Bill Text: NY S01701 | 2025-2026 | General Assembly | Introduced


Bill Title: Relates to strengthening of utility storm response and compliance by reviewing mitigating factors including but not limited to mitigating factors and the specifics surrounding the violation or violations.

Spectrum: Partisan Bill (Democrat 7-0)

Status: (Introduced) 2025-01-21 - REPORTED AND COMMITTED TO RULES [S01701 Detail]

Download: New_York-2025-S01701-Introduced.html



                STATE OF NEW YORK
        ________________________________________________________________________

                                          1701

                               2025-2026 Regular Sessions

                    IN SENATE

                                    January 13, 2025
                                       ___________

        Introduced  by  Sens.  MAYER,  COMRIE, HARCKHAM, HINCHEY, HOYLMAN-SIGAL,
          SALAZAR, WEBB -- read twice and ordered printed, and when  printed  to
          be committed to the Committee on Energy and Telecommunications

        AN  ACT to amend the public service law, in relation to strengthening of
          utility storm response and compliance

          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:

     1    Section  1.  Section 25 of the public service law, as added by chapter
     2  665 of the laws of 1980, subdivision 2, paragraph (a) of  subdivision  3
     3  and paragraph (a) of subdivision 4 as amended by chapter 375 of the laws
     4  of  1986,  subdivision  4-a as added by chapter 334 of the laws of 2024,
     5  subdivision 4-a as added by chapter 675 of the laws of 2024, is  amended
     6  to read as follows:
     7    § 25. Penalties.  1.  Every  public  utility  company,  corporation or
     8  person and the officers, agents and employees  thereof  shall  obey  and
     9  comply  with  every  provision  of this chapter and every order or regu-
    10  lation adopted under authority of this chapter so long as the same shall
    11  be in force.
    12    2. Any public utility company, corporation or person and the officers,
    13  agents and employees thereof that knowingly fails or neglects to obey or
    14  comply with a provision of this chapter or a regulation  or  [an]  order
    15  adopted  under authority of this chapter so long as the same shall be in
    16  force, shall forfeit to the people of the state of New York a  sum  [not
    17  exceeding  one hundred thousand dollars constituting a civil penalty for
    18  each and every offense and, in the case of a continuing violation,  each
    19  day  shall  be deemed a separate and distinct offense] that shall be set
    20  by the public service commission after considering the following:
    21    (a) the scope of damages caused by the violation to individuals, busi-
    22  nesses and the state;
    23    (b) each individual act or omission which led to the violation;
    24    (c) whether the violation was knowing or willful;

         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD03579-01-5

        S. 1701                             2

     1    (d) whether the violation was recurring, or had been the subject of  a
     2  previous finding by the commission;
     3    (e)  whether  the  violation  was of a provision of this chapter, or a
     4  regulation or order adopted under the authority of this chapter, adopted
     5  specifically for the protection  of  human  safety,  including  but  not
     6  limited  to the commission's code of gas safety regulations, and whether
     7  the violation caused or constituted a contributing  factor  in  bringing
     8  about a death or personal injury, as determined by the commission;
     9    (f)  whether  the  violation  was of a provision of this chapter, or a
    10  regulation or order adopted under the authority of this chapter, specif-
    11  ically designed to protect the overall  reliability  and  continuity  of
    12  service,  the  duration  of  any  such violation, whether such violation
    13  affected the reliability or continuity of service, the duration  of  any
    14  such effect on the reliability or continuity of service, and whether any
    15  effect on the reliability or continuity of service was recurring;
    16    (g)  the  economic  losses  of  ratepayers,  in  the form of increased
    17  service rates or otherwise, associated with damage to  or  weakening  of
    18  infrastructure  in  connection with the event out of which the violation
    19  arose, including but not limited to  investments  and  costs  associated
    20  with repairing, improving, or replacing such infrastructure;
    21    (h)  whether  the  violation was caused in whole or in part due to the
    22  systematic failure of the entity to  maintain  or  replace  obsolete  or
    23  deteriorated materials or equipment;
    24    (i) the degree of preparation, including but not limited to the utili-
    25  zation of mutual aid or other contingent resources, for a storm event or
    26  other event out of which the violation arose for which there was advance
    27  warning or notice;
    28    (j) with respect to telephone corporations, cable television companies
    29  and  the  officers,  agents  and  employees  thereof,  whether a loss of
    30  commercial electricity caused the violation; and
    31    (k) mitigating factors relevant to the seriousness of  the  violation,
    32  as determined by the commission.
    33    3. [Notwithstanding the provisions of subdivision two of this section,
    34  any such public utility company, corporation or person and the officers,
    35  agents and employees thereof that knowingly fails or neglects to obey or
    36  comply  with  a  provision  of  this  chapter, or an order or regulation
    37  adopted under the authority of this chapter,  adopted  specifically  for
    38  the protection of human safety, including but not limited to the commis-
    39  sion's  code of gas safety regulations shall, if it is determined by the
    40  commission that such safety violation caused or constituted a contribut-
    41  ing factor in bringing about a death or personal injury, forfeit to  the
    42  state of New York a sum not to exceed the greater of:
    43    (a) two hundred and fifty thousand dollars constituting a civil penal-
    44  ty  for  each separate and distinct offense; provided, however, that for
    45  purposes of this paragraph each day of a continuing violation shall  not
    46  be deemed a separate and distinct offense. The total period of a contin-
    47  uing  violation, as well as every distinct violation, shall be similarly
    48  treated as a separate and distinct offense for purposes  of  this  para-
    49  graph; or
    50    (b)  the  maximum forfeiture determined in accordance with subdivision
    51  two of this section.
    52    4. Notwithstanding the provisions of subdivision one or  two  of  this
    53  section,  a  public utility company, corporation or person and the offi-
    54  cers, agents and employees thereof that knowingly fails or  neglects  to
    55  obey  or  comply  with a provision of this chapter, or an order or regu-
    56  lation adopted under authority of this chapter, designed to protect  the

