Bill Text: NY S05846 | 2011-2012 | General Assembly | Introduced


Bill Title: Relates to compensation and other terms and conditions of employment of certain state officers and employees; authorizes funding of joint labor-management committees, to implement agreements between the state and an employee organization; provides rates of pay for certain state employees.

Spectrum: Partisan Bill (Republican 1-0)

Status: (Passed) 2011-08-17 - SIGNED CHAP.491 [S05846 Detail]

Download: New_York-2011-S05846-Introduced.html
                           S T A T E   O F   N E W   Y O R K
       ________________________________________________________________________
           S. 5846                                                  A. 8513
                              2011-2012 Regular Sessions
                             S E N A T E - A S S E M B L Y
                                     June 22, 2011
                                      ___________
       IN  SENATE  -- Introduced by Sen. ROBACH -- (at request of the Governor)
         -- read twice and ordered printed, and when printed to be committed to
         the Committee on Rules
       IN ASSEMBLY -- Introduced by M. of A.  ABBATE  --  (at  request  of  the
         Governor) -- read once and referred to the Committee on Ways and Means
       AN  ACT  to  amend  the  civil service law and the state finance law, in
         relation to compensation and other terms and conditions of  employment
         of certain state officers and employees, to authorize funding of joint
         labor-management committees, to implement agreements between the state
         and an employee organization; to amend chapter 333 of the laws of 1969
         amending  the  civil  service  law  and  other laws relating to salary
         increases for certain state officers and  employees,  in  relation  to
         rates of pay for certain state employees; to repeal certain provisions
         of the civil service law relating thereto; and making an appropriation
         for the purpose of effectuating certain provisions hereof (Part A); to
         amend  the  civil  service  law and the correction law, in relation to
         salaries; to repeal certain provisions of such laws relating  thereto;
         and  making  an  appropriation for the purpose of effectuating certain
         provisions hereof (Part B)
         THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND  ASSEM-
       BLY, DO ENACT AS FOLLOWS:
    1    Section 1. This act enacts into law legislation necessary to implement
    2  collective bargaining agreements, to make changes to an existing collec-
    3  tive  bargaining agreement, and to implement changes to salary and bene-
    4  fits for certain state officers and employees excluded  from  collective
    5  negotiating  units.  Each  component  is  wholly contained within a Part
    6  identified as Parts A through B. The effective date for each  particular
    7  provision contained within such Part is set forth in the last section of
    8  such Part. Any provision in any section contained within a Part, includ-
    9  ing  the  effective date of the Part, which makes reference to a section
        EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                             [ ] is old law to be omitted.
                                                                  LBD12077-02-1
       S. 5846                             2                            A. 8513
    1  "of this act", when used in connection with that  particular  component,
    2  shall  be  deemed  to mean and refer to the corresponding section of the
    3  Part in which it is found. Section two of this act sets forth the gener-
    4  al  severability  clause applying to this act. Section three of this act
    5  sets forth the general effective date of this act.
    6                                   PART A
    7                   COLLECTIVE BARGAINING AGREEMENT BETWEEN
    8                 THE STATE OF NEW YORK AND THE CIVIL SERVICE
    9                  EMPLOYEES ASSOCIATION, INC. FOR 2011-2016
   10    Section 1. Subparagraphs 1, 2, 3 and 4 of paragraph a of subdivision 1
   11  of section 130 of the civil service  law  are  REPEALED  and  three  new
   12  subparagraphs 1, 2 and 3 are added to read as follows:
   13    (1) EFFECTIVE APRIL FIRST, TWO THOUSAND TEN FOR OFFICERS AND EMPLOYEES
   14  ON  THE  ADMINISTRATIVE  PAYROLL  AND  EFFECTIVE MARCH TWENTY-FIFTH, TWO
   15  THOUSAND TEN FOR OFFICERS AND EMPLOYEES ON THE INSTITUTIONAL PAYROLL:
   16  SG  HR    STEP  STEP  STEP  STEP  STEP  STEP     JR  INCR
   17              1     2     3     4     5     6
   18  1   22041 22785 23529 24273 25017 25761 26505 27249  744
   19  2   22883 23663 24443 25223 26003 26783 27563 28343  780
   20  3   24025 24840 25655 26470 27285 28100 28915 29730  815
   21  4   25074 25937 26800 27663 28526 29389 30252 31115  863
   22  5   26274 27178 28082 28986 29890 30794 31698 32602  904
   23  6   27744 28683 29622 30561 31500 32439 33378 34317  939
   24  7   29278 30263 31248 32233 33218 34203 35188 36173  985
   25  8   30928 31951 32974 33997 35020 36043 37066 38089  1023
   26  9   32653 33722 34791 35860 36929 37998 39067 40136  1069
   27  10  34521 35642 36763 37884 39005 40126 41247 42368  1121
   28  11  36523 37700 38877 40054 41231 42408 43585 44762  1177
   29  12  38612 39830 41048 42266 43484 44702 45920 47138  1218
   30  13  40903 42177 43451 44725 45999 47273 48547 49821  1274
   31  14  43270 44596 45922 47248 48574 49900 51226 52552  1326
   32  15  45781 47163 48545 49927 51309 52691 54073 55455  1382
   33  16  48346 49792 51238 52684 54130 55576 57022 58468  1446
   34  17  51067 52595 54123 55651 57179 58707 60235 61763  1528
   35  18  54018 55614 57210 58806 60402 61998 63594 65190  1596
   36  19  56912 58587 60262 61937 63612 65287 66962 68637  1675
   37  20  59889 61630 63371 65112 66853 68594 70335 72076  1741
   38  21  63101 64924 66747 68570 70393 72216 74039 75862  1823
   39  22  66484 68389 70294 72199 74104 76009 77914 79819  1905
   40  23  70038 72026 74014 76002 77990 79978 81966 83954  1988
   41  24  73850 75908 77966 80024 82082 84140 86198 88256  2058
   42  25  77931 80080 82229 84378 86527 88676 90825 92974  2149
   43    (2) EFFECTIVE MARCH TWENTY-SEVEN, TWO THOUSAND  FOURTEEN  FOR  OFFICERS
   44  AND  EMPLOYEES  ON  THE ADMINISTRATIVE PAYROLL AND EFFECTIVE APRIL THREE,
   45  TWO THOUSAND FOURTEEN FOR OFFICERS AND  EMPLOYEES  ON  THE  INSTITUTIONAL
   46  PAYROLL:
   47  SG  HR    STEP  STEP  STEP  STEP  STEP  STEP     JR  INCR
   48              1     2     3     4     5     6
   49  1   22482 23241 24000 24759 25518 26277 27036 27795  759
   50  2   23341 24137 24933 25729 26525 27321 28117 28913  796
   51  3   24506 25337 26168 26999 27830 28661 29492 30323  831
   52  4   25575 26455 27335 28215 29095 29975 30855 31735  880
   53  5   26799 27721 28643 29565 30487 31409 32331 33253  922
   54  6   28299 29257 30215 31173 32131 33089 34047 35005  958
       S. 5846                             3                            A. 8513
    1  7   29864 30869 31874 32879 33884 34889 35894 36899  1005
    2  8   31547 32590 33633 34676 35719 36762 37805 38848  1043
    3  9   33306 34396 35486 36576 37666 38756 39846 40936  1090
    4  10  35211 36354 37497 38640 39783 40926 42069 43212  1143
    5  11  37253 38454 39655 40856 42057 43258 44459 45660  1201
    6  12  39384 40626 41868 43110 44352 45594 46836 48078  1242
    7  13  41721 43020 44319 45618 46917 48216 49515 50814  1299
    8  14  44135 45488 46841 48194 49547 50900 52253 53606  1353
    9  15  46697 48107 49517 50927 52337 53747 55157 56567  1410
   10  16  49313 50788 52263 53738 55213 56688 58163 59638  1475
   11  17  52088 53647 55206 56765 58324 59883 61442 63001  1559
   12  18  55098 56726 58354 59982 61610 63238 64866 66494  1628
   13  19  58050 59759 61468 63177 64886 66595 68304 70013  1709
   14  20  61087 62863 64639 66415 68191 69967 71743 73519  1776
   15  21  64363 66222 68081 69940 71799 73658 75517 77376  1859
   16  22  67814 69757 71700 73643 75586 77529 79472 81415  1943
   17  23  71439 73467 75495 77523 79551 81579 83607 85635  2028
   18  24  75327 77426 79525 81624 83723 85822 87921 90020  2099
   19  25  79490 81682 83874 86066 88258 90450 92642 94834  2192
   20    (3)  EFFECTIVE  MARCH TWENTY-SIX, TWO THOUSAND FIFTEEN FOR OFFICERS AND
   21  EMPLOYEES ON THE ADMINISTRATIVE PAYROLL  AND  EFFECTIVE  APRIL  TWO,  TWO
   22  THOUSAND FIFTEEN FOR OFFICERS AND EMPLOYEES ON THE INSTITUTIONAL PAYROLL:
   23  SG  HR    STEP  STEP  STEP  STEP  STEP  STEP     JR  INCR
   24              1     2     3     4     5     6
   25  1   22932 23706 24480 25254 26028 26802 27576 28350  774
   26  2   23808 24620 25432 26244 27056 27868 28680 29492  812
   27  3   24996 25844 26692 27540 28388 29236 30084 30932  848
   28  4   26087 26985 27883 28781 29679 30577 31475 32373  898
   29  5   27335 28275 29215 30155 31095 32035 32975 33915  940
   30  6   28865 29842 30819 31796 32773 33750 34727 35704  977
   31  7   30461 31486 32511 33536 34561 35586 36611 37636  1025
   32  8   32178 33242 34306 35370 36434 37498 38562 39626  1064
   33  9   33972 35084 36196 37308 38420 39532 40644 41756  1112
   34  10  35915 37081 38247 39413 40579 41745 42911 44077  1166
   35  11  37998 39223 40448 41673 42898 44123 45348 46573  1225
   36  12  40172 41439 42706 43973 45240 46507 47774 49041  1267
   37  13  42555 43880 45205 46530 47855 49180 50505 51830  1325
   38  14  45018 46398 47778 49158 50538 51918 53298 54678  1380
   39  15  47631 49069 50507 51945 53383 54821 56259 57697  1438
   40  16  50299 51804 53309 54814 56319 57824 59329 60834  1505
   41  17  53130 54720 56310 57900 59490 61080 62670 64260  1590
   42  18  56200 57861 59522 61183 62844 64505 66166 67827  1661
   43  19  59211 60954 62697 64440 66183 67926 69669 71412  1743
   44  20  62309 64120 65931 67742 69553 71364 73175 74986  1811
   45  21  65650 67546 69442 71338 73234 75130 77026 78922  1896
   46  22  69170 71152 73134 75116 77098 79080 81062 83044  1982
   47  23  72868 74937 77006 79075 81144 83213 85282 87351  2069
   48  24  76834 78975 81116 83257 85398 87539 89680 91821  2141
   49  25  81080 83316 85552 87788 90024 92260 94496 96732  2236
   50    S 2. Subdivision 8 of section 167 of the civil service law, as added by
   51  chapter 442 of the laws of 1999, is amended to read as follows:
   52    8.  Notwithstanding any inconsistent provision of law, where and to the
   53  extent that an agreement between the state and an  employee  organization
   54  entered  into  pursuant  to article fourteen of this chapter so provides,
   55  the state cost of premium or subscription charges for eligible  employees
   56  covered  by  such  agreement  may be [increased] MODIFIED pursuant to the
       S. 5846                             4                            A. 8513
    1  terms of such agreement [and for a duration provided  by  such  agreement
    2  and pursuant to rules and regulations as may be established by the presi-
    3  dent.  Such  increase in state cost shall only apply during the period of
    4  eligibility  provided  by  such agreement and shall not be applied during
    5  retirement].  THE PRESIDENT, WITH THE APPROVAL OF  THE  DIRECTOR  OF  THE
    6  BUDGET,  MAY  EXTEND  THE  MODIFIED STATE COST OF PREMIUM OR SUBSCRIPTION
    7  CHARGES FOR EMPLOYEES OR RETIREES NOT SUBJECT TO AN AGREEMENT  REFERENCED
    8  ABOVE  AND  SHALL PROMULGATE THE NECESSARY RULES OR REGULATIONS TO IMPLE-
    9  MENT THIS PROVISION.
   10    S 3. Subdivision 2 of section 208 of the civil service law, as  amended
   11  by  section  3 of part A of chapter 10 of the laws of 2008, is amended to
   12  read as follows:
   13    2. An employee organization certified or recognized  pursuant  to  this
   14  article  shall  be  entitled  to unchallenged representation status until
   15  seven months prior to the expiration of a written agreement  between  the
   16  public  employer  and  said  employee  organization determining terms and
   17  conditions of employment. For the purposes of this subdivision,  (a)  any
   18  such  agreement  for  a  term  covering other than the fiscal year of the
   19  public employer shall be deemed to expire with  the  fiscal  year  ending
   20  immediately prior to the termination date of such agreement, (b) any such
   21  agreement  having  a term in excess of three years shall be treated as an
   22  agreement for a term of three years, provided, however, any  such  agree-
   23  ment  between the state and an employee organization representing employ-
   24  ees in the executive or judicial branches which commences in the calendar
   25  year two thousand [seven] ELEVEN having a term in excess of  three  years
   26  shall  be  treated  as  an agreement for a term certain specified in such
   27  agreement but in no event for a term greater than  four  years,  AND  (c)
   28  extensions  of  any such agreement shall not extend the period of unchal-
   29  lenged representation status[, and (d) notwithstanding any  provision  of
   30  law  to  the  contrary, the interest arbitration award issued pursuant to
   31  the provisions of paragraph  (e)  of  subdivision  four  of  section  two
   32  hundred nine of this article binding the executive branch of the state of
   33  New  York  and  the employee organization which represents the collective
   34  negotiating unit consisting  of  troopers  and  the  unit  consisting  of
   35  commissioned  and  non-commissioned  officers  in  the  division of state
   36  police, covering a period commencing April first, nineteen hundred  nine-
   37  ty-nine,  shall  be treated as a written agreement for the term specified
   38  in such award solely for the representation purposes of this section].
   39    S 4. Paragraph (e) of subdivision 3 of section 130 of the civil service
   40  law, as amended by section 4 of part A of chapter 10 of the laws of 2008,
   41  is amended to read as follows:
   42    (e) [(i) Prior to April first, two thousand  ten,  and  notwithstanding
   43  any  inconsistent  provision of law, officers and employees to whom para-
   44  graph a of subdivision one of this section applies who, on or after April
   45  first, nineteen hundred eighty-seven, on their anniversary date have five
   46  or more years of continuous service as defined by paragraph (c)  of  this
   47  subdivision  at  a  basic annual salary rate equal to or in excess of the
   48  job rate or maximum salary of their salary grade,  but  below  the  first
   49  longevity  step  and  whose performance for the most recent rating period
   50  was rated at least "satisfactory" or its  equivalent,  shall  have  their
   51  basic  annual  salary increased to the first longevity step or shall have
   52  their basic annual salary  as  otherwise  effective  increased  by  seven
   53  hundred  fifty  dollars,  or  by eight hundred seventy-five dollars on or
   54  after April first, two thousand seven; or by one thousand dollars  on  or
   55  after  April  first,  two  thousand eight; or by one thousand one hundred
   56  twenty-five dollars on or after April first, two thousand nine or as much
       S. 5846                             5                            A. 8513
    1  of that amount as will not result in the new basic annual salary  exceed-
    2  ing  the  step  two  longevity  step.  Notwithstanding  any  inconsistent
    3  provision of law, officers and employees to whom paragraph a of  subdivi-
    4  sion  one  of  this  section apply who, on or after April first, nineteen
    5  hundred eighty-seven, on their anniversary date have ten or more years of
    6  continuous service as defined by paragraph (c) of this subdivision  at  a
    7  basic annual salary rate equal to or in excess of the job rate or maximum
    8  salary  of  their  salary  grade, but below the second longevity step and
    9  whose performance for the most recent rating period was  rated  at  least
   10  "satisfactory"  or  its  equivalent, shall have their basic annual salary
   11  increased to the second longevity step as found in paragraph a of  subdi-
   12  vision one of this section. Such increases to longevity steps by eligible
   13  officers  or  employees  shall  become  effective on the first day of the
   14  payroll period which next begins following  the  anniversary  date  which
   15  satisfies  the prescribed service requirements.  For the purposes of this
   16  paragraph the term continuous service as defined by paragraph (c) of this
   17  subdivision for employees in the division of military and  naval  affairs
   18  unit  shall refer to uninterrupted service in the civilian service of the
   19  division of military and naval affairs.
   20    (ii) Officers] WHERE, AND TO THE EXTENT THAT, AN AGREEMENT BETWEEN  THE
   21  STATE AND AN EMPLOYEE ORGANIZATION ENTERED INTO PURSUANT TO ARTICLE FOUR-
   22  TEEN OF THIS CHAPTER ON BEHALF OF OFFICERS AND EMPLOYEES SERVING IN POSI-
   23  TIONS  IN  THE ADMINISTRATIVE SERVICES UNIT, INSTITUTIONAL SERVICES UNIT,
   24  OPERATIONAL SERVICES UNIT OR MILITARY AND NAVAL AFFAIRS UNIT SO  PROVIDES
   25  OFFICERS  and  employees  to  whom paragraph a of subdivision one of this
   26  section applies who, on or after April first, two thousand [ten]  ELEVEN,
   27  on  their  anniversary  date  have  five or more years, BUT LESS THAN TEN
   28  YEARS, of continuous service as defined by paragraph (c) of this subdivi-
   29  sion at a basic annual salary rate equal to or in excess of the job  rate
   30  or maximum salary of their salary grade, shall receive a lump sum payment
   31  in  the  amount  of  one  thousand two hundred fifty dollars.  [Officers]
   32  WHERE, AND TO THE EXTENT THAT, AN AGREEMENT  BETWEEN  THE  STATE  AND  AN
   33  EMPLOYEE  ORGANIZATION  ENTERED INTO PURSUANT TO ARTICLE FOURTEEN OF THIS
   34  CHAPTER ON BEHALF OF OFFICERS AND EMPLOYEES SERVING IN POSITIONS  IN  THE
   35  ADMINISTRATIVE  SERVICES  UNIT,  INSTITUTIONAL SERVICES UNIT, OPERATIONAL
   36  SERVICES UNIT OR MILITARY AND NAVAL AFFAIRS UNIT SO PROVIDES OFFICERS and
   37  employees to whom paragraph a of subdivision one of this section  applies
   38  who,  on  or after April first, two thousand [ten] ELEVEN, on their anni-
   39  versary date have ten or more years of continuous service as  defined  by
   40  paragraph  (c) of this subdivision at a basic annual salary rate equal to
   41  or in excess of the job rate or maximum  salary  of  their  salary  grade
   42  shall  receive  a  lump  sum  payment  in the amount of two thousand five
   43  hundred dollars.
   44    Such lump sum payment shall be in addition  to  and  not  part  of  the
   45  employee's  basic annual salary, provided however that any amount payable
   46  by this paragraph shall be included  as  compensation  for  overtime  and
   47  retirement purposes.
   48    Such lump sum payment shall be payable in April of each fiscal year, or
   49  as  soon as practicable thereafter, for those eligible employees who have
   50  achieved five or more, or ten or more  years  of  continuous  service  as
   51  defined  by  paragraph  (c)  of this subdivision at a basic annual salary
   52  rate equal to or in excess of the job rate or  maximum  salary  of  their
   53  salary  grade  during the period October first through March thirty-first
   54  of the previous fiscal year. Such payment shall be payable in October  of
   55  each  fiscal year, or as soon as practicable thereafter, for those eligi-
   56  ble employees who have achieved five or more, or ten  or  more  years  of
       S. 5846                             6                            A. 8513
    1  continuous  service  as defined by paragraph (c) of this subdivision at a
    2  basic annual salary rate equal to or in excess of the job rate or maximum
    3  salary of their salary  grade  during  the  period  April  first  through
    4  September  thirtieth  of that same fiscal year. [All compensation already
    5  included in an employee's basic annual salary  pursuant  to  subparagraph
    6  (i) of this paragraph shall remain included in such basic annual salary.]
    7    S 5. Subdivision 12-d of section 8 of the state finance law, as amended
    8  by  section  5 of part A of chapter 10 of the laws of 2008, is amended to
    9  read as follows:
   10    12-d. Notwithstanding any inconsistent provision of the court of claims
   11  act, examine, audit and certify  for  payment  any  claim  submitted  and
   12  approved  by  the  head  of  a  state  department or agency, other than a
   13  department or agency specified in subdivision twelve of this section, for
   14  personal property of an employee damaged or destroyed in  the  course  of
   15  the  performance  of  official  duties  without  fault  on his part by an
   16  inmate, patient or client of such department or agency after March  thir-
   17  ty-first, two thousand [seven] ELEVEN and prior to April first, two thou-
   18  sand  [eleven]  SIXTEEN,  provided  no  such  claim  may be certified for
   19  payment to an officer or employee who is in a collective negotiating unit
   20  until the director of employee relations shall deliver to the comptroller
   21  a [certificate] LETTER that there is in effect with respect to such nego-
   22  tiating unit a written collectively negotiated agreement with  the  state
   23  pursuant  to  article  fourteen  of  the civil service law which provides
   24  therefor.  Payment of any such claim shall not exceed the  sum  of  three
   25  hundred  dollars.  No  person  submitting  a claim under this subdivision
   26  shall have any claim for  damages  to  such  personal  property  approved
   27  pursuant  to  the  provision  of subdivision four of section five hundred
   28  thirty of the labor law or any other applicable provision of law.
   29    S 6. Subdivision 12-e of section 8 of the state finance law, as amended
   30  by section 6 of part A of chapter 10 of the laws of 2008, is  amended  to
   31  read as follows:
   32    12-e. Notwithstanding any inconsistent provision of the court of claims
   33  act, where, and to the extent that, an agreement between the state and an
   34  employee  organization  entered  into pursuant to article fourteen of the
   35  civil service law on behalf of officers and employees  serving  in  posi-
   36  tions in the professional, scientific and technical services unit, admin-
   37  istrative   services   unit,  institutional  services  unit,  operational
   38  services UNIT OR and military and naval affairs unit so  provides,  exam-
   39  ine,  audit  and  certify for payment any claim submitted and approved by
   40  the head of a state department or agency  for  personal  property  of  an
   41  officer  or  employee  damaged  or destroyed in the actual performance of
   42  official duties without fault or negligence of the  officer  or  employee
   43  other  than  a  claim  specified  and  covered  by  subdivision twelve or
   44  twelve-d of this section after March thirty-first, two  thousand  [seven]
   45  ELEVEN and before April first, two thousand [eleven] SIXTEEN.  Payment of
   46  such claim shall not exceed the sum of three hundred fifty dollars. Where
   47  an  agreement  between  the  state and such employee organization entered
   48  into pursuant to article fourteen of the civil service law  provides  for
   49  payment  to  be  made  to officers and employees by a state department or
   50  agency, such payments for claims not in excess of the amount specified in
   51  subdivision three of section one hundred fifteen of this chapter  may  be
   52  made  from  a  petty  cash  account  established  pursuant to section one
   53  hundred fifteen of this chapter and in the manner prescribed therein  and
   54  pursuant  to regulations of the comptroller. No person submitting a claim
   55  under this subdivision shall have any claim for damages to such  personal
   56  property  approved  pursuant  to  the  provisions  of subdivision four of
       S. 5846                             7                            A. 8513
    1  section five hundred thirty of the labor  law  or  any  other  applicable
    2  provision of law.
