Bill Text: NY S04467 | 2011-2012 | General Assembly | Introduced


Bill Title: Relates to state mental health and developmental disabilities programs, offices and issues.

Spectrum: Partisan Bill (Republican 1-0)

Status: (Introduced - Dead) 2011-05-11 - SUBSTITUTED BY A6840 [S04467 Detail]

Download: New_York-2011-S04467-Introduced.html
                           S T A T E   O F   N E W   Y O R K
       ________________________________________________________________________
                                         4467
                              2011-2012 Regular Sessions
                                   I N  S E N A T E
                                     April 6, 2011
                                      ___________
       Introduced by Sen. McDONALD -- (at request of the Office for People With
         Developmental  Disabilities)  --  read  twice and ordered printed, and
         when printed to be committed to the Committee  on  Mental  Health  and
         Developmental Disabilities
       AN  ACT  to  amend the mental hygiene law and the facilities development
         corporation act, in relation to state mental health and  developmental
         disabilities  programs,  offices,  and  issues;  and to repeal certain
         provisions of the mental hygiene law relating thereto
         THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND  ASSEM-
       BLY, DO ENACT AS FOLLOWS:
    1    Section 1. Subdivision 21 of section 1.03 of the mental hygiene law is
    2  REPEALED.
    3    S  2.  Paragraph  1  of  subdivision (a) of section 5.07 of the mental
    4  hygiene law, as added by chapter 223 of the laws of 1992 and the opening
    5  paragraph as amended by chapter 558 of the laws of 1999, is  amended  to
    6  read as follows:
    7    (1)  The  mental  health services council and the advisory councils on
    8  [mental retardation and] developmental disabilities and  alcoholism  and
    9  substance abuse services shall each establish statewide goals and objec-
   10  tives  to  guide  comprehensive planning, resource allocation and evalu-
   11  ation processes for state and local  services  for  [the  mentally  ill,
   12  mentally  retarded  and  developmentally  disabled]  PERSONS WITH MENTAL
   13  ILLNESS, DEVELOPMENTAL DISABILITIES and those  suffering  from  chemical
   14  abuse or dependence, respectively. Such goals and objectives shall:
   15    a. be measurable in terms of attainment;
   16    b.  be  communicated  to providers of services, department facilities,
   17  consumers and consumer representatives, and other appropriate state  and
   18  local governmental agencies;
   19    c.  require  that  all state and local public and private services for
   20  [the mentally disabled] PERSONS WITH MENTAL DISABILITIES  be  organized,
   21  staffed  and  financed to best meet the needs of all [mentally disabled]
        EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                             [ ] is old law to be omitted.
                                                                  LBD09760-02-1
       S. 4467                             2
    1  persons WITH MENTAL DISABILITIES whether  receiving  in-patient  or  non
    2  in-patient services;
    3    d. reflect the partnership between state and local governmental units;
    4  and
    5    e.  emphasize  that  gaps  in services be filled and that services are
    6  provided to [the multiply disabled] PERSONS WITH MENTAL DISABILITIES.
    7    S 3. Subdivision (a) of section 5.09 of the  mental  hygiene  law,  as
    8  added by chapter 978 of the laws of 1977, is amended to read as follows:
    9    (a) The facilities development corporation shall be entitled to exclu-
   10  sive possession, jurisdiction, supervision and control of all real prop-
   11  erty  held  for facilities operated by any of the offices of the depart-
   12  ment, such facilities being defined  as  mental  hygiene  facilities  by
   13  section  three  of the facilities development corporation act, to exclu-
   14  sive possession, jurisdiction, supervision and control of  such  facili-
   15  ties,  and  to all payments made for the care, maintenance and treatment
   16  of patients at such facilities; provided, however, that the directors of
   17  the said corporation shall make all such property and all  such  facili-
   18  ties  available  to  the  commissioners and offices of the department of
   19  mental hygiene for use in the care, maintenance, and  treatment  of  the
   20  mentally disabled.
   21    The  provisions  of  this section shall not be applicable to community
   22  mental health and [retardation] DEVELOPMENTAL DISABILITIES facilities as
   23  defined in section three of the facilities development  corporation  act
   24  or  to payments made for the care, maintenance and treatment of patients
   25  at such community mental health and [retardation] DEVELOPMENTAL DISABIL-
   26  ITIES facilities.
   27    S 4. Subdivisions (c) and (g) of section 7.09 of  the  mental  hygiene
   28  law,  subdivision  (c) as amended by chapter 440 of the laws of 1987 and
   29  subdivision (g) as amended by chapter 601  of  the  laws  of  2007,  are
   30  amended to read as follows:
   31    (c) The commissioner shall administer the forensic psychiatric program
   32  of  the office. Commitments to the commissioner of mental hygiene pursu-
   33  ant to the provisions of the criminal procedure law and  the  correction
   34  law shall be deemed to be commitments to the custody of the commissioner
   35  of  mental health or the commissioner of [mental retardation and] devel-
   36  opmental disabilities, as appropriate. The commissioner of mental health
   37  shall arrange with the commissioner of [mental retardation and] develop-
   38  mental disabilities for the placement, where appropriate,  of  any  such
   39  committed person in a school.
   40    (g) The commissioner shall work cooperatively with the commissioner of
   41  the  office  [of  mental  retardation and] FOR PEOPLE WITH developmental
   42  disabilities and the commissioner of the office of temporary  and  disa-
   43  bility  assistance to assist the commissioner of education in furnishing
   44  integrated employment services to individuals with severe  disabilities,
   45  including  the  development  of  an integrated employment implementation
   46  plan, pursuant to article twenty-one of the education law.
   47    S 5. Subdivision (b) of section 7.31 of the  mental  hygiene  law,  as
   48  added by chapter 978 of the laws of 1977, is amended to read as follows:
   49    (b) The provisions of this section shall not be applicable to communi-
   50  ty  mental  health  and [retardation] DEVELOPMENTAL DISABILITIES facili-
   51  ties, as defined in section three of the facilities  development  corpo-
   52  ration  act,  nor  to  payments  made  for  the  care,  maintenance, and
   53  treatment of patients at such community mental health and  [retardation]
   54  DEVELOPMENTAL DISABILITIES facilities.
       S. 4467                             3
    1    S  6.  Subdivisions  (a) and (b) of section 7.38 of the mental hygiene
    2  law, as amended by chapter 405 of the laws of 1998, are amended to  read
    3  as follows:
    4    (a)  The  office  shall, in consultation with the department of social
    5  services, the education department, the office  [of  mental  retardation
    6  and]  FOR  PEOPLE  WITH  developmental  disabilities, and the council on
    7  children and families, develop a plan and implement procedures  to  help
    8  assure  that all persons who are at the age or time to first qualify for
    9  transitional care as described in section 7.37-a of  this  article,  and
   10  for  whom  the  office  has  accepted planning responsibilities, receive
   11  assistance in locating an appropriate and available  residential  place-
   12  ment or plan of services, within the state and within the system of care
   13  subject  to  the jurisdiction of the office, prior to the age or time at
   14  which they would otherwise have qualified for transitional care, if such
   15  individual had become twenty-one or become  ineligible  for  educational
   16  services  prior to July first, nineteen hundred ninety-six. For purposes
   17  of this section, the age or time at which a  person  would  qualify  for
   18  transitional  care is twenty-one for persons in foster care, and the end
   19  of the school year in which they become twenty-one for persons in  resi-
   20  dential schools.
   21    (b)  The  office  shall, in consultation with the department of social
   22  services, the education department, the office  [of  mental  retardation
   23  and]  FOR  PEOPLE  WITH  developmental  disabilities, and the council on
   24  children and families, develop a plan and implement procedures  to  help
   25  assure  that  all  persons  in  transitional  care receive assistance in
   26  locating appropriate and available placements  or  services  within  the
   27  adult  care  systems  supervised or funded by the office, and to monitor
   28  the health and safety of persons receiving transitional funding pursuant
   29  to section 7.37-a of this article. In  connection  with  the  plans  and
   30  procedures,  the  office shall establish standards governing the quality
   31  of care provided to such persons by the residential programs,  including
   32  standards relating to the development and monitoring of written individ-
   33  ual services plans for each such person, the involvement of the individ-
   34  ual  and,  unless  the  individual  objects, parents, guardians or other
   35  persons interested in the care of such persons  in  the  development  of
   36  written  individual  services plans, and the investigation of complaints
   37  relating to the quality of care or services provided to such persons. In
   38  appropriate circumstances, the office shall  work  with  the  individual
   39  and,  unless  the  individual  objects,  the parents, guardians or other
   40  family members to help determine what services  would  be  necessary  to
   41  enable  the family to provide care for the person at their home or in an
   42  independent community setting, and shall provide or assist in  arranging
   43  for those services to the extent funds are available for that purpose.
   44    S  6-a.  The  title  heading  of title C of the mental hygiene law, as
   45  added by chapter 978 of the laws of 1977, is amended to read as follows:
   46    [MENTAL RETARDATION AND] DEVELOPMENTAL DISABILITIES ACT
   47    S 7. The first and second undesignated paragraphs of section 13.01  of
   48  the  mental  hygiene law, as amended by chapter 676 of the laws of 1994,
   49  are amended to read as follows:
   50    The state of New York and its local governments have a  responsibility
   51  for  the  prevention  and  early  detection  of [mental retardation and]
   52  developmental disabilities and for the comprehensively planned provision
   53  of services including care, treatment habilitation and rehabilitation of
   54  their citizens with [mental retardation and] developmental disabilities.
   55    Therefore, it shall be the policy of the state to conduct research and
   56  to develop programs to further the prevention  and  early  detection  of
       S. 4467                             4
    1  [mental  retardation  and]  developmental  disabilities;  to  develop  a
    2  comprehensive, integrated system of services which has  as  its  primary
    3  purposes  the promotion and attainment of independence, inclusion, indi-
    4  viduality  and  productivity  for  persons with [mental retardation and]
    5  developmental disabilities; to serve the full range of needs of  persons
    6  with  [mental  retardation  and] developmental disabilities by expanding
    7  the number and types of community  based  services  and  developing  new
    8  methods  of  service  delivery; and to improve the equity, effectiveness
    9  and efficiency of services for persons  with  [mental  retardation  and]
   10  developmental  disabilities  by serving persons in the community as well
   11  as those in developmental centers, by improving the conditions in devel-
   12  opmental centers, and by establishing accountability  for  carrying  out
   13  the policies of the state with regard to such persons.
   14    S 8. The section heading and subdivisions (a), (c), and (f) of section
   15  13.05  of  the  mental  hygiene  law, the section heading as amended and
   16  subdivisions (c) and (f) as added by chapter 802 of the  laws  of  1986,
   17  subdivision  (a)  as  amended  by chapter 90 of the laws of 1990 and the
   18  opening paragraph of subdivision (c) as amended by chapter  168  of  the
   19  laws of 2010, are amended to read as follows:
   20    [Mental  retardation  and  developmental]  DEVELOPMENTAL  disabilities
   21  advisory council.
   22    (a) There is hereby established a [mental  retardation  and]  develop-
   23  mental  disabilities  advisory council. The council shall consist of the
   24  commissioner, the chairman of the conference  of  local  mental  hygiene
   25  directors  or  his  designee,  and  at  least thirty-three members to be
   26  appointed by the governor. Members shall be appointed only if they  have
   27  demonstrated  an  active interest in or have obtained professional know-
   28  ledge in the care of persons with [mental retardation or]  developmental
   29  disabilities  or  in the field of [mental retardation and] developmental
   30  disabilities  generally.  The  governor  shall  designate  one  of   the
   31  appointed  members  as  chair. The council shall at all times include in
   32  its membership representatives of community service board [mental retar-
   33  dation  and]  developmental  disabilities  subcommittees,  providers  of
   34  services  and non-governmental organizations concerned with services for
   35  [mentally retarded or developmentally disabled]  persons  WITH  DEVELOP-
   36  MENTAL  DISABILITIES.  At least one-third of the membership of the advi-
   37  sory council shall consist of consumer representatives including persons
   38  with developmental disabilities, or their parents or guardians.
   39    (c) The [mental retardation and] developmental  disabilities  advisory
   40  council  shall  have  no executive, administrative or appointive duties.
   41  The council shall have the  duty  to  foster  public  understanding  and
   42  acceptance  of developmental disabilities. It shall, in cooperation with
   43  the commissioner  of  developmental  disabilities,  establish  statewide
   44  goals  and  objectives  for  services for individuals with developmental
   45  disabilities and shall advise the commissioner  on  matters  related  to
   46  development  and  implementation of the OPWDD's triennial state develop-
   47  mental disabilities comprehensive plan as required under  paragraph  two
   48  of subdivision (b) of section 5.07 of this chapter. The advisory council
   49  shall  have the power to consider any matter relating to the improvement
   50  of the state developmental disabilities program  and  shall  advise  the
   51  commissioner  of  developmental  disabilities  thereon and on any matter
   52  relating to the performance of their duties with relation to individuals
   53  with developmental disabilities and on policies, goals, budget and oper-
   54  ation of developmental disabilities services.
   55    1. The council shall establish such committees as deemed necessary  by
   56  the  chair  with  advice  from  the  commissioner. Such committees shall
       S. 4467                             5
    1  consider matters related to the various service populations served,  and
    2  programs  certified  by  the office, as well as other matters, including
    3  planning, fiscal, and consumer affairs. The council  shall  prepare  and
    4  issue such reports on its activities as deemed necessary.
    5    2.  The  council  shall meet at least four times in each full calendar
    6  year. The council shall meet at the request of its chair or the  commis-
    7  sioner.
    8    (f)  The  council shall assist the commissioner of [mental retardation
    9  and] developmental disabilities with the development and  assessment  of
   10  the  triennial  state  developmental  disabilities  plan  issued  by the
   11  office. To ensure the full  use  of  existing  specialized  and  generic
   12  services  in the community, to ensure that all providers and appropriate
   13  local governmental agencies are  involved,  and  to  ensure  that  local
   14  services  to [developmentally disabled] persons WITH DEVELOPMENTAL DISA-
   15  BILITIES and their families are readily available  and  accessible,  the
   16  council  shall  periodically  assess the local planning process and make
   17  recommendations thereon to the  commissioner  and  to  the  council  for
   18  mental hygiene planning.
   19    S  9. Section 13.06 of the mental hygiene law, as added by chapter 367
   20  of the laws of 1981, is amended to read as follows:
   21  S 13.06 Annual plan.
   22    The commissioner shall submit an annual plan to the  director  of  the
   23  budget for his review and approval. Such annual plan shall also be filed
   24  with  the  chairman  of  the  assembly  ways and means committee and the
   25  senate finance committee. Such plan shall identify those community resi-
   26  dences to be converted to intermediate care facilities for [the mentally
   27  retarded] PERSONS WITH DEVELOPMENTAL DISABILITIES.   In developing  such
   28  plan, the commissioner shall utilize specific criteria, including client
   29  eligibility  criteria,  fiscal criteria and such other relevant criteria
   30  as he may deem necessary, to assess the appropriateness of such  conver-
   31  sion.  The  procedures contained in this plan shall be applied on a case
   32  by case basis to individual community residential  sites.  No  community
   33  residence shall be so converted unless it meets such criteria.
