Bill Text: NY A04980 | 2013-2014 | General Assembly | Amended

NOTE: There are more recent revisions of this legislation. Read Latest Draft
Bill Title: Enacts the "2014 fair elections act"; relates to providing for optional partial public financing of certain election campaigns in this state; relates to identification of the source of certain political contributions.

Spectrum: Partisan Bill (Democrat 66-0)

Status: (Engrossed - Dead) 2014-05-06 - amended on third reading 4980e [A04980 Detail]

Download: New_York-2013-A04980-Amended.html
                           S T A T E   O F   N E W   Y O R K
       ________________________________________________________________________
                                        4980--B
                              2013-2014 Regular Sessions
                                 I N  A S S E M B L Y
                                   February 13, 2013
                                      ___________
       Introduced  by  M.  of  A.  SILVER, MILLMAN, WRIGHT, MORELLE, WEINSTEIN,
         GOTTFRIED, PEOPLES-STOKES,  KAVANAGH,  WEPRIN,  SCARBOROUGH,  LUPARDO,
         MAISEL,  SCHIMEL,  BRONSON -- Multi-Sponsored by -- M. of A. ABINANTI,
         BENEDETTO,  BRAUNSTEIN,  BRENNAN,  BRINDISI,  BROOK-KRASNY,  BUCHWALD,
         CAHILL,  CAMARA,  CLARK,  COLTON,  COOK,  DINOWITZ, ENGLEBRIGHT, FAHY,
         FARRELL, GALEF, GANTT, GLICK, GUNTHER, HEVESI, HOOPER, JACOBS, JAFFEE,
         KELLNER, KIM, LAVINE, LENTOL, LIFTON, MARKEY, MAYER, McDONALD, MOSLEY,
         MOYA, NOLAN, O'DONNELL,  ORTIZ,  OTIS,  PAULIN,  PERRY,  QUART,  ROSA,
         ROSENTHAL, ROZIC, RUSSELL, SEPULVEDA, SIMOTAS, SWEENEY, TITUS, WEISEN-
         BERG  --  read  once  and referred to the Committee on Election Law --
         committee discharged, bill amended, ordered reprinted as  amended  and
         recommitted  to  said  committee -- again reported from said committee
         with amendments, ordered reprinted as amended and recommitted to  said
         committee
       AN ACT to amend the election law, in relation to enacting the "2013 Fair
         Elections  Act";  to amend the election law, the state finance law and
         the tax law, in relation to  providing  for  optional  partial  public
         financing  of  certain  election campaigns in this state; and to amend
         the general business law, in relation to additional surcharges
         THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND  ASSEM-
       BLY, DO ENACT AS FOLLOWS:
    1    Section  1.  Short title.  This act shall be known and may be cited as
    2  the "2013 Fair Elections Act".
    3    S 2. Legislative findings and declarations. The  legislature  declares
    4  that  is  in the public interest to create and ensure a truly democratic
    5  political system  in  which  citizens,  irrespective  of  their  income,
    6  status,  or financial connections, are enabled and encouraged to compete
    7  for public office. The  legislature  further  declares  that  large  and
    8  unregulated  independent  expenditures  deliberately  distort issues and
    9  facts  thereby  giving  their  financial  backers  undue  influence   in
   10  elections.  Therefore, the legislature finds it necessary to establish a
        EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                             [ ] is old law to be omitted.
                                                                  LBD02247-12-3
       A. 4980--B                          2
    1  system of public financing for all qualified candidates for state  elec-
    2  tive  offices  and  constitutional convention delegates. The legislature
    3  further finds that a new system of public financing would be best admin-
    4  istered  by  a new "fair elections board" empowered with effective over-
    5  sight and enforcement capabilities dedicated to working with and assist-
    6  ing candidates excel in the public financing system.
    7    S 3. Subdivision 3, paragraph (c) of subdivision 9-A  and  subdivision
    8  17  of  section  3-102  of  the  election  law, subdivisions 3 and 17 as
    9  amended by chapter 9 of the laws of 1978, paragraph (c)  of  subdivision
   10  9-A  as  added  by chapter 430 of the laws of 1997 and subdivision 17 as
   11  renumbered by chapter 23 of the laws of 2005, are  amended  to  read  as
   12  follows:
   13    3.  conduct any investigation necessary to carry out the provisions of
   14  this chapter PROVIDED HOWEVER, THAT THE FAIR ELECTIONS BOARD ENFORCEMENT
   15  COUNSEL, ESTABLISHED PURSUANT TO SUBDIVISION FIVE OF SECTION  14-216  OF
   16  THIS  CHAPTER,  AS IT MAY DEEM NECESSARY, AFTER THE FAIR ELECTIONS BOARD
   17  HAS CONSIDERED THE MATTER OR MATTERS  IN  QUESTION;  SHALL  CONDUCT  ANY
   18  INVESTIGATION NECESSARY TO ENFORCE THE PROVISIONS OF ARTICLE FOURTEEN OF
   19  THIS CHAPTER ON BEHALF OF THE BOARD OF ELECTIONS.
   20    (c) establish [a] AN EDUCATIONAL AND training program on ALL REPORTING
   21  REQUIREMENTS INCLUDING BUT NOT LIMITED TO the electronic reporting proc-
   22  ess  and  make  it EASILY AND READILY available to any such candidate or
   23  committee AND NOTIFY ANY SUCH CANDIDATE OR COMMITTEE OF THE AVAILABILITY
   24  OF THE MOST RECENT CAMPAIGN FINANCE HANDBOOK;
   25    17. HEAR AND CONSIDER THE RECOMMENDATIONS OF THE FAIR ELECTIONS  BOARD
   26  ENFORCEMENT  COUNSEL  REGARDING THE ENFORCEMENT OF VIOLATIONS OF ARTICLE
   27  FOURTEEN OF THIS CHAPTER, AS IT  MAY  DEEM  NECESSARY,  AFTER  THE  FAIR
   28  ELECTIONS BOARD HAS CONSIDERED THE MATTER OR MATTERS IN QUESTION;
   29    18.  THE  STATE  BOARD  OF  ELECTIONS SHALL, AS IT MAY DEEM NECESSARY,
   30  ACCEPT, MODIFY OR REJECT  ANY  ACTION  OR  ACTIONS  TAKEN  BY  THE  FAIR
   31  ELECTIONS  BOARD PURSUANT TO SUCH FAIR ELECTIONS BOARD'S AUTHORITY UNDER
   32  SUBDIVISION FOURTEEN OF SECTION 3-104 AND SECTIONS 3-111 AND  14-216  OF
   33  THIS CHAPTER.
   34    19.  perform  such  other  acts  as  may be necessary to carry out the
   35  purposes of this chapter.
   36    S 4.  Section 3-104 of the election law, subdivisions 1, 3, 4 and 5 as
   37  redesignated and subdivision 2 as amended by chapter 9 of  the  laws  of
   38  1978, is amended to read as follows:
   39    S  3-104.  State  board  of  elections  AND  THE  FAIR ELECTIONS BOARD
   40  ENFORCEMENT COUNSEL; enforcement powers.  1. (A) THERE SHALL BE  A  UNIT
   41  KNOWN AS THE FAIR ELECTIONS ENFORCEMENT UNIT ESTABLISHED WITHIN THE FAIR
   42  ELECTIONS  BOARD.   THE HEAD OF SUCH UNIT SHALL BE THE ENFORCEMENT COUN-
   43  SEL.
   44    (B) The state board of elections shall have jurisdiction  of,  and  be
   45  responsible  for,  the  execution  and  enforcement of the provisions of
   46  [article  fourteen  of  this  chapter  and  other]  statutes   governing
   47  campaigns,  elections  and related procedures; PROVIDED HOWEVER THAT THE
   48  ENFORCEMENT COUNSEL SHALL HAVE SOLE AUTHORITY WITHIN THE STATE BOARD  OF
   49  ELECTIONS TO INVESTIGATE ON HIS OR HER OWN INITIATIVE OR UPON COMPLAINT,
   50  ALLEGED   VIOLATIONS  OF  ARTICLE  FOURTEEN  OF  THIS  CHAPTER  AND  ALL
   51  COMPLAINTS ALLEGING ARTICLE FOURTEEN VIOLATIONS SHALL  BE  FORWARDED  TO
   52  THE  ENFORCEMENT  UNIT.    NOTHING IN THIS SECTION SHALL BE CONSTRUED TO
   53  DIMINISH OR ALTER THE STATE BOARD OF ELECTIONS' JURISDICTION PURSUANT TO
   54  THIS CHAPTER.
   55    2. (A) Whenever [the state board of elections or other] A LOCAL  board
   56  of  elections  shall determine, on its own initiative or upon complaint,
       A. 4980--B                          3
    1  or otherwise, that there is substantial reason to believe a violation of
    2  this chapter or  any  code  or  regulation  promulgated  thereunder  has
    3  [occurred]  BEEN  COMMITTED  BY  A CANDIDATE OR POLITICAL COMMITTEE THAT
    4  FILES  STATEMENTS  REQUIRED  BY  ARTICLE FOURTEEN OF THIS CHAPTER SOLELY
    5  WITH SUCH LOCAL BOARD, it  shall  expeditiously  make  an  investigation
    6  which shall also include investigation of reports and statements made or
    7  failed  to  be  made  by  the  complainant  and  any political committee
    8  supporting his OR HER candidacy if the complainant is a candidate or, if
    9  the complaint was made by an officer or member of a political committee,
   10  of reports and statements made or failed to be made  by  such  political
   11  committee  and  any  candidates  supported  by  it.  [The state board of
   12  elections, in lieu of making  such  an  investigation,  may  direct  the
   13  appropriate board of elections to make an investigation.]
   14    (B)  The  state  board  of  elections AND THE FAIR ELECTIONS BOARD may
   15  request, and shall receive, the assistance of the state  police  in  any
   16  investigation it shall conduct.
   17    [3.  If, after an investigation, the state or other board of elections
   18  finds reasonable cause to believe that a violation  warranting  criminal
   19  prosecution  has taken place, it shall forthwith refer the matter to the
   20  district attorney of the appropriate county and shall make available  to
   21  such  district  attorney  all  relevant papers, documents, testimony and
   22  findings relevant to its investigation.
   23    4. The state or other  board  of  elections  may,  where  appropriate,
   24  commence  a judicial proceeding with respect to the filing or failure to
   25  file any statement of receipts, expenditures,  or  contributions,  under
   26  the  provisions  of  this  chapter, and the state board of elections may
   27  direct the  appropriate  other  board  of  elections  to  commence  such
   28  proceeding.