        S. 1701                             3

     1  overall reliability and continuity of electric service, shall forfeit to
     2  the state of New York a sum not to exceed the greater of:
     3    (a)  five  hundred  thousand  dollars constituting a civil penalty for
     4  each separate and distinct offense; provided, however, that for purposes
     5  of this paragraph each day of a continuing violation shall not be deemed
     6  a separate and distinct  offense.  The  total  period  of  a  continuing
     7  violation,  as  well  as  every  distinct  violation, shall be similarly
     8  treated as a separate and distinct offense for purposes  of  this  para-
     9  graph; or
    10    (b)  the  maximum forfeiture determined in accordance with subdivision
    11  two of this section.
    12    4-a.] (a) Notwithstanding the provisions of subdivision one or two  of
    13  this  section,  any public utility company or corporation, and the offi-
    14  cers, agents or employees thereof that knowingly makes a false  material
    15  statement, representation or certification to the commission in any rate
    16  proceeding  shall  forfeit  to the state of New York a sum not to exceed
    17  two hundred fifty  thousand  dollars.  Each  false  material  statement,
    18  representation or certification shall constitute a separate and distinct
    19  offense for purposes of this section.
    20    (b)  A public utility company or corporation, and the officers, agents
    21  or employees thereof that discover  that  a  false  material  statement,
    22  representation or certification was previously made to the commission in
    23  relation  to a rate proceeding shall disclose such false material state-
    24  ment, representation or certification to  the  commission  within  three
    25  business  days  of  discovery.  Failure  to  make  such disclosure shall
    26  constitute a knowing violation of this subdivision and shall cause  such
    27  public  utility  company  or  corporation  and  the  officers, agents or
    28  employees thereof to be liable for forfeiture pursuant to this  subdivi-
    29  sion.
    30    [4-a.]  4.  Notwithstanding  the provisions of subdivision two of this
    31  section, any such public utility company, corporation or person and  the
    32  officers,  agents and employees thereof that knowingly fails or neglects
    33  to obey or comply with section sixty-five of this chapter, or  an  order
    34  or regulation adopted pursuant to section sixty-five of this chapter, or
    35  such  public  utility  company,  corporation or person and the officers,
    36  agents and employees  thereof  knowingly  sends  a  customer  assistance
    37  inquiry  outside  a gas or electric corporation's New York state service
    38  territory or outside the state of New York without notice, a hearing and
    39  approval before the commission pursuant to section  sixty-five  of  this
    40  chapter,  shall forfeit to the state of New York a sum not to exceed the
    41  greater of:
    42    (a) fifty thousand dollars constituting a civil penalty for each sepa-
    43  rate and distinct customer service inquiry sent outside of New York  and
    44  one hundred thousand dollars constituting a civil penalty for each day a
    45  call  center  or  other  facility  providing  the customer assistance is
    46  closed; or
    47    (b) the maximum forfeiture determined in accordance  with  subdivision
    48  two of this section.
    49    5.  Penalties provided for pursuant to this section shall be recovered
    50  in an action as provided in section twenty-four of this article.
    51    6. Any payment made by a public utility company, corporation or person
    52  and the officers, agents and employees thereof as a result of an  action
    53  as provided in section twenty-four of this article and the cost of liti-
    54  gation  and  investigation  related  to  any  such  action  shall not be
    55  included by the commission in revenue  requirements  used  to  establish
    56  rates and charges.

