Bill Text: IL HB5131 | 2011-2012 | 97th General Assembly | Introduced
Bill Title: Amends the Nursing Home Care Act. Provides that every individual employed as a surveyor after the effective date of the amendatory Act shall serve a probationary period until he or she receives 24 hours of classroom training using a curriculum set forth in administration rules and answers correctly all questions on a written exam. Sets forth requirements for the probationary period. Provides that every surveyor must participate in at least 20 hours of in-service training each calendar year. Provides that every surveyor in the employment of the Department of Public Health shall be retrained using the new employee curriculum between January 1, 2013 and January 1, 2014. Effective immediately.
Spectrum: Slight Partisan Bill (Republican 2-1)
Status: (Failed) 2013-01-08 - Session Sine Die [HB5131 Detail]
Download: Illinois-2011-HB5131-Introduced.html
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1 | AN ACT concerning health facilities.
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2 | Be it enacted by the People of the State of Illinois,
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3 | represented in the General Assembly:
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4 | Section 5. The Nursing Home Care Act is amended by changing | ||||||||||||||||||||||||
5 | Section 3-212 as follows:
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6 | (210 ILCS 45/3-212) (from Ch. 111 1/2, par. 4153-212)
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7 | Sec. 3-212. Inspection.
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8 | (a) The Department, whenever it deems necessary in
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9 | accordance with subsection (b), shall inspect, survey and | ||||||||||||||||||||||||
10 | evaluate every
facility to determine compliance with | ||||||||||||||||||||||||
11 | applicable licensure requirements and
standards. Submission of | ||||||||||||||||||||||||
12 | a facility's current Consumer Choice Information Report | ||||||||||||||||||||||||
13 | required by Section 2-214 shall be verified at time of | ||||||||||||||||||||||||
14 | inspection. An inspection should occur within 120 days prior
to | ||||||||||||||||||||||||
15 | license renewal. The Department may periodically visit a | ||||||||||||||||||||||||
16 | facility for the
purpose of consultation. An inspection, | ||||||||||||||||||||||||
17 | survey, or evaluation, other than
an inspection of financial | ||||||||||||||||||||||||
18 | records, shall be conducted without prior notice
to the | ||||||||||||||||||||||||
19 | facility. A visit for the sole purpose of consultation may be
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20 | announced.
The Department shall provide training to surveyors | ||||||||||||||||||||||||
21 | about the appropriate
assessment, care planning, and care of | ||||||||||||||||||||||||
22 | persons with mental illness (other than
Alzheimer's disease or | ||||||||||||||||||||||||
23 | related disorders) to enable its surveyors to
determine whether |
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1 | a facility is complying with State and federal requirements
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2 | about the assessment, care planning, and care of those persons.
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3 | (a-1) An employee of a State or unit of local government | ||||||
4 | agency
charged with inspecting, surveying, and evaluating | ||||||
5 | facilities who directly
or indirectly gives prior notice of an | ||||||
6 | inspection, survey, or evaluation,
other than an inspection of | ||||||
7 | financial records, to a facility or to an
employee of a | ||||||
8 | facility is guilty of a Class A misdemeanor.
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9 | An inspector or an employee of the Department who | ||||||
10 | intentionally prenotifies
a facility,
orally or in writing, of | ||||||
11 | a pending complaint investigation or inspection shall
be guilty | ||||||
12 | of a Class A misdemeanor.
Superiors of persons who have | ||||||
13 | prenotified a facility shall be subject to the
same penalties, | ||||||
14 | if they have knowingly allowed the prenotification. A person
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15 | found guilty of prenotifying a facility shall be subject to | ||||||
16 | disciplinary action
by his or her employer.
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17 | If the Department has a good faith belief, based upon | ||||||
18 | information that comes
to its attention, that a violation of | ||||||
19 | this subsection has occurred, it must
file a complaint with the | ||||||
20 | Attorney General or the State's Attorney in the
county where | ||||||
21 | the violation
took place within 30 days after discovery of the | ||||||
22 | information.