   34    S  10.  Subdivisions  (b),  (c) and (e) of section 13.07 of the mental
   35  hygiene law, subdivisions (b) and (c) as amended by chapter 676  of  the
   36  laws  of 1994 and subdivision (e) as added by chapter 978 of the laws of
   37  1977, are amended to read as follows:
   38    (b) It shall advise and assist the  governor  in  developing  policies
   39  designed  to  meet  the  needs  of persons with [mental retardation and]
   40  developmental  disabilities  and  encourage  their  full  inclusion  and
   41  participation in society.
   42    (c)  The  office shall have the responsibility for seeing that persons
   43  with [mental retardation and] developmental  disabilities  specified  in
   44  the  foregoing subdivision are provided with services including care and
   45  treatment, that such services are of high quality and effectiveness, and
   46  that the personal and civil rights of persons  receiving  such  services
   47  are  protected.  The  services provided shall seek to promote and attain
   48  independence, inclusion, individuality and productivity for persons with
   49  [mental retardation and] developmental disabilities.
   50    (e) Consistent with the requirements of  subdivision  (b)  of  section
   51  5.05 of this chapter, the office shall carry out the provisions of arti-
   52  cle  thirty-one  OF  THIS CHAPTER as such article pertains to regulation
   53  and quality control of services for [the mentally retarded and  develop-
   54  mentally disabled] PERSONS WITH DEVELOPMENTAL DISABILITIES.
       S. 4467                             6
    1    S  11. Subdivisions (a) and (c) of section 13.11 of the mental hygiene
    2  law, as added by chapter 978 of the laws of 1977, are amended to read as
    3  follows:
    4    (a)  The commissioner shall have the professional jurisdiction, super-
    5  vision, and control of the office and all department facilities for [the
    6  mentally retarded and developmentally disabled]  PERSONS  WITH  DEVELOP-
    7  MENTAL DISABILITIES.
    8    (c)  The  commissioner  may, within the amounts appropriated therefor,
    9  lease space or facilities in which services for [the  mentally  retarded
   10  and  developmentally  disabled]  PERSONS WITH DEVELOPMENTAL DISABILITIES
   11  are to be provided. He may delegate this  authority  to  the  facilities
   12  development corporation.
   13    S 12. Section 13.13 of the mental hygiene law, as added by chapter 978
   14  of the laws of 1977, is amended to read as follows:
   15  S 13.13 Local services.
   16    Local  services  for  [the mentally retarded and developmentally disa-
   17  bled] PERSONS WITH DEVELOPMENTAL DISABILITIES shall be planned, financed
   18  and implemented in accordance with the provisions of  article  forty-one
   19  of this chapter.
   20    S  13. Subdivision (a) and the opening paragraph of subdivision (c) of
   21  section 13.15 of the mental hygiene law, subdivision (a) as  amended  by
   22  chapter 515 of the laws of 1992 and the opening paragraph of subdivision
   23  (c)  as  amended by chapter 552 of the laws of 1978, are amended to read
   24  as follows:
   25    (a) The commissioner shall plan, promote, establish, develop,  coordi-
   26  nate, evaluate, and conduct programs and services of prevention, diagno-
   27  sis,   examination,   care,  treatment,  rehabilitation,  training,  and
   28  research for the benefit of individuals [who are mentally  retarded  and
   29  developmentally disabled] WITH DEVELOPMENTAL DISABILITIES. Such programs
   30  shall  include  but  not  be limited to in-patient, out-patient, partial
   31  hospitalization, day care, emergency, rehabilitative, and  other  appro-
   32  priate  treatments  and  services.  He  shall  take all actions that are
   33  necessary, desirable, or proper to implement the purposes of this  chap-
   34  ter  and  to  carry out the purposes and objectives of the office within
   35  the amounts made  available  therefor  by  appropriation,  grant,  gift,
   36  devise, bequest, or allocation from the mental [hygiene] HEALTH services
   37  fund established under section ninety-seven-f of the state finance law.
   38    The commissioner shall prepare annually for the governor, the legisla-
   39  ture  and the state commission on quality of care for the mentally disa-
   40  bled a written evaluation report concerning the  delivery  of  care  and
   41  services  in  family  care  homes  and  other  community  residences and
   42  projected plans for providing and improving such homes  and  residences.
   43  Such  report concerning family care shall detail efforts to maintain and
   44  improve the quality of care for  [the  mentally  retarded  and  develop-
   45  mentally disabled] PERSONS WITH DEVELOPMENTAL DISABILITIES in the family
   46  care program including, but not limited to the following:
   47    S  14.  Paragraph  8 of subdivision (a) and paragraph 2 of subdivision
   48  (b) of section 13.16 of the mental hygiene law, as added by chapter  720
   49  of the laws of 1979, are amended to read as follows:
   50    8. If known, the nature and amount of any interest in, or relationship
   51  with, any other residential facility for [the mentally retarded] PERSONS
   52  WITH DEVELOPMENTAL DISABILITIES, held by any person named in response to
   53  subparagraph (c) of paragraph three of this subdivision or by any affil-
   54  iate of such person.
   55    2. "Controlling person" of any corporation, partnership or other enti-
   56  ty  means  any  person  who  by reason of a direct or indirect ownership
       S. 4467                             7
    1  interest (whether of record  or  beneficial)  has  the  ability,  acting
    2  either  alone  or  in  concert  with  others with ownership interest, to
    3  direct or cause the direction of the  management  or  policies  of  said
    4  corporation,  partnership  or other entity. Neither the commissioner nor
    5  any employee of the department nor any member  of  a  local  legislative
    6  body  of  a county or municipality, nor any county or municipal official
    7  except when acting as the administrator of a  residential  facility  for
    8  [the  mentally  retarded] PERSONS WITH DEVELOPMENTAL DISABILITIES, shall
    9  by reason of his or her  official  position,  be  deemed  a  controlling
   10  person  of  any  corporation,  partnership or other entity nor shall any
   11  person who serves as an officer, administrator or other employee of  any
   12  corporation,  partnership  or  other entity or as a member of a board of
   13  directors or trustees of any corporation be deemed to be  a  controlling
   14  person  of  such corporation, partnership or other entity as a result of
   15  such position or his or her official actions in such position.
   16    S 15. Subdivisions (b) and (d) of section 13.17 of the mental  hygiene
   17  law,  subdivision (b) as amended by section 1 of part J of chapter 58 of
   18  the laws of 2009 and subdivision (d) as added by chapter 978 of the laws
   19  of 1977, are amended to read as follows:
   20    (b) There shall  be  in  the  office  the  developmental  disabilities
   21  services  offices  named  below  serving  the  areas either currently or
   22  previously served by a school,  for  the  care  and  treatment  of  [the
   23  mentally  retarded  and  developmentally disabled] PERSONS WITH DEVELOP-
   24  MENTAL DISABILITIES and for research and teaching  in  the  science  and
   25  skills  required  for  the care and treatment of such [mentally retarded
   26  and developmentally disabled] PERSONS WITH DEVELOPMENTAL DISABILITIES:
   27    Bernard M. Fineson Developmental Disabilities Services Office
   28    Brooklyn Developmental Disabilities Services Office
   29    Broome Developmental Disabilities Services Office
   30    Capital District Developmental Disabilities Services Office
   31    Central New York Developmental Disabilities Services Office
   32    Finger Lakes Developmental Disabilities Services Office
   33    Institute for Basic Research in Developmental Disabilities
   34    Hudson Valley Developmental Disabilities Services Office
   35    Metro New York Developmental Disabilities Services Office
   36    Long Island Developmental Disabilities Services Office
   37    Sunmount Developmental Disabilities Services Office
   38    Taconic Developmental Disabilities Services Office
   39    Western New York Developmental Disabilities Services Office
   40    Staten Island Developmental Disabilities Services Office
   41    The New York State Institute for Basic Research in Developmental Disa-
   42  bilities is designated as  an  institute  for  the  conduct  of  medical
   43  research  and other scientific investigation directed towards furthering
   44  knowledge of  the  etiology,  diagnosis,  treatment  and  prevention  of
   45  [mental retardation and] developmental disabilities.
   46    (d)  The  commissioner  may permit other offices of the department and
   47  any public or private non-profit organization or  political  subdivision
   48  of the state to operate programs for [the mentally retarded and develop-
   49  mentally  disabled]  PERSONS WITH DEVELOPMENTAL DISABILITIES, not incon-
   50  sistent with the programs and objectives of the office in  any  facility
   51  under  his  jurisdiction. The commissioner may permit any facility under
   52  his jurisdiction to operate programs for [the mentally disabled] PERSONS
   53  WITH MENTAL DISABILITIES, not inconsistent with programs and  objectives
   54  of  the  department,  under  contracts  or agreements with other offices
   55  within the department.
       S. 4467                             8
    1    S 16. Subdivision (a) of section 13.23 of the mental hygiene  law,  as
    2  added by chapter 978 of the laws of 1977, is amended to read as follows:
    3    (a)  The  commissioner shall have the power to establish such programs
    4  of training and education related to [mental  retardation  and  develop-
    5  mental  disability]  DEVELOPMENTAL DISABILITIES as he shall deem desira-
    6  ble.
    7    S 17. Paragraphs a and b of subdivision 1 and paragraph a of  subdivi-
    8  sion  3  of section 13.24 of the mental hygiene law, as added by chapter
    9  612 of the laws of 1981, are amended to read as follows:
   10    a. "Sheltered workshops" means a program operated for the  purpose  of
   11  providing sheltered employment to [mentally retarded and developmentally
   12  disabled] persons WITH DEVELOPMENTAL DISABILITIES.
   13    b. "Work  activity  and  day  training  services" means pre-vocational
   14  activities defined by regulation of the commissioner designed to enhance
   15  the ability of a [mentally retarded or developmentally disabled]  person
   16  WITH  A  DEVELOPMENTAL  DISABILITY  to receive vocational rehabilitation
   17  services.
   18    a. Provision of equitable funding to all [developmentally disabled and
   19  mentally retarded] individuals WITH DEVELOPMENTAL DISABILITIES which  is
   20  not dependent upon prior residence in facilities of the office.
   21    S  18.  Subdivision (b) of section 13.31 of the mental hygiene law, as
   22  added by chapter 978 of the laws of 1977, is amended to read as follows:
   23    (b) The provisions of this section shall not be applicable to communi-
   24  ty mental health and [retardation]  DEVELOPMENTAL  DISABILITIES  facili-
   25  ties,  as  defined in section three of the facilities development corpo-
   26  ration act,  nor  to  payments  made  for  the  care,  maintenance,  and
   27  treatment  of patients at such community mental health and [retardation]
   28  DEVELOPMENTAL DISABILITIES facilities.
   29    S 19. Subdivision (a) of section 13.33 of the mental hygiene  law,  as
   30  amended  by  chapter  663  of  the  laws  of 1995, is amended to read as
   31  follows:
   32    (a) Each developmental disabilities services office under  the  juris-
   33  diction of the commissioner shall have a board of visitors consisting of
   34  at  least  seven  but not more than fourteen members; provided, however,
   35  that the Central New York  developmental  disabilities  services  office
   36  shall  have a board of visitors consisting of at least ten, but not more
   37  than seventeen members; and that the Finger Lakes developmental disabil-
   38  ities services office shall have a board of visitors  consisting  of  at
   39  least  fourteen,  but not more than twenty-one members. When a school is
   40  replaced by a developmental disabilities services office, the members of
   41  that school's board of visitors shall continue to serve their  terms  as
   42  the  board  of  visitors for the new developmental disabilities services
   43  office. Members appointed or reappointed after  the  effective  date  of
   44  this  chapter shall be appointed by the governor, by and with the advice
   45  and consent of the senate.   Members shall be appointed  for  four  year
   46  terms  to  expire on the thirty-first day of December of the fourth year
   47  of the term of office provided  however,  when  more  than  three  terms
   48  expire  in  any  one  year,  members may be appointed for terms of fewer
   49  years as designated by the governor so that no more than three  members'
   50  terms  expire  in  any one year. All terms of office shall expire on the
   51  thirty-first day of December of the designated year. A member whose term
   52  has expired shall, however, remain in office until such member's succes-
   53  sor has been appointed and has taken office, or until such member  shall
   54  have resigned or have been removed from office in the manner hereinafter
   55  provided.    Should  any  member  resign  or be removed from office, the
   56  governor shall promptly submit, for senate consent, a  successor  candi-
       S. 4467                             9
    1  date  to fill the remaining term of the vacated office. A visitor may be
    2  removed by the governor for cause after notice and an opportunity for  a
    3  hearing  on  the  charges. In making appointments to boards of visitors,
    4  the  governor  shall endeavor to ensure that the membership of each such
    5  board shall adequately reflect  the  composition  of  the  community  or
    6  communities  served  by  the  facility, that the membership of each such
    7  board includes at least three individuals who are parents  or  relatives
    8  of  patients  or of former patients and that the remainder includes only
    9  those persons, including former patients, who shall  have  expressed  an
   10  active interest in, or shall have obtained professional knowledge in the
   11  care  of  [the  mentally  retarded and developmentally disabled] PERSONS
   12  WITH DEVELOPMENTAL DISABILITIES or in [mental retardation and]  develop-
   13  mental disability endeavors generally.
   14    S  20. The section heading of section 13.37 of the mental hygiene law,
   15  as amended by chapter 508 of the laws of 2008, is  amended  to  read  as
   16  follows:
   17  Powers  of  the  office and commissioner in relation to the planning and
   18            referral of [mentally retarded and  developmentally  disabled]
   19            children WITH DEVELOPMENTAL DISABILITIES for adult services.
   20    S 21. The second undesignated paragraph of section 15.01 of the mental
   21  hygiene  law,  such  section as renumbered by chapter 978 of the laws of
   22  1977, is amended as follows:
   23    "in need of care and treatment"  means  that  a  person  [is  mentally
   24  retarded] HAS A DEVELOPMENTAL DISABILITY and would benefit from care and
   25  treatment as a resident in a school.
   26    S  22.  Section 15.03 of the mental hygiene law, as amended by chapter
   27  296 of the laws of 1996, is amended to read as follows:
   28  S 15.03 Admission to a school.
   29    Unless otherwise specifically provided for  by  statute,  a  [mentally
   30  retarded]  person WITH A DEVELOPMENTAL DISABILITY shall be admitted to a
   31  school as a resident only pursuant to the provisions  of  this  article.
   32  The section of the mental hygiene law under which the resident is admit-
   33  ted  or under which any change of legal status is subsequently effected,
   34  shall be stated in the resident's record. For the purposes of this arti-
   35  cle, a school does not include a facility licensed  as  an  intermediate
   36  care facility, a community residence, or a family care home, except when
   37  such  a  facility  is specifically designated as a school by the commis-
   38  sioner.
