoid grower license.
    47    § 524. Cannabinoid manufacturer license. 1. A cannabinoid manufacturer
    48  license authorizes the licensee's acquisition, possession, and  manufac-
    49  ture  of  hemp extract from a licensed cannabinoid grower or cannabinoid
    50  extractor for the processing of hemp extract or the production  of  hemp
    51  extract  products  marketed, distributed or sold for cannabinoid content
    52  and used or intended for human or animal consumption or use.
    53    2. Notwithstanding subdivision one  of  this  section,  nothing  shall
    54  prevent  a  cannabinoid  manufacturer from manufacturing industrial hemp
    55  products not used or intended for human or animal consumption or use.

        A. 7680                             8

     1    § 525. Cannabinoid extractor license.    1.  A  cannabinoid  extractor
     2  license  authorizes  the  licensee's acquisition, possession, extraction
     3  and manufacture of hemp extract from a licensed cannabinoid  grower  for
     4  the  processing  of  hemp  extract  or  the  production  of hemp extract
     5  products  marketed, distributed or sold for cannabinoid content and used
     6  or intended for human or animal consumption or use.
     7    2. No cannabinoid extractor licensee shall engage in any  other  busi-
     8  ness  on  the  licensed  premises; except that nothing contained in this
     9  article shall prevent a cannabinoid extractor licensee from  also  being
    10  licensed as a cannabinoid grower on the same premises.
    11    3.  Notwithstanding  subdivisions one and two of this section, nothing
    12  shall prevent a cannabinoid extractor from manufacturing industrial hemp
    13  products not used or intended for human or animal consumption or use.
    14    4. A person authorized under article twenty-nine of this chapter as an
    15  industrial hemp processor shall  qualify  for  a  cannabinoid  extractor
    16  license   provided  it  can  demonstrate  to  the  department  that  its
    17  extraction of industrial  hemp  meets  all  the  requirements  for  hemp
    18  extract under a cannabinoid extractor license.
    19    §  526. Cannabinoid license applications. 1. Persons shall apply for a
    20  cannabinoid grower license, cannabinoid manufacturer  license  and/or  a
    21  cannabinoid  extractor  license by submitting an application upon a form
    22  supplied by the department, providing  all  the  requested  information,
    23  verified  by the applicant or an authorized representative of the appli-
    24  cant.
    25    2. A separate license shall be required for  each  facility  at  which
    26  growing, manufacturing and/or extracting is conducted.
    27    3.  Each  applicant  shall remit with its application the fee for each
    28  requested license.
    29    § 527. Information to be requested in applications  for  licenses.  1.
    30  The department shall have the authority to prescribe the manner and form
    31  in  which  an application must be submitted to the department for licen-
    32  sure under this article.
    33    2. The commissioner is authorized to adopt regulations,  including  by
    34  emergency  rule,  establishing  information which must be included on an
    35  application for licensure  under  this  article.  Such  information  may
    36  include, but is not limited to:  information about the applicant's iden-
    37  tity,  including  racial  and ethnic diversity; ownership and investment
    38  information, including the corporate structure; evidence of  good  moral
    39  character,  including the submission of fingerprints by the applicant to
    40  the division of criminal justice services; information about  the  prem-
    41  ises  to  be  licensed;  financial statements; and any other information
    42  prescribed in regulation.
    43    3. All license applications shall be signed by the  applicant  (if  an
    44  individual), by a managing partner (if a limited liability corporation),
    45  by an officer (if a corporation), or by all partners (if a partnership).
    46  Each  person  signing such application shall verify it as true under the
    47  penalties of perjury.
    48    4. All license or permit applications shall be accompanied by a check,
    49  draft or other forms of payment as the department may require or author-
    50  ize in the amount required by this article for such license or permit.
    51    5. If there be any change, after the filing of the application or  the
    52  granting  of  a license, in any of the facts required to be set forth in
    53  such application, a supplemental statement giving notice of such change,
    54  cost and source of money involved in the change, duly verified, shall be
    55  filed with the department within ten days after such change. Failure  to

