Bill Text: NY S07963 | 2017-2018 | General Assembly | Introduced


Bill Title: Establishes the "New York City Housing Authority Facilities Modernization Act" which shall assist with the installation, demolition, construction, reconstruction, excavation, rehabilitation, renovation, and repair of projects contracted out by the New York City Housing Authority (Part A); and relates to reporting on lead-based paint poisoning prevention (Part B).

Spectrum: Partisan Bill (Democrat 4-0)

Status: (Introduced - Dead) 2018-03-13 - REFERRED TO HOUSING, CONSTRUCTION AND COMMUNITY DEVELOPMENT [S07963 Detail]

Download: New_York-2017-S07963-Introduced.html


                STATE OF NEW YORK
        ________________________________________________________________________
                                          7963
                    IN SENATE
                                     March 13, 2018
                                       ___________
        Introduced  by  Sen.  BAILEY -- read twice and ordered printed, and when
          printed to be committed to the Committee on Housing, Construction  and
          Community Development
        AN  ACT  establishing  the  "New  York City Housing Authority Facilities
          Modernization Act"; and providing for the repeal  of  such  provisions
          upon expiration thereof (Part A); and to amend the public housing law,
          in  relation  to  reporting  on  lead-based paint poisoning prevention
          (Part B)
          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:
     1    Section  1.  This  act enacts into law major components of legislation
     2  which are necessary to promote and protect the health and safety of  New
     3  York  residents  relating to housing. Each component is wholly contained
     4  within a Part identified as Parts A through B. The  effective  date  for
     5  each particular provision contained within such Part is set forth in the
     6  last section of such Part. Any provision in any section contained within
     7  a  Part, including the effective date of the Part, which makes reference
     8  to a section "of this act", when used in connection with that particular
     9  component, shall be deemed  to  mean  and  refer  to  the  corresponding
    10  section of the Part in which it is found. Section three of this act sets
    11  forth the general effective date of this act.
    12                                   PART A
    13    Section  1.  This act shall be known and may be cited as the "New York
    14  City Housing Authority Facilities Modernization Act".
    15    § 2. Definitions. For the purposes of this act,  the  following  terms
    16  shall have the following meanings:
    17    1.  "Project"  shall  mean any installation, construction, demolition,
    18  reconstruction,  excavation,  rehabilitation,  renovation,  and   repair
    19  contracted out by the authorized authority pursuant to this act.
    20    2. "Authorized authority" shall mean the New York City Housing Author-
    21  ity.
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD14842-09-8

        S. 7963                             2
     1    3.  "Best  value"  shall  mean  the  basis  for awarding contracts for
     2  services to the bidder that optimize quality, cost and efficiency, price
     3  and performance criteria, which may include, but is not limited to:
     4    (a) The quality of the contractor's performance on previous projects;
     5    (b)  The  timeliness  of  the  contractor's  performance  on  previous
     6  projects;
     7    (c) The level of customer satisfaction with the contractor's  perform-
     8  ance on previous projects;
     9    (d)  The contractor's record of performing previous projects on budget
    10  and ability to minimize cost overruns;
    11    (e) The contractor's ability to limit change orders;
    12    (f) The contractor's ability to prepare appropriate project plans;
    13    (g) The contractor's technical capacities;
    14    (h) The individual qualifications of the contractor's key personnel;
    15    (i) The contractor's ability to assess and manage  risk  and  minimize
    16  risk impact;
    17    (j)  The  contractor's  past record of encouraging minority and women-
    18  owned business enterprise participation and compliance with article 15-A
    19  of the executive law and any other applicable laws  concerning  minority
    20  and women-owned business enterprise participation.
    21    (k)  A  quantitative factor to be used in evaluation of bids or offers
    22  for awarding of contracts for bidders or offerers that are certified  as
    23  minority  or women-owned business enterprises as defined in article 15-A
    24  of the executive law, or certified pursuant to local law as minority  or
    25  women-owned business enterprises.
    26    Such  basis  shall reflect, wherever possible, objective and quantifi-
    27  able analysis.
    28    4. "Design-build contract" shall mean, in conformity with the require-
    29  ments of this act, a contract for the design  and  construction  of  the
    30  projects with a single entity, which may be a team comprised of separate
    31  entities.
    32    5. "Procurement record" shall mean documentation of the decisions made
    33  and the approach taken in the procurement process.
    34    6. "Project labor agreement" shall mean a pre-hire collective bargain-
    35  ing  agreement  between  a  contractor  and  a  bona  fide  building and
    36  construction trade labor organization establishing the  labor  organiza-
    37  tion  as  the  collective  bargaining representative for all persons who
    38  will perform work on the project, and which provides that only  contrac-
    39  tors  and  subcontractors  who  sign a pre-negotiated agreement with the
    40  labor organization can perform project work.
    41    § 3. Notwithstanding section 103 of the general municipal law, section
    42  151 of the public housing law, or the provisions of any other law to the
    43  contrary, in conformity with the requirements of this act, and only when
    44  a project labor agreement is performed,  the  authorized  authority  may
    45  utilize  the  alternative  delivery method referred to as a design-build
    46  contract for the project provided that each such project  shall  not  be
    47  less  than  one  million  two hundred thousand dollars ($1,200,000). The
    48  authorized authority shall ensure that its procurement  record  reflects
    49  the design-build contract process authorized by this act.
    50    §  4.  An  entity selected by the authorized authority to enter into a
    51  design-build contract for the project shall be selected through  a  two-
    52  step method, as follows:
    53    1.  Step  one. Generation of a list of entities that have demonstrated
    54  the general capability  to  perform  a  design-build  contract  for  the
    55  project.  Such  list shall consist of a specified number of entities, as
    56  determined by the authorized authority, and  shall  be  generated  based