        S. 1701                             4

     1    7. In construing and enforcing the provisions of this chapter relating
     2  to forfeitures and penalties, the act of any director, officer, agent or
     3  employee of a public utility company, corporation or person acting with-
     4  in  the  scope of [his or her] their official duties or employment shall
     5  be  deemed  to be the act of such public utility company, corporation or
     6  person.
     7    § 2. Section 25-a of the public service law, as added by section 2  of
     8  part X of chapter 57 of the laws of 2013, is amended to read as follows:
     9    §  25-a.  Combination  gas  and  electric corporations; administrative
    10  sanctions; recovery of penalties. Notwithstanding  sections  twenty-four
    11  and  twenty-five  of this article: 1. Every combination gas and electric
    12  corporation and the officers thereof shall adhere to every provision  of
    13  this  chapter  and  every order or regulation adopted under authority of
    14  this chapter so long as the same shall be in force.
    15    2. (a) The commission shall have  the  authority  to  assess  a  civil
    16  penalty in an amount as set forth in this section and against a combina-
    17  tion  gas  and  electric corporation and the officers thereof subject to
    18  the jurisdiction, supervision, or regulation pursuant  to  this  chapter
    19  [in an amount as set forth in this section. In determining the amount of
    20  any  penalty  to  be  assessed  pursuant to this section, the commission
    21  shall consider: (i) the seriousness of the violation for which a penalty
    22  is sought; (ii) the nature and extent of  any  previous  violations  for
    23  which  penalties  have been assessed against the corporation or officer;
    24  (iii) whether there was knowledge  of  the  violation;  (iv)  the  gross
    25  revenues  and  financial  status  of the corporation; and (v) such other
    26  factors as the commission may deem appropriate and relevant].
    27    The remedies provided by this subdivision are in addition to any other
    28  remedies provided in law.
    29    (b) Whenever the commission has reason to believe that  a  combination
    30  gas  and electric corporation or such officers thereof should be subject
    31  to imposition of a civil penalty as set forth in  this  subdivision,  it
    32  shall  notify  such  corporation or officer.  Such notice shall include,
    33  but shall not be limited to: (i) the date and a brief description of the
    34  facts and nature of each act or failure to act for which such penalty is
    35  proposed; (ii) a list of each statute,  regulation  or  order  that  the
    36  commission  alleges  has  been  violated; [and] (iii) the amount of each
    37  penalty that the commission proposes to [assess] be assessed;  and  (iv)
    38  any proposed actions that the commission deems necessary to address such
    39  alleged violation or violations.  The commission is authorized to under-
    40  take  any  additional  administrative or investigatory  actions  related
    41  to such violation or violations, including but not limited  to,  service
    42  of an administrative complaint, implementation of discovery, interviews,
    43  depositions,  entering into a settlement agreement or other stipulation,
    44  and the holding of evidentiary hearings, as provided in this chapter.
    45    (c) Whenever the commission has reason to believe that  a  combination
    46  gas  and electric corporation or such officers thereof should be subject
    47  to imposition of a civil penalty or  penalties  as  set  forth  in  this
    48  subdivision,  the commission shall hold a hearing to demonstrate why the
    49  proposed penalty or penalties should be assessed against  such  combina-
    50  tion gas and electric corporation or such officers.
    51    3. Any combination gas and electric corporation or such officers ther-
    52  eof  determined  by the commission to have failed to [reasonably] comply
    53  as shown by a preponderance of the evidence, at an evidentiary  hearing,
    54  with  a  provision of this chapter, regulation or an order adopted under
    55  authority of this chapter so long as the same shall be  in  force  shall
    56  forfeit a sum [not exceeding the greater of one hundred thousand dollars

