S T A T E   O F   N E W   Y O R K
       ________________________________________________________________________
                                        5631--A
                              2013-2014 Regular Sessions
                                   I N  S E N A T E
                                     May 30, 2013
                                      ___________
       Introduced  by  Sen. TKACZYK -- read twice and ordered printed, and when
         printed to be committed to the Committee on Mental Health and Develop-
         mental Disabilities -- committee  discharged,  bill  amended,  ordered
         reprinted as amended and recommitted to said committee
       AN  ACT  to  amend  the  mental hygiene law, in relation to enacting the
         "communities of excellence mental health  reinvestment  act";  and  to
         repeal  section 41.55 of the mental hygiene law relating to the commu-
         nity mental health support and workforce reinvestment program
         THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND  ASSEM-
       BLY, DO ENACT AS FOLLOWS:
    1    Section  1. This act shall be known  and may be cited as the "communi-
    2  ties of excellence mental health reinvestment act."
    3    S 2. Section 1.03 of the mental hygiene law is amended by  adding  two
    4  new subdivisions 59 and 60 to read as follows:
    5    59.  "NEW YORK STATE PSYCHIATRIC HOSPITAL IN-PATIENT FACILITIES" SHALL
    6  MEAN THOSE STATE OPERATED FACILITIES SERVING ALL ADULTS, ADOLESCENTS AND
    7  CHILDREN, INCLUDING ALL OF THE BEDS, WARDS, UNITS,  BUILDINGS  AND  REAL
    8  PROPERTY APPURTENANT THERETO.
    9    60.  "COMMUNITIES  OF  EXCELLENCE MENTAL HEALTH REINVESTMENT SERVICES"
   10  SHALL MEAN THE  FOLLOWING  SERVICES  FOR  PERSONS  WITH  SERIOUS  MENTAL
   11  ILLNESS,   INCLUDING  CHILDREN,  ADOLESCENTS  AND  ADULTS  WITH  SERIOUS
   12  EMOTIONAL DISTURBANCES AND CO-OCCURRING DISORDERS, AS DEFINED  ELSEWHERE
   13  IN THIS CHAPTER:
   14    (A)  EMERGENCY  AND  CRISIS SERVICES PROVIDED IN A PROGRAM LICENSED OR
   15  APPROVED BY THE COMMISSIONER;
   16    (B) CASE MANAGEMENT AND INTENSIVE CASE MANAGEMENT SERVICES;
   17    (C) OUTPATIENT SERVICES WHICH PROVIDE AN ADEQUATE LEVEL  OF  TREATMENT
   18  AND REHABILITATION TO PERSONS LIVING WITH MENTAL ILLNESS, AS APPROVED BY
   19  THE COMMISSIONER;
   20    (D)  RESIDENTIAL  SERVICES, OTHER THAN INPATIENT SERVICES, PROVIDED IN
   21  PROGRAMS LICENSED OR APPROVED BY THE COMMISSIONER,  WHICH  MAY  INCLUDE,
        EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                             [ ] is old law to be omitted.