        A. 7680                             9

     1  do  so  shall, if willful and deliberate, be cause for revocation of the
     2  license.
     3    6. In giving any notice, or taking any action in reference to a licen-
     4  see of a licensed premises, the department may rely upon the information
     5  furnished   in  such  application  and  in  any  supplemental  statement
     6  connected therewith, and such information may be presumed to be correct,
     7  and shall be binding upon a licensee or licensed premises as if correct.
     8  All information required to be furnished in such application or  supple-
     9  mental statements shall be deemed material in any prosecution for perju-
    10  ry,  any proceeding to revoke, cancel or suspend any license, and in the
    11  department's determination to approve or deny the license.
    12    7. The department may, in its discretion, waive the submission of  any
    13  category  of  information  described in this section for any category of
    14  license or permit, provided that it shall not be permitted to waive  the
    15  requirement  for  submission  of any such category of information solely
    16  for an individual applicant or applicants.
    17    § 528. Fees. The department shall have the authority to charge  licen-
    18  sees a biennial license fee. Such fee may be based on the amount of hemp
    19  extract  to be grown, processed, manufactured or extracted by the licen-
    20  see, the gross annual receipts of the licensee for the previous  license
    21  period, or any other factors deemed appropriate by the department.
    22    § 529. Selection criteria. 1. An applicant shall furnish evidence:
    23    (a) its ability to effectively maintain a delta-9-tetrahydrocannabinol
    24  concentration  that  does not exceed a percentage of delta-9-tetrahydro-
    25  cannabinol cannabis set by the commissioner  on a dry  weight  basis  of
    26  combined  leaves  and flowers of the plant of the genus cannabis, or per
    27  volume or weight of cannabis product, or the combined percent of  delta-
    28  9-tetrahydrocannabinol   and  tetrahydrocannabinolic  acid  in  combined
    29  leaves and flowers of the plant of  the  genus  cannabis  regardless  of
    30  moisture  content, for all hemp extract and hemp derived products culti-
    31  vated, processed, manufactured or extracted by the applicant;
    32    (b) its ability to comply with all applicable  state  laws  and  regu-
    33  lations;
    34    (c) that the applicant is ready, willing and able to properly carry on
    35  the activities for which a license is sought; and
    36    (d)  that  the  applicant  is in possession of or has the right to use
    37  land, buildings and equipment sufficient to properly carry on the activ-
    38  ity described in the application.
    39    2. The department, in considering whether to grant the license  appli-
    40  cation, shall consider whether:
    41    (a)  it is in the public interest that such license be granted, taking
    42  into consideration whether the number of licenses will  be  adequate  or
    43  excessive to reasonably serve demand;
    44    (b)  the applicant and its managing officers are of good moral charac-
    45  ter and do not  have  an  ownership  or  controlling  interest  in  more
    46  licenses or permits than allowed by this chapter; and
    47    (c)  the applicant satisfies any other conditions as determined by the
    48  department.
    49    3. If the commissioner is not satisfied that the applicant  should  be
    50  issued a license, the commissioner shall notify the applicant in writing
    51  of the specific reason or reasons for denial.
    52    4. The commissioner shall have authority and sole discretion to deter-
    53  mine the number of licenses issued pursuant to this article.
    54    §  530.  Limitations of licensure; duration. 1. No license pursuant to
    55  this article may be issued to a  person  under  the  age  of  twenty-one
    56  years.

