CT SB00124 | 2024 | General Assembly
Status
Spectrum: Committee Bill
Status: Introduced on February 15 2024 - 25% progression, died in committee
Action: 2024-02-22 - Public Hearing 02/27
Pending: Joint Banking Committee
Text: Latest bill text (Introduced) [PDF]
Status: Introduced on February 15 2024 - 25% progression, died in committee
Action: 2024-02-22 - Public Hearing 02/27
Pending: Joint Banking Committee
Text: Latest bill text (Introduced) [PDF]
Summary
To: (1) Exempt merger and acquisition broker-dealers and certain individuals representing such broker-dealers from certain registration requirements; (2) establish various requirements for Tier 2 offerings; and (3) provide that the Banking Commissioner may censure or impose a bar upon any registrant, any partner, officer, director of any registrant or any other person directly or indirectly controlling any registrant.
Title
An Act Concerning The Connecticut Uniform Securities Act.
Sponsors
History
| Date | Chamber | Action |
|---|---|---|
| 2024-02-22 | Senate | Public Hearing 02/27 |
| 2024-02-15 | Senate | Referred to Joint Committee on Banking |
Connecticut State Sources
| Type | Source |
|---|---|
| Summary | https://www.cga.ct.gov/asp/cgabillstatus/cgabillstatus.asp?selBillType=Bill&bill_num=SB00124&which_year=2024 |
| Text | https://www.cga.ct.gov/2024/TOB/S/PDF/2024SB-00124-R00-SB.PDF |