   29    5.]  3.  IF  THE  ENFORCEMENT  COUNSEL  DETERMINES THAT A VIOLATION OF
   30  SUBDIVISION ONE OF SECTION 14-126 OR SUBDIVISION ONE OF  SECTION  14-220
   31  OF  THIS  CHAPTER  HAS OCCURRED WHICH COULD WARRANT A CIVIL PENALTY, THE
   32  ENFORCEMENT COUNSEL SHALL, UPON HIS OR HER DISCRETION, SEEK  TO  RESOLVE
   33  THE  MATTER  EXTRA-JUDICIALLY  OR  COMMENCE  A SPECIAL PROCEEDING IN THE
   34  SUPREME COURT PURSUANT TO SECTION 16-114 OF THIS CHAPTER.
   35    4.  UPON RECEIPT OF A COMPLAINT AND  SUPPORTING  INFORMATION  ALLEGING
   36  ANY OTHER VIOLATION OF ARTICLE FOURTEEN OF THIS CHAPTER, THE ENFORCEMENT
   37  COUNSEL  SHALL  ANALYZE  THE  COMPLAINT TO DETERMINE IF AN INVESTIGATION
   38  SHOULD BE UNDERTAKEN.  THE  ENFORCEMENT  COUNSEL  SHALL,  IF  NECESSARY,
   39  REQUEST ADDITIONAL INFORMATION FROM THE COMPLAINANT TO ASSIST SUCH COUN-
   40  SEL  IN  MAKING  THIS  DETERMINATION.  SUCH  ANALYSIS  SHALL INCLUDE THE
   41  FOLLOWING: FIRST, WHETHER THE ALLEGATIONS, IF TRUE, WOULD  CONSTITUTE  A
   42  VIOLATION  OF  ARTICLE FOURTEEN OF THIS CHAPTER AND, SECOND, WHETHER THE
   43  ALLEGATIONS ARE SUPPORTED BY CREDIBLE EVIDENCE.
   44    5. IF THE ENFORCEMENT COUNSEL  DETERMINES  THAT  THE  ALLEGATIONS,  IF
   45  TRUE, WOULD NOT CONSTITUTE A VIOLATION OF ARTICLE FOURTEEN OF THIS CHAP-
   46  TER  OR  THAT THE ALLEGATIONS ARE NOT SUPPORTED BY CREDIBLE EVIDENCE, HE
   47  OR SHE SHALL ISSUE A LETTER TO THE COMPLAINANT DISMISSING THE COMPLAINT.
   48    6. IF THE ENFORCEMENT COUNSEL  DETERMINES  THAT  THE  ALLEGATIONS,  IF
   49  TRUE,  WOULD  CONSTITUTE A VIOLATION OF ARTICLE FOURTEEN OF THIS CHAPTER
   50  AND THAT THE ALLEGATIONS APPEAR TO BE SUPPORTED BY CREDIBLE EVIDENCE, HE
   51  OR SHE SHALL NOTIFY THE FAIR ELECTIONS BOARD OF (A) HIS OR HER INTENT TO
   52  RESOLVE THE MATTER EXTRA-JUDICIALLY DUE TO THE DE MINIMUS NATURE OF  THE
   53  VIOLATION;  OR  (B)  HIS  OR HER INTENT TO COMMENCE AN INVESTIGATION, NO
   54  LATER THAN THE FAIR ELECTIONS BOARD'S NEXT REGULARLY SCHEDULED  MEETING.
   55  NOTIFICATION  SHALL  SUMMARIZE THE RELEVANT FACTS AND THE APPLICABLE LAW
       A. 4980--B                          4
    1  AND SHALL, TO THE EXTENT POSSIBLE, PROTECT FROM  PUBLIC  DISCLOSURE  THE
    2  IDENTITY OF THE COMPLAINANT AND THE INDIVIDUAL SUBJECT TO THE COMPLAINT.
    3    7.  IF, UPON CONSIDERING THE ENFORCEMENT COUNSEL'S NOTICE OF INTENT TO
    4  COMMENCE AN INVESTIGATION, THE FAIR ELECTIONS BOARD  BELIEVES  THAT  THE
    5  ALLEGATIONS,  IF TRUE, WOULD NOT CONSTITUTE A VIOLATION OF ARTICLE FOUR-
    6  TEEN OF THIS CHAPTER, OR THE ALLEGATIONS ARE NOT SUPPORTED  BY  CREDIBLE
    7  EVIDENCE  OR,  THAT  ON  BALANCE,  THE EQUITIES FAVOR A DISMISSAL OF THE
    8  COMPLAINT, THE BOARD SHALL PUBLICLY DIRECT THAT AN INVESTIGATION NOT  BE
    9  UNDERTAKEN  NO  LATER  THAN SIXTY DAYS AFTER THE RECEIPT OF NOTIFICATION
   10  FROM THE ENFORCEMENT COUNSEL OF HIS OR HER INTENT TO COMMENCE AN  INVES-
   11  TIGATION.   IN DETERMINING WHETHER THE EQUITIES FAVOR A DISMISSAL OF THE
   12  COMPLAINT,  THE  FAIR  ELECTIONS  BOARD  SHALL  CONSIDER  THE  FOLLOWING
   13  FACTORS:  (A)  WHETHER  THE  COMPLAINT ALLEGES A DE MINIMUS VIOLATION OF
   14  ARTICLE FOURTEEN OF  THIS  CHAPTER;  (B)  WHETHER  THE  SUBJECT  OF  THE
   15  COMPLAINT HAS MADE A GOOD FAITH EFFORT TO CORRECT THE VIOLATION; AND (C)
   16  WHETHER   THE  SUBJECT  OF  THE  COMPLAINT  HAS  A  HISTORY  OF  SIMILAR
   17  VIOLATIONS.  DETERMINATIONS OF THE FAIR ELECTIONS  BOARD  TO  DISMISS  A
   18  COMPLAINT  AND  NOT  PROCEED  WITH A FORMAL INVESTIGATION SHALL BE VOTED
   19  UPON AS PROVIDED IN SUBDIVISION TEN OF SECTION 14-216 OF THIS  TITLE  AT
   20  AN  OPEN  MEETING  PURSUANT TO ARTICLE SEVEN OF THE PUBLIC OFFICERS LAW,
   21  AND SHALL BE MADE ON A FAIR AND EQUITABLE BASIS AND  WITHOUT  REGARD  TO
   22  THE STATUS OF THE SUBJECT OF THE COMPLAINT.
   23    8.  ABSENT  A TIMELY DETERMINATION BY THE FAIR ELECTIONS BOARD THAT AN
   24  INVESTIGATION SHALL NOT BE UNDERTAKEN,  THE  ENFORCEMENT  COUNSEL  SHALL
   25  COMMENCE  AN INVESTIGATION ON A TIMELY BASIS. IF THE ENFORCEMENT COUNSEL
   26  DETERMINES THAT ADDITIONAL INVESTIGATIVE  POWERS,  AS  PROVIDED  FOR  IN
   27  SUBDIVISIONS  FOUR,  FIVE  AND  SIX  OF SECTION 3-102 OF THIS TITLE, ARE
   28  NEEDED TO COMPLETE THE COUNSEL'S INVESTIGATION, HE OR SHE SHALL REQUEST,
   29  UPON APPROVAL OF THE FAIR ELECTIONS BOARD, SUCH ADDITIONAL  POWERS  FROM
   30  THE  STATE BOARD OF ELECTIONS. SUCH POWERS SHALL BE GRANTED BY THE BOARD
   31  IN PUBLIC, AS PROVIDED IN SUBDIVISION FOUR  OF  SECTION  3-100  OF  THIS
   32  TITLE, ONLY WHEN THE BOARD FINDS THAT FURTHER INVESTIGATION IS WARRANTED
   33  AND JUSTIFIED.
   34    9.  AT  THE  CONCLUSION  OF ITS INVESTIGATION, THE ENFORCEMENT COUNSEL
   35  SHALL PROVIDE THE FAIR ELECTIONS BOARD WITH A WRITTEN RECOMMENDATION  AS
   36  TO:  (A)  WHETHER  SUBSTANTIAL  REASON  EXISTS TO BELIEVE A VIOLATION OF
   37  ARTICLE FOURTEEN OF THIS CHAPTER HAS OCCURRED AND, IF SO, THE NATURE  OF
   38  THE  VIOLATION AND ANY APPLICABLE PENALTY, AS DEFINED IN SECTION 14-126,
   39  14-220 OR 14-222 OF THIS CHAPTER, BASED ON THE NATURE OF THE  VIOLATION;
   40  (B)  WHETHER THE MATTER SHOULD BE RESOLVED EXTRA-JUDICIALLY; (C) WHETHER
   41  A SPECIAL PROCEEDING SHOULD BE COMMENCED IN THE SUPREME COURT TO RECOVER
   42  A CIVIL PENALTY; AND (D) WHETHER A REFERRAL SHOULD BE MADE TO A DISTRICT
   43  ATTORNEY OR THE ATTORNEY GENERAL PURSUANT TO SUBDIVISION ELEVEN OF  THIS
   44  SECTION  BECAUSE REASONABLE CAUSE EXISTS TO BELIEVE A VIOLATION WARRANT-
   45  ING CRIMINAL PROSECUTION HAS TAKEN PLACE.
   46    10. THE FAIR ELECTIONS  BOARD  SHALL  ACCEPT,  MODIFY  OR  REJECT  THE
   47  ENFORCEMENT  COUNSEL'S  RECOMMENDATION  NO  LATER  THAN SIXTY DAYS AFTER
   48  RECEIPT OF SUCH RECOMMENDATION.  IN MAKING ITS DETERMINATION, THE  BOARD
   49  SHALL  AGAIN  CONSIDER:  (A)  WHETHER THE COMPLAINT ALLEGES A DE MINIMUS
   50  VIOLATION OF ARTICLE FOURTEEN OF THIS CHAPTER; (B) WHETHER  THE  SUBJECT
   51  OF  THE COMPLAINT HAS MADE A GOOD FAITH EFFORT TO CORRECT THE VIOLATION;
   52  AND (C) WHETHER THE SUBJECT OF THE COMPLAINT HAS A  HISTORY  OF  SIMILAR
   53  VIOLATIONS.  ALL  SUCH DETERMINATIONS SHALL BE VOTED UPON AS PROVIDED IN
   54  SUBDIVISION TEN OF SECTION 14-216 OF THIS CHAPTER  AT  AN  OPEN  MEETING
   55  PURSUANT  TO ARTICLE SEVEN OF THE PUBLIC OFFICERS LAW, AND SHALL BE MADE
       A. 4980--B                          5
    1  ON A FAIR AND EQUITABLE BASIS, WITHOUT  REGARD  TO  THE  STATUS  OF  THE
    2  SUBJECT OF THE COMPLAINT.
    3    11.  (A) IF THE FAIR ELECTIONS BOARD DETERMINES, AS PROVIDED IN SUBDI-
    4  VISION TEN OF THIS SECTION, THAT SUBSTANTIAL REASON  EXISTS  TO  BELIEVE
    5  THAT  A  PERSON,  ACTING  AS  OR  ON  BEHALF OF A CANDIDATE OR POLITICAL
    6  COMMITTEE UNDER CIRCUMSTANCES EVINCING AN INTENT TO  VIOLATE  SUCH  LAW,
    7  HAS UNLAWFULLY ACCEPTED A CONTRIBUTION IN EXCESS OF A CONTRIBUTION LIMI-
    8  TATION  ESTABLISHED  IN  ARTICLE  FOURTEEN  OF THIS CHAPTER, WHICH COULD
    9  WARRANT A CIVIL PENALTY AS PROVIDED FOR IN SUBDIVISION THREE OF  SECTION
   10  14-126  OR  SUBDIVISION TWO OF SECTION 14-222 OF THIS CHAPTER, THE BOARD
   11  SHALL DIRECT THE COMMENCEMENT OF A SPECIAL  PROCEEDING  IN  THE  SUPREME
   12  COURT PURSUANT TO SECTION 16-122 OF THIS CHAPTER.
   13    (B) IF THE FAIR ELECTIONS BOARD DETERMINES, AS PROVIDED IN SUBDIVISION
   14  TEN  OF THIS SECTION THAT REASONABLE CAUSE EXISTS TO BELIEVE A VIOLATION
   15  OF TITLE ONE OF ARTICLE FOURTEEN OF  THIS  CHAPTER  WARRANTING  CRIMINAL
   16  PROSECUTION  HAS  TAKEN  PLACE,  THE  BOARD  SHALL REFER THE MATTER TO A
   17  DISTRICT ATTORNEY AND SHALL MAKE AVAILABLE TO SUCH DISTRICT ATTORNEY ALL
   18  PAPERS, DOCUMENTS, TESTIMONY AND FINDINGS RELEVANT TO ITS INVESTIGATION.
   19  WHERE REASONABLE CAUSE EXISTS TO BELIEVE THAT A CANDIDATE FOR THE OFFICE
   20  OF ATTORNEY GENERAL HAS VIOLATED TITLE TWO OF ARTICLE FOURTEEN  OF  THIS
   21  CHAPTER,  THE  BOARD  SHALL REFER THE MATTER TO THE DISTRICT ATTORNEY OF
   22  THE APPROPRIATE COUNTY.
   23    (C) IF THE FAIR ELECTIONS BOARD DETERMINES, AS PROVIDED IN SUBDIVISION
   24  TEN OF THIS SECTION THAT REASONABLE CAUSE EXISTS TO BELIEVE A  VIOLATION
   25  OF  TITLE  TWO  OF ARTICLE FOURTEEN OF THIS CHAPTER, WARRANTING CRIMINAL
   26  PROSECUTION HAS TAKEN PLACE, THE BOARD  SHALL,  EXCEPT  AS  PROVIDED  IN
   27  PARAGRAPH  (B)  OF  THIS  SUBDIVISION,  REFER THE MATTER TO THE ATTORNEY
   28  GENERAL AND SHALL MAKE AVAILABLE TO  THE  SAME  ALL  PAPERS,  DOCUMENTS,
   29  TESTIMONY AND FINDINGS RELEVANT TO ITS INVESTIGATION.
   30    12.  UPON NOTIFICATION THAT A SPECIAL PROCEEDING HAS BEEN COMMENCED BY
   31  A PARTY OTHER THAN THE FAIR ELECTIONS BOARD, PURSUANT TO SECTION  16-114
   32  OF  THIS  CHAPTER, THE FAIR ELECTIONS BOARD SHALL DIRECT THE ENFORCEMENT
   33  COUNSEL TO INVESTIGATE THE ALLEGED VIOLATIONS UNLESS OTHERWISE  DIRECTED
   34  BY THE COURT.
   35    13.  THE ENFORCEMENT COUNSEL SHALL PREPARE A REPORT, TO BE INCLUDED IN
   36  THE ANNUAL REPORT TO  THE  GOVERNOR  AND  LEGISLATURE,  SUMMARIZING  THE
   37  ACTIVITIES  OF  THE  UNIT  DURING THE PREVIOUS YEAR.   SUCH REPORT SHALL
   38  INCLUDE: (I) THE NUMBER OF  COMPLAINTS  RECEIVED;  (II)  THE  NUMBER  OF
   39  COMPLAINTS  THAT WERE FOUND TO NEED INVESTIGATION AND THE NATURE OF EACH
   40  COMPLAINT; AND (III) THE NUMBER OF MATTERS THAT HAVE BEEN RESOLVED.  THE
   41  REPORT SHALL NOT CONTAIN ANY INFORMATION FOR  WHICH  DISCLOSURE  IS  NOT
   42  PERMITTED.
   43    14.  THE  FAIR  ELECTIONS  BOARD  MAY PROMULGATE RULES AND REGULATIONS
   44  CONSISTENT WITH LAW TO EFFECTUATE THE PROVISIONS OF THIS SECTION.
   45    S 5. The state of New York shall appropriate during each  fiscal  year
   46  to  the  New  York state fair elections board enforcement unit, not less
   47  than thirty-five percent of the appropriation available from the general
   48  fund for the state board of elections to pay for the  expenses  of  such
   49  enforcement  unit.    Notwithstanding  section  fifty-one  of  the state
   50  finance law, such funding shall not be decreased by interchange with any
   51  other appropriation.