    3    S  7.  Section  200 of the state finance law is amended by adding a new
    4  subdivision 5 to read as follows:
    5    5. NOTWITHSTANDING ANY LAW TO THE CONTRARY, BY  AGREEMENT  BETWEEN  THE
    6  STATE AND AN EMPLOYEE ORGANIZATION ENTERED INTO PURSUANT TO ARTICLE FOUR-
    7  TEEN  OF THE CIVIL SERVICE LAW, OR BY AN INTEREST ARBITRATION AWARD BIND-
    8  ING THE STATE AND AN EMPLOYEE ORGANIZATION PURSUANT TO  ARTICLE  FOURTEEN
    9  OF THE CIVIL SERVICE LAW, OR BY THE DIRECTOR OF BUDGET FOR STATE OFFICERS
   10  AND  EMPLOYEES IN THE EXECUTIVE BRANCH WHO ARE IN POSITIONS WHICH ARE NOT
   11  IN COLLECTIVE NEGOTIATING UNITS, PLANS MAY BE ESTABLISHED TO  REDUCE  THE
   12  BASIC  ANNUAL SALARY, HOURLY RATE OR PER DIEM FOR ANY EMPLOYEE WITHIN THE
   13  PURVIEW OF SUCH AGREEMENT, INTEREST  ARBITRATION  AWARD,  OR  THE  BUDGET
   14  DIRECTOR'S  AUTHORITY.  ANY  PLAN OR PLANS ESTABLISHED UNDER THIS SECTION
   15  WILL BE IMPLEMENTED WHEN THE BUDGET DIRECTOR NOTIFIES THE DIRECTOR OF THE
   16  GOVERNOR'S OFFICE OF EMPLOYEE RELATIONS AND DELIVERS SUCH PLAN  OR  PLANS
   17  TO  THE  COMPTROLLER, AT WHICH POINT THE COMPTROLLER WILL TAKE THE NECES-
   18  SARY ACTIONS TO REDUCE, RESTORE, OR REPAY COMPENSATION, PROVIDED HOWEVER,
   19  THAT THE COMPTROLLER MUST TAKE SUCH ACTIONS WHOLLY WITHIN THE FISCAL YEAR
   20  THAT SUCH PLAN REQUIRES. AFTER THE CESSATION  OF  SUCH  PLAN,  THE  COMP-
   21  TROLLER  SHALL RESTORE SUCH SALARY, HOURLY RATE OR PER DIEM TO THE AMOUNT
   22  IN EFFECT IMMEDIATELY BEFORE THE COMMENCEMENT OF SUCH PLAN.
   23    S 8. Subdivision 1 of section 135 of the civil service law  is  amended
   24  adding a new paragraph (d) to read as follows:
   25    (D) PAYMENTS MADE PURSUANT TO A COLLECTIVE BARGAINING AGREEMENT NEGOTI-
   26  ATED  PURSUANT TO ARTICLE FOURTEEN OF THIS CHAPTER OR REGULATIONS PROMUL-
   27  GATED BY THE PRESIDENT PURSUANT  TO  SUBDIVISION  THREE  OF  SECTION  ONE
   28  HUNDRED  SIXTY-THREE OF THIS CHAPTER PERMITTING PAYMENT TO AN EMPLOYEE OR
   29  OFFICER IN EXCHANGE FOR THE EMPLOYEE'S  ELECTION  TO  WITHDRAW  FROM  THE
   30  HEALTH  INSURANCE  PLAN  ESTABLISHED  PURSUANT  TO ARTICLE ELEVEN OF THIS
   31  CHAPTER. SUCH PAYMENTS SHALL NOT BE  CONSIDERED  PART  OF  AN  EMPLOYEE'S
   32  BASIC  ANNUAL  SALARY  AND  SHALL  NOT BE CONSIDERED COMPENSATION FOR THE
   33  PURPOSES OF OVERTIME CALCULATION OR RETIREMENT.
   34    S 9. Compensation for certain state officers and employees  in  collec-
   35  tive  negotiating units.   1. The provisions of this section shall apply,
   36  except as otherwise stated in this section, to all full-time officers and
   37  employees in the collective negotiating units designated as the  adminis-
   38  trative  services  unit, the institutional services unit, the operational
   39  services unit, or the division of military and naval affairs unit  estab-
   40  lished pursuant to article 14 of the civil service law.
   41    2.  (a)  Effective  March  28,  2013  for officers and employees on the
   42  administrative payroll and effective  April  4,  2013  for  officers  and
   43  employees  on  the  institutional  payroll  pursuant to article 14 of the
   44  civil service law a lump sum payment  of  $775  shall  be  made  to  each
   45  employee in such units in full-time annual salaried employment status who
   46  was  (i)  active on the date of ratification of the agreement between the
   47  state and the negotiating unit covering such employee and (ii) in contin-
   48  uous service, as defined by paragraph (c) of subdivision 3 of section 130
   49  of the civil service law, from that date until March 28, 2013  for  offi-
   50  cers and employees on the administrative payroll and on April 4, 2013 for
   51  officers  and employees on the institutional payroll. Such lump sum shall
   52  be considered salary for final average  salary  retirement  purposes  but
   53  shall not become part of basic annual salary. Notwithstanding the forego-
   54  ing provisions of this subdivision, officers and employees who would have
   55  otherwise  been  eligible  to receive such lump sum payment, but who were
   56  not on the payroll on such date, shall be eligible for  said  payment  if
       S. 5846                             8                            A. 8513
    1  they  return  to  full-time  employment  status  during  the  fiscal year
    2  2013-2014 without a break in continuous service.
    3    (b) Effective March 27, 2014 for officers and employees on the adminis-
    4  trative payroll and effective April 3, 2014 for officers and employees on
    5  the institutional payroll pursuant to article 14 of the civil service law
    6  a  lump  sum payment of $225 shall be made to each employee in such units
    7  in full-time annual salaried employment status who was (i) active on  the
    8  date of ratification of the agreement between the state and the negotiat-
    9  ing  unit  covering  such  employee  and  (ii)  in continuous service, as
   10  defined by paragraph (c) of subdivision 3 of section  130  of  the  civil
   11  service law, from that date until March 28, 2013 for officers and employ-
   12  ees  on  the  administrative  payroll  and April 4, 2013 for officers and
   13  employees on the institutional payroll. Such lump sum shall be considered
   14  salary for final average salary retirement purposes but shall not  become
   15  part of basic annual salary.
   16    3.  Effective March 27, 2014 for officers and employees on the adminis-
   17  trative payroll and effective April 3, 2014 for officers and employees on
   18  the institutional payroll,  the  basic  annual  salary  of  officers  and
   19  employees  in  full-time  annual  salaried  employment  status on the day
   20  before such payroll period shall be increased by two percent adjusted  to
   21  the nearest whole dollar amount.
   22    4.  Effective March 26, 2015 for officers and employees on the adminis-
   23  trative payroll and effective April 2, 2015 for officers and employees on
   24  the institutional payroll,  the  basic  annual  salary  of  officers  and
   25  employees  in  full-time  annual  salaried  employment  status on the day
   26  before such payroll period shall be increased by two percent adjusted  to
   27  the nearest whole dollar amount.
   28    5.  Notwithstanding  the  provisions  of subdivisions three and four of
   29  this section, if the basic annual salary of an  officer  or  employee  to
   30  whom  the  provisions  of this section apply is identical with the hiring
   31  rate, step one, two, three, four, five, six or job  rate  of  the  salary
   32  grade  of  his  or  her  position on the effective dates of the increases
   33  provided in  these  subdivisions,  such  basic  annual  salary  shall  be
   34  increased  to  the  hiring rate, step one, two, three, four, five, six or
   35  job rate, respectively, of such salary grade as contained in  the  appro-
   36  priate salary schedules in subparagraphs 2 and 3 of paragraph a of subdi-
   37  vision 1 of section 130 of the civil service law, as added by section one
   38  of  this act, to take effect on the dates provided in subparagraphs 2 and
   39  3, respectively. The increases in basic annual salary  provided  by  this
   40  subdivision  shall  be  in  lieu  of  any increase in basic annual salary
   41  provided for in subdivisions three and four of this section.
   42    6. Payments pursuant to the provisions of subdivision 6 of section  131
   43  of  the  civil  service  law  for  full-time annual salaried officers and
   44  employees entitled to such  payments  to  whom  the  provisions  of  this
   45  section  apply shall be payable in accordance with the terms of an agree-
   46  ment reached pursuant to article 14 of the civil service law between  the
   47  state  and an employee organization representing employees subject to the
   48  provisions of this section.
   49    7. If an unencumbered position is one which  if  encumbered,  would  be
   50  subject  to  the  provisions of this section, the salary of such position
   51  shall be increased by the  salary  increase  amounts  specified  in  this
   52  section.  If  a  position is created, and filled by the appointment of an
   53  officer or employee who is subject to the provisions of this section, the
   54  salary otherwise provided for such position shall  be  increased  in  the
   55  same  manner  as  though such position had been in existence but unencum-
   56  bered.
       S. 5846                             9                            A. 8513
    1    8. The increases in salary provided in subdivisions three and  four  of
    2  this  section,  and also the payments provided in subdivision two of this
    3  section, shall apply on a  prorated  basis  to  officers  and  employees,
    4  otherwise  eligible  to receive an increase in salary, who are paid on an
    5  hourly  or  per  diem basis, employees serving on a part-time or seasonal
    6  basis and employees paid on any basis other  than  at  an  annual  salary
    7  rate. Notwithstanding the foregoing, the provisions of subdivision six of
    8  this section shall not apply to employees serving on an hourly, per diem,
    9  or seasonal basis, except as determined by the director of the budget.
   10    9.  In  order  to  provide  for the officers and employees to whom this
   11  section applies who are not allocated to salary grades, but are  paid  on
   12  an  annual  basis,  increases and payments pursuant to subdivision six of
   13  this section in proportion to those provided  to  persons  to  whom  this
   14  section  applies  who are allocated to salary grades, the director of the
   15  budget is authorized to add appropriate adjustments  and/or  payments  to
   16  the compensation which such officers and employees are otherwise entitled
   17  to  receive.    The director of the budget shall issue certificates which
   18  shall contain schedules of positions and  the  salaries  and/or  payments
   19  thereof  for  which  adjustments and/or payments are made pursuant to the
   20  provisions of this subdivision, and a copy of each such certificate shall
   21  be filed with the  state  comptroller,  the  state  department  of  civil
   22  service, the chairman of the senate finance committee and the chairman of
   23  the assembly ways and means committee.
   24    10. Notwithstanding any other provision of this section, the provisions
   25  of  this  section  shall not apply to officers or employees paid on a fee
   26  schedule basis.
   27    11. Notwithstanding any other provision of this section,  any  increase
   28  in  compensation  for any officer or employee appointed to a lower graded
   29  position from a redeployment list pursuant to subdivision 1 of section 79
   30  of the civil service law who continues to receive his or her former sala-
   31  ry pursuant to such subdivision shall be determined on the basis of  such
   32  lower  graded  position  provided,  however, that the increases in salary
   33  provided in this section shall not cause  such  officer's  or  employee's
   34  salary to exceed the job rate of such lower graded position.
