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Public Act 100-0831
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HB5210 Enrolled | LRB100 16039 SMS 31158 b |
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AN ACT concerning regulation.
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Be it enacted by the People of the State of Illinois,
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represented in the General Assembly:
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Section 5. The Auction License Act is amended by changing |
Section 10-30 as follows:
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(225 ILCS 407/10-30)
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(Section scheduled to be repealed on January 1, 2020)
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Sec. 10-30. Expiration, renewal, and continuing education.
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(a) License expiration dates, renewal periods, renewal |
fees, and procedures for renewal of licenses issued under this |
Act shall be set by rule of the Department. An entity may renew |
its license by paying the required fee and by meeting the |
renewal requirements adopted by the Department under this |
Section.
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(b) All renewal applicants must provide proof as determined |
by the Department of having met the continuing education |
requirements by the deadline set forth by the Department by |
rule. At a minimum, the rules shall require an applicant for |
renewal licensure as an auctioneer to provide proof of the |
completion of at least 12 hours of continuing education during |
the pre-renewal period established by the Department for |
completion of continuing education preceding the expiration |
date of the license from schools approved by the Department, as |
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established by rule.
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(c) The Department, in its discretion, may waive |
enforcement of the continuing education requirements of this |
Section and shall adopt rules defining the standards and |
criteria for such waiver.
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(d) (Blank).
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(Source: P.A. 95-572, eff. 6-1-08; 96-730, eff. 8-25-09.)
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Section 10. The Home Inspector License Act is amended by |
changing Section 5-30 as follows:
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(225 ILCS 441/5-30)
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(Section scheduled to be repealed on January 1, 2022)
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Sec. 5-30. Continuing education renewal requirements. The |
continuing
education requirements for a person to renew a |
license as a home inspector
shall be established by rule. The |
Department shall establish a continuing education completion |
deadline for home inspector licensees and require evidence of |
compliance with continuing education requirements in a manner |
established by rule before the renewal of a license.
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(Source: P.A. 92-239, eff. 8-3-01 .)
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Section 15. The Real Estate License Act of 2000 is amended |
by changing Sections 1-10, 5-15, 5-20, 5-45, 10-15, 10-20, |
20-20, and 30-5 as follows:
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(225 ILCS 454/1-10)
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(Section scheduled to be repealed on January 1, 2020)
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Sec. 1-10. Definitions. In this Act, unless the context |
otherwise requires:
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"Act" means the Real Estate License Act of 2000.
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"Address of record" means the designated address recorded |
by the Department in the applicant's or licensee's application |
file or license file as maintained by the Department's |
licensure maintenance unit. It is the duty of the applicant or |
licensee to inform the Department of any change of address, and |
those changes must be made either through the Department's |
website or by contacting the Department.
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"Agency" means a relationship in which a broker or |
licensee,
whether directly or through an affiliated licensee, |
represents a consumer by
the consumer's consent, whether |
express or implied, in a real property
transaction.
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"Applicant" means any person, as defined in this Section, |
who applies to
the Department for a valid license as a managing |
broker, broker, or
leasing agent.
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"Blind advertisement" means any real estate advertisement |
that does not
include the sponsoring broker's business name and |
that is used by any licensee
regarding the sale or lease of |
real estate, including his or her own, licensed
activities, or |
the hiring of any licensee under this Act. The broker's
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business name in the case of a franchise shall include the |
franchise
affiliation as well as the name of the individual |
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firm.
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"Board" means the Real Estate Administration and |
Disciplinary Board of the Department as created by Section |
25-10 of this Act.
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"Branch office" means a sponsoring broker's office other |
than the sponsoring
broker's principal office.
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"Broker" means an individual, entity, corporation, foreign |
or domestic partnership, limited liability company,
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corporation, or registered limited liability partnership , or |
other business entity other than a leasing agent who, whether |
in person or through any media or technology, for another and |
for compensation, or
with the intention or expectation of |
receiving compensation, either
directly or indirectly:
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(1) Sells, exchanges, purchases, rents, or leases real |
estate.
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(2) Offers to sell, exchange, purchase, rent, or lease |
real estate.
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(3) Negotiates, offers, attempts, or agrees to |
negotiate the sale,
exchange, purchase, rental, or leasing |
of real estate.
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(4) Lists, offers, attempts, or agrees to list real |
estate for sale,
rent, lease, or exchange.
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(5) Buys, sells, offers to buy or sell, or otherwise |
deals in options on
real estate or improvements thereon.
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(6) Supervises the collection, offer, attempt, or |
agreement
to collect rent for the use of real estate.
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(7) Advertises or represents himself or herself as |
being engaged in the
business of buying, selling, |
exchanging, renting, or leasing real estate.
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(8) Assists or directs in procuring or referring of |
leads or prospects, intended to
result in the sale, |
exchange, lease, or rental of real estate.
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(9) Assists or directs in the negotiation of any |
transaction intended to
result in the sale, exchange, |
lease, or rental of real estate.
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(10) Opens real estate to the public for marketing |
purposes.
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(11) Sells, rents, leases, or offers for sale or lease |
real estate at
auction.
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(12) Prepares or provides a broker price opinion or |
comparative market analysis as those terms are defined in |
this Act, pursuant to the provisions of Section 10-45 of |
this Act. |
"Brokerage agreement" means a written or oral agreement |
between a sponsoring
broker and a consumer for licensed |
activities to be provided to a consumer in
return for |
compensation or the right to receive compensation from another.
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Brokerage agreements may constitute either a bilateral or a |
unilateral
agreement between the broker and the broker's client |
depending upon the content
of the brokerage agreement. All |
exclusive brokerage agreements shall be in
writing.
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"Broker price opinion" means an estimate or analysis of the |
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probable selling price of a particular interest in real estate, |
which may provide a varying level of detail about the |
property's condition, market, and neighborhood and information |
on comparable sales. The activities of a real estate broker or |
managing broker engaging in the ordinary course of business as |
a broker, as defined in this Section, shall not be considered a |
broker price opinion if no compensation is paid to the broker |
or managing broker, other than compensation based upon the sale |
or rental of real estate. |
"Client" means a person who is being represented by a |
licensee.
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"Comparative market analysis" is an analysis or opinion |
regarding pricing, marketing, or financial aspects relating to |
a specified interest or interests in real estate that may be |
based upon an analysis of comparative market data, the |
expertise of the real estate broker or managing broker, and |
such other factors as the broker or managing broker may deem |
appropriate in developing or preparing such analysis or |
opinion. The activities of a real estate broker or managing |
broker engaging in the ordinary course of business as a broker, |
as defined in this Section, shall not be considered a |
comparative market analysis if no compensation is paid to the |
broker or managing broker, other than compensation based upon |
the sale or rental of real estate. |
"Compensation" means the valuable consideration given by |
one person or entity
to another person or entity in exchange |
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for the performance of some activity or
service. Compensation |
shall include the transfer of valuable consideration,
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including without limitation the following:
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(1) commissions;
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(2) referral fees;
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(3) bonuses;
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(4) prizes;
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(5) merchandise;
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(6) finder fees;
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(7) performance of services;
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(8) coupons or gift certificates;
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(9) discounts;
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(10) rebates;
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(11) a chance to win a raffle, drawing, lottery, or |
similar game of chance
not prohibited by any other law or |
statute;
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(12) retainer fee; or
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(13) salary.
