STATE OF NEW YORK
        ________________________________________________________________________

                                          9947

                    IN SENATE

                                    November 13, 2024
                                       ___________

        Introduced  by  Sen. SALAZAR -- read twice and ordered printed, and when
          printed to be committed to the Committee on Rules

        AN ACT to amend the criminal procedure law and  the  executive  law,  in
          relation  to establishing an office of pretrial services; provides for
          the establishment of a working group to prepare for the transition  of
          pretrial  services agencies; and provides for the repeal of such work-
          ing group upon the expiration thereof

          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:

     1    Section  1.  Subdivisions 1, 4 and 5 of section 510.45 of the criminal
     2  procedure law, as added by section 8 of part JJJ of chapter  59  of  the
     3  laws  of  2019,  are amended and a new subdivision 6 is added to read as
     4  follows:
     5    1. The office of [court administration] pretrial services shall certi-
     6  fy and [regularly] review for recertification every three years  one  or
     7  more  pretrial  services agencies in each county to monitor [principals]
     8  people released under non-monetary conditions.  In order to be certified
     9  by the office, each pretrial services agency shall demonstrate that such
    10  agency has: the ability to perform  the  responsibilities  for  pretrial
    11  services  agency  required  in  accordance  with  subdivision three-a of
    12  section 500.10  of  this  title;  experience  working  with  individuals
    13  involved  in the criminal legal system; and the capacity to create indi-
    14  vidualized plans to  support  individuals  released  under  non-monetary
    15  conditions.  Such  office shall maintain a listing on its public website
    16  identifying by county each pretrial services agency  [so]  certified  in
    17  the  state,  including  a phone number and email contact information for
    18  each pretrial services agency.
    19    4. Supervision by a pre-trial services agency  may  be  ordered  as  a
    20  non-monetary  condition  pursuant to this title only if the court finds,
    21  after notice, an opportunity to be heard and an individualized  determi-
    22  nation  explained  on  the record or in writing, that no other realistic
    23  non-monetary condition or set of non-monetary conditions will suffice to
    24  reasonably assure the [principal's] person's return to court.  Under  no
    25  circumstances  shall  someone receiving pretrial services be required to

         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD13450-01-3

        S. 9947                             2

     1  pay out-of-pocket for services provided  or  mandated  by  the  pretrial
     2  services  agency.  Pretrial services agencies shall make every effort to
     3  limit transportation and other costs to accessing mandated services.
     4    5.  [Each]  The  office  of pretrial services shall gather information
     5  from each pretrial [service] services  agency  [certified  by]  and  the
     6  office  of  court administration [pursuant to this section shall] at the
     7  end of each year [prepare and file with such office an  annual  report,]
     8  which  the  office  of  pretrial  services shall compile, publish on its
     9  website and make available upon request to members of the  public.  Such
    10  reports  shall  not include any personal identifying information for any
    11  individual [defendants].  Each such report, in addition to  other  rele-
    12  vant information, shall set forth, disaggregated by each county served:
    13    (a) the number of [defendants] individuals supervised by the agency;
    14    (b)  the length of time (in months) each such person was supervised by
    15  the agency prior to acquittal, dismissal, release on recognizance, revo-
    16  cation of release on conditions, and sentencing;
    17    (c) the race, ethnicity, age [and], sex and gender  identity  of  each
    18  person supervised, where available;
    19    (d) the crimes with which each person supervised was charged;
    20    (e)  the number of persons supervised for whom release conditions were
    21  modified by the court, describing generally for each person or group  of
    22  persons  the  type  and  nature  of the condition or conditions added or
    23  removed;
    24    (f) the number of persons supervised for whom release under conditions
    25  was revoked by the court, and the basis for such revocations; and
    26    (g) the court disposition in each supervised case, including  sentenc-
    27  ing information.
    28    6.  Pretrial services agency shall be responsible for making periodic,
    29  individualized recommendations for each case on whether  the  conditions
    30  of non-monetary release imposed by the court should be modified or elim-
    31  inated.  The  court shall review any recommendations to modify or elimi-
    32  nate the non-monetary conditions the court imposed and make an  individ-
    33  ualized determination on the record or in writing explaining the reasons
    34  for  the  court's  determination  and  for any changes to the conditions
    35  imposed.
    36    § 2. Subdivision 2 of section 510.45 of the criminal procedure law, as
    37  added by section 8 of part JJJ of chapter 59 of the  laws  of  2019,  is
    38  amended to read as follows:
    39    2.  Every  such agency shall be a [public entity under the supervision
    40  and control of a county or municipality or a]  non-profit  entity  under
    41  contract  to  [the  county,  municipality] one or more counties, munici-
    42  palities, or the state. [A county or municipality shall be authorized to
    43  enter into a contract with another county or municipality in  the  state
    44  to  monitor  principals  under non-monetary conditions of release in its
    45  county, but counties] A pretrial services agency  may  be  certified  to
    46  provide  services in more than one county.  Counties, municipalities and
    47  the state shall not contract with any private for-profit entity for such
    48  purposes.
    49    § 3. The executive law is amended by adding a  new  section  837-y  to
    50  read as follows:
    51    §  837-y.  Office of pretrial services. 1. There shall be in the divi-
    52  sion of criminal justice services an office of pretrial services,  here-
    53  inafter in this section referred to as the "office".
    54    2. The office shall have the following duties and responsibilities:

        S. 9947                             3

     1    (a)  to  certify  and  contract  with  at  least  one agency providing
     2  pretrial services in each county pursuant to section 510.45 of the crim-
     3  inal procedure law;
     4    (b)  to  identify  and disseminate best practices for the provision of
     5  pretrial services that will maximize  the  likelihood  that  individuals
     6  successfully attend court proceedings;
     7    (c)  to develop initial and ongoing training materials for staff work-
     8  ing at pretrial services agencies,  consistent  with  guidelines  estab-
     9  lished by the national association of pretrial services agencies. Train-
    10  ing materials shall include relevant information regarding pretrial laws
    11  in  New  York,  cultural  competency,  trauma-informed  care, risk-needs
    12  responsivity, verbal de-escalation and crisis intervention, motivational
    13  interviewing, foundational concepts of cognitive-behavioral therapy, and
    14  effective practices in community supervision;
    15    (d) to work with pretrial services agencies to identify or develop  an
    16  appropriate  questionnaire,  instrument  or tool that meets the require-
    17  ments for such questionnaire, instrument or tool set forth  in  subdivi-
    18  sion  three  of  section 510.45 of the criminal procedure law for use in
    19  determining whether a person poses a risk of flight to avoid prosecution
    20  in order to inform the agency's recommendation to  the  court  regarding
    21  whether  to  impose non-monetary conditions and, where necessary, on the
    22  types of conditions that would be appropriate;
    23    (e) to work with agencies providing  pretrial  services  to  establish
    24  performance measures;
    25    (f)  to  identify  and develop solutions to address barriers to making
    26  court appearances by:
    27    (i) working with pretrial services agencies to identify  common  chal-
    28  lenges and barriers to making court appearances in each county;
    29    (ii)  determining services needed to address the challenges and barri-
    30  ers identified in subparagraph (i) of this  paragraph  including,  where
    31  necessary,  by piloting new strategies to address these challenges using
    32  national best practices and research from this and other fields; and
    33    (iii) collaborating with  other  agencies,  including  the  office  of
    34  mental health, the office of addiction services and supports, the office
    35  for  the  prevention  of  domestic violence, the office of temporary and
    36  disability assistance, and the department of health to  develop  strate-
    37  gies for addressing the needs of those under pretrial supervision;
    38    (g)  to  collect,  receive and publish in a machine readable format on
    39  the office's website on an annual basis the  aggregate  information  and
    40  data  required  pursuant to section 510.45 of the criminal procedure law
    41  regarding the provision of services  as  well  as  any  other  aggregate
    42  information  or data identified by the office including, but not limited
    43  to:
    44    (i) any tool  used  to  make  decisions  regarding  placement  with  a
    45  pretrial  services  agency  and  conditions  of  release, as well as the
    46  research validating such tool and demonstrating that such tool  is  free
    47  from  discrimination  on the basis of race, national origin, sex, or any
    48  other protected class, as required pursuant to  section  510.45  of  the
    49  criminal procedure law;
    50    (ii)  the  categories  of  supervision  used by each pretrial services
    51  agency and the number of individuals starting under each level of super-
    52  vision, disaggregated by race, sex, sexual orientation, gender identity,
    53  age, and ethnicity, to the extent such information is easily available;
    54    (iii) pretrial  failure  to  appear  rates  of  individuals  receiving
    55  pretrial  services,  including  the  number who missed one or more court
    56  dates, any information collected regarding reasons for failure to appear