   35    12.  Notwithstanding any of the foregoing provisions of this section or
   36  of any law to the contrary, the director of the  budget  may  reduce  the
   37  salary  of  any position which is vacant or which becomes vacant, so long
   38  as the position, if encumbered, would be subject  to  the  provisions  of
   39  this  section.  The  director  of  the  budget does not need to provide a
   40  reason for such reduction.
   41    13. Notwithstanding any of the foregoing provisions of this section  or
   42  of  any law to the contrary, any increase in compensation may be withheld
   43  in whole or in part from any employee to  whom  the  provisions  of  this
   44  section are applicable when, in the opinion of the director of the budget
   45  and the director of employee relations, such increase is not warranted or
   46  is not appropriate for any reason.
   47    S  10.  Compensation  for certain employees of the contract colleges at
   48  Cornell and Alfred universities.  1. During the period April 1,  2011  to
   49  March  31, 2016, the basic annual salaries of positions in the nonprofes-
   50  sional service, except those positions in the Cornell service and mainte-
   51  nance unit which are subject to the  terms  of  a  collective  bargaining
   52  agreement  between  Cornell  University  and  the  employee  organization
   53  representing employees in such positions and except  those  positions  in
   54  the Alfred service and maintenance unit which are subject to the terms of
   55  a  collective  bargaining  agreement  between  Alfred  University and the
   56  employee organization representing employees in such positions, in insti-
       S. 5846                            10                            A. 8513
    1  tutions under the management and control of Cornell and Alfred  universi-
    2  ties  as representatives of the board of trustees of the state university
    3  may be increased pursuant to plans approved by the state university trus-
    4  tees.  Such  plans may include new salary schedules which shall supersede
    5  the salary schedules then in effect applicable to  such  employees.  Such
    6  increases in basic annual salary rates, exclusive of performance advance-
    7  ment  payments  or  merit  recognition  payments, shall not exceed in the
    8  aggregate the payments provided in subdivisions two, three, and  four  of
    9  section  nine  of  this  act, for incumbents of positions subject to this
   10  subdivision. Such plans may provide, within the appropriations  available
   11  therefor,  an amount for distribution in whole or in part for meritorious
   12  service by Cornell and Alfred universities, in their discretion, with the
   13  approval of the state university trustees to the incumbents of such posi-
   14  tions.
   15    2. For the purposes of this section, the basic annual salary of employ-
   16  ees is that salary which is  obtained  through  direct  appropriation  of
   17  state  moneys  for  the  purpose of paying wages. Nothing in this section
   18  shall prevent payment of additional amounts to incumbents of  such  posi-
   19  tions  in  the  nonprofessional  service  in addition to the basic annual
   20  salary; provided, however, that the amounts required for such  additional
   21  payment, and the cost of fringe benefits attributable to such payment, as
   22  determined by the comptroller, are made available to the state in accord-
   23  ance  with  the  procedures  established by the state university for such
   24  purposes.
   25    3. Notwithstanding  the  foregoing  provisions  of  this  section,  any
   26  increase  in  compensation  provided  by  this section may be withheld in
   27  whole or in part from any officer or employee when, in the opinion of the
   28  director of the budget, such withholding is necessary to reflect the  job
   29  performance of such officer or employee, or to maintain appropriate sala-
   30  ry  relationships  among officers or employees of the state, or to reduce
   31  state expenditures to acceptable levels, or when  such  increase  is  not
   32  warranted  or  is  not  appropriate for any reason and the salary of such
   33  officer or employee is set at the discretion of the appointing authority.
   34    4. Notwithstanding the foregoing provisions of this subdivision or  act
   35  or  any  other  provision of law, rule or regulation to the contrary, the
   36  contract colleges at Cornell and Alfred universities  are  authorized  to
   37  provide  for  a  procedure  for  the  repayment of salaries withheld from
   38  incumbents of positions subject  to  this  subdivision  as  described  in
   39  subdivision  one  of this section, pursuant to subdivision 2-a of section
   40  200 of the state finance law in lieu of the lump sum  payment  authorized
   41  by  subparagraph  3 of paragraph (a) of subdivision 2-a of section 200 of
   42  the state finance law, subject to the approval of  the  state  university
   43  trustees.  Further,  Cornell  and  Alfred  universities are authorized to
   44  provide that the salary of employees newly hired on or after September 1,
   45  1992 shall not be subject to the provisions of subdivision 2-a of section
   46  200 of the state finance law.
   47    S 11. Location compensation for certain state officers and employees in
   48  collective  negotiating  units.      Notwithstanding   any   inconsistent
   49  provisions  of  law, full-time annual salaried officers and employees, as
   50  well as non-annual salaried seasonal officers  and  employees  who  shall
   51  receive  the compensation provided for pursuant to this section on a pro-
   52  rated basis, except non-annual salaried officers and  employees  who  are
   53  not  seasonal,  in  the  collective  negotiating  units designated as the
   54  administrative services unit, the institutional services unit, the opera-
   55  tional services unit, or the division of military and naval affairs  unit
   56  established  pursuant to article 14 of the civil service law, whose prin-
       S. 5846                            11                            A. 8513
    1  cipal place of employment or, in the case  of  a  field  employee,  whose
    2  official  station as determined in accordance with the regulations of the
    3  comptroller is located (1) in the county of Monroe and who were  eligible
    4  to  receive location pay on March 31, 1985, shall receive location pay at
    5  the rate of $200 per year provided they continue to be otherwise eligible
    6  or (2) in the city of New York, or in the county of  Rockland,  Westches-
    7  ter,  Nassau  or  Suffolk  shall,  effective  April  1, 2011, continue to
    8  receive a downstate adjustment at the annual rate of $3,026  (3)  in  the
    9  county  of  Dutchess,  Putnam  or  Orange shall, effective April 1, 2011,
   10  continue to receive a mid-Hudson adjustment at the annual rate of $1,513.
   11  Such location payments shall be in addition to and shall not be a part of
   12  an officer's or employee's basic annual salary, and shall not  affect  or
   13  impair  any performance advancements or other rights or benefits to which
   14  an officer or employee may be entitled by law,  provided,  however,  that
   15  location  payments  shall  be  included  as  compensation for purposes of
   16  computation of overtime pay and for retirement  purposes.  For  the  sole
   17  purpose  of  continuing eligibility for location pay in Monroe county, an
   18  officer or employee previously eligible to receive location pay on  March
   19  31,  1985  who  is  on an approved leave of absence or participates in an
   20  employer program to reduce to  part-time  service  during  summer  months
   21  shall  continue to be eligible for said location pay upon return to full-
   22  time state service in Monroe county.
   23    S 12. Continuation of location compensation for  certain  officers  and
   24  employees  of  the  Hudson  Valley  developmental  disabilities  services
   25  office. 1. Notwithstanding any law, rule or regulation to  the  contrary,
   26  any  officer  or employee of the Hudson Valley developmental disabilities
   27  services office represented in the collective  negotiating  units  desig-
   28  nated  as  the  administrative  services unit, the institutional services
   29  unit or the operational services unit,  who  is  receiving  location  pay
   30  pursuant  to  section 5 of chapter 174 of the laws of 1993 shall continue
   31  to receive such location pay under the conditions and at the rates speci-
   32  fied by such section.
   33    2. Notwithstanding any law, rule or regulation  to  the  contrary,  any
   34  officer  or  employee  of  the  Hudson  Valley developmental disabilities
   35  services office represented in the collective  negotiating  units  desig-
   36  nated  as  the  administrative  services unit, the institutional services
   37  negotiating unit or the operational services  negotiating  unit,  who  is
   38  receiving  location pay pursuant to subdivision 2 of section 9 of chapter
   39  315 of the laws of 1995 shall continue to receive such location pay under
   40  the conditions and at the rates specified by such subdivision.
   41    3. Notwithstanding section eleven of this act or any other law, rule or
   42  regulation to the contrary, any officer or employee of the Hudson  Valley
   43  developmental  disabilities services office represented in the collective
   44  negotiating units designated as the  administrative  services  unit,  the
   45  institutional  services  unit  or  the  operational services unit, who is
   46  receiving location pay pursuant to such section eleven shall continue  to
   47  be eligible for such location pay if such officer's or employee's princi-
   48  pal place of employment is changed to a location outside of the county of
   49  Rockland as the result of a reduction or redeployment of staff, provided,
   50  however,  that  such  officer  or  employee is reassigned to or otherwise
   51  appointed or promoted to a different position at  another  work  location
   52  within  the  Hudson  Valley  developmental  disabilities  services office
   53  located outside of the county of Rockland. The  rate  of  such  continued
   54  location  pay  shall  not  exceed  the  rates such officer or employee is
   55  receiving on the date of such reassignment, appointment or promotion.
       S. 5846                            12                            A. 8513
    1    S 13. Notwithstanding any law, rule  or  regulation  to  the  contrary,
    2  certain  full-time  employees of the office for people with developmental
    3  disabilities in the collective negotiating unit designated as the  insti-
    4  tutional  services unit who are required to sleep over at their work site
    5  shall  continue  to  receive  inconvenience pay pursuant to section 17 of
    6  chapter 333 of the laws of  1969  as  amended,  in  accordance  with  and
    7  subject to the conditions established by the terms of a negotiated agree-
    8  ment  between  the  state  and an employee organization representing such
    9  unit and the resolution of a contract  grievance  bearing  identification
   10  number 98-04-448.
   11    S  14.  Additional compensation for certain employees in recognition of
   12  pre-shift briefing. 1. In recognition  of  the  general  requirement  for
   13  full-time  employees  of  the  state  in  the collective negotiating unit
   14  designated as the division of military and  naval  affairs  unit,  estab-
   15  lished  pursuant  to article 14 of the civil service law, to assemble for
   16  briefing prior to the commencement of duties, each  such  employee  shall
   17  receive  additional  compensation at the rate of $60 per biweekly payroll
   18  period in accordance with the terms of a collectively  negotiated  agree-
   19  ment  between  the  state  and an employee organization representing such
   20  employees pursuant to article 14 of the civil  service  law.  Such  addi-
   21  tional  compensation shall be paid in addition to and shall not be a part
   22  of the employee's basic annual salary.    Notwithstanding  the  foregoing
   23  provisions  of this section, or of any other law, such additional compen-
   24  sation as added by this section shall be in lieu of the  continuation  of
   25  any  other  additional compensation for such employees paid prior to June
   26  2, 1988, in recognition of pre-shift briefing.
   27    2. Notwithstanding any inconsistent provisions of law, effective  April
   28  1, 2011, where and to the extent that, an agreement between the state and
   29  an employee organization entered into pursuant to article 14 of the civil
   30  service  law  so provides, in recognition of the general requirement that
   31  certain full-time employees of the state in  the  collective  negotiating
   32  unit  designated as the institutional services unit, established pursuant
   33  to article 14 of the civil service law, in the employ of  the  office  of
   34  children  and  family  services,  to  assemble  for briefing prior to the
   35  commencement of duties,  each  such  employee  shall  receive  additional
   36  compensation  in  the amount of $4.80, or one-quarter hour of their over-
   37  time rate, whichever is higher, when they are required  to  and  actually
   38  assemble for such briefing. Such additional compensation shall be paid in
   39  addition  to and shall not be a part of the employee's basic annual sala-
   40  ry.
