1 | House Concurrent Resolution |
2 | A concurrent resolution establishing the Joint Rules of |
3 | the Florida Legislature for the 2010-2012 term. |
4 |
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5 | Be It Resolved by the House of Representatives of the State of |
6 | Florida, the Senate Concurring: |
7 |
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8 | That the following joint rules shall govern the Florida |
9 | Legislature for the 2010-2012 term: |
10 |
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11 | JOINT RULES |
12 |
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13 | Joint Rule One-Lobbyist Registration and Compensation Reporting |
14 |
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15 | 1.1-Those Required to Register; Exemptions; Committee Appearance |
16 | Records |
17 | (1) All lobbyists before the Florida Legislature must |
18 | register with the Lobbyist Registration Office in the Division |
19 | of Legislative Information Services of the Office of Legislative |
20 | Services. Registration is required for each principal |
21 | represented. |
22 | (2) As used in Joint Rule One, unless the context |
23 | otherwise requires, the term: |
24 | (a) "Compensation" means payment, distribution, loan, |
25 | advance, reimbursement, deposit, salary, fee, retainer, or |
26 | anything of value provided or owed to a lobbying firm, directly |
27 | or indirectly, by a principal for any lobbying activity. |
28 | (b) "Division" means the Division of Legislative |
29 | Information Services within the Office of Legislative Services. |
30 | (c) "Legislative action" means introduction, sponsorship, |
31 | testimony, debate, voting, or any other official action on any |
32 | measure, resolution, amendment, nomination, appointment, or |
33 | report of, or any matter that may be the subject of action by, |
34 | either house of the Legislature or any committee thereof. |
35 | (d) "Lobby" or "lobbying" means influencing or attempting |
36 | to influence legislative action or nonaction through oral or |
37 | written communication or an attempt to obtain the goodwill of a |
38 | member or employee of the Legislature. |
39 | (e) "Lobbying firm" means any business entity, including |
40 | an individual contract lobbyist, that receives or becomes |
41 | entitled to receive any compensation for the purpose of lobbying |
42 | and where any partner, owner, officer, or employee of the |
43 | business entity is a lobbyist. "Lobbying firm" does not include |
44 | an entity that has employees who are lobbyists if the entity |
45 | does not derive compensation from principals for lobbying or if |
46 | such compensation is received exclusively from a subsidiary or |
47 | affiliate corporation of the employer. As used in this |
48 | paragraph, an affiliate corporation is a corporation that |
49 | directly or indirectly shares the same ultimate parent |
50 | corporation as the employer and does not receive compensation |
51 | for lobbying from any unaffiliated entity. |
52 | (f) "Lobbyist" means a person who is employed and receives |
53 | payment, or who contracts for economic consideration, for the |
54 | purpose of lobbying or a person who is principally employed for |
55 | governmental affairs by another person or governmental entity to |
56 | lobby on behalf of that other person or governmental entity. An |
57 | employee of the principal is not a "lobbyist" unless the |
58 | employee is principally employed for governmental affairs. |
59 | "Principally employed for governmental affairs" means that one |
60 | of the principal or most significant responsibilities of the |
61 | employee to the employer is overseeing the employer's various |
62 | relationships with government or representing the employer in |
63 | its contacts with government. Any person employed by the |
64 | Governor, the Executive Office of the Governor, or any executive |
65 | or judicial department of the state or any community college of |
66 | the state who seeks to encourage the passage, defeat, or |
67 | modification of any legislation by personal appearance or |
68 | attendance before the House of Representatives or the Senate, or |
69 | any member or committee thereof, is a lobbyist. |
70 | (g) "Payment" or "salary" means wages or any other |
71 | consideration provided in exchange for services but does not |
72 | include reimbursement for expenses. |
73 | (h) "Principal" means the person, firm, corporation, or |
74 | other entity that has employed or retained a lobbyist. When an |
75 | association has employed or retained a lobbyist, the association |
76 | is the principal; the individual members of the association are |
77 | not principals merely because of their membership in the |
78 | association. |
79 | (i) "Unusual circumstances," with respect to any failure |
80 | of a person to satisfy a filing requirement, means uncommon, |
81 | rare, or sudden events over which the person has no control and |
82 | which directly result in the failure to satisfy the filing |
83 | requirement. |
84 | (3) For purposes of this rule, the terms "lobby" and |
85 | "lobbying" do not include any of the following: |
86 | (a) Response to an inquiry for information made by any |
87 | member, committee, or staff of the Legislature. |
88 | (b) An appearance in response to a legislative subpoena. |
89 | (c) Advice or services that arise out of a contractual |
90 | obligation with the Legislature, a member, a committee, any |
91 | staff, or any legislative entity to render the advice or |
92 | services where such obligation is fulfilled through the use of |
93 | public funds. |
94 | (d) Representation of a client before the House of |
95 | Representatives or the Senate, or any member or committee |
96 | thereof, when the client is subject to disciplinary action by |
97 | the House of Representatives or the Senate, or any member or |
98 | committee thereof. |
99 | (4) For purposes of registration and reporting, the term |
100 | "lobbyist" does not include any of the following: |
101 | (a) A member of the Legislature. |
102 | (b) A person who is employed by the Legislature. |
103 | (c) A judge who is acting in that judge's official |
104 | capacity. |
105 | (d) A person who is a state officer holding elective |
106 | office or an officer of a political subdivision of the state |
107 | holding elective office and who is acting in that officer's |
108 | official capacity. |
109 | (e) A person who appears as a witness or for the purpose |
110 | of providing information at the written request of the chair of |
111 | a committee, subcommittee, or legislative delegation. |
112 | (f) A person employed by any executive or judicial |
113 | department of the state or any community college of the state |
114 | who makes a personal appearance or attendance before the House |
115 | of Representatives or the Senate, or any member or committee |
116 | thereof, while that person is on approved leave or outside |
117 | normal working hours and who does not otherwise meet the |
118 | definition of lobbyist. |
119 | (5) When a person, regardless of whether the person is |
120 | registered as a lobbyist, appears before a committee of the |
121 | Legislature, that person must submit a Committee Appearance |
122 | Record as required by the respective house. |
123 | (6) The responsibilities of the division and of the |
124 | Lobbyist Registration Office under Joint Rule One may be |