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23 | (a-2) An employee of a State or unit of local government | ||||||
24 | agency charged with
inspecting, surveying, or evaluating | ||||||
25 | facilities who willfully profits from
violating the | ||||||
26 | confidentiality of the inspection, survey, or evaluation
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1 | process shall be guilty of a Class 4 felony and that conduct | ||||||
2 | shall be deemed
unprofessional conduct that may subject a | ||||||
3 | person to loss of his or her
professional license. An action to | ||||||
4 | prosecute a person for violating this
subsection (a-2) may be | ||||||
5 | brought by either the Attorney General or the State's
Attorney | ||||||
6 | in the county where the violation took place.
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7 | (b) In determining whether to make more than the required | ||||||
8 | number of
unannounced inspections, surveys and evaluations of a | ||||||
9 | facility the
Department shall consider one or more of the | ||||||
10 | following: previous inspection
reports; the facility's history | ||||||
11 | of compliance with standards, rules and
regulations | ||||||
12 | promulgated under this Act and correction of violations,
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13 | penalties or other enforcement actions; the number and severity | ||||||
14 | of
complaints received about the facility; any allegations of | ||||||
15 | resident abuse
or neglect; weather conditions; health | ||||||
16 | emergencies; other reasonable belief
that deficiencies exist.
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17 | (b-1) The Department shall not be required to determine | ||||||
18 | whether a
facility certified to participate in the Medicare | ||||||
19 | program under Title XVIII of
the Social Security Act, or the | ||||||
20 | Medicaid program under Title XIX of the Social
Security Act, | ||||||
21 | and which the Department determines by inspection under this
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22 | Section or under Section 3-702 of this Act to be in compliance | ||||||
23 | with the
certification requirements of Title XVIII or XIX, is | ||||||
24 | in compliance with any
requirement of this Act that is less | ||||||
25 | stringent than or duplicates a federal
certification | ||||||
26 | requirement. In accordance with subsection (a) of this Section
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1 | or subsection (d) of Section 3-702, the Department shall | ||||||
2 | determine whether a
certified facility is in
compliance with | ||||||
3 | requirements of this Act that exceed federal certification
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4 | requirements. If a certified facility is found to be out of | ||||||
5 | compliance with
federal certification requirements, the | ||||||
6 | results of an inspection conducted
pursuant to Title XVIII or | ||||||
7 | XIX of the Social Security Act may be used as the
basis for | ||||||
8 | enforcement remedies authorized and commenced, with the | ||||||
9 | Department's discretion to evaluate whether penalties are | ||||||
10 | warranted, under this Act.
Enforcement of this Act against a | ||||||
11 | certified facility shall be commenced
pursuant to the | ||||||
12 | requirements of this Act, unless enforcement remedies sought
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13 | pursuant to Title XVIII or XIX of the Social Security Act | ||||||
14 | exceed those
authorized by this Act. As used in this | ||||||
15 | subsection, "enforcement remedy"
means a sanction for | ||||||
16 | violating a federal certification requirement or this
Act.
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17 | (c) Upon completion of each inspection, survey and | ||||||
18 | evaluation, the
appropriate Department personnel who conducted | ||||||
19 | the inspection, survey or
evaluation shall submit a copy of | ||||||
20 | their report to the licensee upon exiting
the facility, and | ||||||
21 | shall submit the actual report to the appropriate
regional | ||||||
22 | office of the Department. Such report and any recommendations | ||||||
23 | for
action by the Department under this Act shall be | ||||||
24 | transmitted to the
appropriate offices of the associate | ||||||
25 | director of the Department, together
with related comments or | ||||||
26 | documentation provided by the licensee which may
refute |
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1 | findings in the report, which explain extenuating | ||||||
2 | circumstances that
the facility could not reasonably have | ||||||
3 | prevented, or which indicate methods
and timetables for | ||||||
4 | correction of deficiencies described in the report.