                                                                  LBD11287-02-3
       S. 5631--A                          2
    1  BUT  ARE  NOT LIMITED TO, COMMUNITY RESIDENCES, RESIDENTIAL CARE CENTERS
    2  FOR ADULTS, FAMILY CARE HOMES, CRISIS RESIDENCE OR SUPPORTED HOUSING;
    3    (E)  COMMUNITY  SUPPORT SERVICES AS DEFINED IN SUBDIVISION THIRTEEN OF
    4  SECTION 41.03 OF THIS CHAPTER;
    5    (F) OTHER SUPPORT SERVICES, INCLUDING, BUT NOT LIMITED TO, PSYCHIATRIC
    6  REHABILITATION,  CLIENT   ADVOCACY,   SUPPORTED   EMPLOYMENT,   CONSUMER
    7  SELF-HELP,  FAMILY  SUPPORT,  AND VOCATIONAL TRAINING AS APPROVED BY THE
    8  COMMISSIONER;
    9    (G) ANY OTHER SERVICES THAT MEET THE NEEDS  OF  CHILDREN,  ADULTS  AND
   10  ADOLESCENTS   IN  NON-GOVERNMENTAL  COMMUNITY-BASED  SETTINGS  THAT  ARE
   11  LICENSED OR APPROVED BY THE COMMISSIONER; AND
   12    (H) SERVICES FOR  SPECIAL  POPULATIONS  INCLUDING  THOSE  LIVING  WITH
   13  MENTAL  ILLNESSES  AND HOMELESSNESS, CO-OCCURRING SUBSTANCE ABUSE DISOR-
   14  DERS, AND/OR PHYSICAL DISABILITIES THAT MAY IMPEDE RECOVERY FROM  MENTAL
   15  ILLNESS, AS APPROVED BY THE COMMISSIONER.
   16    S  3.  Subdivision  (a)  of section 7.15 of the mental hygiene law, as
   17  amended by section 3 of part I of chapter 58 of the  laws  of  2005,  is
   18  amended to read as follows:
   19    (a)  The commissioner shall plan, promote, establish, develop, coordi-
   20  nate, evaluate, and conduct programs and services of prevention, diagno-
   21  sis,  examination,  care,  treatment,  rehabilitation,   training,   and
   22  research  for  the  benefit  of  the  mentally  ill. Such programs shall
   23  include but not be limited to in-patient, out-patient, partial hospital-
   24  ization, day care, emergency, rehabilitative, COMMUNITIES OF  EXCELLENCE
   25  MENTAL  HEALTH  REINVESTMENT  SERVICES PURSUANT TO SECTION 41.55 OF THIS
   26  CHAPTER, and other appropriate treatments and services. He or she  shall
   27  take  all  actions that are necessary, desirable, or proper to implement
   28  the purposes of this chapter and to carry out the  purposes  and  objec-
   29  tives  of  the  department within the amounts made available therefor by
   30  appropriation, grant, gift, devise,  bequest,  or  allocation  from  the
   31  mental  health services fund established under section ninety-seven-f of
   32  the state finance law.
   33    S 4. Paragraph 2 of subdivision (a) of section  41.13  of  the  mental
   34  hygiene  law,  as amended by chapter 746 of the laws of 1986, is amended
   35  to read as follows:
   36    2. develop the program of local services for the area which it serves,
   37  establish long range goals of the local government in its  programs  for
   38  the  mentally  disabled,  and develop intermediate range plans and fore-
   39  casts, listing priorities and estimated  costs.  The  office  of  mental
   40  health  shall  be  responsible  for such program development relating to
   41  community support services in areas where the responsible local  govern-
   42  mental unit elects, pursuant to subdivision (c) of section 41.47 of this
   43  article, not to receive state aid for community support services.  Local
   44  governmental  units which elect not to receive such state aid for commu-
   45  nity support services shall integrate information relating to  community
   46  support  services into the comprehensive plan for services, as otherwise
   47  required by this article.  THE OFFICE OF MENTAL  HEALTH  SHALL  ALSO  BE
   48  RESPONSIBLE  FOR  SUCH  PROGRAM  DEVELOPMENT  RELATING TO COMMUNITIES OF
   49  EXCELLENCE MENTAL  HEALTH  REINVESTMENT  SERVICES  IN  AREAS  WHERE  THE
   50  RESPONSIBLE  LOCAL GOVERNMENT UNIT DOES NOT RECEIVE A GRANT OF STATE AID
   51  SPECIFICALLY FOR THE PURPOSE OF FUNDING PROGRAMMING UNDER  THE  COMMUNI-
   52  TIES OF EXCELLENCE MENTAL HEALTH REINVESTMENT ACT.
   53    S  5.  Section  41.55  of the mental hygiene law is REPEALED and a new
   54  section 41.55 is added to read as follows:
   55  S 41.55 COMMUNITIES OF EXCELLENCE MENTAL HEALTH REINVESTMENT SERVICES.
       S. 5631--A                          3
    1    (A) SUMS OF  MONEY  CALCULATED  ANNUALLY,  BASED  UPON  THE  PROJECTED
    2  REDUCTIONS  AND CLOSURES FOR THE UPCOMING FISCAL YEAR, OF REDUCTIONS AND
    3  CLOSURES IN THE NEW YORK STATE PSYCHIATRIC HOSPITAL  INPATIENT  HOSPITAL
    4  FACILITIES,  SHALL BE ALLOCATED ANNUALLY BY THE COMMISSIONER, BASED UPON
    5  THE FOLLOWING CRITERIA:
    6    (1)  FUNDS APPROPRIATED BY THE LEGISLATURE FOR THE DEVELOPMENT, EXPAN-
    7  SION AND OPERATION OF NEW AND EXPANDED COMMUNITIES OF EXCELLENCE  MENTAL
    8  HEALTH  REINVESTMENT  SERVICES  SHALL BE MADE AVAILABLE TO THE OFFICE OF
    9  MENTAL HEALTH TO PROVIDE GRANTS OF STATE AID  TO  THE  LOCAL  GOVERNMENT
   10  UNITS, WHICH MAY INCLUDE ONE OR MORE CONTIGUOUS COUNTIES UPON THE AGREE-
   11  MENT  OF THE RESPECTIVE DIRECTORS OF COMMUNITY SERVICES AND THE APPROVAL
   12  OF THE COMMISSIONER OF MENTAL HEALTH. AMOUNTS SHALL BE  MADE  AVAILABLE,
   13  AND  THE  COMMISSIONER  SHALL  ALLOCATE  FIFTY PERCENT OF THE SAVINGS AS
   14  DEFINED IN SUBDIVISION (B)  OF  THIS  SECTION,  FOR  APPROPRIATION  UPON
   15  DETERMINATIONS  MADE  BY  THE  COMMISSIONER OF MENTAL HEALTH PURSUANT TO
   16  THIS SECTION AND AT A RATE UP TO ONE HUNDRED PERCENT OF THE APPROVED NET
   17  OPERATING COSTS OF THE PROGRAM OR SERVICE.  THE  LOCAL  GOVERNMENT  UNIT
   18  SHALL CONTRACT WITH THE PROVIDERS OF SUCH SERVICES, OR MAY JOINTLY OPER-
   19  ATE SAID SERVICES.
   20    (2)  THE  COMMISSIONER SHALL ALLOCATE FIFTY PERCENT OF SUCH FUNDS FROM
   21  SAVINGS, ON A PRO RATA BASIS, TO THE DEVELOPMENT OF THE NEW  YORK  STATE
   22  CENTERS   OF   EXCELLENCE,   FOR   PURPOSES   OF  FACILITY  DEVELOPMENT,
   23  CONSTRUCTION AND IMPROVEMENT, AND FOR  WORKFORCE  RETENTION,  RETRAINING
   24  AND WORKFORCE DEVELOPMENT.
   25    (B)  FOR THE PURPOSES OF THIS SECTION "SAVINGS" SHALL MEAN THE SUMS OF
   26  MONEY TO BE SAVED FROM THE REDUCTION  OF  ANY  AND  ALL  REDUCTIONS  AND
   27  CLOSURES  IN  THE  NEW YORK STATE PSYCHIATRIC HOSPITAL INPATIENT FACILI-
   28  TIES, INCLUDING ALL OF THE BEDS, WARDS, UNITS, BUILDINGS AND REAL  PROP-
   29  ERTY  APPURTENANT  THERETO,  TO  BE  CALCULATED ANNUALLY, BASED UPON THE
   30  PROJECTED CLOSURES FOR THE UPCOMING FISCAL YEAR, AND  ADJUSTED  ANNUALLY
   31  AT THE END OF THE FISCAL YEAR, AS PART OF THE STATE BUDGET PROCESS.
   32    (C) CONTRACTS FOR SERVICES UNDER THE PROVISIONS OF THIS SECTION MAY BE
   33  ENTERED  INTO  FOR A PERIOD NOT TO EXCEED FIVE YEARS, AND MAY BE RENEWED
   34  AS APPROPRIATE. ALL FUNDS ALLOCATED HEREIN ARE SUBJECT TO ALL  REPORTING
   35  REQUIREMENTS  AND AGENCY REVIEW AND AUDIT PROVISIONS REQUIRED AND ESTAB-
   36  LISHED ELSEWHERE IN LAW, THAT ARE APPLICABLE TO  PROGRAMS  AND  SERVICES
   37  PROVIDED THROUGH THE OFFICE OF MENTAL HEALTH.