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"Confidential information" means information obtained by a |
licensee from a
client during the term of a brokerage agreement |
that (i) was made confidential
by the written request or |
written instruction of the client, (ii) deals with
the |
negotiating position of the client, or (iii) is information the |
disclosure
of which could materially harm the negotiating |
position of the client, unless
at any time:
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(1) the client permits the disclosure of information |
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given by that client
by word or conduct;
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(2) the disclosure is required by law; or
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(3) the information becomes public from a source other |
than the licensee.
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"Confidential information" shall not be considered to |
include material
information about the physical condition of |
the property.
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"Consumer" means a person or entity seeking or receiving |
licensed
activities.
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"Coordinator" means the Coordinator of Real Estate created |
in Section 25-15 of this Act.
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"Credit hour" means 50 minutes of classroom instruction in |
course work that
meets the requirements set forth in rules |
adopted by the Department.
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"Customer" means a consumer who is not being represented by |
the licensee but
for whom the licensee is performing |
ministerial acts.
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"Department" means the Department of Financial and |
Professional Regulation. |
"Designated agency" means a contractual relationship |
between a sponsoring
broker and a client under Section 15-50 of |
this Act in which one or more
licensees associated with or |
employed by the broker are designated as agent of
the client.
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"Designated agent" means a sponsored licensee named by a |
sponsoring broker as
the legal agent of a client, as provided |
for in Section 15-50 of this Act.
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"Dual agency" means an agency relationship in which a |
licensee is
representing both buyer and seller or both landlord |
and tenant in the same
transaction. When the agency |
relationship is a designated agency, the
question of whether |
there is a dual agency shall be determined by the agency
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relationships of the designated agent of the parties and not of |
the sponsoring
broker.
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"Education provider" means a school licensed by the |
Department offering courses in pre-license, post-license, or |
continuing education required by this Act. |
"Employee" or other derivative of the word "employee", when |
used to refer to,
describe, or delineate the relationship |
between a sponsoring broker and a managing broker, broker, or a |
leasing agent, shall be
construed to include an independent |
contractor relationship, provided that a
written agreement |
exists that clearly establishes and states the relationship.
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All responsibilities of a broker shall remain.
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"Escrow moneys" means all moneys, promissory notes or any |
other type or
manner of legal tender or financial consideration |
deposited with any person for
the benefit of the parties to the |
transaction. A transaction exists once an
agreement has been |
reached and an accepted real estate contract signed or lease
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agreed to by the parties. Escrow moneys includes without |
limitation earnest
moneys and security deposits, except those |
security deposits in which the
person holding the security |
deposit is also the sole owner of the property
being leased and |
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for which the security deposit is being held.
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"Electronic means of proctoring" means a methodology |
providing assurance that the person taking a test and |
completing the answers to questions is the person seeking |
licensure or credit for continuing education and is doing so |
without the aid of a third party or other device. |
"Exclusive brokerage agreement" means a written brokerage |
agreement that provides that the sponsoring broker has the sole |
right, through one or more sponsored licensees, to act as the |
exclusive designated agent or representative of the client and |
that meets the requirements of Section 15-75 of this Act.
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"Inoperative" means a status of licensure where the |
licensee holds a current
license under this Act, but the |
licensee is prohibited from engaging in
licensed activities |
because the licensee is unsponsored or the license of the
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sponsoring broker with whom the licensee is associated or by |
whom he or she is
employed is currently expired, revoked, |
suspended, or otherwise rendered
invalid under this Act.
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"Interactive delivery method" means delivery of a course by |
an instructor through a medium allowing for 2-way communication |
between the instructor and a student in which either can |
initiate or respond to questions. |
"Leads" means the name or names of a potential buyer, |
seller, lessor, lessee, or client of a licensee. |
"Leasing Agent" means a person who is employed by a broker |
to
engage in licensed activities limited to leasing residential |
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real estate who
has obtained a license as provided for in |
Section 5-5 of this Act.
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"License" means the document issued by the Department |
certifying that the person named
thereon has fulfilled all |
requirements prerequisite to licensure under this
Act.
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"Licensed activities" means those activities listed in the |
definition of
"broker" under this Section.
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"Licensee" means any person, as defined in this Section, |
who holds a
valid unexpired license as a managing broker, |
broker, or
leasing agent.
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"Listing presentation" means a communication between a |
managing broker or
broker and a consumer in which the licensee |
is attempting to secure a
brokerage agreement with the consumer |
to market the consumer's real estate for
sale or lease.
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"Managing broker" means a broker who has supervisory |
responsibilities for
licensees in one or, in the case of a |
multi-office company, more than one
office and who has been |
appointed as such by the sponsoring broker.
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"Medium of advertising" means any method of communication |
intended to
influence the general public to use or purchase a |
particular good or service or
real estate.
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"Ministerial acts" means those acts that a licensee may |
perform for a
consumer that are informative or clerical in |
nature and do not rise to the
level of active representation on |
behalf of a consumer. Examples of these acts
include without |
limitation (i) responding to phone inquiries by consumers as to
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the availability and pricing of brokerage services, (ii) |
responding to phone
inquiries from a consumer concerning the |
price or location of property, (iii)
attending an open house |
and responding to questions about the property from a
consumer, |
(iv) setting an appointment to view property, (v) responding to
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questions of consumers walking into a licensee's office |
concerning brokerage
services offered or particular |
properties, (vi) accompanying an appraiser,
inspector, |
contractor, or similar third party on a visit to a property, |
(vii)
describing a property or the property's condition in |
response to a consumer's
inquiry, (viii) completing business or |
factual information for a consumer on an
offer or contract to |
purchase on behalf of a client, (ix) showing a client
through a |
property being sold by an owner on his or her own behalf, or |
(x)
referral to another broker or service provider.
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"Office" means a broker's place of business where the |
general
public is invited to transact business and where |
records may be maintained and
licenses displayed, whether or |
not it is the broker's principal place of
business.
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"Person" means and includes individuals, entities, |
corporations, limited
liability companies, registered limited |
liability partnerships, foreign and domestic and
partnerships, |
and other business entities foreign or domestic , except that |
when the context otherwise
requires, the term may refer to a |
single individual or other described entity.
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"Personal assistant" means a licensed or unlicensed person |
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who has been hired
for the purpose of aiding or assisting a |
sponsored licensee in the performance
of the sponsored |
licensee's job.
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"Pocket card" means the card issued by the Department to |
signify that the person named
on the card is currently licensed |
under this Act.