Without | ||||||
5 | affecting the application of subsection (a) of Section 3-303, | ||||||
6 | any
documentation or comments of the licensee shall be provided | ||||||
7 | within 10
days of receipt of the copy of the report. Such | ||||||
8 | report shall recommend to
the Director appropriate action under | ||||||
9 | this Act with respect to findings
against a facility. The | ||||||
10 | Director shall then determine whether the report's
findings | ||||||
11 | constitute a violation or violations of which the facility must | ||||||
12 | be
given notice. Such determination shall be based upon the | ||||||
13 | severity of the
finding, the danger posed to resident health | ||||||
14 | and safety, the comments and
documentation provided by the | ||||||
15 | facility, the diligence and efforts to
correct deficiencies, | ||||||
16 | correction of the reported deficiencies, the
frequency and | ||||||
17 | duration of similar findings in previous reports and the
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18 | facility's general inspection history. Violations shall be | ||||||
19 | determined
under this subsection no later than 90 days after | ||||||
20 | completion of each
inspection, survey and evaluation.
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21 | (d) The Department shall maintain all inspection, survey | ||||||
22 | and evaluation
reports for at least 5 years in a manner | ||||||
23 | accessible to and understandable
by the public.
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24 | (e) Revisit surveys. The Department shall conduct a revisit | ||||||
25 | to its licensure and certification surveys, consistent with | ||||||
26 | federal regulations and guidelines. |
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1 | (f) Surveyor training. Every individual employed as a | ||||||
2 | surveyor after the effective date of this amendatory Act of the | ||||||
3 | 97th General Assembly shall serve a probationary period until | ||||||
4 | he or she receives 24 hours of classroom training using a | ||||||
5 | curriculum set forth in administration rules and answers | ||||||
6 | correctly all questions on a written exam designed to confirm | ||||||
7 | each probationary surveyor's competency on all subject matter | ||||||
8 | contained in the curriculum. Following the satisfactory | ||||||
9 | completion of all course work and the competency exam, each | ||||||
10 | probationary surveyor shall co-conduct 6 surveys with a lead | ||||||
11 | surveyor who has at least 5 years of experience and an | ||||||
12 | exemplary record indicating competency in all aspects of the | ||||||
13 | survey process. The lead surveyor shall submit an evaluation of | ||||||
14 | the probationary surveyor to the Bureau of Long Term Care and | ||||||
15 | shall include in the evaluation a recommendation as to whether | ||||||
16 | the probationary surveyor has shown sufficient competency to | ||||||
17 | conduct surveys without on-site supervision or whether the | ||||||
18 | probationary surveyor needs additional coaching before being | ||||||
19 | given assignments without on-site supervision. | ||||||
20 | Every surveyor must participate in at least 20 hours of | ||||||
21 | in-service training each calendar year, the topics of which at | ||||||
22 | a minimum shall include all changes in statutes and regulations | ||||||
23 | concerning the operation of a nursing home and the care of the | ||||||
24 | residents, practical application of such changes, and policy | ||||||
25 | and procedures necessary to ensure positive outcomes of the | ||||||
26 | survey process for the facility and its residents. Every |
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1 | surveyor in the employment of the Department as of January 1, | ||||||
2 | 2013 shall be retrained using the new employee curriculum | ||||||
3 | prescribed by this subsection (f) between January 1, 2013 and | ||||||
4 | January 1, 2014. | ||||||
5 | Persons who review or supervise the work of surveyors are | ||||||
6 | responsible for meeting the same training requirements as the | ||||||
7 | surveyors. | ||||||
8 | (Source: P.A. 95-823, eff. 1-1-09; 96-1372, eff. 7-29-10.)
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9 | Section 99. Effective date. This Act takes effect upon | ||||||
10 | becoming law.
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