        A. 7680                            10

     1    2.  The department shall have the authority to limit, by canopy, plant
     2  count or other means, the amount of hemp extract allowed  to  be  culti-
     3  vated, processed, extracted or sold by a licensee.
     4    3.  All  licenses  under this article shall expire two years after the
     5  date of issue and be subject to any rules or limitations  prescribed  by
     6  the commissioner in regulation.
     7    § 531. License renewal. 1. Each license, issued pursuant to this arti-
     8  cle,  may  be  renewed upon application therefor by the licensee and the
     9  payment of the fee for such license as prescribed by this article.
    10    2. In the case  of  applications  for  renewals,  the  department  may
    11  dispense  with  the requirements of such statements as it deems unneces-
    12  sary in view of those contained in the application made for the original
    13  license, but in any event the submission of photographs of the  licensed
    14  premises  shall  be  dispensed  with,  provided  the  applicant for such
    15  renewal shall file a statement with the department to  the  effect  that
    16  there has been no alteration of such premises since the original license
    17  was issued.
    18    3.  The department may make such rules as may be necessary, not incon-
    19  sistent with  this  chapter,  regarding  applications  for  renewals  of
    20  licenses and permits and the time for making the same.
    21    4.  The  department  shall  provide  an  application  for renewal of a
    22  license issued under this article not less than ninety days prior to the
    23  expiration of the current license.
    24    5. The department may only issue a renewal license upon receipt of the
    25  prescribed renewal application and renewal fee from a  licensee  if,  in
    26  addition  to  the  criteria in section five hundred twenty-seven of this
    27  article, the licensee's license is not under suspension and has not been
    28  revoked.
    29    6. The department shall have the authority to  charge  applicants  for
    30  licensure  under this article a non-refundable application fee. Such fee
    31  may be based  on  the  type  of  licensure  sought,  cultivation  and/or
    32  production  volume, or any other factors deemed reasonable and appropri-
    33  ate by the department to achieve the policy and purpose of this chapter.
    34    § 532. Form of license. Licenses issued pursuant to this article shall
    35  specify:
    36    1. the name and address of the licensee;
    37    2. the activities permitted by the license;
    38    3. the land, buildings  and  facilities  that  may  be  used  for  the
    39  licensed activities of the licensee;
    40    4.  a  unique license number issued by the department to the licensee;
    41  and
    42    5. such other information as the commissioner shall deem necessary  to
    43  assure compliance with this chapter.
    44    §  533. Amendments to license and duty to update information submitted
    45  for licensing. 1. Upon application of a licensee to  the  department,  a
    46  license  may  be  amended  to  allow the licensee to relocate within the
    47  state, to add or delete licensed activities or facilities, or  to  amend
    48  the  ownership  or  organizational  structure  of the entity that is the
    49  licensee. The fee for such amendment shall be two hundred fifty dollars.
    50    2. In the event that any of the information provided by the  applicant
    51  changes  either while the application is pending or after the license is
    52  granted, within ten days of any such change, the applicant  or  licensee
    53  shall  submit  to  the department a verified statement setting forth the
    54  change in circumstances of facts set forth in the  application.  Failure
    55  to  do  so  shall, if willful and deliberate, be cause for revocation of
    56  the license.