   52    S 6. The election law is amended by adding a new section 3-111 to read
   53  as follows:
   54    S 3-111. PERSONAL USE OF CAMPAIGN FUNDS. UPON WRITTEN REQUEST FROM ANY
   55  PERSON WHO IS SUBJECT TO THE REQUIREMENTS  OF  SECTION  14-130  OF  THIS
   56  CHAPTER,  THE  FAIR  ELECTIONS BOARD SHALL RENDER FORMAL OPINIONS ON THE
       A. 4980--B                          6
    1  REQUIREMENTS OF SAID PROVISION. AN OPINION RENDERED BY THE BOARD,  UNTIL
    2  AND  UNLESS  AMENDED  OR  REVOKED,  SHALL BE BINDING ON THE BOARD IN ANY
    3  SUBSEQUENT PROCEEDING CONCERNING THE PERSON WHO  REQUESTED  THE  OPINION
    4  AND  WHO  ACTED  IN  GOOD  FAITH,  UNLESS MATERIAL FACTS WERE OMITTED OR
    5  MISSTATED BY THE PERSON IN THE REQUEST FOR AN OPINION. SUCH OPINION  MAY
    6  ALSO  BE  RELIED UPON BY SUCH PERSON, AND MAY BE INTRODUCED AND SHALL BE
    7  DEFENSE IN ANY CRIMINAL OR CIVIL ACTION. SUCH REQUEST SHALL BE CONFIDEN-
    8  TIAL, BUT THE BOARD SHALL PUBLISH SUCH OPINIONS PROVIDED THAT  THE  NAME
    9  OF  THE  REQUESTING  PERSON  AND  OTHER IDENTIFYING DETAILS SHALL NOT BE
   10  INCLUDED IN THE PUBLICATION.
   11    S 7. Subdivision 9 of section 14-100 of the election law is amended by
   12  adding two new paragraphs 4 and 5 to read as follows:
   13    (4) THE TERM "CONTRIBUTION" DOES NOT INCLUDE EXPENDITURES  BY  A  BONA
   14  FIDE  MEMBERSHIP  ORGANIZATION IN SUPPORT OF THE FOLLOWING ACTIVITIES BY
   15  MEMBERS OF THE ORGANIZATION WHO ARE VOLUNTEERING THEIR TIME ON BEHALF OF
   16  A CANDIDATE, NOT TO EXCEED TWENTY-FIVE DOLLARS PER MEMBER PER  CANDIDATE
   17  WHO  VOLUNTEERS  FOR:  TRANSPORTATION OF VOLUNTEERS TO AND FROM CAMPAIGN
   18  ACTIVITIES; COST  OF  FEEDING  VOLUNTEERS  WHILE  VOLUNTEERING  FOR  THE
   19  CAMPAIGN;  AND MATERIALS SUCH AS BADGES AND CLOTHING THAT IDENTIFIES THE
   20  NAME OF THE ORGANIZATION AND/OR CANDIDATE.
   21    (5) EXPENDITURES FOR COMMUNICATIONS TO MEMBERS OR SHAREHOLDERS  OF  AN
   22  ORGANIZATION  FOR THE PURPOSE OF SUPPORTING OR OPPOSING A CANDIDATE OR A
   23  BALLOT MEASURE ARE NOT CONTRIBUTIONS  OR  EXPENDITURES,  PROVIDED  THOSE
   24  EXPENDITURES ARE NOT MADE TO A GENERAL PUBLIC AUDIENCE.
   25    S  8. Section 14-100 of the election law is amended by adding five new
   26  subdivisions 12, 13, 14, 15 and 16 to read as follows:
   27    12. "EXPRESS ADVOCACY" MEANS A COMMUNICATION:
   28    (1) THAT CONTAINS EXPRESS WORDS SUCH AS VOTE, OPPOSE, SUPPORT,  ELECT,
   29  DEFEAT, OR REJECT, WHICH CALL FOR THE ELECTION OR DEFEAT OF A CANDIDATE,
   30  OR
   31    (2)  WHEN  TAKEN AS A WHOLE WITH LIMITED REFERENCE TO EXTERNAL EVENTS,
   32  SUCH AS THE PROXIMITY TO THE ELECTION, COULD ONLY BE  INTERPRETED  BY  A
   33  REASONABLE  PERSON  AS  CONTAINING ADVOCACY OF THE ELECTION OR DEFEAT OF
   34  ONE OR MORE CLEARLY IDENTIFIED CANDIDATES BECAUSE:
   35    (A) THE ELECTORAL PORTION OF THE COMMUNICATION IS UNMISTAKABLE,  UNAM-
   36  BIGUOUS, AND SUGGESTIVE OF ONLY ONE MEANING; AND
   37    (B)  REASONABLE  MINDS  COULD  NOT  DIFFER AS TO WHETHER IT ENCOURAGES
   38  ACTIONS TO ELECT OR DEFEAT ONE OR MORE CLEARLY IDENTIFIED CANDIDATES  OR
   39  ENCOURAGES SOME OTHER KIND OF ACTION.
   40    13. "CLEARLY IDENTIFIED CANDIDATE" MEANS THAT:
   41    (A) THE NAME OF THE CANDIDATE INVOLVED APPEARS;
   42    (B) A PHOTOGRAPH OR DRAWING OF THE CANDIDATE APPEARS; OR
   43    (C)  THE  IDENTITY  OF THE CANDIDATE IS APPARENT BY UNAMBIGUOUS REFER-
   44  ENCE.
   45    14. "GENERAL PUBLIC AUDIENCE" MEANS AN AUDIENCE COMPOSED OF MEMBERS OF
   46  THE PUBLIC, INCLUDING A TARGETED SUBGROUP  OF  MEMBERS  OF  THE  PUBLIC;
   47  PROVIDED,  HOWEVER,  IT  DOES  NOT  MEAN AN AUDIENCE SOLELY COMPRISED OF
   48  MEMBERS, RETIREES AND STAFF OF A LABOR ORGANIZATION OR  THEIR  IMMEDIATE
   49  FAMILY MEMBERS OR AN AUDIENCE SOLELY COMPRISED OF SHAREHOLDERS AND EXEC-
   50  UTIVES OF A BUSINESS ENTITY.
   51    15.  "LABOR  ORGANIZATION"  MEANS  ANY  ORGANIZATION OF ANY KIND WHICH
   52  EXISTS FOR THE PURPOSE, IN WHOLE OR IN PART, OF  REPRESENTING  EMPLOYEES
   53  EMPLOYED  WITHIN  THE  STATE  OF  NEW  YORK IN DEALING WITH EMPLOYERS OR
   54  EMPLOYER ORGANIZATIONS OR WITH A STATE GOVERNMENT, OR ANY  POLITICAL  OR
   55  CIVIL  SUBDIVISION  OR OTHER AGENCY THEREOF, CONCERNING TERMS AND CONDI-
   56  TIONS OF EMPLOYMENT, GRIEVANCES, LABOR DISPUTES, OR OTHER MATTERS  INCI-
       A. 4980--B                          7
    1  DENTAL TO THE EMPLOYMENT RELATIONSHIP. FOR THE PURPOSES OF THIS ARTICLE,
    2  EACH LOCAL, STATEWIDE, NATIONAL AND INTERNATIONAL LABOR ORGANIZATION AND
    3  EACH  NATIONAL,  STATE, AREA AND LABOR CENTRAL LABOR BODY RECEIVING DUES
    4  FROM  AFFILIATED  LABOR  ORGANIZATIONS,  SHALL  BE CONSIDERED A SEPARATE
    5  LABOR ORGANIZATION.
    6    16. "INTERMEDIARY"  MEANS  AN  INDIVIDUAL,  CORPORATION,  PARTNERSHIP,
    7  POLITICAL  COMMITTEE,  LABOR  ORGANIZATION, OR OTHER ENTITY WHICH, OTHER
    8  THAN IN THE REGULAR COURSE OF BUSINESS AS A POSTAL, DELIVERY, OR MESSEN-
    9  GER SERVICE, DELIVERS ANY CONTRIBUTION FROM ANOTHER PERSON OR ENTITY  TO
   10  A CANDIDATE OR AN AUTHORIZED COMMITTEE.
   11    "INTERMEDIARY"  SHALL  NOT  INCLUDE  SPOUSES,  PARENTS,  CHILDREN,  OR
   12  SIBLINGS OF THE PERSON MAKING SUCH CONTRIBUTION.
   13    S 9. Subdivision 1 of section 14-102 of the election law,  as  amended
   14  by  chapter  8  and as redesignated by chapter 9 of the laws of 1978, is
   15  amended to read as follows:
   16    1. The treasurer of every political committee which, or  any  officer,
   17  member  or  agent  of  any  such  committee  who, in connection with any
   18  election, receives or expends any  money  or  other  valuable  thing  or
   19  incurs  any  liability  to pay money or its equivalent shall file state-
   20  ments sworn, or subscribed and bearing a form notice that  false  state-
   21  ments  made  therein are punishable as a class A misdemeanor pursuant to
   22  section 210.45 of the penal law, at the times prescribed by this  [arti-
   23  cle]  TITLE  setting  forth  all  the receipts, contributions to and the
   24  expenditures by and liabilities of the committee, and of  its  officers,
   25  members  and  agents  in  its  behalf. Such statements shall include the
   26  dollar amount of any receipt, contribution  or  transfer,  or  the  fair
   27  market  value  of  any receipt, contribution or transfer, which is other
   28  than of money, the name and  address  of  the  transferor,  contributor,
   29  INTERMEDIARY,  or  person  from  whom  received,  and if the transferor,
   30  contributor, INTERMEDIARY, or person is a political committee; the  name
   31  of  and the political unit represented by the committee, the date of its
   32  receipt, the dollar amount of every expenditure, the name and address of
   33  the person to whom it was made or the name of  and  the  political  unit
   34  represented  by the committee to which it was made and the date thereof,
   35  and shall state clearly the purpose of such expenditure. AN INTERMEDIARY
   36  NEED NOT BE REPORTED FOR  A  CONTRIBUTION  THAT  WAS  COLLECTED  FROM  A
   37  CONTRIBUTOR  IN CONNECTION WITH A PARTY OR OTHER CANDIDATE-RELATED EVENT
   38  HELD AT THE RESIDENCE OF THE PERSON DELIVERING THE CONTRIBUTION,  UNLESS
   39  THE  EXPENSES  OF SUCH EVENT AT SUCH RESIDENCE FOR SUCH CANDIDATE EXCEED
   40  FIVE HUNDRED DOLLARS OR THE AGGREGATE CONTRIBUTIONS RECEIVED  FROM  THAT
   41  CONTRIBUTOR  AT  SUCH  EVENT  EXCEED FIVE HUNDRED DOLLARS. Any statement
   42  reporting a loan shall have attached to it a copy  of  the  evidence  of
   43  indebtedness.  Expenditures  in  sums  under  fifty  dollars need not be
   44  specifically accounted for by separate items  in  said  statements,  and
   45  receipts   and  contributions  aggregating  not  more  than  ninety-nine
   46  dollars, from any one contributor need not be specifically accounted for
   47  by separate items  in  said  statements,  provided  however,  that  such
   48  expenditures,  receipts  and contributions shall be subject to the other
   49  provisions of section 14-118 of this [article] TITLE.
   50    S 10. The election law is amended by adding a new  section  14-107  to
   51  read as follows:
   52    S  14-107.  INDEPENDENT EXPENDITURE REPORTING. 1. FOR PURPOSES OF THIS
   53  ARTICLE:
   54    (A) "INDEPENDENT EXPENDITURE" MEANS AN EXPENDITURE MADE IN SUPPORT  OR
   55  OPPOSITION  OF  A  CANDIDATE:  FOR  AN AUDIO OR VIDEO COMMUNICATION TO A
   56  GENERAL PUBLIC AUDIENCE VIA BROADCAST, CABLE OR SATELLITE OR  A  WRITTEN
       A. 4980--B                          8
    1  COMMUNICATION   TO   A   GENERAL  PUBLIC  AUDIENCE  VIA  ADVERTISEMENTS,
    2  PAMPHLETS, CIRCULARS, FLYERS, BROCHURES, LETTERHEADS  OR  OTHER  PRINTED
    3  MATTER  AND COMMUNICATIONS CONVEYED TO FIVE HUNDRED OR MORE MEMBERS OF A
    4  GENERAL  PUBLIC  AUDIENCE BY PHONE, COMPUTER OR OTHER ELECTRONIC DEVICES
    5  THAT:
    6    (I) EXPRESSLY ADVOCATES FOR THE ELECTION OR DEFEAT OF A CLEARLY  IDEN-
    7  TIFIED CANDIDATE; AND
    8    (II)  THAT  THE CANDIDATE OR HIS OR HER AGENTS OR AUTHORIZED POLITICAL
    9  COMMITTEE OR COMMITTEES DID NOT AUTHORIZE, REQUEST, SUGGEST,  FOSTER  OR
   10  COOPERATE WITH IN ANY WAY.
   11    (B)  "INDEPENDENT SPENDER" MEANS AN INDIVIDUAL OR ENTITY THAT MAKES AN
   12  INDEPENDENT EXPENDITURE OR ELECTIONEERING COMMUNICATION.
   13    (C) "ELECTIONEERING COMMUNICATION" MEANS:
   14    (I) AN AUDIO OR VIDEO COMMUNICATION TO A GENERAL PUBLIC  AUDIENCE  VIA
   15  BROADCAST, CABLE OR SATELLITE, OR A COMMUNICATION MADE BY PAID ADVERTIS-
   16  ING  THAT  IS  PUBLISHED ON THE INTERNET OR IN A NEWSPAPER OR PERIODICAL
   17  DISTRIBUTED TO A GENERAL PUBLIC AUDIENCE, OR  A  COMMUNICATION  TO  FIVE
   18  HUNDRED  OR MORE MEMBERS OF A GENERAL PUBLIC AUDIENCE BY PHONE, COMPUTER
   19  OR OTHER ELECTRONIC DEVICES,
   20    (II) WHICH IS BROADCAST OR PUBLISHED WITHIN SIXTY DAYS  OF  A  GENERAL
   21  ELECTION OR THIRTY DAYS OF A PRIMARY ELECTION,
   22    (III)  WHICH  REFERS  TO  A  CLEARLY  IDENTIFIED  CANDIDATE  OR BALLOT
   23  PROPOSAL, AND
   24    (IV) SUCH  CANDIDATE,  THE  CANDIDATE'S  POLITICAL  COMMITTEE  OR  ITS
   25  AGENTS, OR A POLITICAL COMMITTEE FORMED TO PROMOTE THE SUCCESS OR DEFEAT
   26  OF A BALLOT PROPOSAL OR ITS AGENTS, DID NOT AUTHORIZE, REQUEST, SUGGEST,
   27  FOSTER OR COOPERATE IN ANY SUCH COMMUNICATION.
   28    (D)  INDEPENDENT EXPENDITURES AND ELECTIONEERING COMMUNICATIONS DO NOT
   29  INCLUDE:
   30    (I) A COMMUNICATION APPEARING IN A WRITTEN NEWS STORY, COMMENTARY,  OR
   31  EDITORIAL  OR  DISTRIBUTED  THROUGH  THE  FACILITIES OF ANY BROADCASTING
   32  STATION, CABLE OR SATELLITE UNLESS SUCH PUBLICATION  OR  FACILITIES  ARE
   33  OWNED  OR  CONTROLLED  BY  ANY  POLITICAL  PARTY, POLITICAL COMMITTEE OR
   34  CANDIDATE; OR
   35    (II) A COMMUNICATION THAT CONSTITUTES A CANDIDATE DEBATE OR FORUM; OR
   36    (III) A COMMUNICATION WHICH CONSTITUTES  AN  EXPENDITURE  MADE  BY  AN
   37  ENTITY REQUIRED TO REPORT SUCH EXPENDITURE WITH A BOARD OF ELECTIONS.
   38    (E) FOR PURPOSES OF THIS SECTION, THE TERM "PERSON" SHALL MEAN PERSON,
   39  GROUP OF PERSONS, ENTITY, ORGANIZATION OR ASSOCIATION.
   40    2.  WHENEVER  ANY  PERSON MAKES AN INDEPENDENT EXPENDITURE OR ELECTIO-
   41  NEERING COMMUNICATION THAT COSTS MORE THAN ONE THOUSAND DOLLARS  IN  THE
   42  AGGREGATE, SUCH COMMUNICATION SHALL CLEARLY STATE THE NAME OF THE PERSON
   43  WHO  PAID  FOR, OR OTHERWISE PUBLISHED OR DISTRIBUTED, THE COMMUNICATION
   44  AND STATE, WITH RESPECT TO COMMUNICATIONS REGARDING CANDIDATES, THAT THE
   45  COMMUNICATION IS NOT AUTHORIZED BY ANY CANDIDATE, ANY CANDIDATE'S  POLI-
   46  TICAL COMMITTEE OR ANY OF ITS AGENTS. A KNOWING AND WILLFUL VIOLATION OF
   47  THE  PROVISIONS  OF THIS SUBDIVISION SHALL SUBJECT THE PERSON TO A CIVIL
   48  PENALTY EQUAL TO ONE THOUSAND DOLLARS OR THE COST OF THE  COMMUNICATION,
   49  WHICHEVER IS GREATER, IN A SPECIAL PROCEEDING OR CIVIL ACTION BROUGHT BY
   50  THE FAIR ELECTIONS BOARD.
   51    3. (A) ANY PERSON WHICH MAKES INDEPENDENT EXPENDITURES OR ELECTIONEER-
   52  ING  COMMUNICATIONS  THAT  COST  MORE  THAN  ONE THOUSAND DOLLARS IN THE
   53  AGGREGATE SHALL REPORT SUCH INDEPENDENT EXPENDITURES  OR  ELECTIONEERING
   54  COMMUNICATIONS TO THE STATE BOARD OF ELECTIONS ON STATEMENTS AS PROVIDED
   55  FOR IN SECTION 14-108 OF THIS TITLE.
       A. 4980--B                          9
    1    (B)  ANY  INDEPENDENT EXPENDITURE OR ELECTIONEERING COMMUNICATION MADE
    2  AFTER THE CLOSE OF THE PERIOD TO BE COVERED IN THE LAST STATEMENT  FILED
    3  BEFORE  ANY  PRIMARY,  GENERAL  OR  SPECIAL  ELECTION,  BUT  BEFORE SUCH
    4  ELECTION, SHALL BE REPORTED WITHIN TWENTY-FOUR HOURS IN THE SAME  MANNER
    5  AS PROVIDED FOR IN SUBDIVISION TWO OF SECTION 14-108 OF THIS TITLE.
    6    4. EACH SUCH STATEMENT SHALL INCLUDE:
    7    (A) THE NAME, ADDRESS, AND IF A NATURAL PERSON, OCCUPATION AND EMPLOY-
    8  ER OF THE PERSON MAKING THE STATEMENT;
    9    (B) THE NAME, ADDRESS, AND IF A NATURAL PERSON, OCCUPATION AND EMPLOY-
   10  ER  OF  THE  PERSON MAKING THE INDEPENDENT EXPENDITURE OR ELECTIONEERING
   11  COMMUNICATION;
   12    (C) IF THE INDEPENDENT SPENDER MAKES INDEPENDENT EXPENDITURES OR ELEC-
   13  TIONEERING COMMUNICATIONS USING EXCLUSIVELY FUNDS IN A  SEGREGATED  BANK
   14  ACCOUNT  CONSISTING  OF FUNDS THAT WERE PAID DIRECTLY TO SUCH ACCOUNT BY
   15  PERSONS OTHER THAN THE INDEPENDENT SPENDER THAT  CONTROLS  THE  ACCOUNT,
   16  FOR EACH SUCH PAYMENT TO THE ACCOUNT:
   17    (I) THE NAME, ADDRESS, AND IF A NATURAL PERSON, OCCUPATION AND EMPLOY-
   18  ER OF EACH PERSON WHO MADE SUCH PAYMENT DURING THE PERIOD COVERED BY THE
   19  STATEMENT;
   20    (II) THE DATE AND AMOUNT OF SUCH PAYMENT; AND
   21    (III)  THE  AGGREGATE  AMOUNT  OF ALL SUCH PAYMENTS MADE BY THE PERSON
   22  AFTER JANUARY FIRST OF THE  YEAR  IN  WHICH  THE  PRIMARY,  GENERAL,  OR
   23  SPECIAL  ELECTION IS HELD FOR THE PUBLIC OFFICE SOUGHT; BUT ONLY IF SUCH
   24  PAYMENT WAS MADE BY A PERSON WHO MADE PAYMENTS  TO  THE  ACCOUNT  IN  AN
   25  AGGREGATE  AMOUNT OF ONE THOUSAND DOLLARS OR MORE AFTER JANUARY FIRST OF
   26  THE YEAR IN WHICH THE PRIMARY, GENERAL, OR SPECIAL ELECTION IS HELD  FOR
   27  THE PUBLIC OFFICE SOUGHT.
   28    (D) IF THE INDEPENDENT SPENDER MAKES INDEPENDENT EXPENDITURES OR ELEC-
   29  TIONEERING  COMMUNICATIONS  USING FUNDS OTHER THAN FUNDS IN A SEGREGATED
   30  BANK ACCOUNT DESCRIBED IN PARAGRAPH (E) OF THIS  SUBDIVISION,  FOR  EACH
   31  PAYMENT TO THE INDEPENDENT SPENDER:
   32    (I) THE NAME, ADDRESS, AND IF A NATURAL PERSON, OCCUPATION AND EMPLOY-
   33  ER OF EACH PERSON WHO MADE SUCH PAYMENT DURING THE PERIOD COVERED BY THE
   34  STATEMENT;
   35    (II) THE DATE AND AMOUNT OF SUCH PAYMENT; AND
   36    (III)  THE  AGGREGATE  AMOUNT  OF ALL SUCH PAYMENTS MADE BY THE PERSON
   37  AFTER JANUARY FIRST OF THE  YEAR  IN  WHICH  THE  PRIMARY,  GENERAL,  OR
   38  SPECIAL  ELECTION IS HELD FOR THE PUBLIC OFFICE SOUGHT; BUT ONLY IF SUCH
   39  PAYMENT WAS MADE BY A PERSON WHO MADE PAYMENTS TO THE INDEPENDENT SPEND-
   40  ER IN AN AGGREGATE AMOUNT OF ONE THOUSAND DOLLARS OR MORE AFTER  JANUARY
   41  FIRST  OF THE YEAR IN WHICH THE PRIMARY, GENERAL, OR SPECIAL ELECTION IS
   42  HELD FOR THE PUBLIC OFFICE SOUGHT.
   43    (E) THE DOLLAR AMOUNT PAID FOR EACH INDEPENDENT EXPENDITURE OR ELECTI-
   44  ONEERING COMMUNICATION, THE NAME AND ADDRESS OF  THE  PERSON  OR  ENTITY
   45  RECEIVING  THE  PAYMENT, THE DATE THE PAYMENT WAS MADE AND A DESCRIPTION
   46  OF THE INDEPENDENT EXPENDITURE OR ELECTIONEERING COMMUNICATION; AND
   47    (F) THE ELECTION TO WHICH THE INDEPENDENT EXPENDITURE OR  ELECTIONEER-
   48  ING COMMUNICATION PERTAINS AND THE NAME OF THE CLEARLY IDENTIFIED CANDI-
   49  DATE OR THE BALLOT PROPOSAL REFERENCED.
   50    5.  ANY  REPORT  MADE PURSUANT TO THIS SECTION SHALL INCLUDE A COPY OF
   51  ALL MATERIALS THAT PERTAIN TO THE INDEPENDENT  EXPENDITURE  OR  ELECTIO-
   52  NEERING  COMMUNICATION, INCLUDING BUT NOT LIMITED TO BROADCAST, CABLE OR
   53  SATELLITE SCHEDULE AND SCRIPTS,  ADVERTISEMENTS,  PAMPHLETS,  CIRCULARS,
   54  FLYERS, BROCHURES, LETTERHEADS AND OTHER PRINTED MATTER.
       A. 4980--B                         10
    1    6. ANY REPORT OF A LOAN THAT IS MADE FOR AN INDEPENDENT EXPENDITURE OR
    2  ELECTIONEERING  COMMUNICATION  SHALL  INCLUDE  WRITTEN  EVIDENCE  OF THE
    3  INDEBTEDNESS.
    4    7. CONTRIBUTIONS:
    5    (A)  WHEN  AN  INDEPENDENT SPENDER THAT IS AN ENTITY MAKES INDEPENDENT
    6  EXPENDITURES OR ELECTIONEERING COMMUNICATIONS OF ONE HUNDRED DOLLARS  OR
    7  MORE  AGGREGATING  FIVE  THOUSAND  DOLLARS  OR MORE IN THE TWELVE MONTHS
    8  PRECEDING THE ELECTION FOR  COMMUNICATIONS  THAT  REFER  TO  ANY  SINGLE
    9  CANDIDATE, IT IS REQUIRED TO REPORT:
   10    (I)  ALL  CONTRIBUTIONS FROM OTHER ENTITIES SINCE THE FIRST DAY OF THE
   11  CALENDAR YEAR PRECEDING THE YEAR OF THE ELECTION; AND
   12    (II) ALL  CONTRIBUTIONS  AGGREGATING  ONE  THOUSAND  DOLLARS  OR  MORE
   13  ACCEPTED  FROM  AN  INDIVIDUAL  DURING  THE  TWELVE MONTHS PRECEDING THE
   14  ELECTION.
   15    (B) EACH CONTRIBUTION SHALL BE DISCLOSED IN THE  REPORTING  PERIOD  IN
   16  WHICH  IT  WAS  RECEIVED. FOR EACH CONTRIBUTION, THE INDEPENDENT SPENDER
   17  SHALL PROVIDE:
   18    (I) FOR EACH CONTRIBUTION ACCEPTED FROM ANOTHER ENTITY,  THE  ENTITY'S
   19  NAME, ADDRESS, AND TYPE OF ORGANIZATION;
   20    (II)  FOR  EACH CONTRIBUTION ACCEPTED FROM AN INDIVIDUAL, THE INDIVID-
   21  UAL'S NAME, ADDRESS, OCCUPATION, AND EMPLOYER INFORMATION; AND
   22    (III) THE DATE OF RECEIPT AND AMOUNT OF EACH SUCH CONTRIBUTIONS.
   23    (C) EXEMPTION FOR  EARMARKED  CONTRIBUTIONS.  CONTRIBUTIONS  THAT  ARE
   24  EARMARKED  FOR  AN  EXPLICITLY  STATED  NON-ELECTORAL  PURPOSE  ARE  NOT
   25  REQUIRED TO  BE  REPORTED;  PROVIDED,  HOWEVER  THAT  RECORDS  OF  THESE
   26  CONTRIBUTIONS  MUST  BE  MAINTAINED AND MAY BE REQUESTED BY THE BOARD TO
   27  VERIFY THEIR QUALIFICATIONS FOR THIS EXEMPTION.
   28    8. EVERY STATEMENT REQUIRED TO BE FILED PURSUANT TO THIS SECTION SHALL
   29  BE FILED BY ELECTRONIC REPORTING PROCESS OR OVERNIGHT MAIL TO THE  STATE
   30  BOARD OF ELECTIONS.
   31    9.  THE FAIR ELECTIONS BOARD SHALL PROMULGATE REGULATIONS WITH RESPECT
   32  TO THE STATEMENTS REQUIRED TO BE FILED BY THIS SECTION AND SHALL PROVIDE
   33  FORMS SUITABLE FOR SUCH STATEMENTS.
   34    S 11. Section 14-110 of the election law, as amended by chapter 46  of
   35  the laws of 1984, is amended to read as follows:
   36    S  14-110.  Place  for  filing  statements.  The places for filing the
   37  statements required by this article shall be determined by rule or regu-
   38  lation of the state board of  elections;  provided,  however,  that  the
   39  statements  of a candidate for election to the office of governor, lieu-
   40  tenant governor, attorney general, comptroller, member of  the  legisla-
   41  ture,  delegate  to  a constitutional convention, justice of the supreme
   42  court or for nomination for any such office at a primary election and of
   43  any committee aiding or taking  part  in  the  designation,  nomination,
   44  election  or  defeat  of  candidates  for one or more of such offices or
   45  promoting the success or defeat of a question to  be  voted  on  by  the
   46  voters  of  the  entire  state  shall  be  filed with the state board of
   47  elections and in such other places as the state board of elections  may,
   48  by  rule  or  regulation  provide.    UPON  FILING,  THE  STATE BOARD OF
   49  ELECTIONS SHALL MAKE ALL STATEMENTS FILED  THEREWITH  READILY  AVAILABLE
   50  AND ACCESSIBLE TO THE FAIR ELECTIONS BOARD.
   51    S 12. Section 14-112 of the election law, as amended by chapter 930 of
   52  the laws of 1981, is amended to read as follows:
   53    S  14-112.  Political committee authorization statement. Any political
   54  committee aiding or taking part in the election  or  nomination  of  any
   55  candidate, other than by making contributions, shall file, in the office
   56  in  which  the  statements of such committee are to be filed pursuant to
       A. 4980--B                         11
    1  this [article] TITLE, either a sworn verified statement by the treasurer
    2  of such committee  that  the  candidate  has  authorized  the  political
    3  committee  to aid or take part in his election or that the candidate has
    4  not authorized the committee to aid or take part in his election.