   41    S  15.  Assignment  to  duty  pay.  Notwithstanding  any   inconsistent
   42  provisions of law, effective April 1, 2011, where and to the extent that,
   43  an  agreement between the state and an employee organization entered into
   44  pursuant to article 14 of the civil service law so provides,  an  assign-
   45  ment to duty lump sum shall be paid each year to an employee who is serv-
   46  ing  in  a particular assignment deemed qualified pursuant to such agree-
   47  ment. Such payment shall be in an amount negotiated for  those  employees
   48  assigned to qualifying work assignments and who work such assignments for
   49  the  minimum  periods of time in a year provided in the negotiated agree-
   50  ment. Assignment to duty pay shall not be paid in any  year  an  employee
   51  does  not  meet  the minimum period of time in such qualifying assignment
   52  required by the agreement or upon cessation of  the  assignment  to  duty
   53  program  on  March  30,  2016  unless  an  extension is negotiated by the
   54  parties. Such lump sum shall be considered salary only for final  average
   55  salary retirement purposes.
       S. 5846                            13                            A. 8513
    1    S  16.  Long  term seasonal employees. Notwithstanding any inconsistent
    2  provisions of law, effective April 1, 2011, where and to the extent that,
    3  an agreement between the state and an employee organization entered  into
    4  pursuant  to  article 14 of the civil service law so provides, a lump sum
    5  shall  be  paid  each  year to an employee who is serving in a qualifying
    6  long term seasonal position. Such payment shall be in an  amount  negoti-
    7  ated  and pursuant to negotiated qualifying criteria and shall be consid-
    8  ered salary only for final average salary retirement purposes. Such bene-
    9  fit shall be available until March 30, 2016.
   10    S 17. In recognition of the specific requirements  for  winter  mainte-
   11  nance  activity for full-time employees of the state department of trans-
   12  portation in the collective negotiating unit  designated  as  the  opera-
   13  tional  services  unit,  established  pursuant to article 14 of the civil
   14  service law, and to the  extent  the  terms  of  a  negotiated  agreement
   15  between  the  state  and  an employee organization representing such unit
   16  entered into pursuant to article 14 of the civil service law so provides,
   17  such employees shall receive payments for winter maintenance  shifts  and
   18  call-out  responses  if  otherwise  eligible  and in accordance with such
   19  negotiated agreement.
   20    S 18. Subdivision 2 of section 17 of chapter 333 of the  laws  of  1969
   21  amending  the  civil  service  law  and  other  laws  relating  to salary
   22  increases for certain state officers and employees, as amended by chapter
   23  214 of the laws of 2009, is amended to read as follows:
   24    2. Any employee subject to this section who is required to work a  tour
   25  of  duty  which includes four or more hours between the hours of six p.m.
   26  and six a.m., exclusive of any hours for which he or she  receives  over-
   27  time  compensation,  shall be entitled to inconvenience pay for such tour
   28  of duty in an amount equal to the daily rate equivalent of  four  hundred
   29  dollars  per  year,  unless  a  higher daily rate is authorized under the
   30  terms of a collective negotiated  agreement  between  the  state  and  an
   31  employee organization pursuant to article 14 of the civil service law, or
   32  is  authorized  by the director of the budget for employees excluded from
   33  negotiating rights under article 14 of the civil service  law,  in  which
   34  case  such  daily rate may be up to five hundred seventy-five dollars per
   35  year, SHALL CONTINUE effective April 2, [2007] 2011.  The  provisions  of
   36  this  subdivision shall apply on a prorated basis to officers and employ-
   37  ees serving on a seasonal  basis  in  the  collective  negotiating  units
   38  designated   as  the  administrative  services  unit,  the  institutional
   39  services unit, the operational services unit, and the division  of  mili-
   40  tary  and  naval  affairs  unit, and officers and employees excluded from
   41  collective negotiating units established pursuant to article  14  of  the
   42  civil service law.
   43    S  19.  Notwithstanding any inconsistent provision of law, where and to
   44  the extent that any agreement between the state and an employee organiza-
   45  tion entered into pursuant to article 14 of  the  civil  service  law  so
   46  provides  on  behalf  of  employees  in  the collective negotiating units
   47  designated as the  administrative,  institutional,  operational  services
   48  negotiating  units  or  the  military  and naval affairs negotiating unit
   49  established pursuant to article 14 of the civil service  law,  the  state
   50  shall contribute an amount designated in such agreement and for the peri-
   51  od  covered  by such agreement to the accounts of such employees enrolled
   52  for dependent care deductions pursuant to subdivision 7 of section  201-a
   53  of  the  state finance law. Such amounts shall be from funds appropriated
   54  in this act and shall not be part of basic annual salary for overtime  or
   55  retirement purposes.
       S. 5846                            14                            A. 8513
    1    S  20. Notwithstanding any provision of law to the contrary, the appro-
    2  priations contained in this act shall be available to the state  for  the
    3  payment  and  publication  of  grievance  and arbitration settlements and
    4  awards pursuant to articles 33  and  34  of  the  collective  negotiating
    5  agreement  between  the  state and the employee organization representing
    6  the  collective  negotiating  units  designated  as  the   administrative
    7  services  unit, the institutional services unit, the operational services
    8  unit or the division of  military  and  naval  affairs  unit  established
    9  pursuant to article 14 of the civil service law.
   10    S  21.  During  the  period  April 2, 2011 through April 1, 2016, there
   11  shall be a statewide labor-management committee  continued  and  adminis-
   12  tered pursuant to the terms of the agreement negotiated between the state
   13  and  an  employee  organization  representing employees in the collective
   14  negotiating units designated as the  administrative  services  unit,  the
   15  institutional  services  unit, the operational services unit or the divi-
   16  sion of military and naval affairs unit established pursuant  to  article
   17  14  of  the  civil service law which shall, after April 2, 2011, have the
   18  responsibility of studying  and  making  recommendations  concerning  the
   19  major  issues  of productivity, the quality of work life and implementing
   20  the agreements reached.
   21    S 22. The salary increases, salary deductions, salary reductions, bene-
   22  fit modifications, and any other modifications to terms and conditions of
   23  employment provided for by this act for state employees in the collective
   24  negotiating units designated as the  administrative  services  unit,  the
   25  institutional  services  unit, the operational services unit or the divi-
   26  sion of military and naval affairs unit established pursuant  to  article
   27  14  of  the civil service law shall not be implemented until the director
   28  of employee relations shall have delivered to the director of the  budget
   29  and  the  comptroller  a  letter  certifying that there is in effect with
   30  respect to such negotiating  units  collectively  negotiated  agreements,
   31  ratified by the membership, which provide for such increases, deductions,
   32  reductions and modifications.
   33    S  23.  Use of appropriations. The comptroller is authorized to pay any
   34  amounts required during the fiscal years commencing April 1, 2011 by  the
   35  foregoing  provisions of this act for any state department or agency from
   36  any appropriation or other funds available to such  state  department  or
   37  agency for personal service or for other related employee benefits during
   38  such  fiscal year. To the extent that such appropriations in any fund are
   39  insufficient to accomplish the purposes herein set forth, the director of
   40  the budget is authorized to allocate to the various departments and agen-
   41  cies, from any appropriations available in any fund, the  amounts  neces-
   42  sary to pay such amounts.
   43    S 24. Effect of participation in special annuity program. No officer or
   44  employee  participating  in  a  special  annuity  program pursuant to the
   45  provisions of article 8-C of the education law shall,  by  reason  of  an
   46  increase  in  compensation  pursuant to this act, suffer any reduction of
   47  the salary adjustment to which he or she would otherwise be  entitled  by
   48  reason of participation in such program, and such salary adjustment shall
   49  be  based  upon  the salary of such officer or employee without regard to
   50  the reduction authorized by such article.
   51    S 25. The several amounts as hereinafter set forth, or so much thereof
   52  as may be necessary, are hereby appropriated from the fund so designated
   53  for use by any state department or agency for the fiscal year  beginning
   54  April  1,  2011  to  supplement appropriations from each respective fund
   55  available for personal service, other than personal service  and  fringe
   56  benefits, and to carry out the provisions of this act. No money shall be
       S. 5846                            15                            A. 8513
    1  available for expenditure from this appropriation until a certificate of
    2  approval  has  been  issued  by the director of the budget and a copy of
    3  such certificate or any amendment thereto has been filed with the  state
    4  comptroller,  the chair of the senate finance committee and the chair of
    5  the assembly ways and means committee.
    6                     ALL STATE DEPARTMENTS AND AGENCIES
    7                              SPECIAL PAY BILLS
    8    General Fund / State Operations
    9    State Purposes Account - 003
   10                      Nonpersonal Service
   11  Joint committee on health benefits ............. 1,331,000
   12  Employee training and development ............. 10,714,000
   13  Safety and health maintenance committee .......... 637,000
   14  Employment security committee .................... 525,000
   15  Family Benefits Committee ...................... 2,582,000
   16  Discipline ....................................... 381,000
   17  Employee assistance program ...................... 648,000
   18  Statewide performance rating committee ............ 41,000
   19  Property damage ................................... 32,000
   20  Work related clothing (operational  services
   21    unit) ........................................ 1,071,000
   22  Tool allowance (operational services unit) ........ 77,000
   23  Tool insurance (operational services unit) ........ 26,000
   24  Uniform  allowance  (institutional  services
   25    unit) .......................................... 430,000
   26  Work   related    clothing    (institutional
   27    services unit) .................................. 80,000
   28  Contract Administration .......................... 400,000
   29    S  26.  This  act shall take effect immediately and shall be deemed to
   30  have been in full force and effect on and after April 2, 2011. Appropri-
   31  ations made by this act shall  remain  in  full  force  and  effect  for
   32  liabilities incurred through March 31, 2012.
   33  -------------------------------------------------------------------
         REPEAL  NOTE.--Subparagraphs 1, 2, 3, and 4 of paragraph a of subdivi-
       sion 1 of section 130 of the civil service law, repealed by section  one
       of this act, provided salary schedules for state employees in the admin-
       istrative  services  unit,  the  operational services unit, the institu-
       tional services unit and the division of military and naval affairs  and
       are  replaced by revised salary schedules in new subparagraphs 1, 2, and
       3.