        S. 1701                             5

     1  or  two  one-hundredths  of  one  percent of the annual intrastate gross
     2  operating revenue of the corporation, not including taxes  paid  to  and
     3  revenues  collected  on  behalf  of  government entities, constituting a
     4  civil  penalty for each and every offense and, in the case of a continu-
     5  ing violation, each day shall be deemed a separate and distinct offense]
     6  that shall be set by the public service  commission,  after  considering
     7  the following:
     8    (a) the scope of damages caused by the violation to individuals, busi-
     9  nesses and the state;
    10    (b) each individual act or omission which led to the violation;
    11    (c) whether the violation was knowing or willful;
    12    (d)  whether the violation was recurring, or had been the subject of a
    13  previous finding by the commission;
    14    (e) whether the violation was of a provision of this chapter,  or    a
    15  regulation  or    order  adopted  under  the  authority of this chapter,
    16  adopted specifically for  the protection of human safety, including  but
    17  not  limited  to  the  commission's  code of gas safety regulations, and
    18  whether the violation caused or constituted  a  contributing  factor  in
    19  bringing  about a death or personal injury, as determined by the commis-
    20  sion;
    21    (f) whether the violation was of a provision of this chapter,  or    a
    22  regulation  or    order  adopted  under  the  authority of this chapter,
    23  specifically designed to protect  the overall reliability and continuity
    24  of service, the duration of any such violation, whether  such  violation
    25  affected  the  reliability or continuity of service, the duration of any
    26  such effect on the reliability or continuity of service, and whether any
    27  effect on the reliability or continuity of service was recurring;
    28    (g) the economic losses  of  ratepayers,  in  the  form  of  increased
    29  service  rates  or  otherwise, associated with damage to or weakening of
    30  infrastructure in connection with the event out of which  the  violation
    31  arose,  including  but  not  limited to investments and costs associated
    32  with repairing, improving, or replacing such infrastructure;
    33    (h) whether the violation was caused in whole or in part  due  to  the
    34  systematic  failure  of  the  entity  to maintain or replace obsolete or
    35  deteriorated materials or equipment;
    36    (i) the degree of preparation, including but not limited to the utili-
    37  zation of mutual aid or other contingent resources, for a storm event or
    38  other event out of which the violation arose for which there was advance
    39  warning or notice;
    40    (j) with respect to any  telephone  corporation  or  cable  television
    41  company  to  which  this section applies by reason of the application of
    42  section twenty-five-b of this article, and with respect to  any  officer
    43  of any such telephone corporation or cable television company, whether a
    44  loss of commercial electricity caused the violation; and
    45    (k)  mitigating  factors relevant to the seriousness of the violation,
    46  as determined by the commission.
    47    4. [Notwithstanding  the  provisions  of  subdivision  three  of  this
    48  section, any such combination gas and electric corporation determined by
    49  the  commission  to have failed to reasonably comply with a provision of
    50  this chapter, or an order or regulation adopted under the  authority  of
    51  this  chapter  specifically  for  the  protection  of  human  safety  or
    52  prevention of significant damage to real property,  including,  but  not
    53  limited to, the commission's code of gas safety regulations shall, if it
    54  is  determined by the commission by a preponderance of the evidence that
    55  such safety violation caused or constituted  a  contributing  factor  in
    56  bringing  about:   (a) a death or personal injury; or (b) damage to real