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"Pre-renewal period" means the period between the date of |
issue of a
currently valid license and the license's expiration |
date.
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"Proctor" means any person, including, but not limited to, |
an instructor, who has a written agreement to administer |
examinations fairly and impartially with a licensed education |
provider. |
"Real estate" means and includes leaseholds as well as any |
other interest or
estate in land, whether corporeal, |
incorporeal, freehold, or non-freehold and whether the real |
estate is situated in this
State or elsewhere. "Real estate" |
does not include property sold, exchanged, or leased as a |
timeshare or similar vacation item or interest, vacation club |
membership, or other activity formerly regulated under the Real |
Estate Timeshare Act of 1999 (repealed).
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"Regular employee" means a person working an average of 20 |
hours per week for a person or entity who would be considered |
as an employee under the Internal Revenue Service eleven main |
tests in three categories being behavioral control, financial |
control and the type of relationship of the parties, formerly |
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the twenty factor test.
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"Secretary" means the Secretary of the Department of |
Financial and Professional Regulation, or a person authorized |
by the Secretary to act in the Secretary's stead. |
"Sponsoring broker" means the broker who has issued a |
sponsor card to a
licensed managing broker, broker, or a |
leasing agent.
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"Sponsor card" means the temporary permit issued by the |
sponsoring broker certifying that the managing broker, broker,
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or leasing agent named thereon is employed by or associated by |
written
agreement with the sponsoring broker, as provided for |
in Section
5-40 of this Act.
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(Source: P.A. 99-227, eff. 8-3-15; 100-188, eff. 1-1-18; |
100-534, eff. 9-22-17; revised 10-2-17.)
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(225 ILCS 454/5-15)
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(Section scheduled to be repealed on January 1, 2020)
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Sec. 5-15. Necessity of managing broker, broker, or leasing |
agent license
or sponsor card; ownership
restrictions. |
(a) It is unlawful for any person , corporation, limited |
liability company,
registered limited liability partnership, |
or partnership to act as
a managing broker, broker, or leasing |
agent or to advertise
or assume to act as such
managing broker, |
broker or leasing agent without a properly issued sponsor card |
or
a license issued
under this Act by the Department, either |
directly or through its authorized designee.
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(b) No corporation shall be granted a license or engage in |
the business or
capacity, either
directly or indirectly, of a |
broker, unless every officer of the
corporation who actively
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participates in the real estate activities of the corporation |
holds a license
as a managing broker or broker
and unless every |
employee who acts as a managing broker, broker, or leasing |
agent for the
corporation holds a
license as a managing broker, |
broker, or leasing agent. All nonparticipating owners or |
officers shall submit affidavits of nonparticipation as |
required by the Department.
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(c) No partnership shall be granted a license or engage in |
the business or
serve in the capacity,
either directly or |
indirectly, of a broker, unless every general
partner in the |
partnership who actively participates in the real estate |
activities of the partnership
holds a license as a managing |
broker or broker and unless every employee who acts as a
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managing broker, broker, or
leasing agent for the partnership |
holds a license as a managing broker, broker,
or leasing
agent. |
All nonparticipating partners shall submit affidavits of |
nonparticipation as required by the Department. In the case of |
a registered limited liability partnership (LLP), every
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partner in the LLP that actively participates in the real |
estate activities of the limited liability partnership
must |
hold a license as a managing broker or broker and every |
employee who acts as a
managing broker, broker, or leasing
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agent must hold a license as a managing broker, broker, or |
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leasing
agent. All nonparticipating limited liability partners |
shall submit affidavits of nonparticipation as required by the |
Department.
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(d) No limited liability company shall be granted a license |
or engage in the
business or serve in
the capacity, either |
directly or indirectly, of a broker unless
every member or |
manager in
the limited liability company that actively |
participates in the real estate activities of the limited |
liability company or every member in a member managed limited |
liability company holds a license as a managing broker or |
broker and
unless every other member and employee who
acts as a |
managing broker, broker, or leasing agent for the limited |
liability company holds
a license as a managing broker, broker, |
or leasing agent. All nonparticipating members or managers |
shall submit affidavits of nonparticipation as required by the |
Department.
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(e) (Blank). No partnership, limited liability company, or |
corporation shall be
licensed to conduct a
brokerage business |
where an individual leasing agent, or group
of
leasing agents, |
owns or directly or indirectly controls more than 49% of the
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shares of stock or
other ownership in the partnership, limited |
liability company, or corporation.
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(f) No person shall be granted a license if any |
participating owner, officer, director, partner, limited |
liability partner, member, or manager has been denied a real |
estate license by the Department in the previous 5 years or is |
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otherwise currently barred from real estate practice because of |
a suspension or revocation. |
(Source: P.A. 99-227, eff. 8-3-15.)
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(225 ILCS 454/5-20)
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(Section scheduled to be repealed on January 1, 2020)
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Sec. 5-20. Exemptions from managing broker, broker, or |
leasing agent license
requirement. The requirement for holding |
a license under this Article 5 shall
not apply to:
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(1) Any person , partnership, or corporation that as |
owner or lessor performs
any of the acts described in the |
definition of "broker" under Section 1-10 of
this Act with |
reference to property owned or leased by it, or to the |
regular
employees thereof with respect to the property so |
owned or leased, where such
acts are performed in the |
regular course of or as an incident to the
management, |
sale, or other disposition of such property and the |
investment
therein, provided that such regular employees |
do not perform any of the acts
described in the definition |
of "broker" under Section 1-10 of this Act in
connection |
with a vocation of selling or leasing any real estate or |
the
improvements thereon not so owned or leased.
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(2) An attorney in fact acting under a duly executed |
and recorded power of
attorney to convey real estate from |
the owner or lessor or the services
rendered by an attorney |
at law in the performance of the attorney's duty as an
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attorney at law.
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(3) Any person acting as receiver, trustee in |
bankruptcy, administrator,
executor, or guardian or while |
acting under a court order or under the
authority of a will |
or testamentary trust.
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(4) Any person acting as a resident manager for the |
owner or any employee
acting as the resident manager for a |
broker managing an apartment building,
duplex, or |
apartment complex, when the resident manager resides on the
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premises, the premises is his or her primary residence, and |
the resident
manager is engaged in the leasing of the |
property of which he or she is the
resident manager.
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(5) Any officer or employee of a federal agency in the |
conduct of official
duties.
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(6) Any officer or employee of the State government or |
any political
subdivision thereof performing official |
duties.
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(7) Any multiple listing service or other similar |
information exchange that is
engaged in the collection
and |
dissemination of information concerning real estate |
available for sale,
purchase, lease, or
exchange for the |
purpose of providing licensees with a system by which |
licensees may cooperatively share information along with |
which no other licensed activities, as defined in Section |
1-10 of this Act, are provided.
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(8) Railroads and other public utilities regulated by |
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the State of Illinois,
or the officers or full time |
employees thereof, unless the performance of any
licensed |
activities is in connection with the sale, purchase, lease, |
or other
disposition of real estate or investment therein |
not needing the approval of
the appropriate State |
regulatory authority.