   39    S 23. Paragraph 1 of subdivision (a) and subdivision  (b)  of  section
   40  15.05  of  the mental hygiene law, such section as renumbered by chapter
   41  978 of the laws of 1977, are amended to read as follows:
   42    1. if he is a relative of the person applying for the admission or  of
   43  the  person alleged to [be mentally retarded] HAVE A DEVELOPMENTAL DISA-
   44  BILITY.
   45    (b) A certificate, as required by this article,  must  show  that  the
   46  person  [is  mentally retarded] HAS A DEVELOPMENTAL DISABILITY and shall
   47  be based on an  examination  of  the  person  alleged  to  [be  mentally
   48  retarded]  HAVE  A DEVELOPMENTAL DISABILITY made within six months prior
   49  to the date of admission. The date of the certificate shall be the  date
   50  of  such  examination.  All  certificates  shall  contain  the facts and
   51  circumstances upon which the judgment of  the  examiners  is  based  and
   52  shall  show  that  the  condition of the person examined is such that he
   53  needs care or treatment in a school and such other  information  as  the
   54  commissioner may by regulation require.
       S. 4467                            10
    1    S  24.  Subdivision (b) of section 15.13 of the mental hygiene law, as
    2  amended by chapter 789 of the laws  of  1985,  is  amended  to  read  as
    3  follows:
    4    (b)   If such voluntary resident gives notice in writing to the direc-
    5  tor of the resident's desire to leave the  school,  the  director  shall
    6  promptly  release  the  resident;  provided,  however, that if there are
    7  reasonable grounds for belief that the resident may be in need of invol-
    8  untary care and treatment, the director may retain the  resident  for  a
    9  period  not  to  exceed  seventy-two  hours from receipt of such notice.
   10  Before the expiration of such  seventy-two  hour  period,  the  director
   11  shall  either  release the resident or apply to a court of record in the
   12  county where the school is located for an order authorizing the involun-
   13  tary retention of such resident.  The  application  and  proceedings  in
   14  connection  therewith  shall be in the manner prescribed in this article
   15  for a court authorization to retain an involuntary resident, except that
   16  notice of such application shall be served forthwith and, if  a  hearing
   17  be demanded, the date for hearing to be fixed by the court shall be at a
   18  time  not  later  than  three  days  from  the date such notice has been
   19  received by the court.  If it be determined by the court that the  resi-
   20  dent  [is  mentally  retarded]  HAS A DEVELOPMENTAL DISABILITY and IS in
   21  need of retention for involuntary care and treatment in the school,  the
   22  court  shall  forthwith issue an order authorizing the retention of such
   23  resident for care and treatment in the school, or, if requested  by  the
   24  resident,  his  guardian,  or committee, such other non-public school as
   25  may be within the financial means of the  resident,  for  a  period  not
   26  exceeding  sixty  days from the date of such order. Further applications
   27  for retention of the resident for periods not exceeding  one  year,  and
   28  successive  two year periods thereafter, respectively, may thereafter be
   29  made in accordance with the provisions of this article.
   30    In the case of a resident under eighteen years  of  age,  such  notice
   31  requesting  release of the resident may be given by the resident, by the
   32  person who made application for his admission, by a person of  equal  or
   33  closer  relationship  to  the  resident,  or by the mental hygiene legal
   34  service. If such notice be given by any other person, the  director  may
   35  in  his discretion refuse to discharge the resident and, in the event of
   36  such refusal, such other person or the mental hygiene legal service  may
   37  apply  to  the supreme court or to a county court for the release of the
   38  resident.
   39    S 25. Paragraph 1 of subdivision (a) of section 15.15  of  the  mental
   40  hygiene  law,  such  section as renumbered by chapter 978 of the laws of
   41  1977, is amended to read as follows:
   42    1. that the school to which he is requesting admission is a school for
   43  [the mentally retarded] PERSONS WITH DEVELOPMENTAL DISABILITIES.
   44    S 26. Subdivision (a) of section 15.19 of the mental hygiene law, such
   45  section as renumbered by chapter 978 of the laws of 1977, is amended  to
   46  read as follows:
   47    (a) It shall be the duty of all state and local officers having duties
   48  to  perform  relating  to  [the mentally retarded] PERSONS WITH DEVELOP-
   49  MENTAL DISABILITIES to encourage any such person suitable  therefor  and
   50  in  need  of care and treatment for [mental retardation] A DEVELOPMENTAL
   51  DISABILITY to apply for admission as a voluntary resident.
   52    S 27. Subdivisions (a) and (c) of section 15.25 of the mental  hygiene
   53  law,  subdivision  (c) as amended by chapter 789 of the laws of 1985 and
   54  such section as renumbered by chapter 978  of  the  laws  of  1977,  are
   55  amended to read as follows:
       S. 4467                            11
    1    (a)  The  director  of  any school may receive and retain therein as a
    2  resident any person in need of care and treatment who  does  not  object
    3  thereto  and who is so profoundly or severely [mentally retarded] DEVEL-
    4  OPMENTALLY DISABLED that he does not have  sufficient  understanding  to
    5  make him suitable for admission as a voluntary resident upon an applica-
    6  tion,  accompanied  by a certificate of an examining physician or certi-
    7  fied psychologist.  The application shall conform  to  the  requirements
    8  for  an  application set forth in section [33.27] 15.27 OF THIS ARTICLE.
    9  The certificate of the examining physician or certified psychologist, in
   10  addition to the other requirements for such  certificate  set  forth  in
   11  this  article, must show that the person sought to be admitted meets the
   12  requirements of this section.
   13    (c) If notice in writing that the resident be released from the school
   14  is given to the director by the resident or any person on his behalf  or
   15  by the mental hygiene legal service, the director shall promptly release
   16  the  resident;  provided, however, that, if there are reasonable grounds
   17  for belief that the resident may be in  need  of  involuntary  care  and
   18  treatment,  the  director  may  retain  the resident for a period not to
   19  exceed seventy-two hours from the receipt of  such  notice.  Before  the
   20  expiration  of  such  seventy-two hour period, the director shall either
   21  release the resident or apply to a court of record in the  county  where
   22  the school is located for an order authorizing the involuntary retention
   23  of  such  resident. The application and proceedings in connection there-
   24  with shall be in the manner prescribed  in  this  article  for  a  court
   25  authorization  to  retain an involuntary resident, except that notice of
   26  such application  shall  be  served  forthwith  and,  if  a  hearing  be
   27  demanded,  the  date  for hearing to be fixed by the court shall be at a
   28  time not later than three days  from  the  date  such  notice  has  been
   29  received  by the court.  If it be determined by the court that the resi-
   30  dent [is mentally retarded] HAS A DEVELOPMENTAL  DISABILITY  and  IS  in
   31  need  of retention for involuntary care and treatment in the school, the
   32  court shall forthwith issue an order authorizing the retention  of  such
   33  resident for care and treatment in the school for a period not exceeding
   34  sixty  days  from  the  date  of  such order.   Further applications for
   35  retention of the resident  for  periods  not  exceeding  one  year,  and
   36  successive  two year periods thereafter, respectively, may thereafter be
   37  made in accordance with the provisions of this article.
   38    S 28. Subdivision (a), paragraphs 1  and  4  of  subdivision  (b)  and
   39  subdivision  (c) of section 15.27 of the mental hygiene law, paragraph 4
   40  of subdivision (b) as amended by chapter 7 of the laws of 2007 and  such
   41  section as renumbered by chapter 978 of the laws of 1977, are amended to
   42  read as follows:
   43    (a) The director of a school may receive and retain therein as a resi-
   44  dent  any  person alleged to [be mentally retarded] HAVE A DEVELOPMENTAL
   45  DISABILITY and BE in need of involuntary care  and  treatment  upon  the
   46  certificates  of  two examining physicians or of one examining physician
   47  and one certified psychologist, accompanied by an  application  for  the
   48  admission  of  such person. The examination may be conducted jointly but
   49  each examiner shall execute a separate certificate.
   50    1. any person with whom the person alleged to [be  mentally  retarded]
   51  HAVE A DEVELOPMENTAL DISABILITY resides.
   52    4.  an officer of any well recognized charitable institution or agency
   53  or home including but not limited to the superintendent of a correction-
   54  al facility, as such term is defined in  paragraph  (a)  of  subdivision
   55  four  of  section  two  of  the correction law, in whose institution the
       S. 4467                            12
    1  person alleged to [be mentally retarded] HAVE A DEVELOPMENTAL DISABILITY
    2  resides.
    3    (c) Such application shall contain a statement of the facts upon which
    4  the allegation of [mental retardation] DEVELOPMENTAL DISABILITY and need
    5  for  care and treatment are based and shall be executed under penalty of
    6  perjury but shall not require the signature of a notary public thereon.
    7    S 29. Paragraph 1 of subdivision (b) of section 15.29  of  the  mental
    8  hygiene  law,  such  section as renumbered by chapter 978 of the laws of
    9  1977, is amended to read as follows:
   10    1. the  nearest  relative  of  the  person  alleged  to  [be  mentally
   11  retarded]  HAVE A DEVELOPMENTAL DISABILITY, other than the applicant, if
   12  there be any such person known to the director.
   13    S 30. Subdivision (c) of section 15.31 of the mental hygiene  law,  as
   14  amended  by  chapter  789  of  the  laws  of 1985, is amended to read as
   15  follows:
   16    (c) The court which receives such notice shall fix the  date  of  such
   17  hearing  at a time not later than five days from the date such notice is
   18  received by the court and cause the resident, any other person  request-
   19  ing the hearing, the director, the mental hygiene legal service and such
   20  other  persons  as  the  court may determine to be advised of such date.
   21  Upon such date, or upon such other date to which the proceeding  may  be
   22  adjourned, the court shall hear testimony and examine the person alleged
   23  to  [be  mentally  retarded]  HAVE  A  DEVELOPMENTAL DISABILITY if it be
   24  deemed advisable in or out of court. If it be determined that the  resi-
   25  dent  is  in need of retention, the court shall deny the application for
   26  the resident's release. If it appears that the relatives of the resident
   27  or a committee of his person are willing and able properly to  care  for
   28  him at some place other than a school, then, upon their written consent,
   29  the court may order the transfer of the resident to the care and custody
   30  of  such relatives or such committee. If it be determined that the resi-
   31  dent is not in need of retention, the court shall order the  release  of
   32  the resident.
   33    S  31. Section 15.35 of the mental hygiene law, as renumbered by chap-
   34  ter 978 of the laws of 1977, is amended to read as follows:
   35  S 15.35 Review of court authorization to retain an involuntary resident.
   36    If a person who has been denied release or whose retention or  contin-
   37  ued retention has been authorized pursuant to this article, or any rela-
   38  tive  or  friend  in  his behalf, be dissatisfied with any such order he
   39  may, within thirty days after the making of any  such  order,  obtain  a
   40  rehearing  and a review of the proceedings already had and of such order
   41  upon a petition to a justice of the supreme court other than  the  judge
   42  or  justice  presiding  over  the  court making such order. Such justice
   43  shall cause a jury to be summoned and shall  try  the  question  of  the
   44  [mental retardation] DEVELOPMENTAL DISABILITY and the need for retention
   45  of  the  resident so authorized to be retained. Any such resident or the
   46  person applying on his behalf for such review may  waive  the  trial  of
   47  such  fact by a jury and consent in writing to trial of such fact by the
   48  court. No such petition for rehearing and review may be made  by  anyone
   49  other  than the person so authorized to be retained or the father, moth-
   50  er, husband, wife, or child of such person, unless the petitioner  shall
   51  have first obtained the leave of the court upon good cause shown. If the
   52  verdict  of  the  jury, or the decision of the court when jury trial has
   53  been waived, be that such person is  not  [mentally  retarded]  DEVELOP-
   54  MENTALLY  DISABLED  or  is  not  in  need of retention the justice shall
   55  forthwith discharge him, but if the verdict of the jury, or the decision
   56  of the court where a jury trial has been waived, be that such person [is
       S. 4467                            13
    1  mentally retarded] HAS A DEVELOPMENTAL DISABILITY  and  IS  in  need  of
    2  retention  the justice shall certify that fact and make an order author-
    3  izing continued retention under the original order.  Such order shall be
    4  presented,  at  the time of authorization of continued retention of such
    5  [mentally retarded] person WITH  A  DEVELOPMENTAL  DISABILITY,  to,  and
    6  filed  with, the director of the school in which the [mentally retarded]
    7  person WITH A DEVELOPMENTAL DISABILITY is authorized to be retained, and
    8  a copy thereof shall be forwarded to the department by such director and
    9  filed in the office thereof. Proceedings under the order  shall  not  be
   10  stayed pending an appeal therefrom, except upon an order of a justice of
   11  the supreme court, made upon notice and after a hearing, with provisions
   12  made  therein  for  such  temporary  care  or confinement of the alleged
   13  [mentally retarded] person WITH A DEVELOPMENTAL  DISABILITY  as  may  be
   14  deemed necessary.
   15    S 32. The section heading, subdivisions (a) and (b) and paragraph 1 of
   16  subdivision  (c) of section 16.01 of the mental hygiene law, as added by
   17  chapter 786 of the laws of 1983 and paragraph 1 of  subdivision  (c)  as
   18  added  by  chapter  234  of  the  laws  of  1998, are amended to read as
   19  follows:
   20    Evaluation of services for [the mentally retarded and  developmentally
   21  disabled] PERSONS WITH DEVELOPMENTAL DISABILITIES.
   22    (a)  The  commissioner  shall  ensure that all services provided under
   23  this chapter for [the mentally retarded  and  developmentally  disabled]
   24  PERSONS WITH DEVELOPMENTAL DISABILITIES are periodically evaluated.
   25    (b)  The  commissioner  shall,  by regulations, establish and maintain
   26  evaluation criteria and methods which assure the utility of data  gener-
   27  ated  in  the  evaluation  of  services  in different areas of the state
   28  provided under this chapter for  [the  mentally  retarded  and  develop-
   29  mentally  disabled]  PERSONS WITH DEVELOPMENTAL DISABILITIES, including,
   30  but not limited to:
   31    (1) Uniform definitions of services  to  [the  mentally  retarded  and
   32  developmentally disabled] PERSONS WITH DEVELOPMENTAL DISABILITIES;
   33    (2) Uniform standards for all comparable services and programs;
   34    (3) Uniform financial reporting procedures for comparable providers;
   35    (4) Uniform clinical reporting procedures; and
   36    (5)  Requirements  for  the generation and maintenance of uniform data
   37  for all individuals receiving services from any provider of services.
   38    (1) Notwithstanding any other provision of law, the  commissioner,  or
   39  his  designee,  may  require from any hospital, as defined under article
   40  twenty-eight of the public  health  law,  any  information,  report,  or
   41  record  necessary  for the purpose of carrying out the functions, powers
   42  and duties of the commissioner related to the  investigation  of  deaths
   43  and  complaints  of abuse, mistreatment, or neglect concerning [mentally
   44  retarded or developmentally disabled individuals] PERSONS WITH  DEVELOP-
   45  MENTAL DISABILITIES who receive services, or had prior to death received
   46  services,  in  a facility as defined in section 1.03 of this chapter, or
   47  are receiving medicaid waiver services from the office [of mental retar-
   48  dation and] FOR PEOPLE WITH developmental disabilities in  a  non-certi-
   49  fied setting, and have been treated at such hospitals.