        A. 7680                            11

     1    3. A license shall become void by a change in  ownership,  substantial
     2  corporate  change  or  location  without  prior  written approval of the
     3  commissioner.  The commissioner may promulgate regulations allowing  for
     4  certain types of changes in ownership without the need for prior written
     5  approval.
     6    4.  For purposes of this section, "substantial corporate change" shall
     7  mean:
     8    (a) for a corporation, a change of eighty percent or more of the offi-
     9  cers and/or directors, or a transfer of eighty percent or more of  stock
    10  of such corporation, or an existing stockholder obtaining eighty percent
    11  or more of the stock of such corporation; and
    12    (b)  for  a  limited  liability company, a change of eighty percent or
    13  more of the managing members of the company, or  a  transfer  of  eighty
    14  percent  or  more  of ownership interest in said company, or an existing
    15  member obtaining a cumulative of eighty percent or more of the ownership
    16  interest in said company.
    17    § 534. Record keeping and tracking.  1.  The  commissioner  shall,  by
    18  regulation,  require each licensee pursuant to this article to adopt and
    19  maintain  security,  tracking,  record  keeping,  record  retention  and
    20  surveillance  systems,  relating  to  all hemp extract at every stage of
    21  acquiring, possession, manufacture, transport,  sale,  or  delivery,  or
    22  distribution  by the licensee, subject to regulations of the commission-
    23  er.
    24    2. Every licensee shall keep and maintain upon the licensed  premises,
    25  adequate  books  and  records of all transactions involving the licensee
    26  and sale of its products, which shall include all  information  required
    27  by rules promulgated by the department.
    28    3. Each sale shall be recorded separately on a numbered invoice, which
    29  shall  have  printed  thereon  the number, the name of the licensee, the
    30  address of the licensed premises, and the current license number.
    31    4. Such books, records and invoices shall be kept for a period of five
    32  years and shall be available for inspection by any authorized  represen-
    33  tative of the department.
    34    §  535.  Inspections  and ongoing requirements. All licensees shall be
    35  subject to reasonable inspection by the department,  and  a  person  who
    36  holds  a  license  must  make  himself  or herself, or an agent thereof,
    37  available and present for any inspection required by the department. The
    38  department shall make reasonable accommodations so that  ordinary  busi-
    39  ness  is  not  interrupted  and  safety  and security procedures are not
    40  compromised by the inspection.
    41    § 536. Packaging and labeling of hemp extract. 1.  The  department  is
    42  hereby  authorized  to  promulgate  rules  and regulations governing the
    43  packaging and labeling of hemp extract products, sold or  possessed  for
    44  sale in New York state.
    45    2.  Such  regulations  shall include, but not be limited to, requiring
    46  labels warning consumers of any potential impact on human health result-
    47  ing from the consumption of hemp extract products that shall be  affixed
    48  to  those products when sold, if such labels are deemed warranted by the
    49  department.
    50    3. Such rules and regulations shall establish a QR code for labels and
    51  establish methods and procedures for determining,  among  other  things,
    52  serving  sizes  for  hemp  extract  products, active cannabinoid concen-
    53  tration per serving size, number of  servings  per  container,  and  the
    54  growing  region.  Such regulations shall also require a nutritional fact
    55  panel that incorporates data regarding serving sizes and potency  there-
    56  of.

