Bill Text: NY A09026 | 2011-2012 | General Assembly | Introduced


Bill Title: Authorizes electronic notarization.

Spectrum: Partisan Bill (Democrat 1-0)

Status: (Introduced - Dead) 2012-01-17 - referred to governmental operations [A09026 Detail]

Download: New_York-2011-A09026-Introduced.html
                           S T A T E   O F   N E W   Y O R K
       ________________________________________________________________________
                                         9026
                                 I N  A S S E M B L Y
                                   January 17, 2012
                                      ___________
       Introduced  by  M.  of  A.  ENGLEBRIGHT -- read once and referred to the
         Committee on Governmental Operations
       AN ACT to amend the executive law, in relation to  providing  for  elec-
         tronic notarization
         THE  PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
       BLY, DO ENACT AS FOLLOWS:
    1    Section 1. The executive law is amended by adding a new section  137-a
    2  to read as follows:
    3    S  137-A.  ELECTRONIC NOTARIZATION. 1.   DEFINITIONS. (A) "ELECTRONIC"
    4  SHALL HAVE THE SAME MEANING AS SET FORTH IN SUBDIVISION ONE  OF  SECTION
    5  THREE HUNDRED TWO OF THE STATE TECHNOLOGY LAW.
    6    (B)  "ELECTRONIC  DOCUMENT"  MEANS INFORMATION THAT IS CREATED, GENER-
    7  ATED, SENT, COMMUNICATED, RECEIVED OR STORED BY ELECTRONIC MEANS.
    8    (C) "ELECTRONIC NOTARIAL ACT" MEANS AN OFFICIAL ACT BY A NOTARY PUBLIC
    9  ON OR INVOLVING AN ELECTRONIC DOCUMENT AND USING MEANS AUTHORIZED BY THE
   10  SECRETARY OF STATE.
   11    (D) "ELECTRONIC NOTARY PUBLIC" OR "ELECTRONIC NOTARY" MEANS  A  NOTARY
   12  PUBLIC  WHO HAS REGISTERED WITH THE SECRETARY OF STATE THE CAPABILITY OF
   13  PERFORMING ELECTRONIC NOTARIAL ACTS.
   14    (E) "ELECTRONIC SIGNATURE" SHALL HAVE THE SAME MEANING AS SET FORTH IN
   15  SUBDIVISION THREE OF SECTION THREE HUNDRED TWO OF THE  STATE  TECHNOLOGY
   16  LAW.
   17    (F)  "ELECTRONIC NOTARIAL STATEMENT OF AUTHORITY" MEANS THE PORTION OF
   18  A NOTARIZED ELECTRONIC DOCUMENT THAT IS COMPLETED BY A NOTARY PUBLIC AND
   19  CONTAINS THE NOTARY PUBLIC'S ELECTRONIC SIGNATURE  AND  ALL  INFORMATION
   20  REQUIRED BY SECTION ONE HUNDRED THIRTY-SEVEN OF THIS ARTICLE.
   21    (G)  "NOTARY  ELECTRONIC  SIGNATURE"  MEANS  THOSE FORMS OF ELECTRONIC
   22  SIGNATURE, WHICH HAVE BEEN APPROVED BY THE  SECRETARY  OF  STATE  AS  AN
   23  ACCEPTABLE  MEANS  FOR AN ELECTRONIC NOTARY TO AFFIX THE NOTARY PUBLIC'S
   24  OFFICIAL SIGNATURE TO AN ELECTRONIC RECORD THAT IS BEING NOTARIZED.
   25    2. PHYSICAL APPEARANCE REQUIREMENT. (A)  A  NOTARY  PUBLIC  SHALL  NOT
   26  PERFORM  AN  ELECTRONIC  NOTARIAL  ACT  IF  THE DOCUMENT SIGNER DOES NOT
   27  APPEAR IN PERSON BEFORE THE NOTARY PUBLIC AT THE TIME  OF  NOTARIZATION.
   28  UNDER  NO  CIRCUMSTANCE SHALL A NOTARY PUBLIC BASE IDENTIFICATION MERELY
        EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                             [ ] is old law to be omitted.