   50    S 33. Paragraphs 1, 2 and 3 of subdivision (a) of section 16.03 of the
   51  mental  hygiene  law,  as  added  by chapter 786 of the laws of 1983 and
   52  paragraph 3 as amended by chapter 555 of the laws 1993, are  amended  to
   53  read as follows:
   54    (1)  Operation of a residential facility for the care and treatment of
   55  [the mentally retarded or developmentally disabled] PERSONS WITH  DEVEL-
   56  OPMENTAL DISABILITIES including a family care home.
       S. 4467                            14
    1    (2)  Operation  of  any  distinct  part of a general hospital or other
    2  facility possessing an operating certificate, pursuant to article  twen-
    3  ty-eight  of  the public health law, operated for the primary purpose of
    4  providing residential or  non-residential  services  for  [the  mentally
    5  retarded  or  developmentally disabled] PERSONS WITH DEVELOPMENTAL DISA-
    6  BILITIES.
    7    (3) Operation of a facility established  or  maintained  by  a  public
    8  agency,  board,  or commission, or by a corporation or voluntary associ-
    9  ation for the rendition of out-patient or non-residential  services  for
   10  [the  mentally retarded or developmentally disabled] PERSONS WITH DEVEL-
   11  OPMENTAL DISABILITIES; provided, however, that such operation shall  not
   12  be  deemed  to  include (i) professional practice, within the scope of a
   13  professional license or certificate issued by an agency of the state, by
   14  an individual practitioner or by a partnership of such individuals or by
   15  a professional service corporation duly  incorporated  pursuant  to  the
   16  business corporation law or by a university faculty practice corporation
   17  duly incorporated pursuant to the not-for-profit corporation law or (ii)
   18  non-residential  services which are licensed, supervised, or operated by
   19  another agency of the state and non-residential services which are char-
   20  tered or issued a certificate of incorporation pursuant to the education
   21  law or (iii) pastoral counseling by a clergyman or  minister,  including
   22  those  defined  as clergyman or minister by section two of the religious
   23  corporations law.
   24    S 34. Subdivision (i) of section 16.05 of the mental hygiene  law,  as
   25  amended  by  chapter  618  of  the  laws  of 1990, is amended to read as
   26  follows:
   27    (i) In the event that the holder of an  operating  certificate  for  a
   28  residential facility issued by the commissioner pursuant to this article
   29  wishes  to  cease  the operation or conduct of any of the activities, as
   30  defined in paragraph one of subdivision (a) of  section  16.03  of  this
   31  article,  for  which such certificate has been issued or to cease opera-
   32  tion of any one or more of facilities for  which  such  certificate  has
   33  been  issued;  wishes  to transfer ownership, possession or operation of
   34  the premises  and  facilities  upon  which  such  activities  are  being
   35  conducted  or  to transfer ownership, possession or operation of any one
   36  or more of the premises or facilities for  which  such  certificate  has
   37  been  issued; or elects not to apply to the commissioner for re-certifi-
   38  cation upon the expiration of any current period  of  certification,  it
   39  shall be the duty of such certificate holder to give to the commissioner
   40  written  notice  of such intention not less than sixty days prior to the
   41  intended effective date of such transaction. Such notice shall set forth
   42  a detailed plan which makes provision for the safe and orderly  transfer
   43  of  each  [mentally  retarded or developmentally disabled] person WITH A
   44  DEVELOPMENTAL DISABILITY served by such certificate holder  pursuant  to
   45  such certificate into a program of services appropriate to such person's
   46  on-going  needs  and/or for the continuous provision of a lawfully oper-
   47  ated program of such activities and services at the premises and facili-
   48  ties to be conveyed by the certificate holder. Such  certificate  holder
   49  shall  not  cease  to  provide  any  such services to any such [mentally
   50  retarded or developmentally disabled] person WITH A DEVELOPMENTAL  DISA-
   51  BILITY  under  any  of the circumstances described in this section until
   52  the notice and plan required hereby are received, reviewed and  approved
   53  by the commissioner. For the purposes of this paragraph, the requirement
   54  of prior notice and continuous provision of programs and services by the
   55  certificate  holder  shall  not apply to those situations and changes in
   56  circumstances directly affecting the certificate  holder  that  are  not
       S. 4467                            15
    1  reasonably  foreseeable  at  the  time of occurrence, including, but not
    2  limited to, death or other sudden incapacitating disability or  infirmi-
    3  ty. Written notice shall be given to the commissioner as soon as reason-
    4  ably possible thereafter in the manner set forth within this [paragraph]
    5  SUBDIVISION.
    6    S  35.  Subdivision (b) of section 16.11 of the mental hygiene law, as
    7  added by chapter 786 of the laws of 1983, is amended to read as follows:
    8    (b) The commissioner shall have the power  to  conduct  investigations
    9  into  the  operations  of  any person or entity which holds an operating
   10  certificate issued by the office, into the operation of any facility  or
   11  program issued an operating certificate by the office and into the oper-
   12  ations,  related to the provision of services regulated by this chapter,
   13  of any person or entity providing a residence for one or more  unrelated
   14  persons  [who  are  mentally  retarded or developmentally disabled] WITH
   15  DEVELOPMENTAL DISABILITIES.
   16    S 36. The opening paragraph and  subparagraph  c  of  paragraph  1  of
   17  subdivision  (b)  of section 16.17 of the mental hygiene law, as amended
   18  by chapter 169 of the laws of 1992, are amended to read as follows:
   19    An operating certificate may be temporarily suspended or limited with-
   20  out a prior hearing for a period not in excess of sixty days upon  writ-
   21  ten  notice to the facility following a finding by the office [of mental
   22  retardation and] FOR  PEOPLE  WITH  developmental  disabilities  that  a
   23  client's  health  or safety is in imminent danger. Upon such finding and
   24  notice, the power of the commissioner temporarily to suspend or limit an
   25  operating certificate shall include, but shall not be  limited  to,  the
   26  power to:
   27    c. Suspend or limit or cause to be suspended or limited the payment of
   28  any  governmental  funds to the facility provided that such action shall
   29  not in any way jeopardize the health, safety and welfare of any [mental-
   30  ly retarded or developmentally disabled]  person  WITH  A  DEVELOPMENTAL
   31  DISABILITY in such program or facility;
   32    S  37. The section heading, subdivisions (a), (c) and paragraphs 1 and
   33  3 of subdivision (d) of section 16.19 of the  mental  hygiene  law,  the
   34  section heading and subdivision (a) as amended by chapter 91 of the laws
   35  of 1993 and subdivision (c) and paragraphs 1 and 3 of subdivision (d) as
   36  amended  by  chapter  356  of  the  laws of 2006, are amended to read as
   37  follows:
   38  Confinement, care and treatment of [the mentally retarded  and  develop-
   39            mentally disabled] PERSONS WITH DEVELOPMENTAL DISABILITIES.
   40    (a) No individual who is or appears to [be mentally retarded or devel-
   41  opmentally  disabled] HAVE A DEVELOPMENTAL DISABILITY shall be detained,
   42  deprived of liberty or otherwise confined without lawful  authority,  or
   43  inadequately,  unskillfully, cruelly or unsafely cared for or supervised
   44  by any person.
   45    (c) In addition to any other remedies available  under  this  article,
   46  the  commissioner may bring an action in the supreme court to enjoin any
   47  person from unlawfully  subjecting  a  [mentally  retarded  or  develop-
   48  mentally  disabled]  person WITH A DEVELOPMENTAL DISABILITY to physical,
   49  sexual, or emotional abuse, or  active,  passive  or  self  neglect,  or
   50  detaining  a [mentally retarded or developmentally disabled] person WITH
   51  A DEVELOPMENTAL DISABILITY or providing inadequate, unskillful, cruel or
   52  unsafe care or supervision for such a person.
   53    (1) If, upon receiving a report that any adult thought to have [mental
   54  retardation or another] A developmental disability has been subjected to
   55  physical, sexual,  or  emotional  abuse,  or  active,  passive  or  self
   56  neglect,  and  the commissioner has reason to believe that such adult is
       S. 4467                            16
    1  known by the commissioner to have received services from providers  duly
    2  authorized  by  the commissioner and has been subjected to such abuse or
    3  neglect, the commissioner shall intervene pursuant to this  section  or,
    4  if  such adult has not received services from said authorized providers,
    5  the commissioner shall, immediately or as soon  as  practicable,  notify
    6  adult  protective  services established pursuant to section four hundred
    7  seventy-three of the social services law. The commissioner shall, within
    8  forty-eight hours, forward copies  of  reports  made  pursuant  to  this
    9  subdivision  to the state commission of quality of care and advocacy for
   10  persons with disabilities and indicate if such report  was  referred  to
   11  adult protective services.
   12    (3)  The  commissioner  and  the  commissioner  of children and family
   13  services shall submit a report on the  physical,  sexual,  or  emotional
   14  abuse,  or active, passive or self neglect of adults with [mental retar-
   15  dation or other] developmental disabilities to the  governor,  temporary
   16  president  of  the  senate and speaker of the assembly by January first,
   17  two thousand seven, and annually thereafter. In  consultation  with  the
   18  commission  on  quality  of care and advocacy for persons with disabili-
   19  ties, the commissioner and  the  commissioner  of  children  and  family
   20  services  shall include in such report a description of systemic issues;
   21  a summary of strategies used for intervening in such  cases;  an  evalu-
   22  ation  of the success of such strategies; an evaluation of the implemen-
   23  tation of the memorandum of understanding developed  pursuant  to  para-
   24  graph  two  of this subdivision and the specific status of developmental
   25  disabilities services offices and local departments of social  services,
   26  with  respect to entering into an agreement as required by paragraph two
   27  of this subdivision; and any recommendations the  commissioner  believes
   28  are  necessary  to protect adults from abuse or mistreatment. The report
   29  shall also include the number of reports and a summary of  common  situ-
   30  ations and trends contained in such reports which were:
   31    a. made to the commissioner pursuant to paragraph one of this subdivi-
   32  sion;
   33    b. not referred to adult protective services, but in response to which
   34  the commissioner intervened, and the outcome of such intervention; and
   35    c.  referred to adult protective services pursuant to paragraph one of
   36  this subdivision and the outcome of such referral.
   37    S 38. Subdivision (b) of section 16.29 of the mental hygiene  law,  as
   38  amended  by  chapter  24  of  the  laws  of  2007, is amended to read as
   39  follows:
   40    (b) The commissioner shall provide necessary assistance to  the  state
   41  commission on quality of care and advocacy for persons with disabilities
   42  in the conduct of investigations pursuant to section 45.07 of this chap-
   43  ter,  shall  consider its recommendations for appropriate preventive and
   44  remedial action including legal actions, and shall provide or  direct  a
   45  residential  facility  licensed  or  operated  by  the office [of mental
   46  retardation and] FOR PEOPLE WITH developmental disabilities  to  provide
   47  written  reports  thereon  to the commission as to the implementation of
   48  plans of prevention and remediation approved by such office.
   49    S 39. Paragraph 1 of subdivision (a) of section 16.31  of  the  mental
   50  hygiene  law, as added by chapter 618 of the laws of 1990, is amended to
   51  read as follows:
   52    1. For persons  residing  in  family  care,  community  residences  or
   53  schools for [the mentally retarded] PERSONS WITH DEVELOPMENTAL DISABILI-
   54  TIES,  the  amount  specified  in subdivision one of section one hundred
   55  thirty-one-o of the social services law.
       S. 4467                            17
    1    S 40. The section heading of section 16.35 of the mental hygiene  law,
    2  as  added  by  section 2 of part F of chapter 58 of the laws of 2007, is
    3  amended to read as follows:
    4  [Mental   retardation   and  developmental]  DEVELOPMENTAL  disabilities
    5             services quality improvement demonstration program.
    6    S 41. Subdivision (b) of section 29.07 of the mental  hygiene  law  is
    7  amended to read as follows:
    8    (b)  If  the  commissioner shall determine that overcrowding exists in
    9  the department schools, he may, within the amounts  appropriated  there-
   10  for,  authorize  admission  for  care  and  treatment  of  any [mentally
   11  retarded] person WITH A DEVELOPMENTAL DISABILITY to a designated facili-
   12  ty approved for such purposes by the commissioner. The patient  and  any
   13  liable  relatives shall be liable for payment of fees in accordance with
   14  article forty-three of this chapter.
   15    S 42. Subparagraph (v) of paragraph 2 of subdivision  (b)  of  section
   16  31.27  of  the  mental hygiene law, as amended by section 2 of part E of
   17  chapter 111 of the laws of 2010, is amended to read as follows:
   18    (v) a description of local  resources  available  to  the  program  to
   19  prevent  unnecessary  hospitalizations  of  persons, which shall include
   20  agreements with local mental health, health, substance abuse, alcoholism
   21  or alcohol abuse, [mental retardation and]  developmental  disabilities,
   22  or social services agencies to provide appropriate services;
   23    S  43.  Paragraph 11 of subdivision (a) of section 33.02 of the mental
   24  hygiene law, as amended by chapter 306 of the laws of 1995,  is  amended
   25  to read as follows:
   26    11. an individualized plan of treatment or services and to participate
   27  in  the development of that plan including the opportunity for a patient
   28  sixteen years of age or older to request  a  significant  individual  to
   29  himself  or  herself  including any relative, close friend or individual
   30  otherwise concerned with such person's welfare  to  participate  in  the
   31  development of such plan, except that at comprehensive psychiatric emer-
   32  gency  programs such plan shall be in accordance with the commissioner's
   33  regulations and the opportunity for participation by a significant indi-
   34  vidual shall be provided where practicable. For  the  purposes  of  this
   35  paragraph,  a  written  treatment plan may include the program narrative
   36  for clients served by an integrated community certified  by  the  office
   37  [of mental retardation and] FOR PEOPLE WITH developmental disabilities;
   38    S  44. Paragraph 1 of subdivision (d) and paragraphs 1 and 2 of subdi-
   39  vision (e) of section 33.03 of the mental hygiene law, as added by chap-
   40  ter 57 of the laws of 1988 and paragraphs 1 and 2 of subdivision (e)  as
   41  added  by  chapter  210  of  the  laws  of  2008, are amended to read as
   42  follows:
   43    1. Such standards shall take into account the: medical, psychological,
   44  social, vocational,  educational  and  recreational  needs  of  patients
   45  including  the  specialized needs of patients such as those whose mental
   46  illness is combined with chemical dependency[,  mental  retardation]  or
   47  developmental disability. The standards shall also take into account the
   48  type  and  mix  of programs required at a given facility, and the avail-
   49  ability of programming at a variety of times and locations.
   50    1. Notwithstanding the provisions of subdivisions  four  and  five  of
   51  section  twenty-nine  hundred  eighty-one  of the public health law, the
   52  commissioners of health,  and  [mental  retardation  and]  developmental
   53  disabilities  may  approve and authorize the use of a simplified advance
   54  health care directives form by persons receiving supports  and  services
   55  from  a  provider  of  services  which is authorized to provide services
   56  pursuant to article sixteen of this chapter. Such form shall specify, at
       S. 4467                            18
    1  the option of the principal, what end-of-life treatment the person wish-
    2  es to receive; may designate a health care  agent  consistent  with  the
    3  provisions  of  this  article;  and may, at the option of the principal,
    4  authorize the health care agent to commence making decisions immediately
    5  upon  the  execution of the proxy, provided that all such decisions made
    6  prior to a determination of incapacity pursuant to  section  twenty-nine
    7  hundred  eighty-three  of  the public health law shall be made in direct
    8  consultation  with  the  principal  and  the  attending  physician;  and
    9  provided, further, that if, after such consultation, the principal disa-
   10  grees  with  the agent's proposed decision, the principal's wishes shall
   11  prevail; and provided, further, that, in the case  of  any  decision  to
   12  withhold  or withdraw artificial nutrition or hydration, the principal's
   13  wishes must have been recorded in the health care directive or stated in
   14  the presence of the agent and  the  attending  physician;  and  further,
   15  provided,  that  the  consultation  among principal, agent and attending
   16  physician must be summarized and recorded  in  the  principal's  medical
   17  record.