    5    S 13. Sections 14-100, 14-102, 14-104, 14-106, 14-107, 14-108, 14-110,
    6  14-112,  14-114, 14-116, 14-118, 14-120, 14-122, 14-124, 14-126, 14-127,
    7  14-128 and 14-130 of the election law are designated title 1 and  a  new
    8  title heading is added to read as follows:
    9                      RECEIPTS AND EXPENDITURES; GENERAL
   10    S  14. Article 14 of the election law is amended by adding a new title
   11  2 to read as follows:
   12                                  TITLE II
   13                              PUBLIC FINANCING
   14  SECTION 14-200. APPLICABILITY OF TITLE.
   15          14-202. DEFINITIONS.
   16          14-204. REPORTING REQUIREMENTS.
   17          14-206. ELIGIBILITY.
   18          14-208. QUALIFIED CAMPAIGN EXPENDITURES.
   19          14-210. OPTIONAL PUBLIC FINANCING.
   20          14-212. CONTRIBUTION AND RECEIPT LIMITATIONS.
   21          14-214. LIMITATIONS ON THE RECEIPT OF PUBLIC FUNDS.
   22          14-216. FAIR ELECTIONS BOARD; GENERAL POWERS AND DUTIES.
   23          14-218. EXAMINATIONS AND AUDITS.
   24          14-220. CIVIL ENFORCEMENT.
   25          14-222. CRIMINAL PENALTIES.
   26          14-224. REPORTS.
   27          14-226. DEBATES.
   28          14-228. DISTRIBUTIONS FROM CAMPAIGN FINANCE FUND.
   29    S 14-200. APPLICABILITY OF TITLE. THIS TITLE SHALL ONLY APPLY TO THOSE
   30  CANDIDATES WHO ELECT TO PARTICIPATE IN  THE  OPTIONAL  PUBLIC  FINANCING
   31  SYSTEM.
   32    S  14-202.  DEFINITIONS. AS USED IN THIS TITLE, UNLESS ANOTHER MEANING
   33  IS CLEARLY INDICATED:
   34    1. THE TERM "BOARD" OR "FAIR ELECTIONS BOARD" MEANS THE BOARD  CREATED
   35  BY SECTION 14-216 OF THIS TITLE TO ADMINISTER THE CAMPAIGN FINANCE FUND.
   36    2. THE TERM "ELIGIBLE CANDIDATE" SHALL MEAN A CANDIDATE FOR NOMINATION
   37  OR  ELECTION  TO  ANY  OF  THE OFFICES OF GOVERNOR, LIEUTENANT GOVERNOR,
   38  COMPTROLLER, ATTORNEY GENERAL, MEMBER OF THE STATE LEGISLATURE, AT-LARGE
   39  DELEGATE TO A  CONSTITUTIONAL  CONVENTION  OR  DISTRICT  DELEGATE  TO  A
   40  CONSTITUTIONAL CONVENTION.
   41    3.  THE  TERM "PARTICIPATING COMMITTEE" SHALL MEAN A SINGLE AUTHORIZED
   42  POLITICAL COMMITTEE WHICH A CANDIDATE CERTIFIES IS  THE  COMMITTEE  THAT
   43  WILL SOLELY BE USED TO PARTICIPATE IN THE PUBLIC FINANCING SYSTEM ESTAB-
   44  LISHED BY THIS TITLE AFTER JANUARY FIRST OF THE YEAR IN WHICH THE PRIMA-
   45  RY, GENERAL OR SPECIAL ELECTION IS HELD FOR THE PUBLIC OFFICE SOUGHT.  A
   46  MULTI-CANDIDATE COMMITTEE MAY NOT BE A PARTICIPATING COMMITTEE.
   47    4.  THE  TERM  "PARTICIPATING CANDIDATE" SHALL MEAN A CANDIDATE WHO IS
   48  ELIGIBLE TO PARTICIPATE IN THE OPTIONAL PUBLIC FINANCING  SYSTEM  ESTAB-
   49  LISHED  BY  THIS  TITLE,  HAS  MET THE THRESHOLD FOR ELIGIBILITY AND HAS
   50  ELECTED TO PARTICIPATE IN THE PUBLIC FINANCING SYSTEM.
   51    5. THE TERM "NONPARTICIPATING CANDIDATE" SHALL MEAN  A  CANDIDATE  FOR
   52  ANY OFFICE ELIGIBLE FOR OPTIONAL PUBLIC FINANCING UNDER THIS TITLE FOR A
   53  COVERED ELECTION WHO FAILS TO FILE A STATEMENT IN THE FORM OF AN AFFIDA-
   54  VIT PURSUANT TO SECTION 14-210 OF THIS TITLE.
   55    6.  THE  TERM "MATCHABLE CONTRIBUTIONS" SHALL MEAN THAT PORTION OF THE
   56  AGGREGATE CONTRIBUTIONS MADE (A) IN THE CASE OF  A  PRIMARY  OR  GENERAL
       A. 4980--B                         12
    1  ELECTION, AFTER JANUARY FIRST OF THE YEAR IN WHICH THE PRIMARY OR GENER-
    2  AL ELECTION IS HELD FOR THE PUBLIC OFFICE SOUGHT OR (B) IN THE CASE OF A
    3  SPECIAL  ELECTION, WITHIN SIX MONTHS OF SUCH ELECTION BY NATURAL PERSONS
    4  RESIDENT  IN  THE  STATE  OF  NEW  YORK TO A CANDIDATE FOR NOMINATION OR
    5  ELECTION TO ANY OF THE OFFICES COVERED BY THE PROVISIONS OF  THIS  TITLE
    6  WHICH  DO NOT EXCEED TWO HUNDRED FIFTY DOLLARS, WHICH HAVE BEEN REPORTED
    7  IN FULL BY THE CANDIDATE'S PARTICIPATING COMMITTEE TO THE FAIR ELECTIONS
    8  BOARD, INCLUDING THE CONTRIBUTOR'S FULL NAME AND RESIDENTIAL ADDRESS.  A
    9  LOAN MAY NOT BE TREATED AS A  MATCHABLE  CONTRIBUTION.    THE  FOLLOWING
   10  CONTRIBUTIONS ARE NOT MATCHABLE:
   11    (A) IN-KIND CONTRIBUTIONS OF PROPERTY, GOODS, OR SERVICES;
   12    (B)  CONTRIBUTIONS  IN THE FORM OF THE PURCHASE PRICE PAID FOR AN ITEM
   13  WITH SIGNIFICANT INTRINSIC AND ENDURING VALUE;
   14    (C) CONTRIBUTIONS IN THE FORM OF THE PURCHASE PRICE PAID FOR OR OTHER-
   15  WISE INDUCED BY A CHANCE TO PARTICIPATE IN A RAFFLE, LOTTERY, OR SIMILAR
   16  DRAWING FOR VALUABLE PRIZES;
   17    (D) MONEY ORDER CONTRIBUTIONS FROM ANY ONE CONTRIBUTOR  THAT  ARE,  IN
   18  THE AGGREGATE, GREATER THAN ONE HUNDRED DOLLARS;
   19    (E) CONTRIBUTIONS FROM INDIVIDUALS UNDER THE AGE OF EIGHTEEN YEARS;