125 | assigned to another entity by agreement of the President of the |
126 | Senate and the Speaker of the House of Representatives for a |
127 | contract period not to extend beyond December 1 following the |
128 | Organization Session of the next biennium, provided that the |
129 | powers and duties of the President, the Speaker, the General |
130 | Counsel of the Office of Legislative Services, and any |
131 | legislative committee referenced in Joint Rule One may not be |
132 | delegated. |
133 |
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134 | 1.2-Method of Registration |
135 | (1) Each person who is required to register must register |
136 | on forms furnished by the Lobbyist Registration Office, on which |
137 | that person must state, under oath, that person's full legal |
138 | name, business address, and telephone number, the name and |
139 | business address of each principal that person represents, and |
140 | the extent of any direct business association or partnership |
141 | that person has with any member of the Legislature. In addition, |
142 | if the lobbyist is a partner, owner, officer, or employee of a |
143 | lobbying firm, the lobbyist must state the name, address, and |
144 | telephone number of each lobbying firm to which the lobbyist |
145 | belongs. The Lobbyist Registration Office or its designee is |
146 | authorized to acknowledge the oath of any person who registers |
147 | in person. Any changes to the information provided in the |
148 | registration form must be reported to the Lobbyist Registration |
149 | Office in writing within 15 days on forms furnished by the |
150 | Lobbyist Registration Office. |
151 | (2) Any person required to register must do so with |
152 | respect to each principal prior to commencement of lobbying on |
153 | behalf of that principal. At the time of registration, the |
154 | registrant shall provide a statement on a form provided by the |
155 | Lobbyist Registration Office, signed by the principal or |
156 | principal's representative, that the registrant is authorized to |
157 | represent the principal. On the authorization statement, the |
158 | principal or principal's representative shall also identify and |
159 | designate the principal's main business pursuant to a |
160 | classification system approved by the Office of Legislative |
161 | Services that shall be the North American Industry |
162 | Classification System (NAICS) six-digit numerical code that most |
163 | accurately describes the principal's main business. |
164 | (3) Any person required to register must renew the |
165 | registration annually for each calendar year. |
166 | (4) A lobbyist shall promptly send a notice to the |
167 | Lobbyist Registration Office, on forms furnished by the Lobbyist |
168 | Registration Office, canceling the registration for a principal |
169 | upon termination of the lobbyist's representation of that |
170 | principal. A notice of cancellation takes effect the day it is |
171 | received by the Lobbyist Registration Office. Notwithstanding |
172 | this requirement, the Lobbyist Registration Office may remove |
173 | the name of a lobbyist from the list of registered lobbyists if |
174 | the principal notifies the Lobbyist Registration Office that the |
175 | lobbyist is no longer authorized to represent that principal. |
176 | (5) The Lobbyist Registration Office shall retain all |
177 | original registration documents submitted under this rule. |
178 | (6) A person who is required to register under Joint Rule |
179 | One, or who chooses to register, shall be considered a lobbyist |
180 | of the Legislature for the purposes of ss. 11.045, 112.3148, and |
181 | 112.3149, Florida Statutes. |
182 |
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183 | 1.3-Registration Costs; Exemptions |
184 | (1) To cover the costs incurred in administering Joint |
185 | Rule One, each person who registers under Joint Rule 1.1 must |
186 | pay an annual registration fee to the Lobbyist Registration |
187 | Office. The annual period runs from January 1 to December 31. |
188 | These fees must be paid at the time of registration. |
189 | (2) The following persons are exempt from paying the fee, |
190 | provided they are designated in writing by the agency head or |
191 | person designated in this subsection: |
192 | (a) Two employees of each department of the executive |
193 | branch created under chapter 20, Florida Statutes. |
194 | (b) Two employees of the Fish and Wildlife Conservation |
195 | Commission. |
196 | (c) Two employees of the Executive Office of the Governor. |
197 | (d) Two employees of the Commission on Ethics. |
198 | (e) Two employees of the Florida Public Service |
199 | Commission. |
200 | (f) Two employees of the judicial branch designated in |
201 | writing by the Chief Justice of the Florida Supreme Court. |
202 | (3) The annual fee is up to $50 per each house for a |
203 | person to register to represent one principal and up to an |
204 | additional $10 per house for each additional principal that the |
205 | person registers to represent. The amount of each fee shall be |
206 | established annually by the President of the Senate and the |
207 | Speaker of the House of Representatives. The fees set shall be |
208 | adequate to ensure operation of the lobbyist registration and |
209 | reporting operations of the Lobbyist Registration Office. The |
210 | fees collected by the Lobbyist Registration Office under this |
211 | rule shall be deposited in the State Treasury and credited to |
212 | the Legislative Lobbyist Registration Trust Fund specifically to |
213 | cover the costs incurred in administering Joint Rule One. |
214 |
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215 | 1.4-Reporting of Lobbying Firm Compensation |
216 | (1)(a) Each lobbying firm shall file a compensation report |
217 | with the division for each calendar quarter during any portion |
218 | of which one or more of the firm's lobbyists were registered to |
219 | represent a principal. The report shall include the: |
220 | 1. Full name, business address, and telephone number of |
221 | the lobbying firm; |
222 | 2. Registration name of each of the firm's lobbyists; and |
223 | 3. Total compensation provided or owed to the lobbying |
224 | firm from all principals for the reporting period, reported in |
225 | one of the following categories: $0; $1 to $49,999; $50,000 to |
226 | $99,999; $100,000 to $249,999; $250,000 to $499,999; $500,000 to |
227 | $999,999; or $1 million or more. |
228 | (b) For each principal represented by one or more of the |
229 | firm's lobbyists, the lobbying firm's compensation report shall |
230 | also include the: |
231 | 1. Full name, business address, and telephone number of |
232 | the principal; and |
233 | 2. Total compensation provided or owed to the lobbying |
234 | firm for the reporting period, reported in one of the following |
235 | categories: $0; $1 to $9,999; $10,000 to $19,999; $20,000 to |
236 | $29,999; $30,000 to $39,999; $40,000 to $49,999; or $50,000 or |
237 | more. If the category "$50,000 or more" is selected, the |
238 | specific dollar amount of compensation must be reported, rounded |
239 | up or down to the nearest $1,000. |
240 | (c) If the lobbying firm subcontracts work from another |
241 | lobbying firm and not from the original principal: |