                                                                  LBD06185-01-1
       A. 9026                             2
    1  UPON FAMILIARITY WITH A SIGNER'S ELECTRONIC SIGNATURE OR  AN  ELECTRONIC
    2  VERIFICATION  PROCESS  THAT AUTHENTICATES THE SIGNER'S ELECTRONIC SIGNA-
    3  TURE WHEN THE SIGNER IS NOT IN  THE  PHYSICAL  PRESENCE  OF  THE  NOTARY
    4  PUBLIC.
    5    (B)  THE  METHODS  FOR  IDENTIFYING DOCUMENT SIGNERS FOR AN ELECTRONIC
    6  NOTARIZATION SHALL BE THE SAME AS THE METHODS REQUIRED FOR A PAPER-BASED
    7  NOTARIZATION.
    8    3. REGISTRATION REQUIREMENTS. (A)  BEFORE  PERFORMING  ANY  ELECTRONIC
    9  NOTARIAL  ACT  OR ACTS, A NOTARY PUBLIC SHALL REGISTER THE CAPABILITY TO
   10  NOTARIZE ELECTRONICALLY WITH THE SECRETARY OF STATE ON A FORM PRESCRIBED
   11  BY THE SECRETARY OF STATE.
   12    (B) IN REGISTERING THE CAPABILITY TO PERFORM ELECTRONIC NOTARIAL ACTS,
   13  THE NOTARY PUBLIC SHALL PROVIDE THE FOLLOWING INFORMATION TO THE  SECRE-
   14  TARY OF STATE, NOTARY PROCESSING UNIT:
   15    (I)  THE APPLICANT'S NAME AS CURRENTLY COMMISSIONED AND COMPLETE MAIL-
   16  ING ADDRESS;
   17    (II) THE EXPIRATION DATE OF THE NOTARY PUBLIC'S COMMISSION AND  SIGNA-
   18  TURE OF THE COMMISSIONED NOTARY PUBLIC;
   19    (III) THE APPLICANT'S E-MAIL ADDRESS;