        S. 1701                             6

     1  property in excess of fifty thousand  dollars,  forfeit  a  sum  not  to
     2  exceed the greater of:
     3    (i)  two hundred fifty thousand dollars or three one-hundredths of one
     4  percent of the annual intrastate gross operating revenue of  the  corpo-
     5  ration,  not including taxes paid to and revenues collected on behalf of
     6  government entities, whichever is greater, constituting a civil  penalty
     7  for  each  separate  and  distinct  offense; provided, however, that for
     8  purposes of this paragraph, each day of a continuing violation shall not
     9  be deemed a separate and distinct offense. The total period of a contin-
    10  uing violation, as well as every distinct violation, shall be  similarly
    11  treated  as  a  separate and distinct offense for purposes of this para-
    12  graph; or
    13    (ii) the maximum forfeiture determined in accordance with  subdivision
    14  three of this section.
    15    5. Notwithstanding the provisions of subdivision three or four of this
    16  section,  a  combination  gas and electric corporation determined by the
    17  commission to have failed to reasonably comply by a preponderance of the
    18  evidence with a provision of this chapter, or  an  order  or  regulation
    19  adopted under authority of this chapter, designed to protect the overall
    20  reliability and continuity of electric service, including but not limit-
    21  ed to the restoration of electric service following a major outage event
    22  or emergency, shall forfeit a sum not to exceed the greater of:
    23    (a)  five  hundred  thousand  dollars  or  four  one-hundredths of one
    24  percent of the annual intrastate gross operating revenue of  the  corpo-
    25  ration,  not including taxes paid to and revenues collected on behalf of
    26  government entities, whichever is greater, constituting a civil  penalty
    27  for  each  separate  and  distinct  offense; provided, however, that for
    28  purposes of this paragraph each day of a continuing violation shall  not
    29  be deemed a separate and distinct offense. The total period of a contin-
    30  uing  violation,  as well as every distinct violation shall be similarly
    31  treated as a separate and distinct offense for purposes  of  this  para-
    32  graph; or
    33    (b)  the  maximum forfeiture determined in accordance with subdivision
    34  three of this section.
    35    6. Any officer of any combination gas and electric corporation  deter-
    36  mined  by  the commission to have violated the provisions of subdivision
    37  three, four, or five of this  section,  and  who  knowingly  violates  a
    38  provision of this chapter, regulation or an order adopted under authori-
    39  ty of this chapter so long as the same shall be in force shall forfeit a
    40  sum  not  to  exceed  one  hundred thousand dollars constituting a civil
    41  penalty for each and every offense and, in  the  case  of  a  continuing
    42  violation, each day shall be deemed a separate and distinct offense.
    43    7.  Any  such  assessment  may  be  compromised or discontinued by the
    44  commission.] All moneys recovered pursuant  to  this  section,  together
    45  with the costs thereof, shall be remitted to, or for the benefit of, the
    46  ratepayers in a manner to be determined by the commission.
    47    [8.]  5.  Upon a failure by a combination gas and electric corporation
    48  or officer to remit any penalty assessed by the commission  pursuant  to
    49  this  section,  the  commission,  through  its counsel, may institute an
    50  action or special proceeding to collect the penalty in a court of compe-
    51  tent jurisdiction.
    52    [9.] 6. Any payment made by a combination gas and electric corporation
    53  or the officers thereof as a result  of  an  assessment  or  penalty  as
    54  provided  in  this section, and the cost of litigation and investigation
    55  related to any such assessment, shall not be recoverable  from  ratepay-
    56  ers.

        S. 1701                             7

     1    [10.]  7.  In  construing and enforcing the provisions of this chapter
     2  relating to penalties, the  act  of  any  director,  officer,  agent  or
     3  employee  of  a  combined gas and electric corporation acting within the
     4  scope of [his or her] their  official  duties  or  employment  shall  be
     5  deemed to be the act of such corporation.
     6    [11.]  8.  It  shall be a violation of this chapter should a director,
     7  officer or employee of a public  utility  company,  corporation,  person
     8  acting  in [his or her] their official duties or employment, or an agent
     9  acting on behalf of an employer take retaliatory personnel  action  such
    10  as  discharge,  suspension,  demotion,  penalization  or  discrimination
    11  against an employee for reporting a violation of  a  provision  of  this
    12  chapter  [of]  or  an order or regulation adopted under the authority of
    13  this chapter, including, but not limited to, those  governing  safe  and
    14  adequate  service,  protection  of human safety or prevention of signif-
    15  icant damage to real  property,  including,  but  not  limited  to,  the
    16  commission's  code  of gas safety.  Nothing in this subdivision shall be
    17  deemed to diminish the rights, privileges or remedies  of  any  employee
    18  under  any other law or regulation, including but not limited to article
    19  twenty-C of the labor  law  and  section  seventy-five-b  of  the  civil
    20  service  law, or under any collective bargaining agreement or employment
    21  contract.
    22    § 3. The public service law is amended by adding a new section 25-b to
    23  read as follows:
    24    § 25-b.  Administrative  actions  against  other  regulated  entities.
    25  Notwithstanding  any  other  provision  of this chapter, section twenty-
    26  five-a of this article shall apply in equal force  to:  1.  an  electric
    27  corporation  as  defined  in subdivision thirteen of section two of this
    28  article; 2. a gas  corporation  as  defined  in  subdivision  eleven  of
    29  section  two  of  this  article;  3. a cable television company or cable
    30  television system as defined in subdivisions one and two of section  two
    31  hundred twelve of this article; 4. a telephone corporation as defined in
    32  subdivision  seventeen of section two of this article; 5. a steam corpo-
    33  ration as defined in subdivision twenty-two of section two of this arti-
    34  cle; and 6. a water-works corporation as defined in subdivision  twenty-
    35  seven  of  section  two  of  this  article;  as  well as the officers or
    36  employees of any such corporate entities described above.
    37    § 4.   Subdivision 21 of section 66 of  the  public  service  law,  as
    38  amended  by section 4 of part X of chapter 57 of the laws of 2013, para-
    39  graph (a) as separately amended by chapters 395 and 743 of the  laws  of
    40  2022, subparagraph (iii) of paragraph (a) as separately amended by chap-
    41  ters 395 and 743 of the laws of 2022 and chapter 38 of the laws of 2023,
    42  subparagraph  (xi) of paragraph (a) as separately amended by chapter 743
    43  of the laws of 2022 and chapter 38 of the laws  of  2024,  subparagraphs
    44  (xii), (xiii) and (xiv) of paragraph (a) as amended by chapter 38 of the
    45  laws of 2024, is amended to read as follows:
    46    21.  (a) Each electric corporation subject to section twenty-five-a of
    47  this chapter shall annually, on or before December fifteenth, submit  to
    48  the  commission  an emergency response plan for review and approval. The
    49  emergency response plan shall be  designed  for  the  reasonably  prompt
    50  restoration  of  service  in the case of an emergency event, defined for
    51  purposes of this subdivision as an event where widespread  outages  have
    52  occurred  in  the  service territory of the company due to storms, cyber
    53  attack, or other causes beyond the control of the company. The emergency
    54  response plan shall include, but need not be limited to, the  following:
    55  (i) the identification of management staff responsible for company oper-
    56  ations  during  an  emergency; (ii) a communications plan that includes:

        S. 1701                             8

     1  (A) a system [with] that communicates service information  to  customers
     2  during  an emergency that extends beyond normal business hours and busi-
     3  ness conditions; [(iii)] (B) identification of  and  outreach  plans  to
     4  customers  who  had  documented their need for essential electricity for
     5  medical needs, which shall include but not be limited to, apnea monitors
     6  for infants, cuirass  respirators,  hemodialysis  machines,  IV  feeding
     7  machines,  IV  medical infusion machines, oxygen concentrators, positive
     8  pressure respirators, respirator/ventilators, rocking  bed  respirators,
     9  suction  machines,  and tank type respirators; [(iv)] (C) identification
    10  of and outreach plans to customers who had  documented  their  need  for
    11  essential  electricity  to provide critical telecommunications, critical
    12  transportation, critical fuel distribution services or other  large-load
    13  customers identified by the commission; [(v)] (D) designation of company
    14  staff  to  communicate  with  local officials and appropriate regulatory
    15  agencies; [(vi)] and (E) identifies, tests and verifies redundancies  in
    16  communications  systems; (iii) provisions regarding how the company will
    17  assure the safety of its employees and contractors; [(vii)] (iv)  proce-
    18  dures  for  deploying  company  and  mutual aid crews to work assignment
    19  areas; [(viii)] (v) identification of additional supplies and  equipment
    20  needed  during  an  emergency;  [(ix)] (vi) the means of obtaining addi-
    21  tional supplies and equipment; [(x)] (vii) procedures  to  practice  the
    22  emergency  response  plan;  [(xi)] (viii) appropriate safety precautions
    23  regarding electrical hazards, including plans to promptly secure  downed
    24  wires  within  thirty-six  hours of notification of the location of such
    25  downed wires from a municipal emergency official; [(xii)] (ix) plans  to
    26  prioritize  the  securing  of  downed  wires over routine maintenance or
    27  other work unrelated to a response to an emergency event after notifica-
    28  tion by an individual of the location of such  downed  wires  and  where
    29  such   notification   includes   information  indicating  wire  burning,
    30  arcing/sparking, or the restriction of ingress and egress from a  build-
    31  ing  or  vehicle, or other immediate hazards. Such plans shall, at mini-
    32  mum, include procedures to identify, locate,  and  assess  the  reported
    33  wire  no later than seventy-two hours after the response to an emergency
    34  event ends; [(xiii)] (x) plans setting forth how the  communication  and
    35  coordination  of  efforts  between  the  electric  corporation, electric
    36  corporation employees, electric corporation company  crews,  mutual  aid
    37  crews,  other utilities, local governments and any other entity perform-
    38  ing services to  assist  such  electric  corporation  shall  occur;  and
    39  [(xiv)]  (xi)  such  other  additional information as the commission may
    40  require. Each such corporation shall,  on  an  annual  basis,  undertake
    41  drills  implementing  procedures  to  practice  its emergency management
    42  plan. The commission may adopt additional requirements  consistent  with
    43  ensuring  the reasonably prompt restoration of service in the case of an
    44  emergency event.
    45    (b) After review of  a  corporation's  emergency  response  plan,  the
    46  commission  may  require such corporation to amend the plan. The commis-
    47  sion may also open an investigation of the corporation's plan to  deter-
    48  mine  its  sufficiency to respond adequately to an emergency event.  If,
    49  after hearings, the commission finds a material deficiency in the  plan,
    50  it  may  order  the  company  to  make  such modifications that it deems
    51  reasonably necessary to remedy the deficiency.
    52    (c) The commission is authorized to open an  investigation  to  review
    53  the  performance  of  any corporation in restoring service, implementing
    54  communications plans or otherwise meeting the requirements of the  emer-
    55  gency  response  plan  during  an emergency event. If, after evidentiary
    56  hearings or other investigatory proceedings, the commission  finds  that