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(9) Any medium of advertising in the routine course of |
selling or publishing
advertising along with which no other |
licensed activities, as defined in Section 1-10 of this |
Act, are provided.
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(10) Any resident lessee of a residential dwelling unit |
who refers for
compensation to the owner of the dwelling |
unit, or to the owner's agent,
prospective lessees of |
dwelling units in the same building or complex as the
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resident lessee's unit, but only if the resident lessee (i) |
refers no more than
3 prospective lessees in any 12-month |
period, (ii) receives compensation of no
more than $1,500 |
or the equivalent of one month's rent, whichever is less, |
in
any 12-month period, and (iii) limits his or her |
activities to referring
prospective lessees to the owner, |
or the owner's agent, and does not show a
residential |
dwelling unit to a prospective lessee, discuss terms or |
conditions
of leasing a dwelling unit with a prospective |
lessee, or otherwise participate
in the negotiation of the |
leasing of a dwelling unit.
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(11) The purchase, sale, or transfer of a timeshare or |
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similar vacation item or interest, vacation club |
membership, or other activity formerly regulated under the |
Real Estate Timeshare Act of 1999 (repealed).
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(12) (Blank).
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(13) Any person who is licensed without examination |
under
Section 10-25 (now repealed) of the Auction License |
Act is exempt from holding a managing broker's or
broker's |
license under this Act for the limited purpose of selling |
or
leasing real estate at auction, so long as:
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(A) that person has made application for said |
exemption by July 1, 2000;
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(B) that person verifies to the Department that he |
or she has sold real estate
at auction for a period of |
5 years prior to licensure as an auctioneer;
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(C) the person has had no lapse in his or her |
license as an
auctioneer; and
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(D) the license issued under the Auction License |
Act has not been
disciplined for violation of those |
provisions of Article 20 of the Auction
License Act |
dealing with or related to the sale or lease of real |
estate at
auction.
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(14) A person who holds a valid license under the |
Auction License Act and a valid real estate auction |
certification and conducts auctions for the sale of real |
estate under Section 5-32 of this Act. |
(15) A hotel operator who is registered with the |
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Illinois Department of
Revenue and pays taxes under the |
Hotel Operators' Occupation Tax Act and rents
a room or |
rooms in a hotel as defined in the Hotel Operators' |
Occupation Tax
Act for a period of not more than 30 |
consecutive days and not more than 60 days
in a calendar |
year.
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(Source: P.A. 99-227, eff. 8-3-15; 100-534, eff. 9-22-17.)
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(225 ILCS 454/5-45)
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(Section scheduled to be repealed on January 1, 2020)
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Sec. 5-45. Offices.
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(a) If a sponsoring broker maintains more than one office |
within the State,
the sponsoring
broker shall notify the |
Department on forms prescribed by the Department apply for a |
branch office license for each office other than the
sponsoring |
broker's
principal place of business. The brokerage branch |
office license shall be displayed
conspicuously in each
branch |
office. The name of each branch office shall be the same as |
that of the
sponsoring broker's
principal office or shall |
clearly delineate the branch office's relationship
with the |
principal office.
|
(b) The sponsoring broker shall name a managing broker for |
each branch
office and the
sponsoring broker shall be |
responsible for supervising all managing brokers.
The |
sponsoring
broker shall notify the Department in writing of the |
name of all managing brokers of the
sponsoring broker and the |
|
office or offices they manage. Any person initially named as a |
managing broker after April 30, 2011 must either (i) be |
licensed as a managing broker or (ii) meet all the requirements |
to be licensed as a managing broker except the required |
education and examination and secure the managing broker's |
license within 90 days of being named as a managing broker.
Any |
changes in managing brokers shall be reported to the Department |
in writing within 15
days of the
change. Failure to do so shall |
subject the sponsoring broker to discipline
under
Section 20-20 |
of this Act.
|
(c) The sponsoring broker shall immediately notify the |
Department in writing of any
opening, closing, or
change in |
location of any principal or branch office.
|
(d) Except as provided in this Section, each sponsoring |
broker shall
maintain a definite office,
or place of business |
within this State for the transaction of real estate
business, |
shall conspicuously
display an identification sign on the |
outside of his or her office of adequate
size and visibility. |
The office or place of business shall not be located in any
|
retail or financial business
establishment unless it is |
separated from the other business by a separate and
distinct |
area within
the establishment. A broker who is licensed in this |
State by examination or
pursuant to the
provisions of Section |
5-60 of this Act shall not be required to maintain a
definite |
office or place of
business in this State provided all of the |
following conditions are met:
|
|
(1) the broker maintains an
active broker's license in |
the broker's state of domicile;
|
(2) the broker
maintains an office in the
broker's |
state of domicile; and
|
(3) the broker has filed with the Department written
|
statements appointing the
Secretary to act as the broker's |
agent upon whom all judicial and other
process or legal |
notices
directed to the licensee may be served and agreeing |
to abide by all of the
provisions of this Act
with respect |
to his or her real estate activities within the State of |
Illinois
and
submitting to the jurisdiction
of the |
Department.
|
The statements under subdivision (3) of this Section shall |
be in form and
substance the same as those
statements required
|
under Section 5-60 of this Act and shall operate to the same |
extent.
|
(e) Upon the loss of a managing broker who is not replaced |
by the sponsoring
broker or in the
event of the death or |
adjudicated disability of the sole proprietor of an
office, a |
written request for
authorization allowing the continued |
operation of the office may be submitted
to the Department |
within 15
days of the loss. The Department may issue a written |
authorization allowing the
continued operation,
provided that |
a licensed broker, or in the case of the death or adjudicated
|
disability of a sole
proprietor, the representative of the |
estate, assumes responsibility, in
writing, for the operation |
|
of
the office and agrees to personally supervise the operation |
of the office. No
such written
authorization shall be valid for |
more than 60 days unless extended by the Department for
good |
cause shown
and upon written request by the broker or |
representative.
|
(Source: P.A. 96-856, eff. 12-31-09.)
|
(225 ILCS 454/10-15)
|
(Section scheduled to be repealed on January 1, 2020)
|
Sec. 10-15. No compensation to persons in violation of Act; |
compensation
to unlicensed
persons; consumer. |
(a) No compensation may be paid to any unlicensed person in |
exchange for the
person
performing licensed activities in |
violation of this Act.
|
(b) No action or suit shall be instituted, nor recovery |
therein be had, in
any court of this State
by any person , |
partnership, registered limited liability partnership, limited
|
liability company, or
corporation for compensation for any act |
done or service performed, the doing
or performing of
which is |
prohibited by this Act to other than licensed managing brokers, |
brokers,
or leasing agents unless
the person , partnership, |
registered limited liability partnership, limited
liability |
company, or corporation was duly
licensed hereunder as a |
managing broker,
broker, or leasing agent under this Act at the |
time that any such
act was done or service
performed that would |
give rise to a cause of action for compensation.