242 | 1. The lobbying firm providing the work to be |
243 | subcontracted shall be treated as the reporting lobbying firm's |
244 | principal for reporting purposes under this paragraph; and |
245 | 2. The reporting lobbying firm shall, for each lobbying |
246 | firm identified as the reporting lobbying firm's principal under |
247 | paragraph (b), identify the name and address of the principal |
248 | originating the lobbying work. |
249 | (d) The senior partner, officer, or owner of the lobbying |
250 | firm shall certify to the veracity and completeness of the |
251 | information submitted pursuant to this rule; certify that no |
252 | compensation has been omitted from this report by deeming such |
253 | compensation as "consulting services," "media services," |
254 | "professional services," or anything other than compensation; |
255 | and certify that no officer or employee of the firm has made an |
256 | expenditure in violation of s. 11.045, Florida Statutes, as |
257 | amended by chapter 2005-359, Laws of Florida. |
258 | (2) For each principal represented by more than one |
259 | lobbying firm, the division shall aggregate the reporting-period |
260 | and calendar-year compensation reported as provided or owed by |
261 | the principal. Compensation reported within a category shall be |
262 | aggregated as follows: |
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272 | (3) The reporting statements shall be filed no later than |
273 | 45 days after the end of each reporting period. The four |
274 | reporting periods are from January 1 through March 31, April 1 |
275 | through June 30, July 1 through September 30, and October 1 |
276 | through December 31, respectively. The statements shall be |
277 | rendered in the identical form provided by the respective houses |
278 | and shall be open to public inspection. Reporting statements |
279 | shall be filed by electronic means through the electronic filing |
280 | system developed by the division, conforming to subsection (4). |
281 | (4) The electronic filing system for compensation |
282 | reporting shall include the following: |
283 | (a) As used in this rule, the term "electronic filing |
284 | system" means an Internet system for recording and reporting |
285 | lobbying compensation and other required information by |
286 | reporting period. |
287 | (b) A report filed pursuant to this rule must be completed |
288 | and filed through the electronic filing system not later than |
289 | 11:59 p.m. of the day designated in subsection (3). A report not |
290 | filed by 11:59 p.m. of the day designated is a late-filed report |
291 | and is subject to the penalties under Joint Rule 1.5(1). |
292 | (c) Each person given secure sign-on credentials to file |
293 | via the electronic filing system is responsible for protecting |
294 | the credentials from disclosure and is responsible for all |
295 | filings made by use of such credentials, unless and until the |
296 | division is notified that the person's credentials have been |
297 | compromised. Each report filed by electronic means pursuant to |
298 | this rule shall be deemed certified in accordance with paragraph |
299 | (1)(d) by the person given the secure sign-on credentials and, |
300 | as such, subjects the person and the lobbying firm to the |
301 | provisions of s. 11.045(8), Florida Statutes, as well as any |
302 | discipline provided under the rules of the Senate or House of |
303 | Representatives. |
304 | (d) The electronic filing system shall: |
305 | 1. Be based on access by means of the Internet. |
306 | 2. Be accessible by anyone with Internet access using |
307 | standard web-browsing software. |
308 | 3. Provide for direct entry of compensation-report |
309 | information as well as upload of such information from software |
310 | authorized by the division. |
311 | 4. Provide a method that prevents unauthorized access to |
312 | electronic filing system functions. |
313 | 5. Provide for the issuance of an electronic receipt to |
314 | the person submitting the report indicating and verifying the |
315 | date and time that the report was filed. |
316 | (5) The division shall provide reasonable public notice of |
317 | the electronic filing procedures and of any significant changes |
318 | in such procedures. If, whenever they deem it necessary, the |
319 | President of the Senate and the Speaker of the House of |
320 | Representatives jointly declare the electronic system not to be |
321 | operable, the reports shall be filed in the manner required |
322 | prior to April 1, 2007, as provided by House Concurrent |
323 | Resolution 7011 (2007), enrolled, unless the President of the |
324 | Senate and the Speaker of the House of Representatives direct |
325 | use of an alternate means of reporting. The division shall |
326 | develop and maintain such alternative means as may be |
327 | practicable. Public notice of changes in filing procedures and |
328 | any declaration or direction of the President of the Senate and |
329 | the Speaker of the House of Representatives may be provided by |
330 | publication for a continuous period of reasonable time on one or |
331 | more Internet websites maintained by the Senate and the House of |
332 | Representatives. |
333 |
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334 | 1.5-Failure to File Timely Compensation Report; Notice and |
335 | Assessment of Fines; Appeals |
336 | (1) Upon determining that the report is late, the person |
337 | designated to review the timeliness of reports shall immediately |
338 | notify the lobbying firm as to the failure to timely file the |
339 | report and that a fine is being assessed for each late day. The |
340 | fine shall be $50 per day per report for each late day, not to |
341 | exceed $5,000 per report. |
342 | (2) Upon receipt of the report, the person designated to |
343 | review the timeliness of reports shall determine the amount of |
344 | the fine based on when the report is actually received by the |
345 | division or when the electronic receipt issued by the electronic |
346 | filing system is dated, whichever is earlier. |
347 | (3) Such fine shall be paid within 30 days after the |
348 | notice of payment due is transmitted by the person designated to |
349 | review the timeliness of reports, unless appeal is made to the |
350 | division. The moneys shall be deposited into the Legislative |
351 | Lobbyist Registration Trust Fund. |
352 | (4) A fine shall not be assessed against a lobbying firm |
353 | the first time the report for which the lobbying firm is |
354 | responsible is not timely filed. However, to receive the one- |
355 | time fine waiver, the report for which the lobbying firm is |
356 | responsible must be filed within 30 days after notice that the |
357 | report has not been timely filed is transmitted by the person |
358 | designated to review the timeliness of reports. A fine shall be |
359 | assessed for any subsequent late-filed reports. |
360 | (5) Any lobbying firm may appeal or dispute a fine, based |
361 | upon unusual circumstances surrounding the failure to file on |
362 | the designated due date, and may request and shall be entitled |
363 | to a hearing before the General Counsel of the Office of |
364 | Legislative Services, who shall recommend to the President of |
365 | the Senate and the Speaker of the House of Representatives, or |
366 | their respective designees, that the fine be waived in whole or |