   18    2.  The  simplified advance health care directives form, authorized by
   19  paragraph one of this subdivision, shall be developed by the commission-
   20  er of [mental retardation and] developmental disabilities, in  consulta-
   21  tion with the commissioner of health, providers of service authorized to
   22  provide services pursuant to article sixteen of this chapter, advocates,
   23  including  self-advocates,  and  parents  and  family members of persons
   24  receiving services from such providers.
   25    S 45. Section 33.06 of the mental hygiene law, as added by chapter 192
   26  of the laws of 2010, is amended to read as follows:
   27  S 33.06 Reports of abuse or mistreatment.
   28    The commissioner of the office of mental health and  the  commissioner
   29  of  the office [of mental retardation and] FOR PEOPLE WITH developmental
   30  disabilities shall establish procedures or mechanisms to receive allega-
   31  tions or complaints of abuse or mistreatment of  individuals  served  by
   32  agencies  and  providers  licensed or operated by the offices, including
   33  receipt of anonymous allegations or complaints.  Such  mechanisms  shall
   34  include  the  operation of a toll-free number. Allegations or complaints
   35  received shall be evaluated and, if necessary, referred for  appropriate
   36  corrective  action,  consistent  with  laws,  regulations and procedures
   37  established for the investigation, resolution and response  to  incident
   38  reports  to ensure the care and safety of all patients. The inability of
   39  the person reporting the  abuse  to  identify  the  alleged  perpetrator
   40  shall,  in  no  circumstance,  constitute  the sole cause to reject such
   41  allegation for investigation  or  fail  to  refer  such  allegation  for
   42  corrective  action.  When  an  allegation  of abuse or maltreatment of a
   43  child is made, the allegation shall be referred to the statewide central
   44  register of  child  abuse  and  maltreatment,  established  pursuant  to
   45  section four hundred twenty-two of the social services law.
   46    S  46.  Subdivisions  (f),  (h) and (i) of section 33.07 of the mental
   47  hygiene law, as added by section 2 of part A of chapter 111 of the  laws
   48  of 2010, are amended to read as follows:
   49    (f)  The  commissioners  of  mental  health,  [mental retardation and]
   50  developmental disabilities, and alcoholism and substance abuse  services
   51  shall post on the offices' respective websites, in a prominent location,
   52  the applicable standards, regulations and/or policies established pursu-
   53  ant to this section.
   54    (h)  The office of mental health and the office [of mental retardation
   55  and] FOR PEOPLE WITH developmental disabilities and mental hygiene legal
   56  service shall collaboratively review, at least annually, the  management
       S. 4467                            19
    1  of  funds  which  a department facility director receives as a represen-
    2  tative payee or of funds received pursuant  to  section  29.23  of  this
    3  title.  In  such  review, the office of mental health and the office [of
    4  mental retardation and] FOR PEOPLE WITH developmental disabilities shall
    5  make  available  final  federal  reviews  regarding  facility directors'
    6  handling of federal benefits and other  related  documents  to  aid  the
    7  proper conduct of such review.
    8    (i)  The office of mental health and the office [of mental retardation
    9  and] FOR PEOPLE WITH developmental disabilities shall, by the  fifteenth
   10  day  of  December  of  each  year, commencing on December fifteenth, two
   11  thousand eleven, submit and publish on its official website, a report to
   12  the governor, speaker  of  the  assembly,  temporary  president  of  the
   13  senate,  chair of the assembly committee on mental health, and the chair
   14  of the senate committee on mental health, detailing how persons' federal
   15  benefits are being utilized.
   16    S 47. Subparagraph (ii) of paragraph 13 of subdivision (c) of  section
   17  33.13  of  the mental hygiene law, as amended by chapter 491 of the laws
   18  of 2008, is amended to read as follows:
   19    (ii)  providing  information  to  the  criminal  justice   information
   20  services  division of the federal bureau of investigation by the commis-
   21  sioner of mental health or the commissioner of [mental retardation  and]
   22  developmental disabilities, for the purposes of responding to queries to
   23  the national instant criminal background check system regarding attempts
   24  to purchase or otherwise take possession of firearms, in accordance with
   25  applicable federal laws or regulations.
   26    S  48. Paragraphs 3 and 6 of subdivision (a) and paragraph 2 of subdi-
   27  vision (b) of section 33.16 of the mental hygiene law,  paragraph  3  of
   28  subdivision (a) as amended by chapter 571 of the laws of 2005, paragraph
   29  6  of  subdivision  (a) as separately amended by chapters 226 and 233 of
   30  the laws of 1991 and paragraph 2 of subdivision (b) as amended by  chap-
   31  ter 233 of the laws of 1991, are amended to read as follows:
   32    3. "Facility"  means  a  facility  as  defined in section 1.03 of this
   33  chapter, a program requiring approval for operation pursuant to  article
   34  thirty-two  of this chapter, institutions offering training in psychoth-
   35  erapy, psychoanalysis and related areas chartered  pursuant  to  section
   36  two  hundred  sixteen  of the education law, or, notwithstanding section
   37  1.03 of this chapter, any provider of services for persons  with  mental
   38  illness[,  mental  retardation]  or  developmental disabilities which is
   39  operated by, under contract with, receives funding from, or is otherwise
   40  approved to render services by, a director of community services  pursu-
   41  ant  to article forty-one of this chapter or one or both of the offices,
   42  including any such provider which is exempt from the requirement for  an
   43  operating  certificate  under  article  sixteen or article thirty-one of
   44  this chapter.
   45    6. "Qualified person" means any properly identified patient or client,
   46  guardian of a [mentally retarded  or  developmentally  disabled]  person
   47  WITH  A  DEVELOPMENTAL  DISABILITY  appointed pursuant to article seven-
   48  teen-A of the surrogate's court  procedure  act,  or  committee  for  an
   49  incompetent  appointed pursuant to [article seventy-eight of] this chap-
   50  ter or a parent of an infant, or  a  guardian  of  an  infant  appointed
   51  pursuant  to article seventeen of the surrogate's court procedure act or
   52  other legally appointed guardian of an infant who  may  be  entitled  to
   53  request  access  to  a  clinical  record  pursuant to paragraph three of
   54  subdivision (b) of this section, or a parent, spouse or adult  child  of
   55  an  adult  patient  or client who may be entitled to request access to a
       S. 4467                            20
    1  clinical record pursuant to paragraph four of subdivision  (b)  of  this
    2  section.
    3    2.  Subject to the provisions of subdivision (c) of this section, upon
    4  the written request of a committee for an incompetent appointed pursuant
    5  to [article seventy-eight of] this chapter or a guardian of  the  person
    6  of  a  [mentally  retarded  or  developmentally  disabled] person WITH A
    7  DEVELOPMENTAL DISABILITY appointed pursuant to  article  seventeen-A  of
    8  the  surrogate's court procedure act, a facility shall provide an oppor-
    9  tunity, within ten days, for the committee or such guardian  to  inspect
   10  any  clinical  record concerning the patient or client in the possession
   11  of such facility. Provided, however, in the case of any such request  by
   12  such a guardian to inspect the clinical record concerning a client eigh-
   13  teen  years  of  age  or older, the facility shall notify such client of
   14  such request.
   15    S 49. Section 41.01 of the mental hygiene law, as amended  by  chapter
   16  978  of  the laws of 1977, the closing paragraph as amended by section 6
   17  of part E of chapter 111 of the laws of 2010,  is  amended  to  read  as
   18  follows:
   19  S 41.01 Declaration of purpose.
   20    This  article is designed to enable and encourage local governments to
   21  develop in  the  community  preventive,  rehabilitative,  and  treatment
   22  services  offering continuity of care; to improve and to expand existing
   23  community programs for [the mentally ill, the mentally retarded and  the
   24  developmentally  disabled]  PERSONS  WITH  MENTAL ILLNESS, DEVELOPMENTAL
   25  DISABILITIES, and those suffering from the diseases  of  alcoholism  and
   26  substance  abuse;  to  plan  for  the integration of community and state
   27  services and facilities for [the  mentally  disabled]  INDIVIDUALS  WITH
   28  MENTAL  DISABILITIES;  and to cooperate with other local governments and
   29  with the state in the provision of joint services and sharing of manpow-
   30  er resources.
   31    Effective implementation of this article requires  the  direction  and
   32  administration,  by  each local governmental unit, of a local comprehen-
   33  sive planning process for its geographic area in which all providers  of
   34  services  shall participate and cooperate in the provision of all neces-
   35  sary information. It also initiates  a  planning  effort  involving  the
   36  state,  local governments and other providers of service for the purpose
   37  of promoting continuity of care through the  development  of  integrated
   38  systems  of  care and treatment for [the mentally ill, mentally retarded
   39  and developmentally disabled] INDIVIDUALS WITH MENTAL ILLNESS,  DEVELOP-
   40  MENTAL  DISABILITIES, and for those suffering from the diseases of alco-
   41  holism and substance abuse.
   42    S 50. Subdivisions 3, 4, 6 and  9  of  section  41.03  of  the  mental
   43  hygiene  law,  subdivision  3  as  amended by chapter 746 of the laws of
   44  1986, subdivisions 4 and 9 as amended by chapter  223  of  the  laws  of
   45  1992,  subdivision  6  as amended by chapter 520 of the laws of 1981 and
   46  subdivisions 4, 6 and 9 as renumbered by section 7 of part E of  chapter
   47  111 of the laws of 2010, are amended to read as follows:
   48    3. "local  services"  includes  services  for  [the  mentally ill, the
   49  mentally retarded, the developmentally disabled] INDIVIDUALS WITH MENTAL
   50  ILLNESS OR DEVELOPMENTAL DISABILITIES whose  conditions,  including  but
   51  not  limited  to cerebral palsy and epilepsy, are associated with mental
   52  disabilities,  and  those  suffering  from  alcoholism,  alcohol  abuse,
   53  substance  abuse  or substance dependence, which are provided by a local
   54  government or by a voluntary agency pursuant to a contract with a  local
   55  governmental unit or the office of mental health.
       S. 4467                            21
    1    4. "local  facility"  means  a  facility  offering  local services and
    2  includes a community mental health and [retardation] DEVELOPMENTAL DISA-
    3  BILITIES facility as defined in section three of the facilities develop-
    4  ment corporation act and, for the purposes of  this  article,  a  mental
    5  hygiene  facility,  as defined in said section, to be made available for
    6  use in providing local services under lease, sublease, license or permit
    7  from the facilities development corporation to one or more local govern-
    8  mental units or to a voluntary agency at the request of  a  commissioner
    9  of an office in the department.
   10    6. "board"  means  a  community  services  board  for services to [the
   11  mentally ill, mentally retarded and developmentally  disabled]  INDIVID-
   12  UALS WITH MENTAL ILLNESS AND DEVELOPMENTAL DISABILITIES, those suffering
   13  from alcoholism, alcohol abuse, substance abuse or substance dependence.
   14    9.  (a) "operating costs" means expenditures, excluding capital costs,
   15  incurred in the  operation  and  maintenance  of  the  community  mental
   16  health,  [mental retardation] DEVELOPMENTAL DISABILITIES, and alcoholism
   17  services board and of local facilities in accordance with  this  article
   18  and  the  regulations of the commissioner, by a local government or by a
   19  voluntary agency pursuant to a contract with a local governmental unit.
   20    (b) Subject to the regulations of the  commissioner,  operating  costs
   21  shall  include  that part of rental costs paid to those community mental
   22  health, [mental retardation] DEVELOPMENTAL DISABILITIES, alcoholism,  or
   23  substance  abuse  services  companies, which represents interest accrued
   24  after January first, nineteen hundred eighty-one and is  paid  on  obli-
   25  gations incurred by such companies, organized pursuant to article seven-
   26  ty-five  of this chapter and which participated in mortgage financing in
   27  accordance with chapter one thousand thirty-four of the laws of nineteen
   28  hundred sixty-nine, (ii) rentals  paid  to  the  facilities  development
   29  corporation,  (iii)  salaries  of  or  per  diem  compensation  to board
   30  members, (iv) costs for which state  aid  or  reimbursement  is  claimed
   31  under provisions of law other than this article.
   32    (c)  Operating  costs  may include interest incurred on any obligation
   33  which is necessarily related to the efficient and economic  delivery  of
   34  approved services to persons with alcoholism, substance abuse addiction,
   35  mental  illness  or [mental retardation and] developmental disabilities,
   36  subject to the commissioner's certification of the reasonableness of the
   37  interest expense. Interest as authorized by this subdivision shall  only
   38  include reasonable and competitive rates of interest incurred in accord-
   39  ance with regulations promulgated by the commissioner.
   40    (d)  Subject  to  the regulations of the commissioner, operating costs
   41  shall include rent incurred, or depreciation and  interest  expenditures
   42  incurred,  in  connection  with  the  design, construction, acquisition,
   43  reconstruction, rehabilitation  or  improvement  of  a  local  facility;
   44  provided  that  where  the rent, financing or refinancing of the design,
   45  construction, acquisition, reconstruction, rehabilitation or improvement
   46  of a local facility is through the facilities  development  corporation,
   47  operating  costs  shall  include the debt service to be paid to amortize
   48  obligations, including principal and interest, issued by  the  New  York
   49  state medical care facilities finance agency to finance or refinance the
   50  capital costs of such facilities.
   51    S  51.  Subdivision (b) of section 41.05 of the mental hygiene law, as
   52  amended by chapter 978 of the laws  of  1977,  is  amended  to  read  as
   53  follows:
   54    (b) Each local governmental unit shall have a community services board
   55  for  services  to  [the mentally ill, the mentally retarded and develop-
   56  mentally disabled] INDIVIDUALS WITH MENTAL ILLNESS, DEVELOPMENTAL  DISA-
       S. 4467                            22
    1  BILITIES  and  those suffering from alcoholism and substance abuse which
    2  shall have separate subcommittees for mental health, [mental retardation
    3  and] developmental disabilities, and alcoholism,  except  that,  at  the
    4  discretion  of  the  local government, a subcommittee for alcoholism and
    5  substance abuse may be substituted for a subcommittee for alcoholism.
    6    S 52. Subdivisions (a) and (b) of section 41.11 of the mental  hygiene
    7  law,  as  amended  by section 12 of part E of chapter 111 of the laws of
    8  2010, are amended to read as follows:
    9    (a) In all local governments with a population less than  one  hundred
   10  thousand,  community services boards, at the option of the local govern-
   11  ment, shall have either nine or fifteen members appointed by  the  local
   12  government.  In  all other local governments, a community services board
   13  shall have fifteen members appointed by the local government.