|
|
(c) A licensee may offer compensation, including prizes, |
merchandise,
services, rebates,
discounts, or other |
consideration to an unlicensed person who is a party to a
|
contract to buy or sell
real estate or is a party to a contract |
for the lease of real estate, so long
as the offer complies |
with
the provisions of subdivision (35) of subsection (a) of |
Section 20-20 of this
Act.
|
(d) A licensee may offer cash, gifts, prizes, awards, |
coupons, merchandise,
rebates or chances
to win a game of |
chance, if not prohibited by any other law or statute,
to a |
consumer as an
inducement to that consumer to use the services |
of the licensee even if the
licensee and consumer
do not |
ultimately enter into a broker-client relationship so long as |
the offer
complies with the
provisions of subdivision (35) of |
subsection (a) of Section 20-20 of this Act.
|
(Source: P.A. 99-227, eff. 8-3-15.)
|
(225 ILCS 454/10-20)
|
(Section scheduled to be repealed on January 1, 2020)
|
Sec. 10-20. Sponsoring broker; employment agreement.
|
(a) A licensee may perform activities as a licensee only |
for his or her
sponsoring broker. A
licensee must have only one |
sponsoring broker at any one time.
|
(b) Every broker who employs licensees or has an |
independent contractor
relationship with a
licensee shall have |
a written employment agreement with each such licensee.
The
|
|
broker having
this written employment agreement with the |
licensee must be that licensee's
sponsoring broker.
|
(c) Every sponsoring broker must have a written employment |
agreement with
each licensee the
broker sponsors. The agreement |
shall address the employment or independent
contractor
|
relationship terms, including without limitation supervision,
|
duties, compensation, and
termination.
|
(d) Every sponsoring broker must have a written employment |
agreement with
each licensed
personal assistant who assists a |
licensee sponsored by the sponsoring broker.
This requirement
|
applies to all licensed personal assistants whether or not they |
perform
licensed activities in their
capacity as a personal |
assistant. The agreement shall address the employment
or |
independent
contractor relationship terms, including without |
limitation supervision,
duties, compensation, and
termination.
|
(e) Notwithstanding the fact that a sponsoring broker has |
an employment
agreement with a
licensee, a sponsoring broker |
may pay compensation directly to a business entity corporation
|
solely owned by that
licensee that has been formed for the |
purpose of receiving compensation earned
by the licensee.
A |
business entity corporation formed for the purpose herein |
stated in this subsection (e) shall
not be required to be
|
licensed under this Act so long as the person that who is the |
sole owner shareholder of
the business entity corporation is
|
licensed.
|
(Source: P.A. 91-245, eff. 12-31-99 .)
|
|
(225 ILCS 454/20-20)
|
(Section scheduled to be repealed on January 1, 2020)
|
Sec. 20-20. Grounds for discipline. |
(a) The Department may refuse to issue or renew a license, |
may place on probation, suspend,
or
revoke any
license, |
reprimand, or take any other disciplinary or non-disciplinary |
action as the Department may deem proper and impose a
fine not |
to exceed
$25,000 upon any licensee or applicant under this Act |
or any person who holds himself or herself out as an applicant |
or licensee or against a licensee in handling his or her own |
property, whether held by deed, option, or otherwise, for any |
one or any combination of the
following causes:
|
(1) Fraud or misrepresentation in applying for, or |
procuring, a license under this Act or in connection with |
applying for renewal of a license under this Act.
|
(2) The conviction of or plea of guilty or plea of nolo |
contendere to a felony or misdemeanor in this State or any |
other jurisdiction; or the entry of an administrative |
sanction by a government agency in this State or any other |
jurisdiction. Action taken under this paragraph (2) for a |
misdemeanor or an administrative sanction is limited to a |
misdemeanor or administrative sanction that has as an
|
essential element dishonesty or fraud or involves larceny, |
embezzlement,
or obtaining money, property, or credit by |
false pretenses or by means of a
confidence
game.
|
|
(3) Inability to practice the profession with |
reasonable judgment, skill, or safety as a result of a |
physical illness, including, but not limited to, |
deterioration through the aging process or loss of motor |
skill, or a mental illness or disability.
|
(4) Practice under this Act as a licensee in a retail |
sales establishment from an office, desk, or space that
is |
not
separated from the main retail business by a separate |
and distinct area within
the
establishment.
|
(5) Having been disciplined by another state, the |
District of Columbia, a territory, a foreign nation, or a |
governmental agency authorized to impose discipline if at |
least one of the grounds for that discipline is the same as |
or
the
equivalent of one of the grounds for which a |
licensee may be disciplined under this Act. A certified |
copy of the record of the action by the other state or |
jurisdiction shall be prima facie evidence thereof.
|
(6) Engaging in the practice of real estate brokerage
|
without a
license or after the licensee's license or |
temporary permit was expired or while the license was
|
inoperative.
|
(7) Cheating on or attempting to subvert the Real
|
Estate License Exam or continuing education exam. |
(8) Aiding or abetting an applicant
to
subvert or cheat |
on the Real Estate License Exam or continuing education |
exam
administered pursuant to this Act.
|
|
(9) Advertising that is inaccurate, misleading, or |
contrary to the provisions of the Act.
|
(10) Making any substantial misrepresentation or |
untruthful advertising.
|
(11) Making any false promises of a character likely to |
influence,
persuade,
or induce.
|
(12) Pursuing a continued and flagrant course of |
misrepresentation or the
making
of false promises through |
licensees, employees, agents, advertising, or
otherwise.
|
(13) Any misleading or untruthful advertising, or |
using any trade name or
insignia of membership in any real |
estate organization of which the licensee is
not a member.
|
(14) Acting for more than one party in a transaction |
without providing
written
notice to all parties for whom |
the licensee acts.
|
(15) Representing or attempting to represent a broker |
other than the
sponsoring broker.
|
(16) Failure to account for or to remit any moneys or |
documents coming into
his or her possession that belong to |
others.
|
(17) Failure to maintain and deposit in a special |
account, separate and
apart from
personal and other |
business accounts, all escrow moneys belonging to others
|
entrusted to a licensee
while acting as a broker, escrow |
agent, or temporary custodian of
the funds of others or
|
failure to maintain all escrow moneys on deposit in the |
|
account until the
transactions are
consummated or |
terminated, except to the extent that the moneys, or any |
part
thereof, shall be: |
(A)
disbursed prior to the consummation or |
termination (i) in accordance with
the
written |
direction of
the principals to the transaction or their |
duly authorized agents, (ii) in accordance with
|
directions providing for the
release, payment, or |
distribution of escrow moneys contained in any written
|
contract signed by the
principals to the transaction or |
their duly authorized agents,
or (iii)
pursuant to an |
order of a court of competent
jurisdiction; or |
(B) deemed abandoned and transferred to the Office |
of the State Treasurer to be handled as unclaimed |
property pursuant to the Revised Uniform Unclaimed |
Property Act. Escrow moneys may be deemed abandoned |
under this subparagraph (B) only: (i) in the absence of |
disbursement under subparagraph (A); (ii) in the |
absence of notice of the filing of any claim in a court |
of competent jurisdiction; and (iii) if 6 months have |
elapsed after the receipt of a written demand for the |
escrow moneys from one of the principals to the |
transaction or the principal's duly authorized agent.
