Bill Title: Requires securities dealers and brokers to have a professional liability insurance policy of at least one million dollars; requires proof of such insurance policy to be submitted to the department of law; requires notice of such insurance policy to be provided to clients.

Spectrum: Partisan Bill (Democrat 1-0)

Status: (Introduced - Dead) 2022-01-05 - REFERRED TO CONSUMER PROTECTION [S04761 Detail]

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Bill Drafts

Revision	Date	Format	Source	View
Introduced	2021-02-10	HTML/Text	Link	View

Amendments

Amendment	Date	Disposition	Format	Source	View
No bill amendments currently on file for New York S04761

Supplemental Documents

Title	Description	Date	Format	Source	View
No supplemental documents for New York S04761 currently on file.

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