   14    Whenever practicable at least one member shall be a licensed physician
   15  and one member shall be a certified psychologist and otherwise at  least
   16  two  members  shall  be licensed physicians, such members to have demon-
   17  strated an interest in the field of services for [the mentally disabled]
   18  PERSONS WITH MENTAL DISABILITIES.  The other members shall represent the
   19  community interest in  all  the  problems  of  [the  mentally  disabled]
   20  PERSONS  WITH MENTAL DISABILITIES and shall include representatives from
   21  community agencies for [the mentally  ill,  the  mentally  retarded  and
   22  developmentally  disabled]  PERSONS  WITH  MENTAL ILLNESS, DEVELOPMENTAL
   23  DISABILITIES, and those suffering from alcoholism and  substance  abuse.
   24  The  community  services  board  shall  have  separate subcommittees for
   25  mental health, [mental retardation and] developmental disabilities,  and
   26  alcoholism or, at the discretion of the local government, alcoholism and
   27  substance abuse. Each separate subcommittee shall have no more than nine
   28  members appointed by the local government, except that each subcommittee
   29  for  mental  health  shall have no more than eleven members appointed by
   30  the local government. Three of each such subcommittee shall  be  members
   31  of  the  board.  Each separate subcommittee shall be composed of persons
   32  who have demonstrated an interest in  the  field  of  services  for  the
   33  particular class of mentally disabled and shall include former patients,
   34  parents  or  relatives  of  such [mentally disabled] persons WITH MENTAL
   35  DISABILITIES and community agencies  serving  the  particular  class  of
   36  mentally disabled, except that each subcommittee for mental health shall
   37  include  at least two members who are or were consumers of mental health
   38  services, and at least two members  who  are  parents  or  relatives  of
   39  persons with mental illness. Each separate subcommittee shall advise the
   40  community  services board and the director of community services regard-
   41  ing the exercise of all policy-making functions vested in such board  or
   42  director,  as  such  functions  pertain to the field of services for the
   43  particular class of mentally disabled individuals  represented  by  such
   44  subcommittee.  In addition, each subcommittee for mental health shall be
   45  authorized to annually evaluate the local services plan,  and  shall  be
   46  authorized  to  report on the consistency of such plan with the needs of
   47  persons with serious mental illness, including children and  adolescents
   48  with serious emotional disturbances.  Any such report shall be forwarded
   49  annually  to  the community services board and the director of community
   50  services and a copy shall also be sent to the commissioner prior to  the
   51  submission  of  the  local  services  plan,  provided, however, that the
   52  provisions of this paragraph shall not apply to cities of over a million
   53  in population.
   54    (b) In cities of over a  million  a  community  services  board  shall
   55  consist  of fifteen members to be appointed by the mayor. There shall be
   56  at least two residents of each county within such cities on  the  board.
       S. 4467                            23
    1  At  least  one shall be a licensed physician and at least one shall be a
    2  certified psychologist. The other members shall represent the  community
    3  interest  in  all  of  the  problems  of the mentally disabled and shall
    4  include  representatives  from community agencies for [the mentally ill,
    5  the mentally retarded and developmentally disabled] PERSONS WITH  MENTAL
    6  ILLNESS  AND  DEVELOPMENTAL DISABILITIES, and those suffering from alco-
    7  holism and substance abuse. The  community  services  board  shall  have
    8  separate  subcommittees  for  mental  health,  [mental  retardation and]
    9  developmental disabilities, and alcoholism or, at the discretion of  the
   10  local  government, alcoholism and substance abuse. Each separate subcom-
   11  mittee shall have no more than  nine  members  appointed  by  the  local
   12  government,  except  that each subcommittee for mental health shall have
   13  no more than eleven members appointed by  the  local  government.  Three
   14  members  of  each  such subcommittee shall be members of the board. Each
   15  separate subcommittee shall be composed of persons who have demonstrated
   16  an interest in the field of services for the particular class of mental-
   17  ly disabled and shall include former patients, parents or  relatives  of
   18  such  [mentally disabled] persons WITH MENTAL DISABILITIES and community
   19  agencies serving the particular class of mentally disabled, except  that
   20  each  subcommittee  for mental health shall include at least two members
   21  who are or were consumers of mental health services, and two members who
   22  are parents or relatives of persons with mental illness.  Each  separate
   23  subcommittee  shall advise the community services board and the director
   24  of community services regarding the exercise of all policy-making  func-
   25  tions vested in such board or director, as such functions pertain to the
   26  field  of services for the particular class of [mentally disabled] indi-
   27  viduals WITH MENTAL DISABILITIES represented by  such  subcommittee.  In
   28  addition,  each  subcommittee  for  mental health shall be authorized to
   29  annually evaluate the local services plan, and shall  be  authorized  to
   30  report  on  the  consistency of such plan with the needs of persons with
   31  serious mental illness, including children and adolescents with  serious
   32  emotional  disturbances.  Any such report shall be forwarded annually to
   33  the community services board and the director of community services, and
   34  a copy shall also be sent to the commissioner prior to the submission of
   35  the local services plan.
   36    S 52-a. Subdivisions (a) and  (b)  of  section  41.11  of  the  mental
   37  hygiene  law,  subdivision  (a) as amended by chapter 672 of the laws of
   38  1982 and subdivision (b) as amended by chapter 206 of the laws of  1989,
   39  are amended to read as follows:
   40    (a)  In  all local governments with a population less than one hundred
   41  thousand, community services board, at the option of the  local  govern-
   42  ment,  shall  have either nine or fifteen members appointed by the local
   43  government. In all other local governments, a community  services  board
   44  shall have fifteen members appointed by the local government.
   45    Whenever practicable at least one member shall be a licensed physician
   46  and  one member shall be a certified psychologist and otherwise at least
   47  two members shall be licensed physicians, such members  to  have  demon-
   48  strated  an interest in the field of services for the mentally disabled.
   49  The other members shall represent the  community  interest  in  all  the
   50  problems of the mentally disabled and shall include representatives from
   51  community  agencies  for  [the  mentally  ill, the mentally retarded and
   52  developmentally disabled] INDIVIDUALS WITH MENTAL ILLNESS, DEVELOPMENTAL
   53  DISABILITIES, and those suffering from alcoholism and  substance  abuse.
   54  The  community  services  board  shall  have  separate subcommittees for
   55  mental health, [mental retardation and] developmental disabilities,  and
   56  alcoholism or, at the discretion of the local government, alcoholism and
       S. 4467                            24
    1  substance abuse. Each separate subcommittee shall have no more than nine
    2  members  appointed  by the local government.  Three of each such subcom-
    3  mittee shall be members of the board. Each separate  subcommittee  shall
    4  be composed of persons who have demonstrated an interest in the field of
    5  services for the particular class of mentally disabled and shall include
    6  former  patients, parents or relatives of such mentally disabled persons
    7  and community agencies serving the particular class  of  mentally  disa-
    8  bled.  Each  separate  subcommittee  shall advise the community services
    9  board and the director of community services regarding the  exercise  of
   10  all  policy-making  functions  vested in such board or director, as such
   11  functions pertain to the field of services for the particular  class  of
   12  [mentally  disabled] individuals WITH MENTAL DISABILITIES represented by
   13  such subcommittee. Provided however that the provisions  of  this  para-
   14  graph shall not apply to cities of over a million in population.
   15    (b)  In  cities  of  over  a  million a community services board shall
   16  consist of fifteen members to be appointed by the mayor. There shall  be
   17  at  least  two residents of each county within such cities on the board.
   18  At least one shall be a licensed physician and at least one shall  be  a
   19  certified  psychologist. The other members shall represent the community
   20  interest in all of the problems of [the mentally disabled] PERSONS  WITH
   21  MENTAL  DISABILITIES  and  shall  include representatives from community
   22  agencies for [the mentally  ill,  the  mentally  retarded  and  develop-
   23  mentally  disabled] PERSONS WITH MENTAL ILLNESS, DEVELOPMENTAL DISABILI-
   24  TIES, and those suffering  from  alcoholism  and  substance  abuse.  The
   25  community  services  board  shall have separate subcommittees for mental
   26  health, [mental retardation and] developmental disabilities,  and  alco-
   27  holism  or,  at  the  discretion of the local government, alcoholism and
   28  substance abuse. Each separate subcommittee shall have no more than nine
   29  members appointed by the local government. Three members  of  each  such
   30  subcommittee  shall  be members of the board. Each separate subcommittee
   31  shall be composed of persons who have demonstrated an  interest  in  the
   32  field  of  services  for  the  particular class of mentally disabled and
   33  shall include former patients, parents or relatives  of  such  [mentally
   34  disabled]  persons WITH MENTAL DISABILITIES and community agencies serv-
   35  ing the particular class of mentally disabled. Each separate  subcommit-
   36  tee shall advise the community services board and the director of commu-
   37  nity  services  regarding  the  exercise  of all policy-making functions
   38  vested in such board or director, as such functions pertain to the field
   39  of services for the particular class of [mentally disabled  individuals]
   40  PERSONS WITH MENTAL DISABILITIES represented by such subcommittee.
   41    S  53.  Paragraph  5 of subdivision (c) of section 41.34 of the mental
   42  hygiene law, as amended by chapter 1024 of the laws of 1981, is  amended
   43  to read as follows:
   44    (5) In the event the municipality objects to establishment of a facil-
   45  ity  in the municipality because to do so would result in such a concen-
   46  tration of community residential facilities for [the mentally  disabled]
   47  PERSONS  WITH  MENTAL DISABILITIES or combination of such facilities and
   48  other facilities licensed by other state agencies that  the  nature  and
   49  character  of  areas  within  the  municipality  would  be substantially
   50  altered; or the sponsoring agency objects  to  the  establishment  of  a
   51  facility  in  the area or areas suggested by the municipality; or in the
   52  event that the municipality and sponsoring agency cannot  agree  upon  a
   53  site,  either  the  sponsoring agency or the municipality may request an
   54  immediate hearing before the commissioner  to  resolve  the  issue.  The
   55  commissioner  shall  personally  or  by a hearing officer conduct such a
   56  hearing within fifteen days of such a request.
       S. 4467                            25
    1    In reviewing any such objections, the need for such facilities in  the
    2  municipality  shall be considered as shall the existing concentration of
    3  such facilities and other similar facilities  licensed  by  other  state
    4  agencies  in  the  municipality  or in the area in proximity to the site
    5  selected  and any other facilities in the municipality or in the area in
    6  proximity to the site  selected  providing  residential  services  to  a
    7  significant  number  of  persons  who  have formerly received in-patient
    8  mental health services in facilities of the office of mental  health  or
    9  the  office  [of  mental  retardation and] FOR PEOPLE WITH developmental
   10  disabilities. The commissioner shall sustain the objection if he  deter-
   11  mines that the nature and character of the area in which the facility is
   12  to  be based would be substantially altered as a result of establishment
   13  of the facility. The commissioner  shall  make  a  determination  within
   14  thirty days of the hearing.
   15    S 54. The opening paragraph of subdivision (b) of section 41.35 of the
   16  mental  hygiene  law,  as amended by chapter 658 of the laws of 1977, is
   17  amended to read as follows:
   18    The demonstration programs required to be developed pursuant  to  this
   19  section  shall include at least one single system program for comprehen-
   20  sive services for all mentally disabled persons or all services  to  one
   21  or  more  of  the  following classes of mentally disabled: [the mentally
   22  ill; the mentally retarded and developmentally  disabled]  PERSONS  WITH
   23  MENTAL ILLNESS, A DEVELOPMENTAL DISABILITY; those suffering from alcohol
   24  abuse  or alcoholism; or alcoholics, alcohol abusers and substance abus-
   25  ers. Such comprehensive services provided pursuant to  a  single  system
   26  program shall be provided by a local governmental unit or group of local
   27  government  units or an approved non-governmental agent or a combination
   28  of providers of service and a local governmental unit or units.
   29    S 55. Subdivision (d) of section 41.36 of the mental hygiene  law,  as
   30  amended  by  section 18 of part E of chapter 111 of the laws of 2010, is
   31  amended to read as follows:
   32    (d) Each local governmental unit shall include  in  its  annual  local
   33  plan  a  review  of  existing community residential facilities providing
   34  reimbursable services and a recommendation of anticipated needs for  the
   35  development  of  such  facilities,  consistent  with  the  needs of [the
   36  mentally retarded and developmentally disabled]  PERSONS  WITH  DEVELOP-
   37  MENTAL  DISABILITIES  within  the jurisdiction of the local governmental
   38  unit.
   39    S 56. The opening paragraph of subdivision (a) of section 41.37 of the
   40  mental hygiene law, as amended by chapter 218 of the laws  of  1988,  is
   41  amended to read as follows:
   42    The commissioner of the office of mental health or the commissioner of
   43  the  office  [of  mental  retardation and] FOR PEOPLE WITH developmental
   44  disabilities is authorized, within appropriations made therefor, to make
   45  grants to local governmental  units  and  voluntary  nonprofit  agencies
   46  developing  a community residence as defined in subdivision twenty-eight
   47  of section 1.03 of this chapter.  The  commissioner  of  the  office  of
   48  mental  health  is  authorized,  within appropriations made therefor, to
   49  make grants to voluntary nonprofit  agencies  developing  a  residential
   50  treatment  facility for children and youth. Such grants shall be limited
   51  to the development costs incurred prior to the operation of a  community
   52  residence or a residential treatment facility for children and youth, or
   53  for  development  costs  incurred  to  expand  the  capacity  to provide
   54  services at such residences and facilities.
       S. 4467                            26
    1    S 57. The opening paragraph of section 41.40  of  the  mental  hygiene
    2  law,  as added by chapter 445 of the laws of 1989, is amended to read as
    3  follows:
    4    The  commissioner of the office [of mental retardation and] FOR PEOPLE
    5  WITH developmental disabilities is directed to submit  to  the  governor
    6  and  the legislature no later than January first, nineteen hundred nine-
    7  ty-one, a report and recommendations of actions necessary  to  encourage
    8  the  development  of  small  community  residential  programs  including
    9  programs of ten beds or less.  Such  report  and  recommendations  shall
   10  consider:
   11    S 58. The section heading, subdivision 1 and paragraph (p) of subdivi-
   12  sion  2  of section 41.41 of the mental hygiene law, as added by chapter
   13  225 of the laws of 1984, are amended to read as follows:
   14  Rights of [mentally retarded and developmentally disabled] PERSONS  WITH
   15            DEVELOPMENTAL DISABILITIES.
   16    1. Each person who resides in a community residence has the same basic
   17  and  legal  rights as all other persons of the same age. Such rights are
   18  in no way diminished by the fact that such  persons  who  [are  mentally
   19  retarded  or  otherwise  developmentally  disabled] HAVE A DEVELOPMENTAL
   20  DISABILITY live in a community residence.
   21    (p) The right to vote; and the right to participate in activities that
   22  educate [the mentally retarded  and  developmentally  disabled]  PERSONS
   23  WITH DEVELOPMENTAL DISABILITIES in their civic responsibilities.
   24    S  59.  Subdivision (d) of section 41.43 of the mental hygiene law, as
   25  amended by chapter 552 of the laws  of  1992,  is  amended  to  read  as
   26  follows:
   27    (d)  The  [mental retardation and] developmental disabilities advisory
   28  council created by section 13.05  of  this  chapter  shall  establish  a
   29  committee pursuant to the provisions of paragraph one of subdivision (c)
   30  of  section  13.05 of this chapter, comprised of members selected by the
   31  commissioner, to be called the committee on family support services. The
   32  committee shall (i) provide information to the commissioner on the needs
   33  of families caring at home for a  family  member  with  a  developmental
   34  disability;  (ii)  advise the commissioner on policies related to family
   35  supports and services; and (iii) offer advice to the commissioner on the
   36  design,  implementation  and  monitoring  of  family  support  services.