|
The account
shall be noninterest
bearing, unless the |
character of the deposit is such that payment of interest
|
thereon is otherwise
required by law or unless the |
|
principals to the transaction specifically
require, in |
writing, that the
deposit be placed in an interest bearing |
account.
|
(18) Failure to make available to the Department all |
escrow records and related documents
maintained in |
connection
with the practice of real estate within 24 hours |
of a request for those
documents by Department personnel.
|
(19) Failing to furnish copies upon request of |
documents relating to a
real
estate transaction to a party |
who has executed that document.
|
(20) Failure of a sponsoring broker to timely provide |
information, sponsor
cards,
or termination of licenses to |
the Department.
|
(21) Engaging in dishonorable, unethical, or |
unprofessional conduct of a
character
likely to deceive, |
defraud, or harm the public.
|
(22) Commingling the money or property of others with |
his or her own money or property.
|
(23) Employing any person on a purely temporary or |
single deal basis as a
means
of evading the law regarding |
payment of commission to nonlicensees on some
contemplated
|
transactions.
|
(24) Permitting the use of his or her license as a |
broker to enable a
leasing agent or
unlicensed person to |
operate a real estate business without actual
|
participation therein and control
thereof by the broker.
|
|
(25) Any other conduct, whether of the same or a |
different character from
that
specified in this Section, |
that constitutes dishonest dealing.
|
(26) Displaying a "for rent" or "for sale" sign on any |
property without
the written
consent of an owner or his or |
her duly authorized agent or advertising by any
means that |
any property is
for sale or for rent without the written |
consent of the owner or his or her
authorized agent.
|
(27) Failing to provide information requested by the |
Department, or otherwise respond to that request, within 30 |
days of
the
request.
|
(28) Advertising by means of a blind advertisement, |
except as otherwise
permitted in Section 10-30 of this Act.
|
(29) Offering guaranteed sales plans, as defined in |
clause (A) of
this subdivision (29), except to
the extent |
hereinafter set forth:
|
(A) A "guaranteed sales plan" is any real estate |
purchase or sales plan
whereby a licensee enters into a |
conditional or unconditional written contract
with a |
seller, prior to entering into a brokerage agreement |
with the seller, by the
terms of which a licensee |
agrees to purchase a property of the seller within a
|
specified period of time
at a specific price in the |
event the property is not sold in accordance with
the |
terms of a brokerage agreement to be entered into |
between the sponsoring broker and the seller.
|
|
(B) A licensee offering a guaranteed sales plan |
shall provide the
details
and conditions of the plan in |
writing to the party to whom the plan is
offered.
|
(C) A licensee offering a guaranteed sales plan |
shall provide to the
party
to whom the plan is offered |
evidence of sufficient financial resources to
satisfy |
the commitment to
purchase undertaken by the broker in |
the plan.
|
(D) Any licensee offering a guaranteed sales plan |
shall undertake to
market the property of the seller |
subject to the plan in the same manner in
which the |
broker would
market any other property, unless the |
agreement with the seller provides
otherwise.
|
(E) The licensee cannot purchase seller's property |
until the brokerage agreement has ended according to |
its terms or is otherwise terminated. |
(F) Any licensee who fails to perform on a |
guaranteed sales plan in
strict accordance with its |
terms shall be subject to all the penalties provided
in |
this Act for
violations thereof and, in addition, shall |
be subject to a civil fine payable
to the party injured |
by the
default in an amount of up to $25,000.
|
(30) Influencing or attempting to influence, by any |
words or acts, a
prospective
seller, purchaser, occupant, |
landlord, or tenant of real estate, in connection
with |
viewing, buying, or
leasing real estate, so as to promote |
|
or tend to promote the continuance
or maintenance of
|
racially and religiously segregated housing or so as to |
retard, obstruct, or
discourage racially
integrated |
housing on or in any street, block, neighborhood, or |
community.
|
(31) Engaging in any act that constitutes a violation |
of any provision of
Article 3 of the Illinois Human Rights |
Act, whether or not a complaint has
been filed with or
|
adjudicated by the Human Rights Commission.
|
(32) Inducing any party to a contract of sale or lease |
or brokerage
agreement to
break the contract of sale or |
lease or brokerage agreement for the purpose of
|
substituting, in lieu
thereof, a new contract for sale or |
lease or brokerage agreement with a third
party.
|
(33) Negotiating a sale, exchange, or lease of real |
estate directly with
any person
if the licensee knows that |
the person has an exclusive brokerage
agreement with |
another
broker, unless specifically authorized by that |
broker.
|
(34) When a licensee is also an attorney, acting as the |
attorney for
either the
buyer or the seller in the same |
transaction in which the licensee is acting or
has acted as |
a managing broker
or broker.
|
(35) Advertising or offering merchandise or services |
as free if any
conditions or
obligations necessary for |
receiving the merchandise or services are not
disclosed in |
|
the same
advertisement or offer. These conditions or |
obligations include without
limitation the
requirement |
that the recipient attend a promotional activity or visit a |
real
estate site. As used in this
subdivision (35), "free" |
includes terms such as "award", "prize", "no charge",
"free |
of charge",
"without charge", and similar words or phrases |
that reasonably lead a person to
believe that he or she
may |
receive or has been selected to receive something of value, |
without any
conditions or
obligations on the part of the |
recipient.
|
(36) (Blank).
|
(37) Violating the terms of a disciplinary order
issued |
by the Department.
|
(38) Paying or failing to disclose compensation in |
violation of Article 10 of this Act.
|
(39) Requiring a party to a transaction who is not a |
client of the
licensee
to allow the licensee to retain a |
portion of the escrow moneys for payment of
the licensee's |
commission or expenses as a condition for release of the |
escrow
moneys to that party.
|
(40) Disregarding or violating any provision of this |
Act or the published
rules adopted
promulgated by the |
Department to enforce this Act or aiding or abetting any |
individual, foreign or domestic
partnership, registered |
limited liability partnership, limited liability
company, |
or corporation , or other business entity in
disregarding |
|
any provision of this Act or the published rules adopted |
promulgated by the Department
to enforce this Act.
|
(41) Failing to provide the minimum services required |
by Section 15-75 of this Act when acting under an exclusive |
brokerage agreement.
