Bill Title: Securities and financial protection. Defines "financially endangered adult" as an individual who is: (1) at least 65 years of age; or (2) at least 18 years of age and is incapable, by reason of certain mental or physical incapacities, of managing the individual's property. Defines "qualified individual" as an individual associated with a broker-dealer who serves in a supervisory, compliance, or legal capacity as part of the individual's job. Provides that "protective agencies" refers to the adult protective services unit and the securities commissioner. Requires that a qualified individual who has reason to believe that financial exploitation of a financially

Spectrum: Slight Partisan Bill (Republican 4-2)

Status: (Passed) 2016-03-21 - Public Law 39 [SB0221 Detail]

Text: Latest bill text (Enrolled) [PDF]

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