   34                                   PART B
   35                   SALARIES AND BENEFITS FOR CERTAIN STATE
   36                    OFFICERS AND EMPLOYEES EXCLUDED FROM
   37                 COLLECTIVE NEGOTIATING UNITS FOR 2011-2016
   38    Section 1. Paragraph d of subdivision 1 of section 130  of  the  civil
   39  service  law  is  REPEALED  and  a  new  paragraph d is added to read as
   40  follows:
   41    D. SALARY GRADES FOR POSITIONS IN THE COMPETITIVE, NON-COMPETITIVE AND
   42  LABOR CLASSES OF THE CLASSIFIED SERVICE OF THE STATE OF NEW YORK  DESIG-
       S. 5846                            16                            A. 8513
    1  NATED  MANAGERIAL  OR  CONFIDENTIAL PURSUANT TO ARTICLE FOURTEEN OF THIS
    2  CHAPTER, CIVILIAN STATE EMPLOYEES OF THE DIVISION OF MILITARY AND  NAVAL
    3  AFFAIRS  OF  THE EXECUTIVE DEPARTMENT WHOSE POSITIONS ARE NOT IN, OR ARE
    4  EXCLUDED  FROM  REPRESENTATION  RIGHTS  IN,  ANY RECOGNIZED OR CERTIFIED
    5  NEGOTIATING UNIT, AND THOSE EXCLUDED FROM  REPRESENTATION  RIGHTS  UNDER
    6  ARTICLE FOURTEEN OF THIS CHAPTER PURSUANT TO RULES OR REGULATIONS OF THE
    7  PUBLIC  EMPLOYMENT  RELATIONS BOARD SHALL BE AS FOLLOWS ON THE EFFECTIVE
    8  DATES INDICATED:
    9    (1) EFFECTIVE APRIL FIRST, TWO THOUSAND ELEVEN:
   10  GRADE          HIRING RATE    JOB RATE
   11  M/C 3          $22,547        $28,824
   12  M/C 4          $23,542        $30,132
   13  M/C 5          $24,955        $31,594
   14  M/C 6          $26,014        $33,215
   15  M/C 7          $27,514        $35,013
   16  M/C 8          $29,024        $36,818
   17  M/C 9          $30,682        $38,776
   18  M/C 10         $32,335        $40,927
   19  M/C 11         $34,296        $43,200
   20  M/C 12         $36,106        $45,466
   21  M/C 13         $38,208        $47,991
   22  M/C 14         $40,477        $50,631
   23  M/C 15         $42,729        $53,366
   24  M/C 16         $45,138        $56,212
   25  M/C 17         $47,698        $59,312
   26  M/C 18         $47,952        $59,504
   27  M/C 19         $50,524        $62,597
   28  M/C 20         $53,099        $65,737
   29  M/C 21         $55,963        $69,132
   30  M/C 22         $58,971        $72,765
   31  M/C 23         $61,993        $77,454
   32  M 1            $66,914        $84,581
   33  M 2            $74,210        $93,803
   34  M 3            $82,363        $104,080
   35  M 4            $91,096        $114,961
   36  M 5            $101,149       $127,794
   37  M 6            $111,992       $140,864
   38  M 7            $123,446       $152,886
   39  M 8            $104,082+
   40    (2) EFFECTIVE APRIL FIRST, TWO THOUSAND FOURTEEN:
   41  GRADE          HIRING RATE    JOB RATE
   42  M/C 3          $22,998        $29,400
   43  M/C 4          $24,013        $30,735
   44  M/C 5          $25,454        $32,226
   45  M/C 6          $26,534        $33,879
   46  M/C 7          $28,064        $35,713
   47  M/C 8          $29,604        $37,554
   48  M/C 9          $31,296        $39,552
   49  M/C 10         $32,982        $41,746
   50  M/C 11         $34,982        $44,064
   51  M/C 12         $36,828        $46,375
   52  M/C 13         $38,972        $48,951
   53  M/C 14         $41,287        $51,644
   54  M/C 15         $43,584        $54,433
   55  M/C 16         $46,041        $57,336
   56  M/C 17         $48,652        $60,498
       S. 5846                            17                            A. 8513
    1  M/C 18         $48,911        $60,694
    2  M/C 19         $51,534        $63,849
    3  M/C 20         $54,161        $67,052
    4  M/C 21         $57,082        $70,515
    5  M/C 22         $60,150        $74,220
    6  M/C 23         $63,233        $79,003
    7  M 1            $68,252        $86,273
    8  M 2            $75,694        $95,679
    9  M 3            $84,010        $106,162
   10  M 4            $92,918        $117,260
   11  M 5            $103,172       $130,350
   12  M 6            $114,232       $143,681
   13  M 7            $125,915       $155,944
   14  M 8            $106,164+
   15    (3) EFFECTIVE APRIL FIRST, TWO THOUSAND FIFTEEN:
   16  GRADE          HIRING RATE    JOB RATE
   17  M/C 3          $23,458        $29,988
   18  M/C 4          $24,493        $31,350
   19  M/C 5          $25,963        $32,871
   20  M/C 6          $27,065        $34,557
   21  M/C 7          $28,625        $36,427
   22  M/C 8          $30,196        $38,305
   23  M/C 9          $31,922        $40,343
   24  M/C 10         $33,642        $42,581
   25  M/C 11         $35,682        $44,945
   26  M/C 12         $37,565        $47,303
   27  M/C 13         $39,751        $49,930
   28  M/C 14         $42,113        $52,677
   29  M/C 15         $44,456        $55,522
   30  M/C 16         $46,962        $58,483
   31  M/C 17         $49,625        $61,708
   32  M/C 18         $49,889        $61,908
   33  M/C 19         $52,565        $65,126
   34  M/C 20         $55,244        $68,393
   35  M/C 21         $58,224        $71,925
   36  M/C 22         $61,353        $75,704
   37  M/C 23         $64,498        $80,583
   38  M 1            $69,617        $87,998
   39  M 2            $77,208        $97,593
   40  M 3            $85,690        $108,285
   41  M 4            $94,776        $119,605
   42  M 5            $105,235       $132,957
   43  M 6            $116,517       $146,555
   44  M 7            $128,433       $159,063
   45  M 8            $108,287+
   46    S 2. Subdivision 1 of section 19 of the correction law is REPEALED and
   47  a new subdivision 1 is added to read as follows:
   48    1.  THIS  SECTION SHALL APPLY TO EACH SUPERINTENDENT OF A CORRECTIONAL
   49  FACILITY  APPOINTED  ON  OR  AFTER  AUGUST   NINTH,   NINETEEN   HUNDRED
   50  SEVENTY-FIVE  AND  ANY SUPERINTENDENT HERETOFORE APPOINTED WHO ELECTS TO
   51  BE COVERED BY THE PROVISIONS THEREOF BY FILING SUCH  ELECTION  WITH  THE
   52  COMMISSIONER.
   53    A.  THE SALARY SCHEDULE FOR SUPERINTENDENTS OF A CORRECTIONAL FACILITY
   54  WITH AN INMATE POPULATION CAPACITY OF FOUR HUNDRED OR MORE INMATES SHALL
   55  BE AS FOLLOWS:
   56  EFFECTIVE APRIL FIRST, TWO THOUSAND ELEVEN:
       S. 5846                            18                            A. 8513
    1           HIRING RATE         JOB RATE
    2           $105,913            $144,535
    3  EFFECTIVE APRIL FIRST, TWO THOUSAND FOURTEEN:
    4           HIRING RATE         JOB RATE
    5           $108,031            $147,426
    6  EFFECTIVE APRIL FIRST, TWO THOUSAND FIFTEEN:
    7           HIRING RATE         JOB RATE
    8           $110,192            $150,375
    9    B.  THE SALARY SCHEDULE FOR SUPERINTENDENTS OF CORRECTIONAL FACILITIES
   10  WITH AN INMATE POPULATION CAPACITY OF FEWER THAN  FOUR  HUNDRED  INMATES
   11  SHALL BE AS FOLLOWS:
   12  EFFECTIVE APRIL FIRST, TWO THOUSAND ELEVEN:
   13           HIRING RATE         JOB RATE
   14           $82,363             $104,081
   15  EFFECTIVE APRIL FIRST, TWO THOUSAND FOURTEEN:
   16           HIRING RATE         JOB RATE
   17           $84,010             $106,163
   18  EFFECTIVE APRIL FIRST, TWO THOUSAND FIFTEEN:
   19           HIRING RATE         JOB RATE
   20           $85,690             $108,286
   21    S  3.  Compensation  for  certain state officers and employees. 1. The
   22  provisions of this section shall apply to the following full-time  state
   23  officers and employees:
   24    (a)  officers  and employees whose positions are designated managerial
   25  or confidential pursuant to article 14 of the civil service law;
   26    (b) civilian state employees of the division  of  military  and  naval
   27  affairs  in  the executive department whose positions are not in, or are
   28  excluded from representation rights  in,  any  recognized  or  certified
   29  negotiating unit;
   30    (c)  officers  and employees excluded from representation rights under
   31  article 14 of the civil service law pursuant to rules or regulations  of
   32  the public employment relations board; and
   33    (d) officers and employees whose salaries are prescribed by section 19
   34  of the correction law.
   35    2.  For  such  officers  and  employees  the following increases shall
   36  apply:
   37    (a) Effective April 1, 2014, the basic annual salary of  officers  and
   38  employees  to  whom  the  provisions  of this subdivision apply shall be
   39  increased by two percent adjusted to the nearest whole dollar amount.
   40    (b) Effective April 1, 2015, the basic annual salary of  officers  and
   41  employees  to  whom  the  provisions  of this subdivision apply shall be
   42  increased by two percent adjusted to the nearest whole dollar amount.
   43    3. (a) Effective April 1, 2013, for officers and employees to whom the
   44  provisions of this subdivision apply, a lump sum payment of  $775  shall
   45  be  made  to  each employee in such units in full-time employment status
   46  who was (i) active on the effective date of this act and (ii) in contin-
   47  uous service, as defined by paragraph (c) of subdivision  3  of  section
   48  130  of  the civil service law, from that date until April 1, 2013. Such
   49  lump sum shall be considered salary for final average salary  retirement
   50  purposes but shall not become part of basic annual salary. Notwithstand-
   51  ing the foregoing provisions of this subdivision, officers and employees
   52  who would have otherwise been eligible to receive such lump sum payment,
   53  but who were not on the payroll on said April 1, 2013, shall be eligible
   54  for  said  payment  if they return to full-time employment status during
   55  the fiscal year 2013-2014 without a break in continuous service.
       S. 5846                            19                            A. 8513
    1    (b) Effective April 1, 2014, for officers and employees  to  whom  the
    2  provisions  of  this subdivision apply, a lump sum payment of $225 shall
    3  be made to each employee in such units in  full-time  employment  status
    4  who was (i) active on the effective date of this act and (ii) in contin-
    5  uous  service,  as  defined by paragraph (c) of subdivision 3 of section
    6  130 of the civil service law, from that date until April 1,  2013.  Such
    7  lump  sum shall be considered salary for final average salary retirement
    8  purposes but shall not become part of basic annual salary.
    9    4. If an unencumbered position is one that, if  encumbered,  would  be
   10  subject  to  the provisions of this section, the salary of such position
   11  shall be increased by the salary  increase  amounts  specified  in  this
   12  section. If a position is created and is filled by the appointment of an
   13  officer  or  employee  who is subject to the provisions of this section,
   14  the salary otherwise provided for such position shall  be  increased  in
   15  the  same manner as though such position had been in existence but unen-
   16  cumbered.
   17    5. The increases in salary and the lump sum payment  payable  pursuant
   18  to  this  section  shall  apply  on  a prorated basis in accordance with
   19  guidelines issued by the director of the budget to officers and  employ-
   20  ees  otherwise eligible to receive an increase in salary or the lump sum
   21  payment pursuant to this act who are paid  on  an  hourly  or  per  diem
   22  basis, employees serving on a part-time or seasonal basis, and employees
   23  paid on any basis other than at an annual salary rate.
   24    6.  Notwithstanding  any  of the foregoing provisions of this section,
   25  the provisions of this section shall not apply to the  following  except
   26  as otherwise provided by law:
   27    (a) officers or employees paid on a fee schedule basis;
   28    (b) officers or employees whose salaries are prescribed by section 40,
   29  60, or 169 of the executive law;
   30    (c)  officers or employees in collective negotiating units established
   31  pursuant to article 14 of the civil service law.
   32    7. Officers and employees to whom the provisions of this section apply
   33  who are incumbents of positions that are not allocated to salary  grades
   34  specified  in  paragraph  d of subdivision 1 of section 130 of the civil
   35  service law and whose salary is not  prescribed  in  any  other  statute
   36  shall receive the salary increases and the lump sum payment specified in
   37  subdivisions two and three of this section.
   38    8.  In  order  to  provide for the officers and employees to whom this
   39  section applies who are  not  allocated  to  salary  grades  performance
   40  advancements, merit awards, longevity payments and in lieu payments, and
   41  special achievement awards in proportion to those provided to persons to
   42  whom this section applies who are allocated to salary grades, the direc-
   43  tor  of  the  budget is authorized to add appropriate adjustments to the
   44  compensation that such officers and employees are otherwise entitled  to
   45  receive.  The director of the budget shall issue certificates that shall
   46  contain  schedules of positions and the salaries or payments thereof for
   47  which adjustments or payments are made pursuant  to  the  provisions  of
   48  this  subdivision,  and  a  copy of each such certificate shall be filed
   49  with the state comptroller, the department of civil service, the  chair-
   50  man  of  the  senate  finance committee and the chairman of the assembly
   51  ways and means committee.