        S. 7963                             3
     1  upon the authorized authority's review of responses to a publicly adver-
     2  tised request for qualifications for the project. The authorized author-
     3  ity's request for qualifications for the project shall include a general
     4  description  of  the  project,  the  maximum  number  of  entities to be
     5  included on the list, and the selection criteria to be used in  generat-
     6  ing  the  list. Such selection criteria shall include the qualifications
     7  and experience of the design and construction team, organization, demon-
     8  strated responsibility, ability of the team or of a member or members of
     9  the  team  to  comply  with  applicable  requirements,   including   the
    10  provisions  of  articles  145,  147  and  148 of the education law, past
    11  record of compliance  with  the  labor  law  including  prevailing  wage
    12  requirements  under state and federal law; the past record of compliance
    13  with  existing  labor  standards  and   maintaining   harmonious   labor
    14  relations;  the record of protecting the health and safety of workers on
    15  public works projects and job sites as demonstrated  by  the  experience
    16  modification  rate  for  each  of  the last three years; the prospective
    17  bidder's ability to undertake the  particular  type  and  complexity  of
    18  work;  the  financial  capability, responsibility and reliability of the
    19  prospective bidder for such type and complexity of work; the prospective
    20  bidder's compliance with equal employment opportunity  requirements  and
    21  anti-discrimination  laws,  and  demonstrated commitment to working with
    22  minority and women-owned businesses through joint  ventures  or  subcon-
    23  tractor relationships; whether or not the prospective bidder or a person
    24  or entity with an interest of at least ten per centum in the prospective
    25  bidder,  is  listed by the federal government as excluded from receiving
    26  federal contracts and  certain  subcontracts,  assistance,  or  benefits
    27  pursuant  to  48  C.F.R.  subpart 9-4; and such other qualifications the
    28  authorized authority deems appropriate which may  include  but  are  not
    29  limited  to  project  understanding,  financial capability and record of
    30  past performance. The authorized authority shall evaluate and  rate  all
    31  entities  responding  to the request for qualifications. Based upon such
    32  ratings, the authorized authority shall list  the  entities  that  shall
    33  receive  a  request  for proposals in accordance with subdivision two of
    34  this section. To the extent consistent with applicable federal law,  the
    35  authorized authority shall consider, when awarding any contract pursuant
    36  to  this  section, the participation of: (a) firms certified pursuant to
    37  article 15-A of the executive law as minority or women-owned  businesses
    38  or  certified  pursuant to local law as minority or women-owned business
    39  enterprises and the ability of other businesses under  consideration  to
    40  work  with  minority  and  women-owned  businesses  so as to promote and
    41  assist participation by such businesses; and (b) small business concerns
    42  identified pursuant to subdivision (b) of section  139-g  of  the  state
    43  finance law.
    44    2.  Step two. Selection of the proposal which is the best value to the
    45  authorized authority.  The authorized authority shall  issue  a  request
    46  for  proposals for the project to the entities listed pursuant to subdi-
    47  vision one of this section. If such an entity  consists  of  a  team  of
    48  separate  entities,  the  entities that comprise such a team must remain
    49  unchanged from the entity as listed pursuant to subdivision one of  this
    50  section  unless  otherwise  approved  by the authorized authority.   The
    51  request for proposals for the project  shall  set  forth  the  project's
    52  scope  of  work, and other requirements, as determined by the authorized
    53  authority. The request for proposals shall set forth the  public  work's
    54  scope  of  work, and other requirements, as determined by the authorized
    55  entity, which may include separate goals for work under the contract  to
    56  be performed by businesses certified as minority or women-owned business