   20    (F)  CONTRIBUTIONS  FROM  INDIVIDUAL VENDORS TO WHOM THE PARTICIPATING
   21  CANDIDATE OR HIS OR HER PRINCIPAL COMMITTEE  MAKES  AN  EXPENDITURE,  IN
   22  FURTHERANCE  OF  THE  NOMINATION FOR ELECTION OR ELECTION COVERED BY THE
   23  CANDIDATE'S CERTIFICATION, UNLESS SUCH  EXPENDITURE  IS  REIMBURSING  AN
   24  ADVANCE.
   25    7. THE TERM "QUALIFIED CAMPAIGN EXPENDITURE" SHALL MEAN AN EXPENDITURE
   26  FOR WHICH PUBLIC FUNDS MAY BE USED.
   27    8. THE TERM "FUND" SHALL MEAN THE NEW YORK STATE CAMPAIGN FINANCE FUND
   28  CREATED BY SECTION NINETY-TWO-T OF THE STATE FINANCE LAW.
   29    9. THE TERM "THRESHOLD FOR ELIGIBILITY" SHALL MEAN THE AMOUNT OF TOTAL
   30  MATCHABLE CONTRIBUTIONS THAT THE PARTICIPATING COMMITTEE OF AN OTHERWISE
   31  ELIGIBLE  CANDIDATE  MUST RECEIVE, AS REQUIRED BY SECTION 14-206 OF THIS
   32  TITLE, IN ORDER TO QUALIFY FOR OPTIONAL  PUBLIC  FINANCING  PURSUANT  TO
   33  THIS TITLE.
   34    10. THE TERM "CONTRIBUTION" SHALL HAVE THE SAME MEANING AS IN SUBDIVI-
   35  SION NINE OF SECTION 14-100 OF THIS ARTICLE.
   36    S  14-204.  REPORTING  REQUIREMENTS.  1. EVERY PARTICIPATING CANDIDATE
   37  SHALL NOT DESIGNATE MORE THAN ONE AUTHORIZED COMMITTEE. BEFORE RECEIVING
   38  ANY CONTRIBUTION OR MAKING ANY EXPENDITURE FOR A COVERED ELECTION,  EACH
   39  PARTICIPATING  CANDIDATE SHALL NOTIFY THE FAIR ELECTIONS BOARD AS TO THE
   40  EXISTENCE OF HIS OR HER AUTHORIZED COMMITTEE THAT  HAS  BEEN  DESIGNATED
   41  AND  APPROVED  BY  SUCH CANDIDATE. EACH SUCH AUTHORIZED COMMITTEE SHALL,
   42  BEFORE OPENING A COMMITTEE BANK ACCOUNT, RECEIVING ANY  CONTRIBUTION  OR
   43  MAKING ANY EXPENDITURE FOR A COVERED ELECTION:
   44    (A) DESIGNATE A TREASURER; AND
   45    (B)  OBTAIN  A  TAX  IDENTIFICATION  NUMBER  FROM THE INTERNAL REVENUE
   46  SERVICE.
   47    2. DISCLOSURE. (A) EVERY PARTICIPATING CANDIDATE SHALL FILE  FINANCIAL
   48  DISCLOSURE  REPORTS  WITH  THE  STATE  BOARD OF ELECTIONS AS REQUIRED BY
   49  TITLE ONE OF THIS ARTICLE. COPIES OF SUCH REPORTS SHALL ALSO BE  SUBMIT-
   50  TED  TO THE FAIR ELECTIONS BOARD CREATED PURSUANT TO THIS ARTICLE AT THE
   51  SAME TIME SUCH REPORTS ARE FILED WITH THE STATE BOARD OF ELECTIONS.
   52    (B) THE FAIR ELECTIONS BOARD SHALL REVIEW EACH DISCLOSURE REPORT FILED
   53  WITH THE STATE BOARD OF ELECTIONS PURSUANT TO TITLE ONE OF THIS  ARTICLE
   54  AND  SHALL  INFORM  PARTICIPATING  CANDIDATES  AND  POLITICAL COMMITTEES
   55  INCLUDING THE AUTHORIZED  COMMITTEE,  OF  RELEVANT  QUESTIONS  THE  FAIR
   56  ELECTIONS BOARD HAS CONCERNING: (I) COMPLIANCE WITH REQUIREMENTS OF THIS
       A. 4980--B                         13
    1  TITLE  AND  OF  THE  RULES  ISSUED BY THE FAIR ELECTIONS BOARD; AND (II)
    2  QUALIFICATION FOR RECEIVING  PUBLIC  MATCHING  FUNDS  PURSUANT  TO  THIS
    3  TITLE. IN THE COURSE OF SUCH REVIEW, THE FAIR ELECTIONS BOARD SHALL GIVE
    4  CANDIDATES  AND POLITICAL COMMITTEES INCLUDING THE AUTHORIZED COMMITTEE,
    5  AN OPPORTUNITY TO RESPOND TO AND CORRECT POTENTIAL VIOLATIONS  AND  GIVE
    6  CANDIDATES  AN OPPORTUNITY TO ADDRESS QUESTIONS THE BOARD HAS CONCERNING
    7  THEIR MATCHABLE CONTRIBUTION CLAIMS OR OTHER ISSUES CONCERNING ELIGIBIL-
    8  ITY FOR RECEIVING PUBLIC MATCHING FUNDS PURSUANT TO THIS TITLE.  NOTHING
    9  IN  THIS  PARAGRAPH SHALL PRECLUDE THE BOARD FROM SUBSEQUENTLY REVIEWING
   10  SUCH A DISCLOSURE REPORT AND TAKING ANY ACTION OTHERWISE  AUTHORIZED  BY
   11  THIS TITLE.
   12    (C)  ONLY  ITEMIZED  CONTRIBUTIONS CONTAINED IN REPORTS FILED WITH THE
   13  FAIR ELECTIONS BOARD SHALL BE ELIGIBLE FOR MATCHING  FUNDS  PURSUANT  TO
   14  THIS TITLE.
   15    S 14-206. ELIGIBILITY. 1. TO BE ELIGIBLE FOR OPTIONAL PUBLIC FINANCING
   16  UNDER THIS TITLE, A CANDIDATE FOR NOMINATION OR ELECTION MUST:
   17    (A)  MEET ALL THE REQUIREMENTS OF THIS CHAPTER AND OTHER PROVISIONS OF
   18  LAW TO HAVE HIS OR HER NAME ON THE BALLOT;
   19    (B) BE A CANDIDATE FOR STATEWIDE  OFFICE,  THE  STATE  LEGISLATURE  OR
   20  DELEGATE TO A CONSTITUTIONAL CONVENTION AT A PRIMARY, GENERAL OR SPECIAL
   21  ELECTION AND MEET THE THRESHOLD FOR ELIGIBILITY SET FORTH IN SUBDIVISION
   22  TWO OF THIS SECTION;
   23    (C) ELECT TO PARTICIPATE IN THE PUBLIC FINANCING SYSTEM ESTABLISHED BY
   24  THIS  TITLE  NOT LATER THAN SEVEN DAYS AFTER THE LAST DAY TO FILE DESIG-
   25  NATING PETITIONS FOR THE OFFICE SUCH CANDIDATE IS  SEEKING  OR,  IN  THE
   26  CASE OF A SPECIAL ELECTION, NOT LATER THAN THE LAST DAY TO FILE NOMINAT-
   27  ING CERTIFICATES FOR SUCH OFFICE;
   28    (D)  AGREE  TO  OBTAIN  AND  FURNISH  TO  THE FAIR ELECTIONS BOARD ANY
   29  EVIDENCE IT MAY REASONABLY REQUEST  RELATING  TO  HIS  OR  HER  CAMPAIGN
   30  EXPENDITURES OR CONTRIBUTIONS AND FURNISH SUCH OTHER PROOF OF COMPLIANCE
   31  WITH THIS TITLE AS MAY BE REQUESTED BY THE BOARD;
   32    (E)  HAVE  A  SINGLE  AUTHORIZED  POLITICAL  COMMITTEE WHICH HE OR SHE
   33  CERTIFIES AS THE PARTICIPATING COMMITTEE FOR THE PURPOSES OF THIS TITLE;
   34    (F) AGREE TO IDENTIFY ACCURATELY IN ALL CAMPAIGN MATERIALS THE  PERSON
   35  OR ENTITY THAT PAID FOR SUCH CAMPAIGN MATERIAL; AND
   36    (G)  AGREE NOT TO EXPEND FOR CAMPAIGN PURPOSES ANY PORTION OF ANY PRE-
   37  EXISTING FUNDS RAISED FOR ANY PUBLIC OFFICE OR PARTY POSITION  PRIOR  TO
   38  THE  DATE  OF  ELECTING TO PARTICIPATE IN THE PUBLIC FINANCING SYSTEM AS
   39  SET FORTH IN PARAGRAPH (C) OF THIS SUBDIVISION.  NOTHING IN  THIS  PARA-
   40  GRAPH  SHALL  BE CONSTRUED TO LIMIT, IN ANY WAY, ANY CANDIDATE OR PUBLIC
   41  OFFICIAL FROM EXPENDING ANY PORTION OF PRE-EXISTING CAMPAIGN  FUNDS  FOR
   42  ANY LAWFUL PURPOSE OTHER THAN THOSE RELATED TO HIS OR HER CAMPAIGN.
   43    2.  THE THRESHOLD FOR ELIGIBILITY FOR PUBLIC FUNDING FOR CANDIDATES IN
   44  A PRIMARY, GENERAL OR SPECIAL ELECTION FOR THE FOLLOWING  OFFICES  SHALL
   45  BE:
   46    (A)  GOVERNOR  IN  A  PRIMARY  OR  GENERAL ELECTION. NOT LESS THAN SIX
   47  HUNDRED FIFTY THOUSAND DOLLARS FROM AT LEAST SIX THOUSAND  FIVE  HUNDRED
   48  MATCHABLE  CONTRIBUTIONS  MADE  UP  OF  SUMS  OF UP TO TWO HUNDRED FIFTY
   49  DOLLARS PER INDIVIDUAL CONTRIBUTOR WHO RESIDES IN NEW YORK STATE.
   50    (B) LIEUTENANT GOVERNOR IN  A  PRIMARY  ELECTION  AND  COMPTROLLER  OR
   51  ATTORNEY  GENERAL  IN  A PRIMARY OR GENERAL ELECTION.  NOT LESS THAN TWO
   52  HUNDRED THOUSAND DOLLARS FROM AT LEAST TWO THOUSAND  MATCHABLE  CONTRIB-
   53  UTIONS MADE UP OF SUMS OF UP TO TWO HUNDRED FIFTY DOLLARS PER INDIVIDUAL
   54  CONTRIBUTOR WHO RESIDES IN NEW YORK STATE.
   55    (C)  MEMBERS  OF  THE  STATE  SENATE  IN A PRIMARY, GENERAL OR SPECIAL
   56  ELECTION. NOT LESS THAN  TWENTY  THOUSAND  DOLLARS  FROM  AT  LEAST  TWO
       A. 4980--B                         14
    1  HUNDRED  MATCHABLE  CONTRIBUTIONS  MADE  UP OF SUMS OF UP TO TWO HUNDRED
    2  FIFTY DOLLARS PER INDIVIDUAL CONTRIBUTOR WHO RESIDES IN NEW  YORK  STATE
    3  INCLUDING  AT LEAST TEN THOUSAND DOLLARS FROM AT LEAST ONE HUNDRED INDI-
    4  VIDUAL  CONTRIBUTORS  WHO RESIDE IN THE SENATE DISTRICT OR RESIDE IN ANY
    5  PORTION OF ANY COUNTY WHICH CONSTITUTES ANY MEASURE OF THE  DISTRICT  IN
    6  WHICH THE SEAT IS TO BE FILLED.
    7    (D) MEMBERS OF THE ASSEMBLY IN A PRIMARY, GENERAL OR SPECIAL ELECTION.
    8  NOT  LESS  THAN TEN THOUSAND DOLLARS FROM AT LEAST ONE HUNDRED MATCHABLE
    9  CONTRIBUTIONS MADE UP OF SUMS OF UP TO TWO  HUNDRED  FIFTY  DOLLARS  PER
   10  INDIVIDUAL  CONTRIBUTOR WHO RESIDES IN NEW YORK STATE INCLUDING AT LEAST
   11  FIVE THOUSAND DOLLARS FROM AT LEAST FIFTY INDIVIDUALS WHO RESIDE IN  THE
   12  ASSEMBLY  DISTRICT  OR RESIDE IN ANY PORTION OF ANY COUNTY WHICH CONSTI-
   13  TUTES ANY MEASURE OF THE DISTRICT IN WHICH THE SEAT IS TO BE FILLED.
   14    (E) AT-LARGE DELEGATE TO A CONSTITUTIONAL CONVENTION IN A  PRIMARY  OR
   15  GENERAL  ELECTION.  NOT  LESS THAN TWENTY THOUSAND DOLLARS FROM AT LEAST
   16  TWO HUNDRED MATCHABLE CONTRIBUTIONS MADE UP OF SUMS OF UP TO TWO HUNDRED
   17  FIFTY DOLLARS PER INDIVIDUAL CONTRIBUTOR WHO RESIDES IN NEW YORK STATE.
   18    (F) DISTRICT DELEGATE TO A CONSTITUTIONAL CONVENTION IN A  PRIMARY  OR
   19  GENERAL  ELECTION.  NOT  LESS  THAN  FIVE THOUSAND DOLLARS FROM AT LEAST
   20  FIFTY MATCHABLE CONTRIBUTIONS MADE UP OF SUMS OF UP TO TWO HUNDRED FIFTY
   21  DOLLARS PER INDIVIDUAL CONTRIBUTOR WHO RESIDES IN THE DISTRICT OR IN THE
   22  CONSTITUENT COUNTY OR RESIDES IN ANY PORTION OF ANY COUNTY WHICH CONSTI-
   23  TUTES ANY MEASURE OF THE DISTRICT IN WHICH THE SEAT IS TO BE FILLED.
   24    3. IN ORDER TO BE ELIGIBLE  TO  RECEIVE  PUBLIC  FUNDS  IN  A  PRIMARY
   25  ELECTION  A  CANDIDATE MUST AGREE, THAT IN THE EVENT SUCH CANDIDATE IS A
   26  CANDIDATE FOR SUCH OFFICE IN THE GENERAL ELECTION  IN  SUCH  YEAR,  THAT
   27  SUCH CANDIDATE WILL BE BOUND BY THE PROVISIONS OF THIS TITLE, INCLUDING,
   28  BUT NOT LIMITED TO, THE PUBLIC FUNDS RECEIPT LIMITS OF THIS TITLE.
   29    4.  CANDIDATES  WHO ARE CONTESTED IN A PRIMARY ELECTION AND WHO DO NOT
   30  SEEK PUBLIC FUNDS SHALL NOT BE ELIGIBLE FOR PUBLIC FUNDS FOR THE GENERAL
   31  ELECTION IN THAT YEAR. THE PROVISIONS  OF  THIS  SUBDIVISION  SHALL  NOT
   32  APPLY TO CANDIDATES FOR THE OFFICE OF LIEUTENANT GOVERNOR.
   33    5. CANDIDATES WHO ARE UNOPPOSED IN A GENERAL OR SPECIAL ELECTION SHALL
   34  NOT BE ELIGIBLE TO RECEIVE PUBLIC FUNDS.
   35    6.  NO  CANDIDATE  FOR  ELECTION TO AN OFFICE IN A PRIMARY, GENERAL OR
   36  SPECIAL ELECTION WHO HAS ELECTED TO PARTICIPATE IN THE PUBLIC  FINANCING
   37  SYSTEM  SHALL BE DEEMED OPPOSED AND RECEIVE PUBLIC FUNDS UNLESS THERE IS
   38  AT LEAST ONE OTHER CANDIDATE, AS DEFINED BY SUBDIVISION SEVEN OF SECTION
   39  14-100 OF THIS TITLE FOR SUCH OFFICE IN SUCH ELECTION.
   40    S 14-208. QUALIFIED CAMPAIGN EXPENDITURES. 1.  PUBLIC  FUNDS  PROVIDED
   41  UNDER  THE PROVISIONS OF THIS TITLE MAY ONLY BE USED FOR EXPENDITURES BY
   42  THE PARTICIPATING COMMITTEE AUTHORIZED BY THE CANDIDATE TO MAKE EXPENDI-
   43  TURES ON SUCH CANDIDATE'S BEHALF, TO FURTHER THE CANDIDATE'S  NOMINATION
   44  OR  ELECTION  AFTER  JANUARY  FIRST  OF THE YEAR IN WHICH THE PRIMARY OR
   45  GENERAL ELECTION IS HELD FOR THE OFFICE SOUGHT, FOR SERVICES, MATERIALS,
   46  FACILITIES OR OTHER THINGS OF VALUE USED DURING THAT CAMPAIGN CYCLE  OR,
   47  IN  THE  CASE  OF A SPECIAL ELECTION, FOR EXPENDITURES DURING THE PERIOD
   48  COMMENCING THREE MONTHS BEFORE AND ENDING ONE MONTH AFTER  SUCH  SPECIAL
   49  ELECTION.
   50    2. SUCH PUBLIC FUNDS MAY NOT BE USED FOR:
   51    (A)  AN EXPENDITURE IN VIOLATION OF ANY LAW OF THE UNITED STATES OR OF
   52  THIS STATE;
   53    (B) PAYMENTS OR ANYTHING OF VALUE GIVEN OR MADE TO  THE  CANDIDATE,  A
   54  RELATIVE  OF  THE  CANDIDATE,  OR TO A BUSINESS ENTITY IN WHICH ANY SUCH
   55  PERSON HAS A TEN PERCENT OR GREATER OWNERSHIP INTEREST OR OF  WHICH  ANY
   56  SUCH  PERSON  IS  AN OFFICER, DIRECTOR OR EMPLOYEE IN EXCESS OF THE FAIR
       A. 4980--B                         15
    1  MARKET VALUE OF SUCH SERVICES, MATERIALS, FACILITIES OR OTHER THINGS  OF
    2  VALUE RECEIVED IN EXCHANGE;
    3    (C) PAYMENT IN EXCESS OF THE FAIR MARKET VALUE OF SERVICES, MATERIALS,
    4  FACILITIES OR OTHER THINGS OF VALUE RECEIVED IN EXCHANGE;
    5    (D)  ANY  EXPENDITURE  MADE  AFTER THE PARTICIPATING CANDIDATE, OR THE
    6  ONLY REMAINING OPPONENT OF SUCH CANDIDATE, HAS BEEN DISQUALIFIED OR  HAD
    7  SUCH CANDIDATE'S PETITIONS DECLARED INVALID BY A BOARD OF ELECTIONS OR A
    8  COURT  OF  COMPETENT  JURISDICTION  UNTIL  AND  UNLESS  SUCH  FINDING IS
    9  REVERSED BY A HIGHER AUTHORITY.
   10    (E) ANY EXPENDITURE MADE TO CHALLENGE THE VALIDITY OF ANY PETITION  OF
   11  DESIGNATION  OR NOMINATION OR ANY CERTIFICATE OF NOMINATION, ACCEPTANCE,
   12  AUTHORIZATION, DECLINATION OR SUBSTITUTION;
   13    (F) EXPENDITURE FOR NONCAMPAIGN RELATED FOOD, DRINK OR  ENTERTAINMENT;
   14  AND
   15    (G) GIFTS.