        S. 9947                             4

     1  collected by the pretrial services agency, how many individuals appeared
     2  in court voluntarily following a failure to appear,  how  many  warrants
     3  for  failures  to  appear  were  issued,  and  how many individuals were
     4  detained  pretrial  or  placed on electronic monitoring pretrial after a
     5  failure to appear in court, broken down  by  race,  sex,  sexual  orien-
     6  tation,  gender  identity,  age, ethnicity, pretrial services agency and
     7  conditions of supervision, to the  extent  such  information  is  easily
     8  available;
     9    (iv)  information  on  the  pretrial rearrest of individuals receiving
    10  pretrial services, including the  number  of  individuals  arrested  and
    11  charged  with  a  new  misdemeanor  offense  while  released, the number
    12  arrested and  charged  with  a  new  non-violent  felony  offense  while
    13  released,  and the number arrested and charged with a new violent felony
    14  offense while released, the outcome of any rearrest, and how long  after
    15  release such arrests occurred;
    16    (v)  the  types  of services to which each pretrial services agency is
    17  making referrals, any challenges identified in linking  participants  to
    18  services  and the names of the organizations to whom referrals are being
    19  made;
    20    (vi) information regarding any evaluation of a pretrial services agen-
    21  cy conducted by the office;
    22    (vii) information regarding persons placed  on  electronic  monitoring
    23  programs  pretrial, including, but not limited to: the number of partic-
    24  ipants; the demographics of the participant population, including  race,
    25  sex, sexual orientation, gender identity, age, and ethnicity; the charg-
    26  es  on  which  participants  are ordered to the program; and the average
    27  length of participation in the program, to the extent  such  information
    28  is easily available; and
    29    (viii) the average caseloads of staff providing such services;
    30    (h)  to  request  and  receive  from  any department, division, board,
    31  bureau, commission or other agency of the state or any political  subdi-
    32  vision of the state or any public authority such assistance, information
    33  and  data,  subject  to limitations on the disclosure of information, as
    34  shall enable the office to properly carry out its functions, powers  and
    35  duties;
    36    (i)  to  analyze  and  evaluate  all collected data, and commission or
    37  undertake any necessary research and studies, to improve the delivery of
    38  pretrial services in a manner that is consistent with meeting the  needs
    39  and  circumstances  of  each  county  and  of  the individuals receiving
    40  services, ensuring the  appropriate  use  of  services,  and  preventing
    41  racial or other disparities;
    42    (j) to work with local jurisdictions to develop training materials for
    43  judges  and  court  staff  on  research  and  other relevant information
    44  regarding best practices on the use of pretrial services  and  non-mone-
    45  tary release;
    46    (k)  to  evaluate  the  performance  of  agencies  providing  pretrial
    47  services, assist agencies to improve services where programs do not meet
    48  performance standards set by the office,  and  decertify  programs  that
    49  remain unable to meet the standards;
    50    (l)  to  assist  local jurisdictions to regularly elicit feedback from
    51  current and former recipients of pretrial services regarding  the  court
    52  process,  the  services  they  received, recommendations to improve such
    53  services, and any other information that the office deems appropriate;
    54    (m) to investigate and monitor any other matter  related  to  pretrial
    55  services as needed;

        S. 9947                             5

     1    (n) to develop recommendations regarding the distribution and expendi-
     2  ture  of  any  monies appropriated for pretrial services. In making such
     3  recommendations, the office may consider, in  addition  to  measures  of
     4  performance,  the commitment of local resources to such services and the
     5  changes  thereto, the geographic balance of funding among the regions of
     6  the state, population, crime rates, poverty rates and individual  commu-
     7  nity needs;
     8    (o)  to apply for and accept any grant or gift for any of the purposes
     9  of the office. Any monies so received may be expended by the  office  to
    10  effectuate  any  such  purpose,  subject  to  the same limitations as to
    11  approval of expenditures and audit as are prescribed  for  state  monies
    12  appropriated for such purposes; and
    13    (p)  to  target  grants  in  support  of innovative and cost-effective
    14  solutions that enhance  the  provision  of  quality  pretrial  services,
    15  including collaborative efforts serving multiple counties.
    16    3.  The  office shall establish an advisory board on pretrial services
    17  for the purposes  of  providing  the  office  with  recommendations  for
    18  improving  services.  Such  advisory  board  shall  consist  of pretrial
    19  services  agency  staff,  current  or  former  recipients  of   pretrial
    20  services,  representatives  from  the  New  York  state  association  of
    21  pretrial services agencies and national experts or researchers as  need-
    22  ed.
    23    4.  The  office  may  coordinate with local governments on contracting
    24  with certified pretrial services agencies and in  collecting  data  from
    25  the agencies.
    26    5.  Within amounts appropriated therefor, funding shall be made avail-
    27  able to pay for pretrial services programs certified under this  section
    28  pursuant  to  criteria established by the office of pretrial services in
    29  consultation with  local  governmental  units,  which  shall  take  into
    30  consideration  the  local  needs  and  resources  as identified by local
    31  governmental units, the average number of people receiving such services
    32  at any one time, the level of services  required  by  individuals  under
    33  supervision, and such other factors as may be deemed necessary.
    34    § 4. The office of pretrial services, in collaboration with the office
    35  of  court  administration  and  any other entity deemed necessary, shall
    36  establish a working group to prepare  for  the  transition  of  pretrial
    37  services from public entities to private, non-profit entities. The work-
    38  ing  group  shall  organize  meetings with relevant stakeholders and the
    39  general public to provide education and solicit feedback  regarding  the
    40  transition of services.
    41    §  5.  This act shall take effect on April 1, 2024; provided, however,
    42  that section two of this act shall take  effect  three  years  after  it
    43  shall  have  become  a  law; and provided further, however, that section
    44  four of this act shall expire and be deemed repealed on April  1,  2026.
    45  Effective immediately, the addition, amendment and/or repeal of any rule
    46  or regulation necessary for the implementation of this act on its effec-
    47  tive  date  are  authorized  to  be made and completed on or before such
    48  effective date.