   20    (IV)  THE  DESCRIPTION OF THE ELECTRONIC TECHNOLOGY OR TECHNOLOGIES TO
   21  BE USED IN ATTACHING THE NOTARY PUBLIC'S  ELECTRONIC  SIGNATURE  TO  THE
   22  ELECTRONIC DOCUMENT;
   23    (V)  AN  EXEMPLAR  OF  THE NOTARY PUBLIC'S ELECTRONIC SIGNATURE, WHICH
   24  SHALL CONTAIN THE NOTARY PUBLIC'S NAME AND ANY NECESSARY INSTRUCTIONS OR
   25  TECHNIQUES THAT ALLOW THE NOTARY PUBLIC'S  ELECTRONIC  SIGNATURE  TO  BE
   26  READ; AND
   27    (VI)  IF THE DEVICE USED TO CREATE THE ELECTRONIC SIGNATURE WAS ISSUED
   28  OR REGISTERED THROUGH A LICENSED CERTIFICATION AUTHORITY,  THE  NAME  OF
   29  THE  AUTHORITY,  THE  SOURCE OF THE LICENSE, THE STARTING AND EXPIRATION
   30  DATES OF THE DEVICE'S TERM OF REGISTRATION AND ANY  REVOCATIONS,  ANNUL-
   31  MENTS,  OR  OTHER PREMATURE TERMINATIONS OF ANY REGISTERED DEVICE OF THE
   32  REGISTRANT THAT WAS DUE TO MISUSE OR COMPROMISE OF THE DEVICE, WITH  THE
   33  DATE, CAUSE AND NATURE OF EACH TERMINATION EXPLAINED IN DETAIL.
   34    4.  TYPES  OF ELECTRONIC NOTARIAL ACTS. ANY NOTARIAL ACT AUTHORIZED BY
   35  SECTION ONE HUNDRED THIRTY-FIVE OF THIS ARTICLE MAY BE  PERFORMED  ELEC-
   36  TRONICALLY  AS  PRESCRIBED  BY THIS SECTION IF UNDER APPLICABLE LAW THAT
   37  DOCUMENT MAY BE SIGNED WITH AN ELECTRONIC SIGNATURE.
   38    5. FORM AND MANNER OF PERFORMING THE ELECTRONIC NOTARIAL ACT: (A) WHEN
   39  PERFORMING AN ELECTRONIC NOTARIAL ACT, A NOTARY PUBLIC  SHALL  APPLY  AN
   40  ELECTRONIC SIGNATURE, WHICH SHALL BE ATTACHED TO OR LOGICALLY ASSOCIATED
   41  WITH  THE  ELECTRONIC  DOCUMENT  SUCH THAT REMOVAL OR ALTERATION OF SUCH
   42  ELECTRONIC SIGNATURE IS DETECTABLE AND WILL RENDER  EVIDENCE  OF  ALTER-
   43  ATION  OF THE DOCUMENT CONTAINING THE NOTARY SIGNATURE WHICH MAY INVALI-
   44  DATE THE ELECTRONIC NOTARIAL ACT.
   45    (B) THE NOTARY PUBLIC'S ELECTRONIC SIGNATURE IS DEEMED TO BE  RELIABLE
   46  IF  THE  FOLLOWING  REQUIREMENTS ARE MET: (I) IT IS UNIQUE TO THE NOTARY
   47  PUBLIC;
   48    (II) IT IS CAPABLE OF INDEPENDENT VERIFICATION;
   49    (III) IT IS RETAINED UNDER THE NOTARY PUBLIC'S SOLE CONTROL;
   50    (IV) IT IS ATTACHED TO OR LOGICALLY  ASSOCIATED  WITH  THE  ELECTRONIC
   51  DOCUMENT; AND
   52    (V)  IT  IS  LINKED  TO  THE DATA IN SUCH A MANNER THAT ANY SUBSEQUENT
   53  ALTERATIONS TO THE UNDERLYING DOCUMENT ARE DETECTABLE AND MAY INVALIDATE
   54  THE ELECTRONIC NOTARIAL ACT.
   55    (C) THE NOTARY PUBLIC'S ELECTRONIC SIGNATURE SHALL BE  USED  ONLY  FOR
   56  THE PURPOSE OF PERFORMING ELECTRONIC NOTARIAL ACTS.
       A. 9026                             3
    1    (D)  THE SECRETARY SHALL ADOPT RULES NECESSARY TO ESTABLISH STANDARDS,
    2  PROCEDURES, PRACTICES, FORMS, AND RECORDS RELATING TO A NOTARY  PUBLIC'S
    3  ELECTRONIC  SIGNATURE.  THE  NOTARY  PUBLIC'S ELECTRONIC SIGNATURE SHALL
    4  CONFORM TO ANY STANDARDS ADOPTED BY THE SECRETARY.
    5    6.  CHANGE  OF E-MAIL ADDRESS. WITHIN FIVE DAYS AFTER THE CHANGE OF AN
    6  ELECTRONIC NOTARY PUBLIC'S E-MAIL ADDRESS, THE NOTARY PUBLIC SHALL ELEC-
    7  TRONICALLY TRANSMIT TO THE SECRETARY OF STATE A NOTICE  OF  THE  CHANGE,
    8  SIGNED WITH THE NOTARY PUBLIC'S OFFICIAL ELECTRONIC SIGNATURE.
    9    S  2.  Section  136  of  the  executive law is amended by adding a new
   10  subdivision 3 to read as follows:
   11    3. FOR ELECTRONIC NOTARIAL  SERVICES,  EXCEPT  WHERE  ANOTHER  FEE  IS
   12  SPECIFICALLY  PRESCRIBED BY STATUTE, A FEE NOT IN EXCESS OF THOSE SPECI-
   13  FIED WITHIN THIS SECTION.
   14    S 3. This act shall take effect on the sixtieth  day  after  it  shall
   15  have become a law. Effective immediately, the addition, amendment and/or
   16  repeal  of  any  rule  or regulation necessary for the implementation of
   17  this act on its effective date is authorized to be  made  on  or  before
   18  such effective date.
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