        A. 7680                            12

     1    4.  The  packaging,  sale,  or  possession by any licensee of any hemp
     2  product intended for human or animal consumption or use not  labeled  or
     3  offered  in conformity with rules and regulations promulgated in accord-
     4  ance with this section shall be grounds for the imposition  of  a  fine,
     5  and/or the suspension, revocation or cancellation of a license.
     6    §  537. Provisions governing the growing, manufacturing and extracting
     7  of hemp extract. 1. No  licensed  cannabinoid  grower,  manufacturer  or
     8  extractor  shall sell, or agree to sell or deliver in the state any hemp
     9  extract products, as the  case  may  be,  except  in  sealed  containers
    10  containing  quantities  in  accordance  with  size standards pursuant to
    11  rules adopted by the department.  Such  containers  shall  have  affixed
    12  thereto such labels as may be required by the rules of the department.
    13    2.  Licensed  cannabinoid  growers  shall only use pesticides that are
    14  registered by the New York state department of  environmental  conserva-
    15  tion   or   that  specifically  meet  the  United  States  Environmental
    16  Protection Agency  registration  exemption  criteria  for  minimum  risk
    17  pesticides,  and  only  in  compliance  with  regulations, standards and
    18  guidelines issued by the department of environmental conservation.
    19    3. All hemp extract products shall be extracted  and  manufactured  in
    20  accordance  with  good  manufacturing processes, pursuant to Part 111 or
    21  117 of Title 21 of the Code of Federal Regulations as  may  be  modified
    22  and decided upon by the commissioner in regulation.
    23    4.  Within  thirty  days  of  the  effective date of this article, the
    24  department shall approve the  manufacture,  distribution,  and  sale  of
    25  beverages  containing  no more than twenty milligrams of cannabidiol per
    26  twelve ounce beverage. The hemp extract used in such beverages shall  be
    27  grown,  extracted and manufactured in the state of New York. The depart-
    28  ment shall issue guidance on the label,  warning,  and  advertising  for
    29  such beverages.
    30    §  538.  Laboratory  testing.  1.  Every  cannabinoid manufacturer and
    31  cannabinoid extractor shall contract with an independent  laboratory  to
    32  test  the hemp extract products produced by the licensed manufacturer or
    33  extractor. The commissioner, in consultation with  the  commissioner  of
    34  health,  shall  approve  the  laboratory and require that the laboratory
    35  report testing results in a manner determined by the  commissioner.  The
    36  commissioner is authorized to issue regulations requiring the laboratory
    37  to perform certain tests and services.
    38    2.  Cannabinoid  manufacturers  and  cannabinoid extractors shall make
    39  laboratory test reports  available  to  persons  holding  a  cannabinoid
    40  permit  pursuant  to  section five hundred forty-two of this article for
    41  all cannabis products manufactured by the licensee.
    42    3. On-site laboratory testing by licensees  is  permissible;  however,
    43  such  testing  shall  not  be  certified  by the department and does not
    44  exempt the licensee from the requirements of quality  assurance  testing
    45  at a testing laboratory pursuant to this section.
    46    §  539.  Advertising.  The department shall promulgate rules and regu-
    47  lations governing the advertising of hemp extract and any other  related
    48  products or services as determined by the commissioner.
    49    § 540. Research. 1. The department shall promote research and develop-
    50  ment  through  public-private partnerships to bring new hemp extract and
    51  industrial hemp derived products to market within the state.
    52    2. The commissioner may develop and carry out research programs relat-
    53  ing to industrial hemp and hemp extract.
    54    § 541. Regulations. The commissioner shall make regulations to  imple-
    55  ment this article.

        A. 7680                            13

     1    §  542.  Cannabinoid  permit.  The  department is hereby authorized to
     2  issue cannabinoid permits to retailers authorizing them to sell cannabi-
     3  noid products derived from hemp extract  for  off-premises  consumption.
     4  The  commissioner  shall have the authority to set fees for such permit,
     5  to  establish  the period during which such permit is authorized, and to
     6  make rules and regulations, including emergency regulations,  to  imple-
     7  ment this section.
     8    § 543. New York hemp product. The commissioner may establish and adopt
     9  official grades and standards for hemp extract and hemp extract products
    10  as  he  or  she  may deem advisable, which are produced for sale in this
    11  state and, from time to time, may amend or modify such grades and stand-
    12  ards.
    13    § 544. Penalties and violations of this article. If  the  commissioner
    14  determines  that  a person who has grown, processed, manufactured and/or
    15  extracted hemp extract has violated this  article  or  associated  regu-
    16  lations with a culpable mental state greater than negligence the depart-
    17  ment  shall  immediately report the person to the United States attorney
    18  general and the New York attorney general as required by  Section  10111
    19  of the Agriculture Improvement Act of 2018, Public L. No.  115-334.
    20    § 545. Hemp workgroup. The commissioner shall appoint a New York state
    21  industrial  hemp  and  hemp  extract workgroup, composed of researchers,
    22  producers, processors and manufacturers, to make recommendations for the
    23  industrial hemp and hemp extract programs, state  and  federal  policies
    24  and  policy initiatives, and opportunities for the promotion and market-
    25  ing of industrial hemp and hemp extract as consistent with  federal  and
    26  state  laws,  rules  and regulations, which workgroup shall continue for
    27  such time as the commissioner deems appropriate.
    28    § 11. This act shall take effect immediately.