|
(42) Habitual or excessive use or addiction to alcohol, |
narcotics, stimulants, or any other chemical agent or drug |
that results in a managing broker, broker, or leasing |
agent's inability to practice with reasonable skill or |
safety. |
(43) Enabling, aiding, or abetting an auctioneer, as |
defined in the Auction License Act, to conduct a real |
estate auction in a manner that is in violation of this |
Act. |
(44) Permitting any leasing agent or temporary leasing |
agent permit holder to engage in activities that require a |
broker's or managing broker's license. |
(b) The Department may refuse to issue or renew or may |
suspend the license of any person who fails to file a return, |
pay the tax, penalty or interest shown in a filed return, or |
pay any final assessment of tax, penalty, or interest, as |
required by any tax Act administered by the Department of |
Revenue, until such time as the requirements of that tax Act |
are satisfied in accordance with subsection (g) of Section |
2105-15 of the Civil Administrative Code of Illinois. |
(c) The Department shall deny a license or renewal |
|
authorized by this Act to a person who has defaulted on an |
educational loan or scholarship provided or guaranteed by the |
Illinois Student Assistance Commission or any governmental |
agency of this State in accordance with item (5) of subsection |
(a) of Section 2105-15 of the Civil Administrative Code of |
Illinois. |
(d) In cases where the Department of Healthcare and Family |
Services (formerly Department of Public Aid) has previously |
determined that a licensee or a potential licensee is more than |
30 days delinquent in the payment of child support and has |
subsequently certified the delinquency to the Department may |
refuse to issue or renew or may revoke or suspend that person's |
license or may take other disciplinary action against that |
person based solely upon the certification of delinquency made |
by the Department of Healthcare and Family Services in |
accordance with item (5) of subsection (a) of Section 2105-15 |
of the Civil Administrative Code of Illinois. |
(e) In enforcing this Section, the Department or Board upon |
a showing of a possible violation may compel an individual |
licensed to practice under this Act, or who has applied for |
licensure under this Act, to submit to a mental or physical |
examination, or both, as required by and at the expense of the |
Department. The Department or Board may order the examining |
physician to present testimony concerning the mental or |
physical examination of the licensee or applicant. No |
information shall be excluded by reason of any common law or |
|
statutory privilege relating to communications between the |
licensee or applicant and the examining physician. The |
examining physicians shall be specifically designated by the |
Board or Department. The individual to be examined may have, at |
his or her own expense, another physician of his or her choice |
present during all aspects of this examination. Failure of an |
individual to submit to a mental or physical examination, when |
directed, shall be grounds for suspension of his or her license |
until the individual submits to the examination if the |
Department finds, after notice and hearing, that the refusal to |
submit to the examination was without reasonable cause. |
If the Department or Board finds an individual unable to |
practice because of the reasons set forth in this Section, the |
Department or Board may require that individual to submit to |
care, counseling, or treatment by physicians approved or |
designated by the Department or Board, as a condition, term, or |
restriction for continued, reinstated, or renewed licensure to |
practice; or, in lieu of care, counseling, or treatment, the |
Department may file, or the Board may recommend to the |
Department to file, a complaint to immediately suspend, revoke, |
or otherwise discipline the license of the individual. An |
individual whose license was granted, continued, reinstated, |
renewed, disciplined or supervised subject to such terms, |
conditions, or restrictions, and who fails to comply with such |
terms, conditions, or restrictions, shall be referred to the |
Secretary for a determination as to whether the individual |
|
shall have his or her license suspended immediately, pending a |
hearing by the Department. |
In instances in which the Secretary immediately suspends a |
person's license under this Section, a hearing on that person's |
license must be convened by the Department within 30 days after |
the suspension and completed without appreciable delay. The |
Department and Board shall have the authority to review the |
subject individual's record of treatment and counseling |
regarding the impairment to the extent permitted by applicable |
federal statutes and regulations safeguarding the |
confidentiality of medical records. |
An individual licensed under this Act and affected under |
this Section shall be afforded an opportunity to demonstrate to |
the Department or Board that he or she can resume practice in |
compliance with acceptable and prevailing standards under the |
provisions of his or her license. |
(Source: P.A. 99-227, eff. 8-3-15; 100-22, eff. 1-1-18; |
100-188, eff. 1-1-18; 100-534, eff. 9-22-17; revised 10-2-17.)
|
(225 ILCS 454/30-5)
|
(Section scheduled to be repealed on January 1, 2020)
|
Sec. 30-5. Licensing of real estate education providers , |
education provider branches, and
instructors. |
(a) No person shall operate an education provider entity |
without possessing a valid and active license issued by the |
Department. Only education providers in possession of a valid |
|
education provider license may provide real estate |
pre-license, post-license, or continuing education courses |
that satisfy the requirements of this Act. Every person that |
desires to obtain an education provider license shall make |
application to the Department in writing on forms prescribed by |
the Department and pay the fee prescribed by rule. In addition |
to any other information required to be contained in the |
application as prescribed by rule, every application for an |
original or renewed license shall include the applicant's |
Social Security number or tax identification number.
|
(b) (Blank).
|
(c) (Blank).
|
(d) (Blank).
|
(e) (Blank). |
(f) To qualify for an education provider license, an |
applicant must demonstrate the following: |
(1) a sound financial base for establishing, |
promoting, and delivering the necessary courses; budget |
planning for the school's courses should be clearly |
projected; |
(2) a sufficient number of qualified, licensed |
instructors as provided by rule; |
(3) adequate support personnel to assist with |
administrative matters and technical assistance; |
(4) maintenance and availability of records of |
participation for licensees; |
|
(5) the ability to provide each participant who |
successfully completes an approved program with a |
certificate of completion signed by the administrator of a |
licensed education provider on forms provided by the |
Department; |
(6) a written policy dealing with procedures for the |
management of grievances and fee refunds; |
(7) lesson plans and examinations, if applicable, for |
each course; |
(8) a 75% passing grade for successful completion of |
any continuing education course or pre-license or |
post-license examination, if required; |
(9) the ability to identify and use instructors who |
will teach in a planned program; instructor selections must |
demonstrate: |
(A) appropriate credentials; |
(B) competence as a teacher; |
(C) knowledge of content area; and |
(D) qualification by experience. |
Unless otherwise provided for in this Section, the |
education provider shall provide a proctor or an electronic |
means of proctoring for each examination; the education |
provider shall be responsible for the conduct of the proctor; |
the duties and responsibilities of a proctor shall be |
established by rule. |
Unless otherwise provided for in this Section, the |
|
education provider must provide for closed book examinations |
for each course unless the Department, upon the recommendation |
of the Board, excuses this requirement based on the complexity |
of the course material. |
(g) Advertising and promotion of education activities must |
be carried out in a responsible fashion clearly showing the |
educational objectives of the activity, the nature of the |
audience that may benefit from the activity, the cost of the |
activity to the participant and the items covered by the cost, |
the amount of credit that can be earned, and the credentials of |
the faculty. |
(h) The Department may, or upon request of the Board shall, |
after notice, cause an education provider to attend an informal |
conference before the Board for failure to comply with any |
requirement for licensure or for failure to comply with any |
provision of this Act or the rules for the administration of |
this Act. The Board shall make a recommendation to the |
Department as a result of its findings at the conclusion of any |
such informal conference. |
(i) All education providers shall maintain these minimum |
criteria and pay the required fee in order to retain their |
education provider license. |
(j) The Department may adopt any administrative rule |
consistent with the language and intent of this Act that may be |
necessary for the implementation and enforcement of this |
Section. |
|
(Source: P.A. 100-188, eff. 1-1-18 .)