   37  Members  of  the  committee  shall  include persons with a developmental
   38  disability, family members of persons with a  developmental  disability,
   39  and  professionals  and  others  with an interest in the care of persons
   40  with developmental disabilities. A majority of the  committee  shall  be
   41  family members of persons with developmental disabilities. Members shall
   42  only  receive  reimbursement  for  expenses  incurred in connection with
   43  their duties on the committee.
   44    S 60. Subdivisions 4, 5, 6, 9 and 12 of section 43.04  of  the  mental
   45  hygiene  law,  subdivision  4  as amended and subdivision 12 as added by
   46  chapter 41 of the laws of 1992 and subdivisions 5, 6 and 9 as  added  by
   47  chapter 938 of the laws of 1990, are amended to read as follows:
   48    4.  Gross  receipts  received  from  all  services rendered within the
   49  service categories set forth in subdivision one of  this  section  shall
   50  include,  without  limitation,  all  monies  received on account of such
   51  services pursuant to rates of reimbursement established  by  the  office
   52  [of  mental  retardation and] FOR PEOPLE WITH developmental disabilities
   53  and paid by the state, and shall not include, subject to the  provisions
   54  of subdivision twelve of this section, charitable contributions, grants,
   55  donations,  bequests  and  income  from non-service related fund raising
   56  activities and governmental deficit financing.
       S. 4467                            27
    1    5. Estimated payments by or on behalf of providers of services to  the
    2  commissioner  of  the office [of mental retardation and] FOR PEOPLE WITH
    3  developmental disabilities of funds due from the assessments pursuant to
    4  subdivision two of this section shall be made on a monthly basis.  Esti-
    5  mated payments shall be due on or before the fifteenth day following the
    6  end of a calendar month to which an assessment applies.
    7    6. (a) If an estimated payment made for a month to which an assessment
    8  applies  is  less  than seventy percent of an amount the commissioner of
    9  the office [of mental retardation and]  FOR  PEOPLE  WITH  developmental
   10  disabilities determines is due, based on evidence of prior period moneys
   11  received  by  a  provider  of services or evidence of moneys received by
   12  such provider of services for that month, such commissioner may estimate
   13  the amount due from such provider of services and may collect the  defi-
   14  ciency pursuant to paragraph (c) of this subdivision.
   15    (b)  If  an  estimated payment made for a month to which an assessment
   16  applies is less than ninety percent of an amount the commissioner of the
   17  office [of mental retardation and] FOR PEOPLE WITH  developmental  disa-
   18  bilities  determines  is  due,  based on evidence of prior period moneys
   19  received by a provider of service or evidence of monies received by such
   20  provider of services for that month, and at least two previous estimated
   21  payments within the preceding six months were less than  ninety  percent
   22  of  the  amount  due,  based  on similar evidence, such commissioner may
   23  estimate the amount due from such provider of services and  may  collect
   24  the deficiency pursuant to paragraph (c) of this subdivision.
   25    (c)  Upon  receipt of notification from the commissioner of the office
   26  [of mental retardation and] FOR PEOPLE WITH  developmental  disabilities
   27  of  a  provider  of  service's delinquency under this section, the comp-
   28  troller or a fiscal intermediary designated by the director of the budg-
   29  et, or the commissioner of social  services,  shall  withhold  from  the
   30  amount  of any payment to be made by the state to a provider of services
   31  the amount of the deficiency determined under paragraph (a)  or  (b)  of
   32  this  subdivision or paragraph (d) of subdivision seven of this section.
   33  Upon withholding such amount, the comptroller  or  a  designated  fiscal
   34  intermediary,  or  the  commissioner  of  social services, shall pay the
   35  commissioner of the office [of mental retardation and] FOR  PEOPLE  WITH
   36  developmental  disabilities,  or  his  designee, such amount withheld on
   37  behalf of the provider of services.
   38    (d) The commissioner of the office [of  mental  retardation  and]  FOR
   39  PEOPLE  WITH  developmental  disabilities  shall  provide  a provider of
   40  services with notice of any estimate of an amount due for an  assessment
   41  pursuant to paragraph (a) or (b) of this subdivision or paragraph (d) of
   42  subdivision  seven  of  this  section  at  least  three  days  prior  to
   43  collection of such  amount  by  such  commissioner.  Such  notice  shall
   44  contain the financial basis for such commissioner's estimate.
   45    (e)  In the event a provider of services objects to an estimate by the
   46  commissioner of the office [of mental retardation and] FOR  PEOPLE  WITH
   47  developmental  disabilities  pursuant  to  paragraph  (a) or (b) of this
   48  subdivision or paragraph (d) of subdivision seven of this section of the
   49  amount due for an assessment, the provider  of  services,  within  sixty
   50  days  of notice of an amount due, may request a hearing. If a hearing is
   51  requested, such commissioner shall provide the provider of  services  an
   52  opportunity  to  be  heard and to present evidence bearing on the amount
   53  due for an assessment within thirty days after collection of  an  amount
   54  due or receipt of a request for a hearing, whichever is later. An admin-
   55  istrative hearing is not a prerequisite to seeking judicial relief.
       S. 4467                            28
    1    (f)  The  commissioner  of  the office [of mental retardation and] FOR
    2  PEOPLE WITH developmental disabilities may direct that a hearing be held
    3  without any request by a provider of services.
    4    9.  Funds  accumulated, including income from invested funds, from the
    5  assessments specified in this section, including interest and penalties,
    6  shall be deposited by the commissioner of the office [of mental retarda-
    7  tion and] FOR PEOPLE WITH developmental disabilities and credited to the
    8  general fund.
    9    12. Each exclusion of sources of  gross  receipts  received  from  the
   10  assessments  effective on or after April first, nineteen hundred ninety-
   11  two established pursuant  to  this  section  shall  be  contingent  upon
   12  either:  (a)  qualification  of  the  assessments for waiver pursuant to
   13  federal law and regulation; or (b) consistent with federal law and regu-
   14  lation, not requiring a waiver by the secretary  of  the  department  of
   15  health  and  human  services related to such exclusion; in order for the
   16  assessments under this section to be qualified as a  broad-based  health
   17  care  related  tax  for  purposes  of the revenues received by the state
   18  pursuant to the assessments not reducing  the  amount  expended  by  the
   19  state  as  medical  assistance for purposes of federal financial partic-
   20  ipation. The commissioner of the office [of mental retardation and]  FOR
   21  PEOPLE  WITH  developmental  disabilities  shall collect the assessments
   22  relying on such exclusions, pending any contrary action by the secretary
   23  of the department of health and human services. In the event the  secre-
   24  tary  of the department of health and human services determines that the
   25  assessments do not so qualify based on  any  such  exclusion,  then  the
   26  exclusion  shall be deemed to have been null and void as of April first,
   27  nineteen hundred ninety-two, and the  commissioner  of  the  office  [of
   28  mental retardation and] FOR PEOPLE WITH developmental disabilities shall
   29  collect  any  retroactive  amount  due  as a result, without interest or
   30  penalty provided the provider of services pays  the  retroactive  amount
   31  due within ninety days of notice from the commissioner of the office [of
   32  mental  retardation  and]  FOR PEOPLE WITH developmental disabilities to
   33  the provider of services that an exclusion is null  and  void.  Interest
   34  and penalties shall be measured from the due date of ninety days follow-
   35  ing  notice  from  the commissioner of the office [of mental retardation
   36  and] FOR PEOPLE WITH  developmental  disabilities  to  the  provider  of
   37  services.
   38    S  60-a.    Subdivision 7, paragraphs (a) and (b) of subdivision 8 and
   39  subdivision 11 of section 43.04 of the mental hygiene law, subdivision 7
   40  as added by chapter 938 of the laws of 1990, the  opening  paragraph  of
   41  paragraph (a) and paragraphs (c) and (d) of subdivision 7, paragraph (b)
   42  of subdivision 8 and subdivision 11 as amended by chapter 41 of the laws
   43  of  1992,  paragraph  (a)  of  subdivision 8 as amended by section 21 of
   44  subpart D of part V-1 of chapter 57 of the laws of 2009  and  paragraphs
   45  (b)  and  (c)  of  subdivision 11 as amended by section 212 of part A of
   46  chapter 389 of the laws of 1997, are amended to read as follows:
   47    7. (a) Every provider of services shall submit reports on a cash basis
   48  of actual gross receipts received from all services rendered within  the
   49  services  categories  set  forth  in  subdivision one of this section to
   50  persons with developmental disabilities and operating  income  for  each
   51  month as follows:
   52    (i)  for the period January first, nineteen hundred ninety-one through
   53  January thirtieth, nineteen hundred  ninety-one,  the  report  shall  be
   54  filed on or before March fifteenth, nineteen hundred ninety-one.
   55    (ii) for the period January first, nineteen hundred ninety-one through
   56  March  thirty-first, nineteen hundred ninety-one and each quarter there-
       S. 4467                            29
    1  after, the report shall be filed on or before the forty-fifth day  after
    2  the end of the quarter.
    3    (b)  Every provider of services shall submit a certified annual report
    4  on a cash basis of gross receipts received in such  calendar  year  from
    5  all  services  to  persons with developmental disabilities and operating
    6  income. The reports shall be in such form as may be  prescribed  by  the
    7  commissioner  of  the office [of mental retardation and] FOR PEOPLE WITH
    8  developmental disabilities to accurately disclose  information  required
    9  to implement this section.
   10    (c)  Final payments shall be due for all providers of services for the
   11  assessments pursuant to subdivision two of this  section  upon  the  due
   12  date for submission of the applicable quarterly report.
   13    (d)  The  commissioner  of  the office [of mental retardation and] FOR
   14  PEOPLE WITH developmental disabilities may recoup deficiencies in  final
   15  payments pursuant to paragraph (c) of subdivision six of this section.
   16    (a)  If  an  estimated payment made for a month to which an assessment
   17  applies is less than ninety percent of the actual amount  due  for  such
   18  month,  interest  shall  be  due  and payable to the commissioner of the
   19  office [of mental retardation and] FOR PEOPLE WITH  developmental  disa-
   20  bilities  on  the  difference between the amount paid and the amount due
   21  from the day of the month the estimated payment was due until  the  date
   22  of payment. The rate of interest shall be twelve percent per annum or at
   23  the  rate  of  interest  set by the commissioner of taxation and finance
   24  with respect to underpayments of  tax  pursuant  to  subsection  (e)  of
   25  section  one  thousand  ninety-six  of the tax law minus four percentage
   26  points. Interest under this paragraph shall not be paid  if  the  amount
   27  thereof  is  less than one dollar. Interest, if not paid by the due date
   28  of the following month's estimated payment,  may  be  collected  by  the
   29  commissioner  of  the office [of mental retardation and] FOR PEOPLE WITH
   30  developmental disabilities pursuant to paragraph (c) of subdivision  six
   31  of this section in the same manner as an assessment pursuant to subdivi-
   32  sion two of this section.
   33    (b)  If  an  estimated payment made for a month to which an assessment
   34  applies is less than seventy percent of the actual amount due  for  such
   35  month,  a  penalty  shall  be due and payable to the commissioner of the
   36  office [of mental retardation and] FOR PEOPLE WITH  developmental  disa-
   37  bilities  of  five percent of the difference between the amount paid and
   38  the amount due for such month when the failure to pay is for a  duration
   39  of  not  more  than  one month after the due date of the payment with an
   40  additional five percent for each additional month  or  fraction  thereof
   41  during  which  such failure continues, not exceeding twenty-five percent
   42  in the aggregate. A penalty may be collected by such commissioner pursu-
   43  ant to paragraph (c) of subdivision six of  this  section  in  the  same
   44  manner as an assessment pursuant to subdivision two of this section.
   45    11.  [(b)]  (A) The assessment shall not be collected in excess of six
   46  million two hundred thousand dollars from providers of  services  speci-
   47  fied  in  subdivision two of this section for the period of April first,
   48  nineteen  hundred  ninety-seven  through  March  thirty-first,  nineteen
   49  hundred ninety-eight. The amount of the assessment collected pursuant to
   50  subdivision  two  of  this  section in excess of six million two hundred
   51  thousand dollars for the period of April first, nineteen  hundred  nine-
   52  ty-seven through March thirty-first, nineteen hundred ninety-eight shall
   53  be  refunded  to providers of services by the commissioner of the office
   54  [of mental retardation and] FOR PEOPLE WITH  developmental  disabilities
   55  based  on  the  ratio  which a provider of services' assessment for such
       S. 4467                            30
    1  period bears to the total of the assessments for  such  period  paid  by
    2  such providers of services.
    3    [(c)]  (B)  The additional assessment shall not be collected in excess
    4  of thirty-six million one hundred thousand  dollars  from  providers  of
    5  services  specified in subdivision two of this section for the period of
    6  April first, nineteen hundred ninety-seven through  March  thirty-first,
    7  nineteen  hundred  ninety-eight. The amount of the additional assessment
    8  collected pursuant to subdivision two of this section in excess of thir-
    9  ty-six million one hundred thousand dollars  for  the  period  of  April
   10  first,  nineteen  hundred ninety-seven through March thirty-first, nine-
   11  teen hundred ninety-eight shall be refunded to providers of services  by
   12  the  commissioner  of  the office [of mental retardation and] FOR PEOPLE
   13  WITH developmental disabilities based on the ratio which a  provider  of
   14  services'  additional  assessment  for such period bears to the total of
   15  the additional assessments for such period paid  by  such  providers  of
   16  services.
   17    S  61.  Subparagraph  e  of paragraph 2 and paragraph 9 of subdivision
   18  (c), paragraph 1 of subdivision (k) and subdivision (w) of section 45.07
   19  of the mental hygiene law, subparagraph e of paragraph 2 and paragraph 9
   20  of subdivision (c) as amended by chapter 323 of the laws of 2008,  para-
   21  graph  1 of subdivision (k) as amended by section 6 of part H of chapter
   22  58 of the laws of 2005 and subdivision (w) as added by  chapter  536  of
   23  the laws of 2005, are amended to read as follows:
   24    e.  upon  receipt  of  such report of child abuse or neglect, commence
   25  within twenty-four  hours,  an  appropriate  investigation  which  shall
   26  include  but  not  be  limited  to an evaluation of the residential care
   27  facility in which the child resides who is named in  the  report  and  a
   28  determination of the risk to such child if he or she continues to remain
   29  in  the existing residential care facility as well as a determination of
   30  the nature, extent and cause of any condition enumerated in such  report
   31  and,  after seeing to the safety of the child and, to the maximum extent
   32  feasible, the other children in the facility forthwith: (i)  notify  the
   33  subject  of  the report and other persons named in the report in writing
   34  of the existence of the report and their respective rights  pursuant  to
   35  title  six of article six of the social services law in regard to amend-
   36  ment; and (ii) notify the director or operator of the residential facil-
   37  ity and the office of mental health, the office [of  mental  retardation
   38  and]  FOR  PEOPLE WITH developmental disabilities or the office of alco-
   39  holism and substance abuse services of  the  existence  of  such  report
   40  including  the  name of any child alleged to be abused or neglected, the
   41  name of the subject of the report of child abuse  or  neglect,  and  any
   42  other information which may be necessary to assure the health and safety
   43  of the children in the residential care facility;
   44    9.  The  commission shall prepare an annual report to the governor and
   45  legislature on the protection of children in residential care from abuse
   46  and neglect, including the implementation  of  the  provisions  of  this
   47  paragraph  and  other  applicable  provisions  of law, including reports
   48  received, results of investigations by  types  of  facilities,  remedial
   49  actions  taken,  and  efforts undertaken by the office of mental health,
   50  the office [of mental retardation and]  FOR  PEOPLE  WITH  developmental
   51  disabilities,  and the office of alcoholism and substance abuse services
   52  to provide training pursuant to standards established  by  such  offices
   53  pursuant to section 16.29, 31.30 or 32.11 of this chapter.