   52    9. Notwithstanding any of the foregoing provisions  of  this  section,
   53  any  increase in compensation for any officer or employee appointed to a
   54  lower graded position from a redeployment list pursuant to subdivision 1
   55  of section 79 of the civil service law who continues to receive  his  or
   56  her  former  salary  pursuant to such subdivision shall be determined on
       S. 5846                            20                            A. 8513
    1  the basis of such lower graded  position  provided,  however,  that  the
    2  increases  in  salary  provided in subdivision two of this section shall
    3  not cause such officer's or employee's salary to exceed the job rate  of
    4  any such lower graded position at salary grade.
    5    10. Notwithstanding any of the foregoing provisions of this section or
    6  of  any  law  to the contrary, the director of the budget may reduce the
    7  salary of any position which is vacant or which becomes vacant, so  long
    8  as  the  position,  if encumbered, would be subject to the provisions of
    9  this section. The director of the budget does  not  need  to  provide  a
   10  reason for such reduction.
   11    S  4.  Compensation  for  certain  state officers and employees in the
   12  division of state police. 1. The provisions of this section shall  apply
   13  to  officers  and employees whose salaries are provided for by paragraph
   14  (a) of subdivision 1 of section 215 of the executive law.
   15    2. (a) Effective April 1, 2014, the basic annual  salary  of  officers
   16  and  employees to whom the provisions of this subdivision apply shall be
   17  increased by two percent adjusted to the nearest whole dollar amount.
   18    (b) Effective April 1, 2015, the basic annual salary of  officers  and
   19  employees  to  whom  the  provisions  of this subdivision apply shall be
   20  increased by two percent adjusted to the nearest whole dollar amount.
   21    3. (a) Effective April 1, 2013, for officers and employees to whom the
   22  provisions of this subdivision apply, a lump sum payment of  $775  shall
   23  be  made  to  each employee in such units in full-time employment status
   24  who was (i) active on the effective date of this act and (ii) in contin-
   25  uous service, as defined by paragraph (c) of subdivision  3  of  section
   26  130  of  the civil service law, from that date until April 1, 2013. Such
   27  lump sum shall be considered salary for final average salary  retirement
   28  purposes.  Notwithstanding the foregoing provisions of this subdivision,
   29  officers and employees who would have otherwise been eligible to receive
   30  such  lump sum payment, but who were not on the payroll on said April 1,
   31  2013, shall be eligible for said payment if  they  return  to  full-time
   32  employment  status  during  the fiscal year 2013-2014 without a break in
   33  continuous service.
   34    (b) Effective April 1, 2014, for officers and employees  to  whom  the
   35  provisions  of  this subdivision apply, a lump sum payment of $225 shall
   36  be made to each employee in such units in  full-time  employment  status
   37  who was (i) active on the effective date of this act and (ii) in contin-
   38  uous  service,  as  defined by paragraph (c) of subdivision 3 of section
   39  130 of the civil service law, from that date until April 1,  2013.  Such
   40  lump  sum shall be considered salary for final average salary retirement
   41  purposes.
   42    4. The increases in salary and the lump sum payments payable  pursuant
   43  to  this  section  shall  apply  on  a prorated basis in accordance with
   44  guidelines issued by the director of the budget to officers and  employ-
   45  ees  otherwise eligible to receive an increase in salary or the lump sum
   46  payment pursuant to this act who are paid  on  an  hourly  or  per  diem
   47  basis, employees serving on a part-time or seasonal basis, and employees
   48  paid on any basis other than at an annual salary rate.
   49    5.  Notwithstanding  any  of the foregoing provisions of this section,
   50  any increase in compensation for any officer or employee appointed to  a
   51  lower graded position from a redeployment list pursuant to subdivision 1
   52  of  section  79 of the civil service law who continues to receive his or
   53  her former salary pursuant to such subdivision shall  be  determined  on
   54  the  basis  of  such  lower  graded position provided, however, that the
   55  increases in salary provided in subdivision two of  this  section  shall
       S. 5846                            21                            A. 8513
    1  not  cause such officer's or employee's salary to exceed the job rate of
    2  any such lower graded position at salary grade.
    3    S  5. Compensation for certain state employees in the state university
    4  and certain employees of contract colleges at Cornell and Alfred univer-
    5  sities.
    6    1. Effective April 1, 2014 and April 1, 2015, the basic annual  salary
    7  of  incumbents  of  positions  in  the professional service in the state
    8  university that are designated, stipulated, or excluded from negotiating
    9  units as managerial or confidential as defined pursuant to article 14 of
   10  the civil service law, may be increased pursuant to  plans  approved  by
   11  the  state  university trustees.   Such increases in basic annual salary
   12  rates shall not exceed in the aggregate two percent of the  total  basic
   13  annual  salary  rates in effect on March 31, 2014 and two percent of the
   14  total basic annual salary rates in effect on March 31, 2015.
   15    2. Effective April 1, 2014 and April 1, 2015, the basic annual  salary
   16  of  incumbents of positions in the institutions under the management and
   17  control of Cornell and Alfred universities  as  representatives  of  the
   18  board  of  trustees  of the state university that, in the opinion of the
   19  director of employee relations, would be designated managerial or confi-
   20  dential were they subject to article 14 of the civil service law may  be
   21  increased  pursuant  to plans approved by the state university trustees.
   22  Such increases in basic annual salary rates  shall  not  exceed  in  the
   23  aggregate  two  percent of the total basic annual salary rates in effect
   24  on March 31, 2014 and two percent of the total basic annual salary rates
   25  in effect on March 31, 2015.
   26    3. (a) (i) Effective April 1, 2013, the state university trustees,  at
   27  their  discretion, may provide to incumbents of positions in the profes-
   28  sional service in the state university that are designated,  stipulated,
   29  or  excluded  from  negotiating  units  as managerial or confidential as
   30  defined pursuant to article 14 of the civil service  law,  who  was  (I)
   31  active on the effective date of this act and (II) in continuous service,
   32  as defined by paragraph (c) of subdivision 3 of section 130 of the civil
   33  service  law,  from  that date until April 1, 2013, a non-recurring lump
   34  sum payment in an amount not to exceed $775.
   35    (ii) Effective April 1, 2014, the state university trustees, at  their
   36  discretion,  may  provide to incumbents of positions in the professional
   37  service in the state university  that  are  designated,  stipulated,  or
   38  excluded from negotiating units as managerial or confidential as defined
   39  pursuant  to  article 14 of the civil service law, who was (I) active on
   40  the effective date of this  act  and  (II)  in  continuous  service,  as
   41  defined  by  paragraph  (c) of subdivision 3 of section 130 of the civil
   42  service law, from that date until April 1, 2013,  a  non-recurring  lump
   43  sum payment in an amount not to exceed $225.
   44    (iii)  Payments  provided  in this subdivision shall be in addition to
   45  and shall not be a part of the employee's basic annual salary, provided,
   46  however, that any amounts payable pursuant to this subdivision shall  be
   47  included as compensation for retirement purposes.
   48    (b)  (i)  Effective April 1, 2013, Cornell and Alfred universities may
   49  provide to incumbents of positions in the institutions under the manage-
   50  ment and control of Cornell and Alfred universities  as  representatives
   51  of the board of trustees of the state university that, in the opinion of
   52  the  director  of  employee relations, would be designated managerial or
   53  confidential were they subject to article 14 of the civil  service  law,
   54  who are (I) active on the effective date of this act and (II) in contin-
   55  uous  service,  as  defined by paragraph (c) of subdivision 3 of section
   56  130 of the civil service law, from that date  until  April  1,  2013,  a
       S. 5846                            22                            A. 8513
    1  non-recurring  lump  sum  payment  in  an amount not to exceed $775, for
    2  distribution in whole or in part by Cornell and Alfred universities,  in
    3  their discretion, with the approval of the state university trustees.
    4    (ii)  Effective  April  1,  2014,  Cornell and Alfred universities may
    5  provide to incumbents of positions in the institutions under the manage-
    6  ment and control of Cornell and Alfred universities  as  representatives
    7  of the board of trustees of the state university that, in the opinion of
    8  the  director  of  employee relations, would be designated managerial or
    9  confidential were they subject to article 14 of the civil  service  law,
   10  who are (I) active on the effective date of this act and (II) in contin-
   11  uous  service,  as  defined by paragraph (c) of subdivision 3 of section
   12  130 of the civil service law, from that date  until  April  1,  2013,  a
   13  non-recurring  lump  sum  payment  in  an amount not to exceed $225, for
   14  distribution in whole or in part by Cornell and Alfred universities,  in
   15  their discretion, with the approval of the state university trustees.
   16    (iii)  Payments  provided  in this subdivision shall be in addition to
   17  and shall not be a part of the employee's basic annual salary, provided,
   18  however, that any amounts payable pursuant to this subdivision shall  be
   19  included as compensation for retirement purposes.
   20    4.  During  the period April 1, 2014 through March 31, 2016, the basic
   21  annual salary of incumbents of positions in the non-professional service
   22  that, in the opinion of the director of  employee  relations,  would  be
   23  designated managerial or confidential were they subject to article 14 of
   24  the civil service law, except those positions in the Cornell service and
   25  maintenance  unit that are subject to the terms of a collective bargain-
   26  ing agreement between Cornell university and the  employee  organization
   27  representing  employees  in such positions and except those positions in
   28  the Alfred service and maintenance unit that are subject to the terms of
   29  a collective bargaining agreement  between  Alfred  university  and  the
   30  employee  organization  representing  employees  in  such  positions, in
   31  institutions under the management and  control  of  Cornell  and  Alfred
   32  universities  as  representatives  of the board of trustees of the state
   33  university may be increased pursuant to  plans  approved  by  the  state
   34  university  trustees.  Such plans may include new salary schedules which
   35  shall supersede the salary schedules then in effect applicable  to  such
   36  employees.  Such plans shall provide for increases in basic annual sala-
   37  ries, which, exclusive of  performance  advancement  payments  or  merit
   38  recognition  payments,  shall not exceed in the aggregate two percent of
   39  the total basic annual salary rates in effect on March 31, 2014 and  two
   40  percent  of  the  total basic annual salary rates in effect on March 31,
   41  2015.
   42    5. For the purposes of this section, the basic  annual  salary  of  an
   43  employee is that salary that is obtained through direct appropriation of
   44  state moneys for the purpose of paying wages. Nothing in this part shall
   45  prevent  increasing  amounts paid to incumbents of such positions in the
   46  professional service in addition to the basic annual  salary,  provided,
   47  however,  that  the  amounts  required for such increase and the cost of
   48  fringe benefits attributable to such  increase,  as  determined  by  the
   49  comptroller,  are  made  available  to  the state in accordance with the
   50  procedures established by the state university, with the approval of the
   51  director of the budget, for such purposes.
   52    S 6. Location compensation for certain state officers and employees.
   53    1. This section shall apply to all  full-time  annual  salaried  state
   54  officers  and  employees and non annual salaried seasonal state officers
   55  and employees except the following:
       S. 5846                            23                            A. 8513
    1    (a) officers and employees  of  the  legislature  and  the  judiciary,
    2  including  officers and employees of boards, bodies and commissions that
    3  are deemed to be part of the legislature or judiciary for  the  purposes
    4  of section 49 of the state finance law;
    5    (b)  officers and employees whose salaries are prescribed by or deter-
    6  mined in accordance with section 40, 60, 169, 215, or 216 of the  execu-
    7  tive law;
    8    (c)  incumbents  of  allocated or unallocated positions in the profes-
    9  sional service in the state university and  in  institutions  under  the
   10  management  and  control of Cornell and Alfred universities as represen-
   11  tatives of the board of trustees of the state university;
   12    (d) officers and employees who are in recognized or certified  collec-
   13  tive negotiating units pursuant to article 14 of the civil service law.