        S. 7963                             4
     1  enterprises  as  defined in article 15-A of the executive law, or certi-
     2  fied pursuant to local law as minority or  women-owned  business  enter-
     3  prises.  The request for proposals shall specify the criteria to be used
     4  to evaluate the responses and the relative weight of each such criteria.
     5  Such  criteria  shall  include  the  proposal's cost, the quality of the
     6  proposal's solution, the qualifications and experience  of  the  design-
     7  build  entity,  and  other  factors  deemed  pertinent by the authorized
     8  authority,  which  may  include,  but  shall  not  be  limited  to,  the
     9  proposal's  project  implementation,  ability  to complete the work in a
    10  timely and satisfactory  manner,  maintenance  costs  of  the  completed
    11  project,  maintenance  of  traffic  approach,  and community impact. Any
    12  contract awarded pursuant to this act shall be awarded to  a  responsive
    13  and  responsible  entity  that submits the proposal, which, in consider-
    14  ation of these and other specified  criteria  deemed  pertinent  to  the
    15  project,  offers  the  best value to the authorized authority, as deter-
    16  mined by  the  authorized  authority.  Nothing  in  this  act  shall  be
    17  construed  to  prohibit  the authorized authority from negotiating final
    18  contract terms and conditions including cost.
    19    3. Notwithstanding the foregoing provisions of this section, when  any
    20  person  or  entity  is listed by the federal government as excluded from
    21  receiving federal contracts  and  certain  subcontracts,  assistance  or
    22  benefits,  pursuant to 48 C.F.R. subpart 9-4, such person or entity, and
    23  any firm, corporation, partnership or association in which the person or
    24  entity owns or controls at least ten per centum, shall be ineligible  to
    25  submit a bid on or be awarded any contract authorized by this act during
    26  such  period  of  exclusion.  The  department  of labor shall notify the
    27  person or entity immediately of such ineligibility and  such  person  or
    28  entity  must  be afforded the opportunity to appeal to the department of
    29  labor.
    30    § 5. Any contract entered into pursuant to this act  shall  include  a
    31  clause  requiring  that  any professional services regulated by articles
    32  145, 147 and 148 of the education law shall be performed and stamped and
    33  sealed, where appropriate, by a professional licensed in accordance with
    34  such articles.
    35    § 6. The installation, construction, demolition, reconstruction, exca-
    36  vation, rehabilitation, repair, and renovation of the project undertaken
    37  by the authorized authority pursuant to  this  act  shall  be  deemed  a
    38  "public work" to be performed in accordance with the provisions of arti-
    39  cle 8 of the labor law, as well as subject to sections 200, 240, 241 and
    40  242  of the labor law and enforcement of prevailing wage requirements by
    41  the New York state department of labor  and,  if  the  project  receives
    42  federal aid, applicable federal requirements for prevailing wage.
    43    §  7.  A  project labor agreement shall be included in the request for
    44  proposals for the project, provided that, based upon a study done by  or
    45  for  the  authorized authority, the authorized authority determines that
    46  its interest in obtaining the best work at the  lowest  possible  price,
    47  preventing  favoritism,  fraud  and corruption, and other considerations
    48  such as the impact of delay, the possibility of cost savings advantages,
    49  and any local history of labor unrest,  are  best  met  by  requiring  a
    50  project labor agreement.  The authorized authority  shall conduct such a
    51  study and the project labor agreement shall be performed consistent with
    52  the  provisions  of  section  222 of the labor law.   If a project labor
    53  agreement is not performed on the project (1) the  authorized  authority
    54  shall  not  utilize  a  design-build  contract  for the project; and (2)
    55  sections 101 and 103 of the general municipal law and sections  151  and
    56  151-a of the public housing law shall apply to the project.

