NY A01026 | 2021-2022 | General Assembly
Status
Spectrum: Partisan Bill (Democrat 14-0)
Status: Introduced on January 7 2021 - 25% progression, died in chamber
Action: 2022-02-17 - advanced to third reading cal.418
Text: Latest bill text (Introduced) [HTML]
Status: Introduced on January 7 2021 - 25% progression, died in chamber
Action: 2022-02-17 - advanced to third reading cal.418
Text: Latest bill text (Introduced) [HTML]
Summary
Relates to mandating greater levels of disclosure by non-fiduciaries that provide investment advice; requires signed acknowledgement of disclosure informing clients that the advisor owes no fiduciary duty.
Title
Relates to mandating greater levels of disclosure by non-fiduciaries that provide investment advice; requires signed acknowledgement of disclosure informing clients that the advisor owes no fiduciary duty.
Sponsors
Roll Calls
2022-02-15 - Assembly - Assembly Codes Committee: Favorable (Y: 16 N: 6 NV: 0 Abs: 0) [PASS]
2021-05-26 - Assembly - Assembly Judiciary Committee: Favorable refer to committee Codes (Y: 15 N: 6 NV: 0 Abs: 0) [PASS]
2021-05-26 - Assembly - Assembly Judiciary Committee: Favorable refer to committee Codes (Y: 15 N: 6 NV: 0 Abs: 0) [PASS]
History
| Date | Chamber | Action |
|---|---|---|
| 2022-02-17 | Assembly | advanced to third reading cal.418 |
| 2022-02-15 | Assembly | reported |
| 2022-01-05 | Assembly | referred to codes |
| 2021-05-26 | Assembly | reported referred to codes |
| 2021-01-07 | Assembly | referred to judiciary |