        S. 1701                             9

     1  the  corporation failed to [reasonably] implement its emergency response
     2  plan or the length of such corporation's outages were materially  longer
     3  than  they  would  have  been,  because of such corporation's failure to
     4  [reasonably]  implement  its emergency response plan, the commission may
     5  deny the recovery of any part of the service restoration costs caused by
     6  such failure, commensurate with the degree and  impact  of  the  service
     7  outage;  provided,  however, that nothing herein limits the commission's
     8  authority to otherwise commence a proceeding pursuant to sections  twen-
     9  ty-four, twenty-five and twenty-five-a of this chapter.
    10    (d) The commission shall certify to the department of homeland securi-
    11  ty  and  emergency  services  that  each  such  corporation's  emergency
    12  response plan is sufficient to ensure to the  greatest  extent  feasible
    13  the timely and safe restoration of energy services after an emergency in
    14  compliance with the requirements of this chapter.
    15    (e)  The  filing  of each emergency response plan required under para-
    16  graph (a) of this subdivision shall also include a copy of  all  written
    17  mutual assistance agreements among utilities.
    18    (f)  Each electric corporation shall file with the county executive or
    19  the chief elected official of  a  county  for  each  county  within  its
    20  service  territory  the  most  recent  approved  copy  of  the emergency
    21  response plan required pursuant to this section. For the purposes of  an
    22  electric  corporation operating within the city of New York, such corpo-
    23  ration shall file the most recent approved emergency response plan  with
    24  the emergency management office of the city of New York.
    25    (g)  The  commission  shall  provide access to such emergency response
    26  plan pursuant to article six of the public officers law.
    27    § 5. Section 94 of the public service law is amended by adding  a  new
    28  subdivision 5 to read as follows:
    29    5.  (a) Each corporation subject to this article shall annually, on or
    30  before  December  fifteenth,  submit  to  the  commission  an  emergency
    31  response plan for review and approval. The emergency response plan shall
    32  be designed for the reasonably prompt restoration of service in the case
    33  of  an  emergency  event, defined for purposes of this subdivision as an
    34  event where widespread outages have occurred in the service territory of
    35  the company due to storms or other causes  beyond  the  control  of  the
    36  company.  The  emergency  response  plan  shall include, but need not be
    37  limited to, the following: (i) the identification  of  management  staff
    38  responsible  for company operations during an emergency; (ii) a communi-
    39  cations plan that includes (A) a system that communicates service infor-
    40  mation to customers during an emergency that extends beyond normal busi-
    41  ness hours and business conditions; (B) designation of company staff  to
    42  communicate  with  local  officials and appropriate regulatory agencies;
    43  and (C) identifies, tests and verifies  redundancies  in  communications
    44  systems;  (iii)  provisions  regarding  how  the company will ensure the
    45  safety of its employees and contractors; (iv) procedures  for  deploying
    46  personnel  crews  to  work assignment areas; (v) identification of addi-
    47  tional supplies and equipment needed during an emergency; (vi) the means
    48  of obtaining additional supplies  and  equipment;  (vii)  procedures  to
    49  practice  the  emergency response plan; and (viii) such other additional
    50  information as the commission may require. Each such corporation  shall,
    51  on an annual basis, undertake drills implementing procedures to practice
    52  its  emergency  management  plan.  The  commission  may adopt additional
    53  requirements consistent with ensuring the reasonably prompt  restoration
    54  of service in the case of an emergency event.
    55    (b)  After  review  of  a  corporation's  emergency response plan, the
    56  commission may require such corporation to amend the plan.  The  commis-