        S. 7963                             5
     1    §  8.  Each contract entered into by the authorized authority pursuant
     2  to this act shall comply, whenever practical, with  the  objectives  and
     3  goals of minority and women-owned business enterprises pursuant to arti-
     4  cle  15-A  of the executive law or, if the project receives federal aid,
     5  shall  comply  with  applicable  federal  requirements for disadvantaged
     6  business enterprises.
     7    § 9. The project undertaken by the authorized  authority  pursuant  to
     8  this  act shall be subject to the requirements of article 8 of the envi-
     9  ronmental conservation law, and, where applicable, the  requirements  of
    10  the national environmental policy act.
    11    §  10.  (a)  Notwithstanding any provision of law to the contrary, all
    12  rights and benefits, including terms and conditions of  employment,  and
    13  protection  of  civil  service  and  collective bargaining status of all
    14  employees of the authorized authority in  connection  with  the  project
    15  shall be preserved and protected.
    16    (b)  Nothing  in this act shall result in the: (1) displacement of any
    17  currently  employed  worker  or  loss  of  position  (including  partial
    18  displacement  such  as  a  reduction  in the hours of non-overtime work,
    19  wages or employment benefits), or result in the impairment  of  existing
    20  collective  bargaining  agreements;  and (2) transfer of existing duties
    21  and functions related to maintenance and operations currently  performed
    22  by existing employees of the authorized authority to a contractor.
    23    (c)  Employees  of  the  authorized  authority  that  perform  work in
    24  connection with the project serving in positions in newly created titles
    25  shall be assigned to the appropriate bargaining unit.
    26    (d) Nothing contained in this act shall be construed  to  affect:  (1)
    27  the existing rights and benefits of employees of the authorized authori-
    28  ty pursuant to an existing collective bargaining agreement and the civil
    29  service  law,  including  terms  and  conditions  of employment; (2) the
    30  existing representational  relationships  among  employee  organizations
    31  representing  employees of the authorized authority; or (3) the bargain-
    32  ing relationships between the authorized  authority  and  such  employee
    33  organizations.
    34    §  11.  If otherwise applicable, the project undertaken by the author-
    35  ized authority pursuant to this act shall be  governed  by  the  general
    36  municipal law and/or the public housing law.
    37    §  12. The submission of a proposal or responses or the execution of a
    38  design-build contract pursuant to this act shall not be construed to  be
    39  a violation of section 6512 of the education law.
    40    §  13.  Nothing  contained  in this act shall limit the right or obli-
    41  gation of the authorized authority to comply with the provisions of  any
    42  existing contract, including any existing contract with or for the bene-
    43  fit of the holders of the obligations of the authorized authority, or to
    44  award contracts as otherwise provided by law.
    45    §  14.  This act shall take effect immediately and shall expire and be
    46  deemed repealed 4 years after such date, provided that, if the New  York
    47  city  housing  authority  has issued requests for qualifications for the
    48  project prior to such repeal, such project shall be permitted to contin-
    49  ue under this act notwithstanding such repeal.
    50                                   PART B
    51    Section 1. The public housing law is amended by adding a  new  section
    52  402-d to read as follows:
    53    §  402-d.  Reporting  on  lead-based  paint poisoning prevention.   1.
    54  Commencing on November first, two thousand eighteen and every year ther-

