FL H0783 | 2013 | Regular Session
Status
Completed Legislative Action
Spectrum: Slight Partisan Bill (Republican 2-1)
Status: Passed on June 17 2013 - 100% progression
Action: 2013-06-17 - Chapter No. 2013-202
Text: Latest bill text (Enrolled) [PDF]
Spectrum: Slight Partisan Bill (Republican 2-1)
Status: Passed on June 17 2013 - 100% progression
Action: 2013-06-17 - Chapter No. 2013-202
Text: Latest bill text (Enrolled) [PDF]
Summary
Provides for branch office notice filing with OFR in lieu of registration; prohibits securities dealer or investment advisor from conducting business from branch office unless specified notice has been filed with office; provides requirements & procedures with respect to notice filing for branch offices; authorizes FSC to adopt rules relating to such notice filings; provides fee for branch office notice filing; provides for expiration, renewal, suspension, revocation, & termination of branch office notice filings; provides applicability & construction with respect to fees collected for branch office notice filings; conforms provisions to changes made by act with respect to requiring branch office notice filings in lieu of registration.
Title
Branch Offices Conducting Securities Transactions
Sponsors
Roll Calls
2013-05-03 - Senate - Senate: Third Reading RCS#4 (Y: 39 N: 0 NV: 1 Abs: 0) [PASS]
2013-04-24 - House - House: Third Reading RCS#212 (Y: 114 N: 0 NV: 5 Abs: 0) [PASS]
2013-04-24 - House - House: Third Reading RCS#212 (Y: 114 N: 0 NV: 5 Abs: 0) [PASS]
History
Date | Chamber | Action |
---|---|---|
2013-06-17 | Chapter No. 2013-202 | |
2013-06-14 | Approved by Governor | |
2013-06-03 | Signed by Officers and presented to Governor | |
2013-05-03 | House | Ordered enrolled |
2013-05-03 | Senate | CS passed; YEAS 39 NAYS 0 |
2013-05-03 | Senate | Read 3rd time |
2013-05-02 | Senate | Placed on 3rd reading |
2013-05-02 | Senate | Read 2nd time |
2013-05-02 | Senate | Substituted for CS/SB 814 |
2013-05-02 | Senate | Placed on Calendar, on 2nd reading |
2013-05-02 | Senate | Withdrawn from Banking and Insurance; Commerce and Tourism; Judiciary |
2013-04-24 | Senate | Received |
2013-04-24 | Senate | Referred to Banking and Insurance; Commerce and Tourism; Judiciary |
2013-04-24 | Senate | In Messages |
2013-04-24 | House | CS passed; YEAS 114 NAYS 0 |
2013-04-24 | House | Read 3rd time |
2013-04-23 | House | Placed on 3rd reading |
2013-04-23 | House | Read 2nd time |
2013-04-19 | House | Placed on Special Order Calendar, 04/23/13 |
2013-04-04 | House | Placed on Calendar |
2013-04-04 | House | Favorable by- Regulatory Affairs Committee; YEAS 16 NAYS 0 |
2013-04-02 | House | On Committee agenda-- Regulatory Affairs Committee, 04/04/13, 10:30 am, 404 HOB |
2013-03-27 | House | CS by Insurance and Banking Subcommittee read 1st time |
2013-03-27 | House | Now in Regulatory Affairs Committee |
2013-03-27 | House | CS referred to Regulatory Affairs Committee |
2013-03-27 | House | Original reference(s) removed: Government Operations Appropriations Subcommittee |
2013-03-26 | House | Pending review of CS under Rule 7.19(c) |
2013-03-19 | House | CS by Insurance and Banking Subcommittee; YEAS 13 NAYS 0 |
2013-03-15 | House | On Committee agenda-- Insurance and Banking Subcommittee, 03/19/13, 1:00 pm, 404 HOB |
2013-03-05 | House | Introduced |
2013-02-28 | House | Referred to Insurance and Banking Subcommittee; Government Operations Appropriations Subcommittee; Regulatory Affairs Committee |
2013-02-13 | House | Filed |
Same As/Similar To
S0814 (Similar To) 2013-05-02 - Laid on Table, companion bill(s) passed, see CS/HB 783 (Ch. 2013-202)
Code Citations
Chapter | Article | Section | Citation Type | Statute Text |
---|---|---|---|---|
517 | 12 | Amended Code | See Bill Text | |
517 | 1202 | Amended Code | See Bill Text | |
517 | 1205 | Amended Code | See Bill Text | |
517 | 121 | Amended Code | See Bill Text | |
517 | 161 | Amended Code | See Bill Text | |
517 | 1611 | Amended Code | See Bill Text | |
517 | 211 | Amended Code | See Bill Text |