        S. 1701                            10

     1  sion  may also open an investigation of the corporation's plan to deter-
     2  mine its sufficiency to respond adequately to an  emergency  event.  If,
     3  after  hearings, the commission finds a material deficiency in the plan,
     4  it  may  order  the  company  to  make  such modifications that it deems
     5  reasonably necessary to remedy the deficiency.
     6    (c) The commission is authorized to open an  investigation  to  review
     7  the  performance  of  any corporation in restoring service, implementing
     8  communications plans or otherwise meeting the requirements of the  emer-
     9  gency response plan during an emergency event.
    10    (d) Each corporation subject to this article shall file with the coun-
    11  ty  executive  or the chief elected official of a county for each county
    12  within its service territory the most recent approved copy of the  emer-
    13  gency  response plan required pursuant to this section. For the purposes
    14  of a corporation operating within the city of New York, such corporation
    15  shall file the most recent approved emergency  response  plan  with  the
    16  emergency management office of the city of New York.
    17    (e)  The  commission  shall  provide access to such emergency response
    18  plan pursuant to article six of the public officers law.
    19    § 6. Section 216 of the public service law is amended by adding a  new
    20  subdivision 4-a to read as follows:
    21    4-a.  (a)  Each corporation subject to this article shall annually, on
    22  or before December fifteenth, submit  to  the  commission  an  emergency
    23  response plan for review and approval. The emergency response plan shall
    24  be designed for the reasonably prompt restoration of service in the case
    25  of  an  emergency  event, defined for purposes of this subdivision as an
    26  event where widespread outages have occurred in the service territory of
    27  the company due to storms or other causes  beyond  the  control  of  the
    28  company.  The  emergency  response  plan  shall include, but need not be
    29  limited to, the following: (i) the identification  of  management  staff
    30  responsible  for company operations during an emergency; (ii) a communi-
    31  cations plan which includes: (A)  a  system  that  communicates  service
    32  information  to customers during an emergency that extends beyond normal
    33  business hours and business conditions; (B) designation of company staff
    34  to communicate with local officials and appropriate regulatory agencies;
    35  and (C) identifies, tests and verifies  redundancies  in  communications
    36  systems;  (iii)  provisions  regarding  how  the company will ensure the
    37  safety of its employees and contractors; (iv) procedures  for  deploying
    38  personnel  crews  to  work assignment areas; (v) identification of addi-
    39  tional supplies and equipment needed during an emergency; (vi) the means
    40  of obtaining additional supplies  and  equipment;  (vii)  procedures  to
    41  practice  the  emergency response plan; and (viii) such other additional
    42  information as the commission may require. Each such corporation  shall,
    43  on an annual basis, undertake drills implementing procedures to practice
    44  its  emergency  management  plan.  The  commission  may adopt additional
    45  requirements consistent with ensuring the reasonably prompt  restoration
    46  of service in the case of an emergency event.
    47    (b)  After  review  of  a  corporation's  emergency response plan, the
    48  commission may require such corporation to amend the plan.  The  commis-
    49  sion  may also open an investigation of the corporation's plan to deter-
    50  mine its sufficiency to respond adequately to an  emergency  event.  If,
    51  after  hearings, the commission finds a material deficiency in the plan,
    52  it may order the company  to  make  such  modifications  that  it  deems
    53  reasonably necessary to remedy the deficiency.
    54    (c)  The  commission  is authorized to open an investigation to review
    55  the performance of any corporation in  restoring  service,  implementing

        S. 1701                            11

     1  communications  plans or otherwise meeting the requirements of the emer-
     2  gency response plan during an emergency event.
     3    (d) Each corporation subject to this article shall file with the coun-
     4  ty  executive  or the chief elected official of a county for each county
     5  within its service territory the most recent approved copy of the  emer-
     6  gency  response plan required pursuant to this section. For the purposes
     7  of a corporation operating within the city of New York, such corporation
     8  shall file the most recent approved emergency  response  plan  with  the
     9  emergency management office of the city of New York.
    10    (e)  The  commission  shall  provide access to such emergency response
    11  plan pursuant to article six of the public officers law.
    12    § 7. Severability. If any clause, sentence, paragraph, section or part
    13  of this act shall be adjudged by any court of competent jurisdiction  to
    14  be  invalid  and  after  exhaustion  of all further judicial review, the
    15  judgment shall not affect, impair or invalidate the  remainder  thereof,
    16  but  shall  be  confined in its operation to the clause, sentence, para-
    17  graph, section or part of this act directly involved in the  controversy
    18  in which the judgment shall have been rendered.
    19    §  8.  This  act shall take effect on the ninetieth day after it shall
    20  have become a law.   Effective immediately,  the  department  of  public
    21  service or the public service commission is authorized to promulgate any
    22  regulations or orders necessary to implement this act.
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