367 | in part for good cause shown. The President of the Senate and |
368 | the Speaker of the House of Representatives, or their respective |
369 | designees, may by joint agreement concur in the recommendation |
370 | and waive the fine in whole or in part. Any such request shall |
371 | be made within 30 days after the notice of payment due is |
372 | transmitted by the person designated to review the timeliness of |
373 | reports. In such case, the lobbying firm shall, within the 30- |
374 | day period, notify the person designated to review the |
375 | timeliness of reports in writing of his or her intention to |
376 | request a hearing. |
377 | (6) A lobbying firm may request that the filing of a |
378 | report be waived upon good cause shown, based on unusual |
379 | circumstances. The request must be filed with the General |
380 | Counsel of the Office of Legislative Services, who shall make a |
381 | recommendation concerning the waiver request to the President of |
382 | the Senate and the Speaker of the House of Representatives. The |
383 | President of the Senate and the Speaker of the House of |
384 | Representatives may, by joint agreement, grant or deny the |
385 | request. |
386 | (7)(a) All lobbyist registrations for lobbyists who are |
387 | partners, owners, officers, or employees of a lobbying firm that |
388 | fails to timely pay a fine are automatically suspended until the |
389 | fine is paid or waived and all late reports have been filed or |
390 | waived. The division shall promptly notify all affected |
391 | principals, the President of the Senate, and the Speaker of the |
392 | House of Representatives of any suspension or reinstatement. All |
393 | lobbyists who are partners, owners, officers, or employees of a |
394 | lobbying firm are jointly and severally liable for any |
395 | outstanding fine owed by a lobbying firm. |
396 | (b) No such lobbyist may be reinstated in any capacity |
397 | representing any principal until the fine is paid and all late |
398 | reports have been filed or waived or until the fine is waived as |
399 | to that lobbyist and all late reports for that lobbyist have |
400 | been filed or waived. A suspended lobbyist may request a waiver |
401 | upon good cause shown, based on unusual circumstances. The |
402 | request must be filed with the General Counsel of the Office of |
403 | Legislative Services who shall, as soon as practicable, make a |
404 | recommendation concerning the waiver request to the President of |
405 | the Senate and the Speaker of the House of Representatives. The |
406 | President of the Senate and the Speaker of the House of |
407 | Representatives may, by joint agreement, grant or deny the |
408 | request. |
409 | (8) The person designated to review the timeliness of |
410 | reports shall notify the director of the division of the failure |
411 | of a lobbying firm to file a report after notice or of the |
412 | failure of a lobbying firm to pay the fine imposed. |
413 |
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414 | 1.6-Open Records; Internet Publication of Registrations and |
415 | Compensation Reports |
416 | (1) All of the lobbyist registration forms and |
417 | compensation reports received by the Lobbyist Registration |
418 | Office shall be available for public inspection and for |
419 | duplication at reasonable cost. |
420 | (2) The division shall make information filed pursuant to |
421 | Joint Rules 1.2 and 1.4 reasonably available on the Internet in |
422 | an easily understandable and accessible format. The Internet |
423 | website shall include, but not be limited to, the names and |
424 | business addresses of lobbyists, lobbying firms, and principals, |
425 | the affiliations between lobbyists and principals, and the |
426 | classification system designated and identified with respect to |
427 | principals pursuant to Joint Rule 1.2. |
428 |
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429 | 1.7-Records Retention and Inspection and Complaint Procedure |
430 | (1) Each lobbying firm and each principal shall preserve |
431 | for a period of 4 years all accounts, bills, receipts, computer |
432 | records, books, papers, and other documents and records |
433 | necessary to substantiate compensation reports. |
434 | (2) Upon receipt of a complaint based upon the personal |
435 | knowledge of the complainant made pursuant to the Senate Rules |
436 | or Rules of the House of Representatives, any such documents and |
437 | records may be inspected when authorized by the President of the |
438 | Senate or the Speaker of the House of Representatives, as |
439 | applicable. The person authorized to perform the inspection |
440 | shall be designated in writing and shall be a member of The |
441 | Florida Bar or a certified public accountant licensed in |
442 | Florida. Any information obtained by such an inspection may only |
443 | be used for purposes authorized by law, this Joint Rule One, |
444 | Senate Rules, or Rules of the House of Representatives, which |
445 | purposes may include the imposition of sanctions against a |
446 | person subject to Joint Rule One, the Senate Rules, or the Rules |
447 | of the House of Representatives. Any employee who uses that |
448 | information for an unauthorized purpose is subject to |
449 | discipline. Any member who uses that information for an |
450 | unauthorized purpose is subject to discipline under the |
451 | applicable rules of each house. |
452 | (3) The right of inspection may be enforced by appropriate |
453 | writ issued by any court of competent jurisdiction. |
454 |
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455 | 1.8-Questions Regarding Interpretation of this Joint Rule One |
456 | (1) A person may request in writing an informal opinion |
457 | from the General Counsel of the Office of Legislative Services |
458 | as to the application of this Joint Rule One to a specific |
459 | situation involving that person's conduct. The General Counsel |
460 | shall issue the opinion within 10 days after receiving the |
461 | request. The informal opinion may be relied upon by the person |
462 | who requested the informal opinion. A copy of each informal |
463 | opinion that is issued shall be provided to the presiding |
464 | officer of each house. A committee of either house designated |
465 | pursuant to s. 11.045(5), Florida Statutes, may revise any |
466 | informal opinion rendered by the General Counsel through an |
467 | advisory opinion to the person who requested the informal |
468 | opinion. The advisory opinion shall supersede the informal |
469 | opinion as of the date the advisory opinion is issued. |
470 | (2) A person in doubt about the applicability or |
471 | interpretation of this Joint Rule One with respect to that |
472 | person's conduct may submit in writing the facts for an advisory |
473 | opinion to the committee of either house designated pursuant to |
474 | section 11.045(5), Florida Statutes, and may appear in person |
475 | before the committee in accordance with s. 11.045(5), Florida |
476 | Statutes. |
477 |
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478 | 1.9-Effect of Readoption and Revision |
479 | All obligations existing under Joint Rule One as of the last day |
480 | of the previous legislative biennium are hereby ratified, |
481 | preserved, and reimposed pursuant to the terms thereof as of |