   16    S  14-210.  OPTIONAL PUBLIC FINANCING. 1. PARTICIPATING CANDIDATES FOR
   17  NOMINATION OR ELECTION IN PRIMARY, GENERAL  AND  SPECIAL  ELECTIONS  MAY
   18  OBTAIN PAYMENT TO A PARTICIPATING COMMITTEE FROM PUBLIC FUNDS FOR QUALI-
   19  FIED  CAMPAIGN  EXPENDITURES.  NO  SUCH  PUBLIC FUNDS SHALL BE PAID TO A
   20  PARTICIPATING COMMITTEE UNTIL THE CANDIDATE HAS QUALIFIED TO  APPEAR  ON
   21  THE  BALLOT  AND  FILED  A SWORN STATEMENT WITH THE FAIR ELECTIONS BOARD
   22  ELECTING TO PARTICIPATE IN THE  OPTIONAL  PUBLIC  FINANCING  SYSTEM  AND
   23  AGREEING TO ABIDE BY THE REQUIREMENTS OF THIS TITLE.  PAYMENTS SHALL NOT
   24  EXCEED  THE  AMOUNTS  SPECIFIED IN THIS TITLE, AND SHALL BE MADE ONLY IN
   25  ACCORDANCE WITH THE PROVISIONS OF THIS TITLE. SUCH PAYMENTS MAY ONLY  BE
   26  MADE  TO  A PARTICIPATING CANDIDATE'S PARTICIPATING COMMITTEE. NO PUBLIC
   27  FUNDS SHALL BE USED EXCEPT AS REIMBURSEMENT  OR  PAYMENT  FOR  QUALIFIED
   28  CAMPAIGN  EXPENDITURES  ACTUALLY AND LAWFULLY INCURRED OR TO REPAY LOANS
   29  USED TO PAY QUALIFIED CAMPAIGN EXPENDITURES.
   30    2. THE PARTICIPATING COMMITTEE OF EACH PARTICIPATING  CANDIDATE  SHALL
   31  BE ENTITLED TO SIX DOLLARS IN PUBLIC FUNDS FOR EACH ONE DOLLAR OF MATCH-
   32  ABLE  CONTRIBUTIONS OBTAINED AND REPORTED TO THE FAIR ELECTIONS BOARD IN
   33  ACCORDANCE WITH THE PROVISIONS OF THIS TITLE,  PROVIDED,  HOWEVER,  SUCH
   34  PUBLIC FUNDS SHALL ONLY BE USED FOR QUALIFIED CAMPAIGN EXPENDITURES.
   35    3.  (A) NO PARTICIPATING CANDIDATE FOR NOMINATION FOR AN OFFICE WHO IS
   36  UNOPPOSED IN A PRIMARY ELECTION SHALL BE ENTITLED TO  PAYMENT  FROM  THE
   37  FUND FOR QUALIFIED CAMPAIGN EXPENDITURES.
   38    (B)  WHERE THERE IS A CONTEST IN SUCH PRIMARY FOR THE NOMINATION OF AT
   39  LEAST ONE OTHER PARTY FOR SUCH OFFICE, THE PARTICIPATING COMMITTEE OF AN
   40  UNOPPOSED PARTICIPATING CANDIDATE FOR NOMINATION MAY RAISE AND SPEND  AN
   41  AMOUNT EQUAL TO ONE-HALF THE PUBLIC FUNDS RECEIPT LIMIT FOR SUCH OFFICE,
   42  AS  FIXED BY THIS TITLE FOR CANDIDATES WHO HAVE ELECTED TO ACCEPT PUBLIC
   43  FUNDS, WITH CONTRIBUTIONS OF UP TO TWO THOUSAND DOLLARS PER CONTRIBUTOR.
   44  SUCH PAYMENT CAN ONLY BE EXPENDED FOR PROPERTY, SERVICES  OR  FACILITIES
   45  USED ON OR BEFORE THE DATE OF SUCH PRIMARY ELECTION.
   46    4.  THE  FAIR  ELECTIONS  BOARD  SHALL PROMPTLY EXAMINE ALL REPORTS OF
   47  CONTRIBUTIONS TO  DETERMINE  WHETHER,  ON  THEIR  FACE,  THEY  MEET  THE
   48  REQUIREMENTS  FOR  MATCHABLE  CONTRIBUTIONS,  AND SHALL KEEP A RECORD OF
   49  SUCH CONTRIBUTIONS.
   50    5. THE FAIR ELECTIONS  BOARD  SHALL  PROMULGATE  REGULATIONS  FOR  THE
   51  CERTIFICATION  OF  THE  AMOUNT OF FUNDS PAYABLE BY THE COMPTROLLER, FROM
   52  THE FUND ESTABLISHED PURSUANT  TO  SECTION  NINETY-TWO-T  OF  THE  STATE
   53  FINANCE  LAW, TO A PARTICIPATING CANDIDATE THAT HAS QUALIFIED TO RECEIVE
   54  SUCH PAYMENT. THESE  REGULATIONS  SHALL  INCLUDE  THE  PROMULGATION  AND
   55  DISTRIBUTION  OF FORMS ON WHICH CONTRIBUTIONS AND EXPENDITURES ARE TO BE
   56  REPORTED, THE PERIODS DURING WHICH SUCH REPORTS MUST BE  FILED  AND  THE
       A. 4980--B                         16
    1  VERIFICATION  REQUIRED.  THE BOARD SHALL INSTITUTE PROCEDURES WHICH WILL
    2  MAKE POSSIBLE PAYMENT BY THE FUND WITHIN TWO BUSINESS DAYS AFTER RECEIPT
    3  OF THE REQUIRED FORMS AND VERIFICATIONS.
    4    S  14-212.  CONTRIBUTION  AND RECEIPT LIMITATIONS. 1.  IN ANY PRIMARY,
    5  SPECIAL OR GENERAL ELECTION FOR ANY STATEWIDE OFFICE, STATE  LEGISLATIVE
    6  OFFICE  OR  CONSTITUTIONAL CONVENTION DELEGATE NO CONTRIBUTOR MAY MAKE A
    7  CONTRIBUTION TO ANY PARTICIPATING CANDIDATE OR SUCH CANDIDATE'S  PARTIC-
    8  IPATING  COMMITTEE,  AND  NO  PARTICIPATING  CANDIDATE  OR PARTICIPATING
    9  COMMITTEE MAY ACCEPT ANY CONTRIBUTION FROM ANY CONTRIBUTOR WHICH, IN THE
   10  AGGREGATE AMOUNT, IS GREATER THAN TWO THOUSAND DOLLARS.
   11    2. (A) NOTWITHSTANDING THE PUBLIC FUNDS RECEIPT LIMIT FOR SUCH  OFFICE
   12  AS  FIXED BY THIS TITLE FOR CANDIDATES WHO HAVE ELECTED TO ACCEPT PUBLIC
   13  FUNDS, A PARTICIPATING CANDIDATE FOR GOVERNOR OR LIEUTENANT GOVERNOR  IN
   14  A  PRIMARY OR GENERAL ELECTION OR SUCH CANDIDATE'S PARTICIPATING COMMIT-
   15  TEE MAY ACCEPT FROM A STATE CONSTITUTED COMMITTEE  WHICH  HAS  NOMINATED
   16  SUCH  CANDIDATE  SERVICES IN AN AMOUNT WHICH, IN THE AGGREGATE, DOES NOT
   17  EXCEED TWO MILLION FIVE HUNDRED  THOUSAND  DOLLARS;  PROVIDED,  HOWEVER,
   18  THAT TWENTY-FIVE PERCENT OF SUCH AMOUNT MAY BE ACCEPTED IN THE FORM OF A
   19  TRANSFER.
   20    (B)  NOTWITHSTANDING THE PUBLIC FUNDS RECEIPT LIMIT FOR SUCH OFFICE AS
   21  FIXED BY THIS TITLE FOR CANDIDATES WHO HAVE  ELECTED  TO  ACCEPT  PUBLIC
   22  FUNDS,  A PARTICIPATING CANDIDATE FOR ATTORNEY GENERAL OR COMPTROLLER IN
   23  A PRIMARY OR GENERAL ELECTION OR SUCH CANDIDATE'S PARTICIPATING  COMMIT-
   24  TEE  MAY  ACCEPT  FROM A STATE CONSTITUTED COMMITTEE WHICH HAS NOMINATED
   25  SUCH CANDIDATE SERVICES IN AN AMOUNT WHICH, IN THE AGGREGATE,  DOES  NOT
   26  EXCEED  ONE MILLION DOLLARS; PROVIDED, HOWEVER, THAT TWENTY-FIVE PERCENT
   27  OF SUCH AMOUNT MAY BE ACCEPTED IN THE FORM OF A TRANSFER.
   28    (C) NOTWITHSTANDING THE PUBLIC FUNDS RECEIPT LIMIT FOR SUCH OFFICE  AS
   29  FIXED  BY  THIS  TITLE  FOR CANDIDATES WHO HAVE ELECTED TO ACCEPT PUBLIC
   30  FUNDS, A PARTICIPATING CANDIDATE FOR STATE SENATOR IN A PRIMARY, GENERAL
   31  OR SPECIAL ELECTION OR  SUCH  CANDIDATE'S  PARTICIPATING  COMMITTEE  MAY
   32  ACCEPT  FROM  A  STATE  CONSTITUTED  COMMITTEE  WHICH HAS NOMINATED SUCH
   33  CANDIDATE SERVICES IN   AN AMOUNT WHICH,  IN  THE  AGGREGATE,  DOES  NOT
   34  EXCEED ONE HUNDRED THOUSAND DOLLARS; PROVIDED, HOWEVER, THAT TWENTY-FIVE
   35  PERCENT OF SUCH AMOUNT MAY BE ACCEPTED IN THE FORM OF A TRANSFER.
   36    (D)  NOTWITHSTANDING THE PUBLIC FUNDS RECEIPT LIMIT FOR SUCH OFFICE AS
   37  FIXED BY THIS TITLE FOR CANDIDATES WHO HAVE  ELECTED  TO  ACCEPT  PUBLIC
   38  FUNDS,  A PARTICIPATING CANDIDATE FOR MEMBER OF THE ASSEMBLY IN A PRIMA-
   39  RY, GENERAL  OR  SPECIAL  ELECTION  OR  SUCH  CANDIDATE'S  PARTICIPATING
   40  COMMITTEE  MAY ACCEPT FROM A STATE CONSTITUTED COMMITTEE WHICH HAS NOMI-
   41  NATED SUCH CANDIDATE SERVICES IN AN AMOUNT WHICH, IN THE AGGREGATE, DOES
   42  NOT EXCEED FIFTY THOUSAND DOLLARS; PROVIDED, HOWEVER,  THAT  TWENTY-FIVE
   43  PERCENT OF SUCH AMOUNT MAY BE ACCEPTED IN THE FORM OF A TRANSFER.
   44    (E)  NOTWITHSTANDING THE PUBLIC FUNDS RECEIPT LIMIT FOR SUCH OFFICE AS
   45  FIXED BY THIS TITLE FOR CANDIDATES WHO HAVE  ELECTED  TO  ACCEPT  PUBLIC
   46  FUNDS,  A  PARTICIPATING  CANDIDATE FOR DELEGATE AT-LARGE TO A CONSTITU-
   47  TIONAL CONVENTION IN A GENERAL ELECTION OR SUCH CANDIDATE'S  PARTICIPAT-
   48  ING  COMMITTEE  MAY  ACCEPT FROM A STATE CONSTITUTED COMMITTEE WHICH HAS
   49  NOMINATED SUCH CANDIDATE SERVICES IN AN AMOUNT WHICH, IN THE  AGGREGATE,
   50  DOES  NOT EXCEED FIFTY THOUSAND DOLLARS; PROVIDED, HOWEVER, THAT TWENTY-
   51  FIVE PERCENT OF SUCH AMOUNT MAY BE ACCEPTED IN THE FORM OF A TRANSFER.
   52    (F) NOTWITHSTANDING THE PUBLIC FUNDS RECEIPT LIMIT FOR SUCH OFFICE  AS
   53  FIXED  BY  THIS  TITLE  FOR CANDIDATES WHO HAVE ELECTED TO ACCEPT PUBLIC
   54  FUNDS, A PARTICIPATING CANDIDATE FOR DISTRICT DELEGATE  TO  A  CONSTITU-
   55  TIONAL  CONVENTION IN A GENERAL ELECTION OR SUCH CANDIDATE'S PARTICIPAT-
   56  ING COMMITTEE MAY ACCEPT FROM A STATE CONSTITUTED  COMMITTEE  WHICH  HAS
       A. 4980--B                         17
    1  NOMINATED  SUCH CANDIDATE SERVICES IN AN AMOUNT WHICH, IN THE AGGREGATE,
    2  DOES  NOT  EXCEED  TEN  THOUSAND  DOLLARS;   PROVIDED,   HOWEVER,   THAT
    3  TWENTY-FIVE  PERCENT  OF  SUCH  AMOUNT  MAY BE ACCEPTED IN THE FORM OF A
    4  TRANSFER.
    5    (G)  FOR  PURPOSES  OF  THIS  SUBDIVISION,  THE TERM STATE CONSTITUTED
    6  COMMITTEE INCLUDES ANY OF ITS SUBCOMMITTEES.
    7    3. NOTWITHSTANDING ANY PUBLIC FUNDS RECEIPT LIMIT IN THIS SUBDIVISION,
    8  EACH COUNTY COMMITTEE OF ANY  PARTY  WHICH  NOMINATES  A  CANDIDATE  FOR
    9  STATEWIDE  OFFICE OR STATE LEGISLATIVE OFFICE, INCLUDING WITHIN THE TERM
   10  COUNTY COMMITTEE ANY OF ITS SUBCOMMITTEES, MAY EXPEND IN SUPPORT OF SUCH
   11  PARTY'S CANDIDATES FOR STATEWIDE OFFICE OR STATE LEGISLATIVE OFFICE  WHO
   12  HAS  AGREED TO ACCEPT PUBLIC FINANCING, AN AMOUNT WHICH SHALL NOT EXCEED
   13  THE SUM OF TWO CENTS FOR EACH VOTER REGISTERED IN SUCH COUNTY AS  DETER-
   14  MINED  BY  THE  RECORDS  OF THE APPROPRIATE BOARD OF ELECTIONS AS OF THE
   15  PRECEDING GENERAL ELECTION.
   16    4. IN COMPUTING THE AGGREGATE AMOUNT EXPENDED  FOR  PURPOSES  OF  THIS
   17  SECTION,  EXPENDITURES MADE BY A STATE CONSTITUTED COMMITTEE OR A COUNTY
   18  COMMITTEE IN SUPPORT OF MORE THAN ONE CANDIDATE SHALL BE ALLOCATED AMONG
   19  SUCH CANDIDATES SUPPORTED BY THE COMMITTEE IN ACCORDANCE  WITH  FORMULAS
   20  PROMULGATED BY THE FAIR ELECTIONS BOARD OR, IN THE ABSENCE OF SUCH OFFI-