        S. 7963                             6
     1  eafter, the chair of the New York city housing authority shall produce a
     2  written report outlining federal, state and local laws forming  the  New
     3  York  city  housing authority's policies and procedures related to lead-
     4  based paint poisoning prevention and its implementation of such policies
     5  and  procedures for the prior fiscal year.  Such report shall be submit-
     6  ted to the New York city department of health and mental hygiene and the
     7  New York city department of housing  preservation  and  development  and
     8  shall  be published on each department's website alongside other reports
     9  pertaining to lead-based paint poisoning prevention so that such  report
    10  is  available  for public viewing. Such report shall include an analysis
    11  of the lead-based paint poisoning prevention program, a detailed  state-
    12  ment  of  revenue and expenditures and a statistical section designed to
    13  provide a detailed explanation of the New York city housing  authority's
    14  implementation, including but not limited to, the following:
    15    a. the number of complaints related to peeling paint in dwelling units
    16  and/or  common areas located in buildings constructed on or before nine-
    17  teen hundred seventy-eight; and
    18    b. the number of  supervisory  personnel  and  employees  assigned  to
    19  conduct  lead-based  paint  inspections,  disaggregated by the number of
    20  employees that have received training and certification  in  lead  paint
    21  removal  and  the  type of certification for work relating to lead-based
    22  paint poisoning prevention; and
    23    c. the total number of exemptions obtained pursuant to  subdivision  b
    24  of  section 27-2056.5 of the administrative code of the city of New York
    25  and the number of New York city public housing  developments,  buildings
    26  and units affected by such exemptions; and
    27    d.  the  number of peeling paint inspections completed by the New York
    28  city housing authority as required  by  applicable  federal,  state  and
    29  local  laws,  disaggregated  by the location of peeling paint, such as a
    30  common area or dwelling unit; and
    31    e. the number of  peeling  paint  inspections  identified  as  needing
    32  corrective  action  pursuant to applicable federal, state and local laws
    33  relating to lead-based paint, disaggregated by the location  of  peeling
    34  paint, such as a common area or dwelling unit; and
    35    f.  the number of work orders for peeling paint that were certified as
    36  corrected, disaggregated by remediation or abatement; and
    37    g. the number of peeling paint complaints that did not  result  in  an
    38  inspection  and  the  reason  the  inspection  was not completed and the
    39  number of peeling paint complaints that did not result in the removal of
    40  such peeling paint and the reason the peeling paint was  not  remediated
    41  or abated; and
    42    h. the number of civil actions brought against the New York city hous-
    43  ing authority alleging injury caused by lead-based paint; and
    44    i. a statistical profile with geographic indexing, such as by communi-
    45  ty  district,  assembly  district,  senate  district and/or zip code, of
    46  buildings in which peeling paint was identified  as  needing  corrective
    47  action, indicating the age of the building and other factors relevant to
    48  the  presence  of  lead  paint hazards, which may include the prior lead
    49  poisoning of a child in a multiple dwelling and emergency repairs; and
    50    j. such other information as requested by the commissioner of the  New
    51  York city department of health and mental hygiene or the commissioner of
    52  the New York city department of housing preservation and development.
    53    2. The New York city housing authority shall maintain a central regis-
    54  ter of all department orders to correct peeling paint pursuant to appli-
    55  cable  federal,  state  and local laws. Such register shall indicate the
    56  date of the complaint, the address of the premises,  the  date  of  each

        S. 7963                             7
     1  inspection and reinspection, and the scope of work undertaken as correc-
     2  tive actions.
     3    3.  Commencing  on  July  first,  two thousand eighteen and every July
     4  first of each year thereafter, the chair of the New  York  city  housing
     5  authority  shall  submit  a draft plan for review and comment to the New
     6  York city department of housing preservation and development and the New
     7  York city department of health and mental hygiene on the New  York  city
     8  housing  authority's policies and procedures related to lead-based paint
     9  poisoning prevention and the manner in which the New York  city  housing
    10  authority proposes to implement such policies and procedures.
    11    The  final  plan shall take into consideration comments offered by the
    12  New York city department of health and mental hygiene and the  New  York
    13  city  department  of  housing  preservation and development and shall be
    14  published by August fifteenth of each year on each department's website,
    15  including the New York city housing authority's website, alongside other
    16  reports pertaining to lead-based paint poisoning prevention so that such
    17  report is available for public viewing.
    18    § 2. This act shall take effect immediately.
    19    § 2. Severability clause. If any clause, sentence, paragraph, subdivi-
    20  sion, section or part of this act shall be  adjudged  by  any  court  of
    21  competent  jurisdiction  to  be invalid, such judgment shall not affect,
    22  impair, or invalidate the remainder thereof, but shall  be  confined  in
    23  its  operation  to the clause, sentence, paragraph, subdivision, section
    24  or part thereof directly involved in the controversy in which such judg-
    25  ment shall have been rendered. It is hereby declared to be the intent of
    26  the legislature that this act would  have  been  enacted  even  if  such
    27  invalid provisions had not been included herein.
    28    §  3.  This  act shall take effect immediately provided, however, that
    29  the applicable effective date of Parts A through B of this act shall  be
    30  as specifically set forth in the last section of such Parts.
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