482 | that date. The provisions of Joint Rule One are imposed |
483 | retroactively to the first day of the present legislative |
484 | biennium except that provisions new to this revision are |
485 | effective on the date of adoption or as otherwise expressly |
486 | provided herein. |
487 |
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488 | Joint Rule Two-General Appropriations Review Period |
489 |
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490 | 2.1-General Appropriations and Related Bills; Review Periods |
491 | (1) A general appropriations bill shall be subject to a |
492 | 72-hour public review period before a vote is taken on final |
493 | passage of the bill in the form that will be presented to the |
494 | Governor. |
495 | (2) If a bill is returned to the house in which the bill |
496 | originated and the originating house does not concur in all the |
497 | amendments or adds additional amendments, no further action |
498 | shall be taken on the bill by the nonoriginating house, and a |
499 | conference committee shall be established by operation of this |
500 | rule to consider the bill. |
501 | (3) If a bill is referred to a conference committee by |
502 | operation of this rule, a 72-hour public review period shall be |
503 | provided prior to a vote being taken on the conference committee |
504 | report by either house. |
505 | (4) A copy of the bill, a copy of the bill with amendments |
506 | adopted by the nonoriginating house, or the conference committee |
507 | report shall be furnished to each member of the Legislature, the |
508 | Governor, the Chief Justice of the Supreme Court, and each |
509 | member of the Cabinet. Copies for the Governor, Chief Justice, |
510 | and members of the Cabinet shall be furnished to the official's |
511 | office in the Capitol or Supreme Court Building. |
512 | (5)(a) Copies required to be furnished under subsection |
513 | (4) shall be furnished to members of the Legislature as follows: |
514 | 1. A printed copy may be placed on each member's desk in |
515 | the appropriate chamber; or |
516 | 2. An electronic copy may be furnished to each member. The |
517 | Legislature hereby deems and determines that a copy shall have |
518 | been furnished to the members of the Legislature when an |
519 | electronic copy is made available to every member of the |
520 | Legislature. An electronic copy is deemed to have been made |
521 | available when it is accessible via the Internet or other |
522 | information network consisting of systems ordinarily serving the |
523 | members of the Senate or the House of Representatives. |
524 | (b) An official other than a member of the Legislature who |
525 | is to be furnished a copy of a general appropriations bill under |
526 | subsection (4) may officially request that an electronic copy of |
527 | the bill be furnished in lieu of a printed copy, and, if |
528 | practicable, the copy may be furnished to the official in the |
529 | manner requested. |
530 | (6) The Secretary of the Senate shall be responsible for |
531 | furnishing copies under this rule for Senate bills, House bills |
532 | as amended by the Senate, and conference committee reports on |
533 | Senate bills. The Clerk of the House shall be responsible for |
534 | furnishing copies under this rule for House bills, Senate bills |
535 | as amended by the House, and conference committee reports on |
536 | House bills. |
537 | (7) The 72-hour public review period shall begin to run |
538 | upon completion of the furnishing of copies required to be |
539 | furnished under subsection (4). The Speaker of the House of |
540 | Representatives and the President of the Senate, as appropriate, |
541 | shall be informed of the completion time, and such time shall be |
542 | announced on the floor prior to vote on final passage in each |
543 | house and shall be entered in the journal of each house. |
544 | Saturdays, Sundays, and holidays shall be included in the |
545 | computation under this rule. |
546 | (8) An implementing or conforming bill recommended by a |
547 | conference committee shall be subject to a 24-hour public review |
548 | period before a vote is taken on the conference committee report |
549 | by either house, if the conference committee submits its report |
550 | after the furnishing of a general appropriations bill to which |
551 | the 72-hour public review period applies. |
552 | (9) With respect to each bill that may be affected, a |
553 | member of the Senate or the House of Representatives may not |
554 | raise a point of order under this rule after a vote is taken on |
555 | the bill. Except as may be required by the Florida Constitution, |
556 | noncompliance with any requirement of this rule may be waived by |
557 | a two-thirds vote of those members present and voting in each |
558 | house. |
559 |
|
560 | 2.2-General Appropriations and Related Bills; Definitions |
561 | As used in Joint Rule Two, the term: |
562 | (1) "Conforming bill" means a bill that amends the Florida |
563 | Statutes to conform to a general appropriations bill. |
564 | (2) "General appropriations bill" means a bill that |
565 | provides for the salaries of public officers and other current |
566 | expenses of the state and contains no subject other than |
567 | appropriations. A bill that contains appropriations that are |
568 | incidental and necessary solely to implement a substantive law |
569 | is not included within this term. For the purposes of Joint Rule |
570 | Two and Section 19(d) of Article III of the Florida |
571 | Constitution, the Legislature hereby determines that, after a |
572 | general appropriations bill has been enacted and establishes |
573 | governing law for a particular fiscal year, a bill considered in |
574 | any subsequent session that makes net reductions in such enacted |
575 | appropriations or that makes supplemental appropriations shall |
576 | not be deemed to be a general appropriations bill unless such |
577 | bill provides for the salaries of public officers and other |
578 | current expenses of the state for a subsequent fiscal year. |
579 | (3) "Implementing bill" means a bill, effective for one |
580 | fiscal year, implementing a general appropriations bill. |
581 |
|
582 | Joint Rule Three-Joint Offices and Policies |
583 |
|
584 | 3.1-Joint Legislative Offices |
585 | (1) The following offices of the Legislature are |
586 | established: |
587 | (a) Office of Economic and Demographic Research. |
588 | (b) Office of Legislative Information Technology Services. |
589 | (c) Office of Legislative Services. |
590 | (d) Office of Program Policy Analysis and Government |
591 | Accountability. |
592 | (2) Offices established under this rule shall provide |
593 | support services to the Legislature that are determined by the |
594 | President of the Senate and the Speaker of the House of |
595 | Representatives to be necessary and that can be effectively |
596 | provided jointly to both houses and other units of the |
597 | Legislature. Each office shall be directed by a coordinator |
598 | selected by and serving at the pleasure of the President of the |
599 | Senate and the Speaker of the House of Representatives. Upon the |
600 | initial adoption of these joint rules in a biennium, each |
601 | coordinator position shall be deemed vacant until an appointment |
602 | is made. |