   54    1.  Establish an adult home and residence for adults resident advocacy
   55  program to assist residents, who  have  at  any  time  received  or  are
   56  receiving  services  from  a mental hygiene provider, of adult homes and
       S. 4467                            31
    1  residences for adults, as defined in section two of the social  services
    2  law, where at least twenty-five percent or twenty-five residents, which-
    3  ever is less, have at any time received or are receiving services from a
    4  mental  hygiene  provider  which  is licensed, operated or funded by the
    5  office of mental health or office [of mental retardation and] FOR PEOPLE
    6  WITH developmental disabilities, in understanding  their  legal  rights,
    7  and  to  promote  and protect the rights of such residents. Based on the
    8  level of appropriations  made  available  therefor,  the  chair  of  the
    9  commission  shall determine the feasibility of establishing such program
   10  on a statewide basis or, if not so feasible, the chair, after  consulta-
   11  tion  with the commissioner of the department of health, shall designate
   12  those regions in which such program may be established.
   13    (w) Receive and review reports required pursuant to section  16.19  of
   14  this  chapter  and  take  any  action as required by law. The commission
   15  shall also assist the commissioner of [the office of mental  retardation
   16  and]  developmental disabilities in developing and preparing recommenda-
   17  tions required by paragraph four of subdivision (d) of section 16.19  of
   18  this  chapter for submission to the governor, temporary president of the
   19  senate and speaker of the assembly.
   20    S 62. Subdivision (a) of section 45.09 of the mental hygiene  law,  as
   21  amended  by  section  7  of part H of chapter 58 of the laws of 2005, is
   22  amended to read as follows:
   23    (a) The commission, any member  or  any  employee  designated  by  the
   24  chair, must be granted access at any and all times to any mental hygiene
   25  facility,  or adult home or residence for adults in which at least twen-
   26  ty-five percent or twenty-five residents, whichever is less, have at any
   27  time received or are receiving services from a mental  hygiene  provider
   28  which is licensed, operated or funded by the office of mental health, or
   29  the  office  [of  mental  retardation and] FOR PEOPLE WITH developmental
   30  disabilities in order to carry out the functions of  the  commission  as
   31  provided  for  by section 45.10 of this article, or part thereof, and to
   32  all books, records, and data pertaining  to  any  such  facility  deemed
   33  necessary  for  carrying  out  the  commission's  functions,  powers and
   34  duties. The commission, any members or any employee  designated  by  the
   35  chair  may  require  from  the officers or employees of such facility or
   36  from the commissioners of  the  offices  of  the  department  of  mental
   37  hygiene  or  in  the case of an adult home or residence for adults, from
   38  the officers or employees of an adult home or residence  for  adults  or
   39  from  the  department of health any information deemed necessary for the
   40  purpose of carrying out the commission's functions, powers  and  duties.
   41  The  commission, any member, or any employee designated by the chair may
   42  require from any hospital, as defined under article twenty-eight of  the
   43  public  health  law, any information, report or record necessary for the
   44  purpose of carrying out the functions, powers and duties of the  commis-
   45  sion  related  to the investigation of deaths and complaints of abuse or
   46  mistreatment concerning patients or former patients  of  mental  hygiene
   47  facilities  who  have been treated at such hospitals, and from any adult
   48  care facility as defined in paragraph twenty-one of section two  of  the
   49  social  services  law,  such  information,  report  or record, including
   50  access to such facility necessary for the purpose of  carrying  out  the
   51  functions,  powers  and duties of the commission related to the investi-
   52  gation of deaths, as provided for by  section  45.17  of  this  article,
   53  concerning  patients  of  mental  hygiene facilities who resided at such
   54  residential care facilities at the time of their death  or  were  former
   55  residents  of such residential care facilities and the commission deter-
   56  mines that such information, report  or  record  is  necessary  for  the
       S. 4467                            32
    1  completion of its investigation. The results of investigations involving
    2  such  residents  of  adult care facilities shall be provided promptly to
    3  the commissioner of the department of health and shall be treated  as  a
    4  record  or personal information within the meaning of section ninety-six
    5  of the public officers law and shall not be disclosed except in  accord-
    6  ance  with  such section ninety-six. Information, books, records or data
    7  which are confidential as provided by law shall be kept confidential  by
    8  the  commission  and  by  non-profit  organizations  receiving contracts
    9  pursuant to subdivision (k) of section 45.07 of  this  article  and  any
   10  limitations  on  the  release  thereof  imposed  by  law  upon the party
   11  furnishing the information, books, records or data shall  apply  to  the
   12  commission  and such non-profit organizations receiving contracts pursu-
   13  ant to subdivision (k) of section 45.07 of this article.
   14    S 63. The opening paragraph of subdivision (a) of section 45.10 of the
   15  mental hygiene law, as amended by section 8 of part H of chapter  58  of
   16  the laws of 2005, is amended to read as follows:
   17    The  commission  shall  have  the  following authority with respect to
   18  adult homes or residences for adults, as defined by section two  of  the
   19  social  services  law, where at least twenty-five percent or twenty-five
   20  of the residents, whichever is less, are persons who have  at  any  time
   21  received  or are receiving services from a mental hygiene provider which
   22  is licensed, operated or funded by the office of mental  health  or  the
   23  office  [of  mental retardation and] FOR PEOPLE WITH developmental disa-
   24  bilities.
   25    S 64. Subdivision (a) of section 61.01 of the mental  hygiene  law  is
   26  amended to read as follows:
   27    (a)  The  commissioner  or  his authorized representative may receive,
   28  use, or distribute federal financial or technical assistance to  support
   29  construction,  research,  staffing,  or  other programs or activities in
   30  mental health, [mental retardation,] developmental  disabilities,  alco-
   31  holism,  or  drug  addiction  appropriated  under federal health, mental
   32  health, or [mental retardation] DEVELOPMENTAL  DISABILITIES  legislation
   33  or  regulations  or under other federal legislation or regulations which
   34  provide assistance to the mentally disabled, including but  not  limited
   35  to   vocational   rehabilitation  programs,  alcoholism  programs,  drug
   36  addiction programs, poverty programs, or special programs  for  children
   37  or the aged.
   38    S  65.  Section  61.03 of the mental hygiene law is amended to read as
   39  follows:
   40  S 61.03 Department is authorized state agency.
   41    The department shall be the authority, when designated by  the  gover-
   42  nor,  to  supervise  and administer financial or technical assistance as
   43  the designee under a state plan or as may be required by federal  legis-
   44  lation  making  such  assistance available for programs or activities in
   45  mental health, [mental retardation,] developmental  disabilities,  alco-
   46  holism, drug addiction, and other areas under the department's jurisdic-
   47  tion and control.
   48    S  66.  Section  61.05 of the mental hygiene law is amended to read as
   49  follows:
   50  S 61.05 Advancement of state  mental  health  and  [mental  retardation]
   51            DEVELOPMENTAL  DISABILITIES programs through intergovernmental
   52            cooperation.
   53    The commissioner may promote state programs or  activities  in  mental
   54  health,  [mental  retardation]  DEVELOPMENTAL  DISABILITIES, alcoholism,
   55  drug addiction, and other areas within the  scope  of  the  department's
   56  activities  and may cooperate with the federal government, local govern-
       S. 4467                            33
    1  ments, other state governments, other  state  agencies,  and  nongovern-
    2  mental  organizations  to  fulfill  the  objectives and purposes of this
    3  chapter.
    4    S  67.  Subdivision  (a) of section 67.03 of the mental hygiene law is
    5  amended to read as follows:
    6    (a) For the purposes of this article any person  who  resides  in  the
    7  state continuously for one year, and any person under the age of sixteen
    8  or  any [mentally retarded] person WITH A DEVELOPMENTAL DISABILITY whose
    9  parents or persons having legal custody of him have resided in the state
   10  continuously for one year, shall be considered a state  resident.  Resi-
   11  dence  so  acquired  continues until the resident has remained away from
   12  the state for one year.
   13    S 68. Section 75.01 of the mental hygiene law is amended  to  read  as
   14  follows:
   15  S 75.01 Short title.
   16    This  article  shall  be known and may be cited and referred to as the
   17  "community mental health services and [mental retardation] DEVELOPMENTAL
   18  DISABILITIES services companies law".
   19    S 69. Paragraph 5 of subdivision (b) and subparagraph (iii)  of  para-
   20  graph  3  of  subdivision (c) of section 75.13 of the mental hygiene law
   21  are amended to read as follows:
   22    5. To construct, reconstruct, rehabilitate,  improve,  alter,  repair,
   23  lease,  manage, or operate and otherwise provide community mental health
   24  services or [mental  retardation]  DEVELOPMENTAL  DISABILITIES  services
   25  projects;
   26    (iii) Enter into any contracts relating to the management or operation
   27  of  community  mental  health  services or [mental retardation] DEVELOP-
   28  MENTAL DISABILITIES services projects;
   29    S 70. Subdivision (b) of section 80.03 of the mental hygiene  law,  as
   30  amended  by  chapter  198  of  the  laws  of 2008, is amended to read as
   31  follows:
   32    (b) "A patient in need of surrogate decision-making" means  a  patient
   33  as  defined  in subdivision twenty-three of section 1.03 of this chapter
   34  who is: a resident of a mental hygiene facility including a resident  of
   35  housing  programs funded by an office of the department or whose federal
   36  funding application was approved by an office of the department  or  for
   37  whom  such  facility  maintains  legal  admission  status  therefor; or,
   38  receiving home and community-based  services  for  persons  with  mental
   39  disabilities  provided  pursuant  to  section 1915 of the federal social
   40  security act; or receiving individualized  support  services;  or,  case
   41  management  or service coordination funded, approved, or provided by the
   42  office [of mental retardation and] FOR PEOPLE WITH  developmental  disa-
   43  bilities;  and, for whom major medical treatment is proposed, and who is
   44  determined by the surrogate decision-making committee to lack the abili-
   45  ty to consent to or refuse such treatment, but shall not include  minors
   46  with parents or persons with legal guardians, committees or conservators
   47  who  are  legally  authorized, available and willing to make such health
   48  care decisions.  Once a person is eligible for  surrogate  decision-mak-
   49  ing,  such  person  may continue to receive surrogate decision-making as
   50  authorized by this section regardless of a change in residential status.
   51    S 71. Paragraph 6 of subdivision (c) of section 81.09  of  the  mental
   52  hygiene  law,  as amended by chapter 438 of the laws of 2004, is amended
   53  to read as follows:
   54    6. interviewing or consulting with  professionals  having  specialized
   55  knowledge  in  the area of the person's alleged incapacity including but
       S. 4467                            34
    1  not limited to [mental retardation,] developmental disabilities, alcohol
    2  and substance abuse, and geriatrics.
    3    S  72.  Subdivision  2 of section 3 of section 1 of chapter 359 of the
    4  laws of 1968 constituting the facilities development corporation act, as
    5  amended by chapter 723 of the laws  of  1993,  is  amended  to  read  as
    6  follows:
    7    2. "Community  mental health and [retardation] DEVELOPMENTAL DISABILI-
    8  TIES facility" shall mean a building, a unit within a building, a  labo-
    9  ratory,  a  classroom,  a  housing  unit,  a  dining hall, an activities
   10  center, a library, or any structure on or improvement to real  property,
   11  or  an interest in real property, including an interest in, and proprie-
   12  tary lease from, an organization formed for the purpose  of  cooperative
   13  ownership  of  real  property,  of  any  kind  or description, including
   14  fixtures and equipment which are an integral part of such building, unit
   15  or structure or improvement, a walkway, a roadway or a parking  lot  and
   16  improvements  and  connections  for water, sewer, gas, electrical, tele-
   17  phone, heating, air conditioning and other utility services, or a combi-
   18  nation of any of the foregoing, whether for patient care  and  treatment
   19  or staff, staff family or service use, located in a city, or in a county
   20  not  wholly  included  within  a  city,  authorized to provide community
   21  mental health services in accordance  with  the  provisions  of  article
   22  [forty-one]  41  of  the  mental hygiene law, which is utilized or to be
   23  utilized for the administration and conduct of programs for [the mental-
   24  ly ill or the mentally retarded] PERSONS WITH MENTAL ILLNESS OR DEVELOP-
   25  MENTAL DISABILITIES, or both, and for the provision of  services  there-
   26  for,  or  utilized  or  to  be  utilized  in the performance of services
   27  benefitting or assisting the care, treatment, rehabilitation or  mainte-
   28  nance  of persons with mental disabilities, and approved to provide such
   29  services, pursuant to a written agreement with the  appropriate  commis-
   30  sioner of an office of the department of mental hygiene. Nothing in this
   31  subdivision shall be deemed to supercede the provisions of article 41 of
   32  the  mental hygiene law, where applicable. A community mental health and
   33  [retardation] DEVELOPMENTAL DISABILITIES facility shall  also  mean  and
   34  include  a  residential facility to be operated as a community residence
   35  for persons with mental disabilities and a treatment facility for use in
   36  the conduct of an alcoholism treatment program or of a  substance  abuse
   37  treatment program as defined in the mental hygiene law.
   38    S  73.    This  act  shall take effect immediately; provided, however,
   39  that:
   40    (a) the amendments to subdivision (b) of section 31.27 of  the  mental
   41  hygiene  law  made by section forty-two of this act shall not affect the
   42  repeal of such section and shall be deemed repealed therewith;
   43    (b) the amendments to subdivision (e) of section 33.03 of  the  mental
   44  hygiene  law made by section forty-four of this act shall take effect on
   45  the same date and in the same manner as section 1 of chapter 210 of  the
   46  laws  of  2008  takes  effect;  and  shall not affect the repeal of such
   47  subdivision and shall be deemed repealed therewith;
   48    (c) the amendments to subdivisions (f), (h) and (i) of  section  33.07
   49  of  the  mental  hygiene law made by section forty-six of this act shall
   50  not affect the repeal of such subdivisions and shall be deemed  repealed
   51  therewith; and
   52    (d) the amendments to subdivisions (a) and (b) of section 41.11 of the
   53  mental  hygiene  law  made  by  section  fifty-two  of this act shall be
   54  subject to the expiration and reversion of such subdivisions pursuant to
   55  section 7 of part R2 of chapter 62 of the laws of 2003, as amended, when
       S. 4467                            35
    1  upon such date the provisions of section fifty-two-a of this  act  shall
    2  take effect.
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