   14    2.  Notwithstanding the provisions of section 15 of chapter 333 of the
   15  laws of 1969, as amended, officers and employees subject to this section
   16  whose principal place of employment or, in the case of field  employees,
   17  whose  official station as determined in accordance with the regulations
   18  of the comptroller is located:
   19    (a) in the county of Monroe and who were eligible to receive  location
   20  pay  on  March  31,  1985, shall receive location pay at the rate of two
   21  hundred dollars per year provided they continue to be  otherwise  eligi-
   22  ble.
   23    (b)  in  the city of New York, or in the county of Rockland, Westches-
   24  ter, Nassau, or Suffolk shall continue to receive a downstate adjustment
   25  at the rate of three thousand twenty-six dollars  effective  October  1,
   26  2008.
   27    (c)  in  the  county  of Dutchess, Orange, or Putnam shall continue to
   28  receive a mid-Hudson adjustment at the rate of one thousand five hundred
   29  thirteen dollars effective October 1,  2008.    Such  location  payments
   30  shall  be  in addition to and shall not be a part of an employee's basic
   31  annual salary, and shall not affect or impair any advancements or  other
   32  rights  or  benefits  to  which  an  employee  may  be  entitled by law,
   33  provided, however, that location payments shall be included  as  compen-
   34  sation  for  purposes  of computation of overtime pay and for retirement
   35  purposes. For the sole purpose of continuing  eligibility  for  location
   36  pay  in  Monroe  county,  an  employee  previously  eligible  to receive
   37  location pay on March 31, 1985 who is on an approved leave of absence or
   38  participates in an employer  program  to  reduce  to  part-time  service
   39  during summer months shall continue to be eligible for said location pay
   40  upon return to full-time state service in Monroe county.
   41    S  7.  Continuation  of location compensation for certain officers and
   42  employees of  the  Hudson  Valley  developmental  disabilities  services
   43  office.  1. Notwithstanding any law, rule or regulation to the contrary,
   44  any officer or employee of the Hudson Valley developmental  disabilities
   45  services  office  not represented in collective negotiating units estab-
   46  lished pursuant to article 14 of the civil service law who is  receiving
   47  location  pay  pursuant  to section 5 of chapter 174 of the laws of 1993
   48  shall continue to receive such location pay under the conditions and  at
   49  the rates specified by such section.
   50    2. Notwithstanding section seven of this act or any other law, rule or
   51  regulation to the contrary, any officer or employee of the Hudson Valley
   52  developmental disabilities services office not represented in collective
   53  negotiating  units  established  pursuant  to  article  14  of the civil
   54  service law who is receiving location pay pursuant to said section seven
   55  of this act shall continue to be eligible for such location pay if  such
   56  officer's  or  employee's  principal place of employment is changed to a
       S. 5846                            24                            A. 8513
    1  location outside of the county of Rockland as the result of a  reduction
    2  or  redeployment  of  staff,  provided,  however,  that  such officer or
    3  employee is reassigned to  or  otherwise  appointed  or  promoted  to  a
    4  different  position  at  another work location within such Hudson Valley
    5  developmental disabilities services office located outside of the county
    6  of Rockland. The rate of such continued location pay  shall  not  exceed
    7  the rate such officer or employee is receiving on the date of such reas-
    8  signment, appointment, or promotion.
    9    S  8.  Overtime meal allowance. Notwithstanding any other provision of
   10  law to the contrary, individuals in positions in the classified  service
   11  of  the state of New York designated managerial or confidential pursuant
   12  to article 14 of the civil  service  law,  shall  continue  to  receive,
   13  effective  April  1,  2011,  an overtime meal allowance in the amount of
   14  $5.50 pursuant to eligibility guidelines developed by  the  director  of
   15  employee relations.
   16    S  9. Notwithstanding any provision of law to the contrary, the appro-
   17  priations contained in this act shall be available to the state for  the
   18  payment  of grievance settlements and awards pursuant to executive order
   19  42, dated October 14, 1970, and title 9, part 560, official  compilation
   20  of codes, rules and regulations of the state of New York.
   21    S  10. Use of appropriations. The comptroller is authorized to pay any
   22  amounts required during the fiscal years commencing April 1, 2011 by the
   23  foregoing provisions of this act for any state department or agency from
   24  any appropriation or other funds available to such state  department  or
   25  agency  for  personal  service  or  for  other related employee benefits
   26  during such fiscal year. To the extent that such appropriations  in  any
   27  fund  are  insufficient to accomplish the purposes herein set forth, the
   28  director of the budget is authorized to allocate to the various  depart-
   29  ments  and  agencies, from any appropriations available in any fund, the
   30  amounts necessary to pay such amounts.
   31    S 11. Effect of participation in special annuity program.  No  officer
   32  or  employee  participating in a special annuity program pursuant to the
   33  provision of article 8-C of the education law shall,  by  reason  of  an
   34  increase  in  compensation pursuant to this act, suffer any reduction of
   35  the salary adjustment to which that employee would otherwise be entitled
   36  by reason of participation in such program, and such  salary  adjustment
   37  shall  be  based  upon  the  salary  of such officer or employee without
   38  regard to the reduction authorized by such article.
   39    S 12. Date of entitlement  to  salary  increase.  Notwithstanding  the
   40  provisions  of  this  act or of any other law, the increase in salary or
   41  compensation of any officer or employee provided by this  act  shall  be
   42  added  to  the salary or compensation of such officer or employee at the
   43  beginning of that payroll period the first day of which  is  nearest  to
   44  the  effective  date of such increase as provided in this act, or at the
   45  beginning of the earlier of two payroll periods the first days of  which
   46  are  nearest  but equally near to the effective date of such increase as
   47  provided in this act, provided, however, that for the purposes of deter-
   48  mining the salary of such officer  or  employee  upon  reclassification,
   49  reallocation,  appointment, promotion, transfer, demotion, reinstatement
   50  or other change of status, such salary increase shall be  deemed  to  be
   51  effective on the date thereof as prescribed in this act, and the payment
   52  thereof  pursuant to this section on a date prior thereto, instead of on
   53  such effective date, shall not operate to confer any  additional  salary
   54  rights or benefits on such officer or employee.
   55    S  13.  1. Notwithstanding the provisions of any other section of this
   56  act or any other provision of law  to  the  contrary,  any  increase  in
       S. 5846                            25                            A. 8513
    1  compensation, including any lump sum payment, provided: (a) in this act,
    2  or  (b)  as  a  result  of a promotion, appointment, or advancement to a
    3  position in a higher salary grade, or (c) pursuant to paragraph  (c)  of
    4  subdivision  6  of section 131 of the civil service law, or (d) pursuant
    5  to paragraph (b) of subdivision 8 of section 130 of  the  civil  service
    6  law,  or (e) pursuant to paragraph (a) of subdivision 3 of section 13 of
    7  chapter 732 of the laws of 1988, as amended, may be withheld in whole or
    8  in part from any officer or employee when, in the opinion of the  direc-
    9  tor  of  the  budget,  such  withholding is necessary to reflect the job
   10  performance of such officer or  employee,  or  to  maintain  appropriate
   11  salary  relationships  among  officers  or employees of the state, or to
   12  reduce state expenditures to acceptable levels or when, in  the  opinion
   13  of  the director of the budget, such increase is not warranted or is not
   14  appropriate.
   15    2. Notwithstanding the provisions of any other section  of  this  act,
   16  the  salary  increases  and  lump  sum payments provided for in this act
   17  shall not be implemented until  the  director  of  the  budget  delivers
   18  notice to the comptroller that such amounts may be paid.
   19    3.  Notwithstanding the provisions of any other section of this act or
   20  any other provisions of law, for state officers  and  employees  in  the
   21  executive  branch who are in positions which are not in collective nego-
   22  tiating units, the director of the budget shall have  the  authority  to
   23  devise  and  implement  a plan to reduce the basic annual salary, hourly
   24  rate or per diem of any such employee for  the  time  and  by  the  rate
   25  established  by  such  plan  for the time period specified in such plan.
   26  Such plan shall contain salary schedules appropriate for  the  plan  and
   27  such  other  provisions  necessary  for the implementation and continued
   28  execution of the plan for the period established by the plan. After  the
   29  cessation  of  such plan, the salary, rate or per diem shall be restored
   30  to the amount in effect immediately  before  the  commencement  of  such
   31  plan.
   32    S 14. The several amounts as hereinafter set forth, or so much thereof
   33  as may be necessary, are hereby appropriated from the fund so designated
   34  for  use by any state department or agency for the fiscal year beginning
   35  April 1, 2011 to supplement appropriations  from  each  respective  fund
   36  available  for  personal service, other than personal service and fringe
   37  benefits, and to carry out the provisions of this act. No money shall be
   38  available for expenditure from this appropriation until a certificate of
   39  approval has been issued by the director of the budget  and  a  copy  of
   40  such  certificate or any amendment thereto has been filed with the state
   41  comptroller, the chairman of the senate finance committee and the chair-
   42  man of the assembly ways and means committee.
   43                     ALL STATE DEPARTMENTS AND AGENCIES
   44                              SPECIAL PAY BILLS
   45    General Fund / State Operations
   46    State Purposes Account - 003
       S. 5846                            26                            A. 8513
    1                      Nonpersonal Service
    2  Family benefits  ................................  310,000
    3  Medical flexible spending account  ............... 500,000
    4  Pre-tax transportation benefit ................... 550,000
    5  Management training ............................ 1,018,000
    6  Uniform allowance ................................ 245,000
    7  Tuition reimbursement ............................ 250,000
    8  M/C share of negotiated programs ................. 570,000
    9    S  15.  This  act shall take effect immediately and shall be deemed to
   10  have been in full force and effect on and after April 1, 2011. Appropri-
   11  ations made by this act shall  remain  in  full  force  and  effect  for
   12  liabilities incurred through March 31, 2012.
         REPEAL NOTE.--Paragraph d of subdivision 1 of section 130 of the civil
       service law, repealed by section one of this act, provided salary sched-
       ules for state employees designated managerial and confidential pursuant
       to article 14 of the civil service law and is replaced by revised salary
       schedules in a new paragraph d.
   13    Subdivision 1 of section 19 of the correction law, repealed by section
   14  two  of  this  act,  provided  salary  schedules  for superintendents of
   15  correctional facilities and is replaced by revised salary schedules in a
   16  new subdivision 1.
   17    S 2. Severability clause. If any clause, sentence, paragraph, subdivi-
   18  sion, section or part contained  in  any  part  of  this  act  shall  be
   19  adjudged  by  any  court  of  competent jurisdiction to be invalid, such
   20  judgment shall not affect, impair, or invalidate the remainder  thereof,
   21  but  shall  be  confined in its operation to the clause, sentence, para-
   22  graph, subdivision, section  or  part  contained  in  any  part  thereof
   23  directly involved in the controversy which such judgment shall have been
   24  rendered. It is hereby declared to be the intent of the legislature that
   25  this act would have been enacted even if such invalid provisions had not
   26  been included herein.
   27    S  3.  This  act shall take effect immediately provided, however, that
   28  the applicable effective date for Parts A through B of this act shall be
   29  as specifically set forth in the last section of such Part.
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