603 | (3) Within the monetary limitations of the approved |
604 | operating budget, the salaries and expenses of the coordinator |
605 | and the staff of each office shall be governed by joint |
606 | policies. |
607 | (4) The Office of Legislative Services shall provide |
608 | legislative support services other than those prescribed in |
609 | subsections (5)-(7). The Division of Statutory Revision and the |
610 | Division of Legislative Information shall be two of the |
611 | divisions within the Office of Legislative Services. |
612 | (5) The Office of Legislative Information Technology |
613 | Services shall provide support services to assist the |
614 | Legislature in achieving its objectives through the application |
615 | of cost-effective information technology. |
616 | (6) The Office of Economic and Demographic Research shall |
617 | provide research support services, principally regarding |
618 | forecasting economic and social trends that affect policymaking, |
619 | revenues, and appropriations. |
620 | (7) The Office of Program Policy Analysis and Government |
621 | Accountability shall: |
622 | (a) Perform independent examinations, program reviews, and |
623 | other projects as provided by general law, as provided by |
624 | concurrent resolution, as directed by the Legislative Auditing |
625 | Committee, or as directed by the President of the Senate or the |
626 | Speaker of the House and shall provide recommendations, |
627 | training, or other services to assist the Legislature. |
628 | (b) Transmit to the President of the Senate and the |
629 | Speaker of the House of Representatives, by December 1 of each |
630 | year, a list of statutory and fiscal changes recommended by |
631 | office reports. The recommendations shall be presented in two |
632 | categories: one addressing substantive law and policy issues and |
633 | the other addressing budget issues. |
634 |
|
635 | 3.2-Joint Policies |
636 | (1) The President of the Senate and the Speaker of the |
637 | House of Representatives shall jointly adopt policies they |
638 | consider advisable to carry out the functions of the |
639 | Legislature. Such policies shall be binding on all employees of |
640 | joint offices and joint committees. |
641 | (2) The employees of all joint committees and joint |
642 | legislative offices shall be under the exclusive control of the |
643 | Legislature. No officer or agency in the executive or judicial |
644 | branch shall exercise any manner of control over legislative |
645 | employees with respect to the exercise of their duties or the |
646 | terms and conditions of their employment. |
647 |
|
648 | Joint Rule Four-Joint Committees |
649 |
|
650 | 4.1-Standing Joint Committees |
651 | (1) The following standing joint committees are |
652 | established: |
653 | (a) Administrative Procedures Committee. |
654 | (b) Committee on Public Counsel Oversight. |
655 | (c) Legislative Auditing Committee. |
656 | (2) No other joint committee shall exist except as agreed |
657 | to by the presiding officers or by concurrent resolution |
658 | approved by the Senate and the House of Representatives. |
659 | (3) Appointments to each standing joint committee shall be |
660 | made or altered and vacancies shall be filled by the Senate and |
661 | the House of Representatives in accordance with their respective |
662 | rules. There shall be appointed to each standing joint committee |
663 | no fewer than five and no more than seven members from each |
664 | house. |
665 | (4)(a) The President of the Senate shall appoint a member |
666 | of the Senate to serve as the chair, and the Speaker of the |
667 | House of Representatives shall appoint a member of the House of |
668 | Representatives to serve as the vice chair for: |
669 | 1. The Legislative Auditing Committee and the Committee on |
670 | Public Counsel Oversight, for the period from the Organization |
671 | Session until noon on December 1 of the calendar year following |
672 | the general election. |
673 | 2. The Administrative Procedures Committee for the period |
674 | from noon on December 1 of the calendar year following the |
675 | general election until the next general election. |
676 | (b) The Speaker of the House of Representatives shall |
677 | appoint a member of the House of Representatives to serve as the |
678 | chair, and the President of the Senate shall appoint a member of |
679 | the Senate to serve as the vice chair for: |
680 | 1. The Legislative Auditing Committee and the Committee on |
681 | Public Counsel Oversight, for the period from noon on December 1 |
682 | of the calendar year following the general election until the |
683 | next general election. |
684 | 2. The Administrative Procedures Committee for the period |
685 | from the Organization Session until noon on December 1 of the |
686 | calendar year following the general election. |
687 | (c) A vacancy in an appointed chair or vice chair shall be |
688 | filled in the same manner as the original appointment. |
689 |
|
690 | 4.2-Procedures in Joint Committees |
691 | The following rules shall govern procedures in joint committees |
692 | other than conference committees: |
693 | (1) A quorum for a joint committee shall be a majority of |
694 | the appointees of each house. No business of any type may be |
695 | conducted in the absence of a quorum. |
696 | (2)(a) Joint committees shall meet only within the dates, |
697 | times, and locations authorized by both the President of the |
698 | Senate and the Speaker of the House of Representatives. |
699 | (b) Joint committee meetings shall meet at the call of the |
700 | chair. In the absence of the chair, the vice chair shall assume |
701 | the duty to convene and preside over meetings and such other |
702 | duties as provided by law or joint rule. During a meeting |
703 | properly convened, the presiding chair may temporarily assign |
704 | the duty to preside at that meeting to another joint committee |
705 | member until the assignment is relinquished or revoked. |
706 | (c) Before any joint committee may hold a meeting, a |
707 | notice of such meeting shall be provided to the Secretary of the |
708 | Senate and the Clerk of the House of Representatives no later |
709 | than 4:30 p.m. of the 7th day before the meeting. For purposes |
710 | of effecting notice to members of the house to which the chair |
711 | does not belong, notice to the Secretary of the Senate shall be |
712 | deemed notice to members of the Senate and notice to the Clerk |
713 | of the House shall be deemed notice to members of the House of |
714 | Representatives. Noticed meetings may be canceled by the chair |
715 | with the approval of at least one presiding officer. |
716 | (d) If a majority of its members from each house agree, a |
717 | joint committee may continue a properly noticed meeting after |
718 | the expiration of the time called for the meeting. However, a |
719 | joint committee may not meet beyond the time authorized by the |
720 | presiding officers without special leave granted by both |
721 | presiding officers. |
722 | (3) The presiding officers shall interpret, apply, and |
723 | enforce rules governing joint committees by agreement when the |
724 | rule at issue is a joint rule. Unless otherwise determined or |
725 | overruled by an agreement of the presiding officers, the chair |
726 | shall determine all questions of order arising in joint |