|
Section 20. The Real Estate Appraiser Licensing Act of 2002 |
is amended by changing Sections 5-45 and 15-15 as follows:
|
(225 ILCS 458/5-45)
|
(Section scheduled to be repealed on January 1, 2022)
|
Sec. 5-45. Continuing education renewal requirements.
|
(a) The continuing education requirements for a person to |
renew a license as
a State certified general
real estate |
appraiser
or
a State certified residential real estate |
appraiser
shall be
established by rule.
|
(b) The continuing education requirements for a person to
|
renew a license as an associate real estate trainee appraiser |
shall be
established by rule.
|
(c) Notwithstanding any other provision of this Act to the |
contrary, the Department shall establish a continuing |
education completion deadline for appraisal licensees and |
require evidence of compliance with the continuing education |
requirements before the renewal of a license. |
(Source: P.A. 96-844, eff. 12-23-09 .)
|
(225 ILCS 458/15-15)
|
(Section scheduled to be repealed on January 1, 2022)
|
Sec. 15-15. Investigation; notice; hearing.
|
(a) Upon the motion of the Department
or the Board or
upon |
|
a complaint in
writing of a person setting forth facts that, if |
proven, would constitute
grounds for suspension, revocation,
|
or other disciplinary action against a licensee or applicant |
for licensure, the Department
shall investigate the actions of |
the licensee or applicant. If, upon investigation, the |
Department believes that there may be cause for suspension, |
revocation, or other disciplinary action, the Department shall |
use the services of a State certified general real estate |
appraiser, a State certified residential real estate |
appraiser, or the Real Estate Coordinator to assist in |
determining whether grounds for disciplinary action exist |
prior to commencing formal disciplinary proceedings.
|
(b) Formal disciplinary proceedings shall commence upon |
the issuance of a
written complaint
describing the charges that |
are the basis of the disciplinary action and
delivery of the |
detailed complaint to the address of
record of the licensee or |
applicant. The Department
shall notify the licensee or
|
applicant
to file a verified written
answer within 20 days |
after the service of the notice and complaint.
The
notification |
shall inform the licensee or applicant of his or her
right to |
be heard in person or by
legal counsel; that the hearing will |
be afforded not sooner than 30 days after
service
of the |
complaint; that failure to file an answer will result in a |
default being
entered against the licensee or applicant;
that |
the license may be suspended, revoked, or placed on
|
probationary status; and that other
disciplinary action may be |
|
taken pursuant to this Act, including limiting the
scope, |
nature, or extent of the licensee's
practice. If the licensee |
or applicant fails to file an answer after service of
notice, |
his or her license may,
at the discretion of the Department, be |
suspended,
revoked, or placed on probationary
status and the |
Department
may take whatever disciplinary
action it deems |
proper,
including limiting the scope, nature, or extent of the |
person's practice,
without a hearing.
|
(c) At the time and place fixed in the notice, the Board |
shall conduct
hearing of the charges, providing
both the |
accused person and the complainant ample opportunity to present |
in
person
or by counsel such statements, testimony, evidence, |
and argument as may be
pertinent to the charges or
to a defense |
thereto.
|
(d) The Board shall present to the Secretary
a written |
report of its
findings and
recommendations. A copy of the |
report shall be served upon the licensee or
applicant,
either |
personally or by certified
mail. Within 20 days after the |
service, the licensee or applicant may present
the Secretary
|
with a motion in writing
for either a rehearing, a proposed |
finding of fact, a conclusion of law, or an
alternative |
sanction, and shall
specify the particular grounds for the |
request. If the accused orders a
transcript of the record
as |
provided in this Act, the time elapsing thereafter and before |
the transcript
is ready for delivery to the
accused shall not |
be counted as part of the 20 days. If the Secretary
is
not |
|
satisfied that
substantial justice has been done, the Secretary
|
may order a rehearing by
the Board or other
special committee |
appointed by the Secretary, may remand the matter to the
Board |
for its
reconsideration of the matter based on the pleadings |
and evidence presented to
the Board, or may enter
a final order |
in contravention of the Board's recommendation. In all
|
instances under this Act in which
the Board has rendered a |
recommendation to the Secretary
with respect to a
particular |
licensee or
applicant, the Secretary, if he or she disagrees |
with
the recommendation of the Board, shall file with the Board |
and provide to the
licensee or applicant a copy of the |
Secretary's
specific written reasons for
disagreement with the |
Board. The reasons shall be filed within 60 days of the
Board's |
recommendation
to the Secretary
and prior to any contrary |
action. Notwithstanding a licensee's or applicant's failure to |
file a motion for rehearing, the Secretary
shall have the right |
to take any of
the actions specified in this
subsection (d). |
Upon the suspension or revocation of a license, the licensee
|
shall
be required to surrender his
or her license to the |
Department, and upon failure or refusal to do so, the |
Department
shall have
the right to seize the
license.
|
(e) The Department
has the power to issue subpoenas and
|
subpoenas duces tecum
to bring before it any person in this |
State, to take testimony, or to require
production of any |
records
relevant to an inquiry or hearing by the Board in the |
same manner as prescribed
by law in judicial
proceedings in the |
|
courts of this State. In a case of refusal of a witness to
|
attend, testify, or to produce
books or papers concerning a |
matter upon which he or she might be lawfully
examined, the |
circuit court
of the county where the hearing is held, upon |
application of the Department
or any
party to the proceeding, |
may compel obedience by proceedings as for contempt.
|
(f) Any license that is suspended indefinitely or revoked |
may not be
restored for a minimum period
of 2 years, or as |
otherwise ordered by the Secretary.
|
(g) In addition to the provisions of this Section |
concerning the conduct of
hearings and the
recommendations for |
discipline, the Department
has the authority to negotiate
|
disciplinary and non-disciplinary
settlement agreements |
concerning any license issued under this Act. All such
|
agreements shall be
recorded as Consent Orders or Consent to |
Administrative Supervision Orders.
|
(h) The Secretary
shall have the authority to appoint an |
attorney duly
licensed to practice law in the
State of Illinois |
to serve as the hearing officer in any action to suspend,
|
revoke, or otherwise discipline
any license issued by the |
Department. The Hearing Officer
shall have full authority
to |
conduct the hearing.
|
(i) The Department, at its expense, shall preserve a record |
of all formal hearings of
any contested case involving
the |
discipline of a license. At all hearings or pre-hearing |
conferences, the Department
and the licensee shall be
entitled |