   38    (D)  STATE  AID  GRANTS  AND  OTHER  FUNDING PROVIDED PURSUANT TO THIS
   39  SECTION SHALL ONLY BE USED TO  FUND  COMMUNITIES  OF  EXCELLENCE  MENTAL
   40  HEALTH SERVICES, INCLUDING APPROVED ADMINISTRATIVE EXPENSES. SUCH GRANTS
   41  AND  OTHER FUNDS SHALL NOT BE USED FOR CAPITAL COSTS ASSOCIATED WITH THE
   42  DEVELOPMENT  OF  COMMUNITIES  OF  EXCELLENCE  MENTAL  HEALTH   SERVICES;
   43  PROVIDED,  HOWEVER,  THAT SUCH FUNDS MAY BE USED FOR PROGRAM DEVELOPMENT
   44  COSTS FOR SUCH SERVICES.
   45    S 6. Subdivision (c) of section 5.07 of  the  mental  hygiene  law  is
   46  amended by adding a new paragraph 6 to read as follows:
   47    (6)  (A)  THE OFFICE OF MENTAL HEALTH SHALL CREATE, WITHIN THIRTY DAYS
   48  OF THE EFFECTIVE DATE OF THIS PARAGRAPH, AN INVENTORY  OF  ALL  EXISTING
   49  IN-PATIENT FACILITIES AS DESCRIBED IN SECTION 41.55 OF THIS CHAPTER. THE
   50  OFFICE  OF MENTAL HEALTH SHALL ALSO BE REQUIRED AS PART OF THE INVENTORY
   51  TO EVALUATE AND ASSIGN AN ACTUAL DOLLAR AMOUNT TO THE COST  OF  EACH  OF
   52  THE ITEMS SET FORTH IN SUCH DESCRIPTION.
   53    (B)  IN CONJUNCTION WITH THE PLANNING FOR THE NEW YORK STATE OFFICE OF
   54  MENTAL HEALTH  REGIONAL  CENTERS  OF  EXCELLENCE,  THE  COMMISSIONER  IS
   55  DIRECTED  TO  PREPARE  A  REPORT, TO BE DELIVERED TO THE LEGISLATURE, NO
       S. 5631--A                          4
    1  LATER THAN FEBRUARY TWENTY-EIGHTH, TWO THOUSAND FOURTEEN, OUTLINING  THE
    2  PLAN FOR DOWNSIZING THE INPATIENT PSYCHIATRIC HOSPITAL, INCLUSIVE OF:
    3    (I)  THE  NAME,  LOCATION  AND CATCHMENT AREAS OF EACH OF THE REGIONAL
    4  CENTERS OF EXCELLENCE;
    5    (II) THE SERVICES TO BE PROVIDED AT EACH  REGIONAL  CENTER  OF  EXCEL-
    6  LENCE,  INCLUSIVE OF INPATIENT, OUTPATIENT, TRANSITIONAL AND STATE OPER-
    7  ATED COMMUNITY-BASED PROGRAMS;
    8    (III) THE ANTICIPATED STAFFING LEVELS WHICH WILL BE IN PLACE  AT  EACH
    9  FACILITY  FOR TWO THOUSAND FOURTEEN -- TWO THOUSAND FIFTEEN STATE FISCAL
   10  YEAR;
   11    (IV) THE ANTICIPATED NUMBER OF BEDS AT EACH FACILITY; AND
   12    (V) THE FACILITIES, WARDS, UNITS AND BEDS TO BE ELIMINATED AT EACH  OF
   13  THE  FACILITIES  INCLUDED  IN  CLAUSES (I), (II), (III) AND (IV) OF THIS
   14  SUBPARAGRAPH.
   15    (C) UPON COMPLETION OF THIS REPORT REQUIRED  BY  SUBPARAGRAPH  (B)  OF
   16  THIS  PARAGRAPH,  AND  BEGINNING  WITH  THE TWO THOUSAND FOURTEEN -- TWO
   17  THOUSAND FIFTEEN STATE FISCAL YEAR, CLAUSES (I), (II), (III),  (IV)  AND
   18  (V) OF SUBPARAGRAPH (B) OF THIS PARAGRAPH SHALL BE INCORPORATED INTO THE
   19  PLAN REQUIRED BY THIS SUBDIVISION.
   20    S 7. This act shall take effect immediately; provided that section six
   21  of this act shall take effect on the same date and in the same manner as
   22  section 3 of part N of chapter 56 of the laws of 2012, as amended.