727 | committee meetings, but such determinations may be appealed to |
728 | the committee during the meeting. |
729 | (4) Each question, including any appeal of a ruling of the |
730 | chair, shall be decided by a majority vote of the members of the |
731 | joint committee of each house present and voting. |
732 |
|
733 | 4.3-Powers of Joint Committees |
734 | (1) A joint committee may exercise the subpoena powers |
735 | vested by law in a standing committee of the Legislature. A |
736 | subpoena issued under this rule must be approved and signed by |
737 | the President of the Senate and the Speaker of the House of |
738 | Representatives and attested by the Secretary of the Senate and |
739 | the Clerk of the House. |
740 | (2) A joint committee may adopt rules of procedure that do |
741 | not conflict with the Florida Constitution or any law or joint |
742 | rule, subject to the joint approval of the President of the |
743 | Senate and the Speaker of the House of Representatives. |
744 | (3) A joint committee may not create subcommittees or |
745 | workgroups unless authorized by both presiding officers. |
746 |
|
747 | 4.4-Administration of Joint Committees |
748 | (1) Within the monetary limitations of the approved |
749 | operating budget, the expenses of the members and the salaries |
750 | and expenses of the staff of each joint committee shall be |
751 | governed by joint policies adopted under Joint Rule 3.2. Within |
752 | such operating budget, the chair of each joint committee shall |
753 | approve all authorized member expenses. |
754 | (2) Subject to joint policies adopted under Joint Rule |
755 | 3.2, the presiding officers shall appoint and remove the staff |
756 | director and, if needed, a general counsel and any other staff |
757 | necessary to assist each joint committee. All joint committee |
758 | staff shall serve at the pleasure of the presiding officers. |
759 | Upon the initial adoption of these joint rules in a biennium, |
760 | each joint committee staff director position shall be deemed |
761 | vacant until an appointment is made. |
762 |
|
763 | 4.5-Special Powers and Duties of the Legislative Auditing |
764 | Committee |
765 | (1) The Legislative Auditing Committee may direct the |
766 | Auditor General or the Office of Program Policy Analysis and |
767 | Government Accountability to conduct an audit, review, or |
768 | examination of any entity or record described in s. 11.45(2) or |
769 | (3), Florida Statutes. |
770 | (2) The Legislative Auditing Committee may receive |
771 | requests for audits and reviews from legislators and any audit |
772 | request, petition for audit, or other matter for investigation |
773 | directed or referred to it pursuant to general law. The |
774 | committee may make any appropriate disposition of such requests |
775 | or referrals and shall, within a reasonable time, report to the |
776 | requesting party the disposition of any audit request. |
777 | (3) The Legislative Auditing Committee may review the |
778 | performance of the Auditor General and report thereon to the |
779 | Senate and the House of Representatives. |
780 |
|
781 | 4.6-Special Powers and Duties of the Administrative Procedures |
782 | Committee |
783 | The Administrative Procedures Committee shall: |
784 | (1) Maintain a continuous review of the statutory |
785 | authority on which each administrative rule is based and, |
786 | whenever such authority is eliminated or significantly changed |
787 | by repeal, amendment, holding by a court of last resort, or |
788 | other factor, advise the agency concerned of the fact. |
789 | (2) Maintain a continuous review of administrative rules |
790 | and identify and request an agency to repeal any rule or any |
791 | provision of any rule that reiterates or paraphrases any statute |
792 | or for which the statutory authority has been repealed. |
793 | (3) Review administrative rules and advise the agencies |
794 | concerned of its findings. |
795 | (4) Exercise the duties prescribed by chapter 120, Florida |
796 | Statutes, concerning the adoption and promulgation of rules. |
797 | (5) Generally review agency action pursuant to the |
798 | operation of chapter 120, Florida Statutes, the Administrative |
799 | Procedure Act. |
800 | (6) Report to the President of the Senate and the Speaker |
801 | of the House of Representatives at least annually, no later than |
802 | the first week of the regular session, and recommend needed |
803 | legislation or other appropriate action. Such report shall |
804 | include the number of objections voted by the committee, the |
805 | number of suspensions recommended by the committee, the number |
806 | of administrative determinations filed on the invalidity of a |
807 | proposed or existing rule, the number of petitions for judicial |
808 | review filed on the invalidity of a proposed or existing rule, |
809 | and the outcomes of such actions. Such report shall also include |
810 | any recommendations provided to the standing committees during |
811 | the preceding year under subsection (11). |
812 | (7) Consult regularly with legislative standing committees |
813 | that have jurisdiction over the subject areas addressed in |
814 | agency proposed rules regarding legislative authority for the |
815 | proposed rules and other matters relating to legislative |
816 | authority for agency action. |
817 | (8) Subject to the approval of the President of the Senate |
818 | and the Speaker of the House of Representatives, have standing |
819 | to seek judicial review, on behalf of the Legislature or the |
820 | citizens of this state, of the validity or invalidity of any |
821 | administrative rule to which the committee has voted an |
822 | objection and that has not been withdrawn, modified, repealed, |
823 | or amended to meet the objection. Judicial review under this |
824 | subsection may not be initiated until the Governor and the head |
825 | of the agency making the rule to which the committee has |
826 | objected have been notified of the committee's proposed action |
827 | and have been given a reasonable opportunity, not to exceed 60 |
828 | days, for consultation with the committee. The committee may |
829 | expend public funds from its appropriation for the purpose of |
830 | seeking judicial review. |
831 | (9) Maintain a continuous review of the administrative |
832 | rulemaking process, including a review of agency procedure and |
833 | of complaints based on such agency procedure. |
834 | (10) Establish measurement criteria to evaluate whether |
835 | agencies are complying with the delegation of legislative |
836 | authority in adopting and implementing rules. |
837 | (11) Maintain a continuous review of statutes that |
838 | authorize agencies to adopt rules and shall make recommendations |
839 | to the appropriate standing committees of the Senate and the |
840 | House of Representatives as to the advisability of considering |
841 | changes to the delegated legislative authority to adopt rules in |
842 | specific circumstances. |
843 |
|
844 | 4.7-Special Powers and Duties of the Committee on Public Counsel |
845 | Oversight |
846 | (1) The Committee on Public Counsel Oversight shall |
847 | appoint a Public Counsel. |
848 | (2) The Committee on Public Counsel Oversight may file a |
849 | complaint with the Commission on Ethics alleging a violation of |
850 | chapter 350, Florida Statutes, by a current or former public |
851 | service commissioner, an employee of the Public Service |
852 | Commission, or a member of the Public Service Commission |
853 | Nominating Council. |
854 | (3) Notwithstanding Joint Rule 4.4(2), the Committee on |
855 | Public Counsel Oversight shall not have any permanent staff but |
856 | shall be served as needed by other legislative staff selected by |
857 | the President of the Senate and the Speaker of the House of |
858 | Representatives. |
859 |
|
860 | Joint Rule Five-Auditor General |
861 |
|
862 | 5.1-Rulemaking Authority |
863 | The Auditor General shall make and enforce reasonable rules and |
864 | regulations necessary to facilitate audits that he or she is |
865 | authorized to perform. |
866 |
|
867 | 5.2-Budget and Accounting |
868 | (1) The Auditor General shall prepare and submit annually |
869 | to the President of the Senate and the Speaker of the House of |
870 | Representatives for their joint approval a proposed budget for |
871 | the ensuing fiscal year. |
872 | (2) Within the limitations of the approved operating |
873 | budget, the salaries and expenses of the Auditor General and the |
874 | staff of the Auditor General shall be paid from the |
875 | appropriation for legislative expenses or any other moneys |
876 | appropriated by the Legislature for that purpose. The Auditor |
877 | General shall approve all bills for salaries and expenses for |
878 | his or her staff before the same shall be paid. |
879 |
|
880 | 5.3-Audit Report Distribution |
881 | (1) A copy of each audit report shall be submitted to the |
882 | Governor, to the Chief Financial Officer, and to the officer or |
883 | person in charge of the state agency or political subdivision |
884 | audited. One copy shall be filed as a permanent public record in |
885 | the office of the Auditor General. In the case of county |
886 | reports, one copy of the report of each county office, school |
887 | district, or other district audited shall be submitted to the |
888 | board of county commissioners of the county in which the audit |
889 | was made and shall be filed in the office of the clerk of the |
890 | circuit court of that county as a public record. When an audit |
891 | is made of the records of the district school board, a copy of |
892 | the audit report shall also be filed with the district school |
893 | board, and thereupon such report shall become a part of the |
894 | public records of such board. |
895 | (2) A copy of each audit report shall be made available to |
896 | each member of the Legislative Auditing Committee. |
897 | (3) The Auditor General shall transmit a copy of each |
898 | audit report to the appropriate substantive and fiscal |
899 | committees of the Senate and House of Representatives. |
900 | (4) Other copies may be furnished to other persons who, in |
901 | the opinion of the Auditor General, are directly interested in |
902 | the audit or who have a duty to perform in connection therewith. |
903 | (5) The Auditor General shall transmit to the President of |
904 | the Senate and the Speaker of the House of Representatives, by |
905 | December 1 of each year, a list of statutory and fiscal changes |
906 | recommended by audit reports. The recommendations shall be |
907 | presented in two categories: one addressing substantive law and |
908 | policy issues and the other addressing budget issues. The |
909 | Auditor General may also transmit recommendations at other times |
910 | of the year when the information would be timely and useful for |
911 | the Legislature. |
912 | (6) A copy required to be provided under this rule may be |
913 | provided in an electronic or other digital format if the Auditor |
914 | General determines that the intended recipient has appropriate |
915 | resources to review the copy. Copies to members, committees, and |
916 | offices of the Legislature shall be provided in electronic |
917 | format as may be provided in joint policies adopted under Joint |
918 | Rule 3.2. |
919 |
|
920 | Joint Rule Six-Joint Legislative Budget Commission |
921 |
|
922 | 6.1-General Responsibilities |
923 | (1) The commission, as provided in chapter 216, Florida |
924 | Statutes, shall receive and review notices of budget and |
925 | personnel actions taken or proposed to be taken by the executive |
926 | and judicial branches and shall approve or disapprove such |
927 | actions. |
928 | (2) Through its chair, the commission shall advise the |
929 | Governor and the Chief Justice of actions or proposed actions |
930 | that exceed delegated authority or that are contrary to |
931 | legislative policy and intent. |
932 | (3) To the extent possible, the commission shall inform |
933 | members of the Legislature of budget amendments requested by the |
934 | executive or judicial branches. |
935 | (4) The commission shall consult with the Chief Financial |
936 | Officer and the Executive Office of the Governor on matters as |
937 | required by chapter 216, Florida Statutes. |
938 | (5) The President of the Senate and the Speaker of the |
939 | House of Representatives may jointly assign other |
940 | responsibilities to the commission in addition to those assigned |
941 | by law. |
942 | (6) The commission shall develop policies and procedures |
943 | necessary to carry out its assigned responsibilities, subject to |
944 | the joint approval of the President of the Senate and the |
945 | Speaker of the House of Representatives. |
946 | (7) The commission, with the approval of the President of |
947 | the Senate and the Speaker of the House of Representatives, may |
948 | appoint subcommittees as necessary to facilitate its work. |
949 |
|
950 | 6.2-Organizational Structure |
951 | (1) The commission is not subject to Joint Rule Four. The |
952 | commission shall be composed of seven members of the Senate |
953 | appointed by the President of the Senate and seven members of |
954 | the House of Representatives appointed by the Speaker of the |
955 | House of Representatives. |
956 | (2) The commission shall be jointly staffed by the |
957 | appropriations committees of both houses. The Senate shall |
958 | provide the lead staff when the chair of the commission is a |
959 | member of the Senate. The House of Representatives shall provide |
960 | the lead staff when the chair of the commission is a member of |
961 | the House of Representatives. |
962 |
|
963 | 6.3-Notice of Commission Meetings |
964 | Not less than 7 days prior to a meeting of the commission, a |
965 | notice of the meeting, stating the items to be considered, date, |
966 | time, and place, shall be filed with the Secretary of the Senate |
967 | when the chair of the commission is a member of the Senate or |
968 | with the Clerk of the House when the chair of the commission is |
969 | a member of the House of Representatives. The Secretary of the |
970 | Senate or the Clerk of the House shall distribute notice to the |
971 | Legislature and the public, consistent with the rules and |
972 | policies of their respective houses. |
973 |
|
974 | 6.4-Effect of Adoption; Intent |
975 | This Joint Rule Six replaces all prior joint rules governing the |
976 | Joint Legislative Budget Commission and is intended to implement |
977 | constitutional provisions relating to the Joint Legislative |
978 | Budget Commission existing as of the date of the rule's |
979 | adoption. |