   21  CIAL FORMULAS, IN ACCORDANCE WITH A FORMULA BASED UPON REASONABLE STAND-
   22  ARDS.  THE  STATEMENTS FILED BY SUCH CONSTITUTED COMMITTEE IN ACCORDANCE
   23  WITH THIS CHAPTER SHALL SET FORTH, IN ADDITION TO THE OTHER  INFORMATION
   24  REQUIRED,  THE TOTAL AMOUNT EXPENDED BY THE PARTY COMMITTEE ON BEHALF OF
   25  ALL SUCH CANDIDATES AND THE AMOUNT ALLOCATED TO EACH CANDIDATE BY DOLLAR
   26  AMOUNT AND PERCENTAGE.  EXPENDITURES BY A PARTY FOR ACTIVITIES WHICH  DO
   27  NOT  SUPPORT  OR  OPPOSE  THE ELECTION OF ANY CANDIDATE OR CANDIDATES BY
   28  NAME OR BY CLEAR INFERENCE SHALL NOT  BE  REGARDED  AS  EXPENDITURES  ON
   29  BEHALF OF OR IN OPPOSITION TO A CANDIDATE.
   30    5.  A  PARTICIPATING  CANDIDATE  FOR  A PUBLIC OFFICE FOR WHICH PUBLIC
   31  FUNDS ARE AVAILABLE PURSUANT TO THIS TITLE SHALL NOT ACCEPT ANY CONTRIB-
   32  UTIONS ANY EARLIER THAN ONE DAY AFTER THE PREVIOUS GENERAL ELECTION  FOR
   33  THE OFFICE WHICH SUCH CANDIDATE IS SEEKING, OR ANY LATER THAN THE DAY OF
   34  THE  GENERAL ELECTION FOR THE OFFICE SOUGHT, EXCEPT THAT A PARTICIPATING
   35  CANDIDATE OR PARTICIPATING COMMITTEE WHICH HAS A DEFICIT ON THE  DAY  OF
   36  THE GENERAL ELECTION MAY, AFTER SUCH DATE, ACCEPT CONTRIBUTIONS WHICH DO
   37  NOT EXCEED THE AMOUNT OF SUCH DEFICIT AND THE EXPENSES INCURRED IN RAIS-
   38  ING SUCH CONTRIBUTIONS OR THE EXPENDITURE LIMIT FOR SUCH OFFICE AS FIXED
   39  BY THIS TITLE FOR CANDIDATES WHO HAVE ELECTED TO ACCEPT PUBLIC FUNDS.
   40    6.  EXCEPT FOR THE LIMITATIONS SPECIFICALLY SET FORTH IN THIS SECTION,
   41  PARTICIPATING CANDIDATES SHALL BE SUBJECT  TO  THE  PROVISIONS  OF  THIS
   42  ARTICLE.
   43    S  14-214.  LIMITATIONS ON THE RECEIPT OF PUBLIC FUNDS.  THE FOLLOWING
   44  LIMITATIONS APPLY TO THE RECEIPT OF PUBLIC FUNDS BY PARTICIPATING CANDI-
   45  DATES AND THEIR PARTICIPATING COMMITTEES  RECEIVING  SUCH  PUBLIC  FUNDS
   46  PURSUANT TO THE PROVISIONS OF THIS TITLE:
   47    1.  IN  ANY PRIMARY ELECTION, RECEIPT OF PUBLIC FUNDS BY PARTICIPATING
   48  CANDIDATES AND BY THEIR PARTICIPATING COMMITTEES SHALL NOT EXCEED:
   49    (I) FOR GOVERNOR, THE SUM OF NINE MILLION DOLLARS;
   50    (II) FOR LIEUTENANT GOVERNOR, COMPTROLLER OR ATTORNEY GENERAL, THE SUM
   51  OF SIX MILLION DOLLARS;
   52    (III) FOR SENATOR, THE SUM OF THREE HUNDRED FIFTY THOUSAND DOLLARS;
   53    (IV) FOR MEMBER OF THE ASSEMBLY, THE SUM OF ONE HUNDRED FIFTY THOUSAND
   54  DOLLARS;
   55    (V) FOR AT-LARGE DELEGATE TO A CONSTITUTIONAL CONVENTION, THE  SUM  OF
   56  ONE HUNDRED SEVENTY-FIVE THOUSAND DOLLARS;
       A. 4980--B                         18
    1    (VI) FOR DISTRICT DELEGATES TO A CONSTITUTIONAL CONVENTION, THE SUM OF
    2  FIFTY THOUSAND DOLLARS;
    3    2.  IN  ANY  GENERAL  OR  SPECIAL ELECTION, RECEIPT OF PUBLIC FUNDS BY
    4  PARTICIPATING CANDIDATES FOR THE FOLLOWING OFFICES AND BY THEIR  PARTIC-
    5  IPATING COMMITTEES SHALL NOT EXCEED THE FOLLOWING AMOUNTS:
    6    CANDIDATES FOR ELECTION TO THE OFFICE OF:
    7    GOVERNOR AND LIEUTENANT GOVERNOR (COMBINED)                $12,000,000
    8    ATTORNEY GENERAL                                           $8,000,000
    9    COMPTROLLER                                                $8,000,000
   10    MEMBER OF SENATE                                           $400,000
   11    MEMBER OF ASSEMBLY                                         $200,000
   12    DELEGATE AT-LARGE TO A CONSTITUTIONAL CONVENTION           $350,000
   13    DISTRICT DELEGATE TO A CONSTITUTIONAL CONVENTION           $75,000
   14    3. PARTICIPATING CANDIDATES FOR OFFICE WHO ARE UNOPPOSED IN THE PRIMA-
   15  RY  ELECTION  MAY  RECEIVE PUBLIC FUNDS BEFORE THE PRIMARY ELECTION, FOR
   16  SERVICES, MATERIALS OR FACILITIES USED ON OR BEFORE  THE  DATE  OF  SUCH
   17  PRIMARY  ELECTION, AN AMOUNT EQUAL TO HALF THE SUM SUCH CANDIDATES WOULD
   18  BE ENTITLED TO RECEIVE IF THEIR NOMINATION WAS CONTESTED IN SUCH PRIMARY
   19  ELECTION PROVIDED THERE IS A PRIMARY CONTEST FOR THE  NOMINATION  OF  AT
   20  LEAST ONE OTHER PARTY FOR SUCH OFFICE.
   21    4.  NOTHING  IN THIS SECTION SHALL BE CONSTRUED TO LIMIT THE AMOUNT OF
   22  PRIVATE FUNDS A PARTICIPATING  CANDIDATE  MAY  RECEIVE  SUBJECT  TO  THE
   23  CONTRIBUTION LIMITS CONTAINED IN SECTION 14-212 OF THIS TITLE.
   24    5.  AT  THE  BEGINNING OF EACH SECOND CALENDAR YEAR, COMMENCING IN TWO
   25  THOUSAND SIXTEEN, THE FAIR ELECTIONS BOARD SHALL DETERMINE THE  PERCENT-
   26  AGE OF THE DIFFERENCE BETWEEN THE MOST RECENT AVAILABLE MONTHLY CONSUMER
   27  PRICE  INDEX  FOR ALL URBAN CONSUMERS PUBLISHED BY THE THE UNITED STATES
   28  BUREAU OF LABOR STATISTICS AND SUCH CONSUMER PRICE INDEX  PUBLISHED  FOR
   29  THE  SAME  MONTH  FOUR YEARS PREVIOUSLY. THE AMOUNT OF EACH PUBLIC FUNDS
   30  RECEIPT LIMITATION FIXED IN THIS SECTION SHALL BE ADJUSTED BY THE AMOUNT
   31  OF SUCH PERCENTAGE DIFFERENCE TO THE CLOSEST ONE HUNDRED DOLLARS BY  THE
   32  STATE BOARD WHICH, NOT LATER THAN THE FIRST DAY OF FEBRUARY IN EACH SUCH
   33  YEAR,  SHALL  ISSUE  A  REGULATION  PUBLISHING  THE  AMOUNT OF EACH SUCH
   34  CONTRIBUTION LIMIT. EACH PUBLIC FUND RECEIPT LIMIT AS SO ADJUSTED  SHALL
   35  BE THE PUBLIC FUNDS RECEIPT LIMIT IN EFFECT FOR ANY ELECTION HELD BEFORE
   36  THE NEXT SUCH ADJUSTMENT.
   37    S  14-216.  FAIR ELECTIONS BOARD; GENERAL POWERS AND DUTIES. 1.  THERE
   38  SHALL BE A BOARD WITHIN THE STATE BOARD OF ELECTIONS KNOWN AS THE  "FAIR
   39  ELECTIONS  BOARD" COMPOSED OF FIVE MEMBERS, OF WHICH ONE MEMBER SHALL BE
   40  APPOINTED BY THE GOVERNOR AND ONE MEMBER  SHALL  BE  APPOINTED  BY  EACH
   41  LEGISLATIVE  LEADER  OF  THE SENATE AND ASSEMBLY.  NO MEMBER OF THE FAIR
   42  ELECTIONS BOARD SHALL HOLD ELECTIVE OFFICE, NOR SHALL ANY  MEMBER  BE  A
   43  LOBBYIST  AS DEFINED IN SUBDIVISION (A) OF SECTION ONE-C OF THE LEGISLA-
   44  TIVE LAW. THE CHAIR SHALL BE RESPONSIBLE FOR MANAGING THE FAIR ELECTIONS
   45  BOARD. THE MEMBERS SHALL EACH SERVE FOR A TERM OF FOUR YEARS.
   46    2. EACH MEMBER'S TERM SHALL COMMENCE ON JANUARY  FIRST,  TWO  THOUSAND
   47  FOURTEEN. IN CASE OF A VACANCY IN THE OFFICE OF A MEMBER, A MEMBER SHALL
   48  BE  APPOINTED  ACCORDING  TO  THE  ORIGINAL  MANNER OF APPOINTMENT. EACH
   49  MEMBER SHALL BE A RESIDENT OF THE STATE OF NEW YORK  AND  REGISTERED  TO
   50  VOTE  THEREIN.  EACH  MEMBER  SHALL AGREE NOT TO MAKE AND SHALL NOT MAKE
   51  CONTRIBUTIONS TO ANY CANDIDATE OR AUTHORIZED  COMMITTEE  FOR  NOMINATION
   52  FOR  ELECTION  OR  FOR  ELECTION  TO THE OFFICE OF STATE COMPTROLLER. NO
   53  MEMBER SHALL SERVE AS AN OFFICER OF A POLITICAL PARTY OR COMMITTEE OR BE
   54  A CANDIDATE OR PARTICIPATE IN ANY CAPACITY IN A CAMPAIGN BY A  CANDIDATE
   55  FOR  NOMINATION  FOR  ELECTION,  OR  FOR ELECTION TO THE OFFICE OF STATE
       A. 4980--B                         19
    1  COMPTROLLER. AN OFFICER OR EMPLOYEE OF THE STATE  OR  ANY  STATE  AGENCY
    2  SHALL NOT BE ELIGIBLE TO BE A MEMBER OF THE FAIR ELECTIONS BOARD.
    3    3.  THE  MEMBERS  OF  THE  FAIR  ELECTIONS  BOARD SHALL BE ENTITLED TO
    4  RECEIVE PAYMENT FOR  ACTUAL  AND  NECESSARY  EXPENSES  INCURRED  IN  THE
    5  PERFORMANCE OF THEIR DUTIES AS MEMBERS OF SUCH BOARD.
    6    4.  A  MEMBER  OF THE FAIR ELECTIONS BOARD MAY BE REMOVED FOR CAUSE BY
    7  THE APPOINTING AUTHORITY UPON NOTICE AND AN OPPORTUNITY FOR A HEARING.
    8    5.  THE FAIR ELECTIONS BOARD SHALL APPOINT AN ENFORCEMENT  COUNSEL,  A
    9  DEPUTY  ENFORCEMENT  COUNSEL, WHO SHALL BE A MEMBER OF A DIFFERENT MAJOR
   10  POLITICAL PARTY THAN THE ENFORCEMENT COUNSEL, A SPECIAL COUNSEL, A DEPU-
   11  TY SPECIAL COUNSEL, WHO SHALL BE A MEMBER OF A DIFFERENT MAJOR POLITICAL
   12  PARTY THAN THE SPECIAL COUNSEL, A  DIRECTOR  OF  PUBLIC  INFORMATION,  A
   13  DEPUTY  DIRECTOR  OF  PUBLIC  INFORMATION,  WHO  SHALL  BE A MEMBER OF A
   14  DIFFERENT MAJOR POLITICAL PARTY THAN THE DIRECTOR OF PUBLIC INFORMATION.
   15  THE FAIR ELECTIONS BOARD MAY UTILIZE EXISTING STAFF OF THE  STATE  BOARD
   16  OF  ELECTIONS  AS  MAY  BE  NECESSARY,  AND  MAKE NECESSARY EXPENDITURES
   17  SUBJECT TO APPROPRIATION. THE FAIR ELECTIONS BOARD SHALL RETAIN AN INDE-
   18  PENDENT AUDITOR TO PERFORM ONGOING AUDITS OF EACH  COVERED  ELECTION  BY
   19  CONTRACT ENTERED INTO PURSUANT TO SECTION ONE HUNDRED SIXTY-THREE OF THE
   20  STATE FINANCE LAW.
   21    6.  THE ENFORCEMENT COUNSEL AND THE SPECIAL COUNSEL SHALL EACH SERVE A
   22  TERM OF FOUR YEARS AND MAY ONLY BE REMOVED FOR CAUSE. ANY TIME AFTER THE
   23  EFFECTIVE DATE OF THIS SECTION, THE MEMBERS, OR IN THE CASE OF A VACANCY
   24  ON THE FAIR ELECTIONS BOARD, THE MEMBERS, OF  EACH  OF  THE  SAME  MAJOR
   25  POLITICAL PARTY AS THE INCUMBENT ENFORCEMENT COUNSEL, DEPUTY ENFORCEMENT
   26  COUNSEL,  SHALL  APPOINT SUCH COUNSELS, AND DEPUTIES. ANY VACANCY IN THE
   27  OFFICE OF ENFORCEMENT COUNSEL, DEPUTY ENFORCEMENT COUNSEL, SPECIAL COUN-
   28  SEL, SPECIAL DEPUTY COUNSEL, DIRECTOR OF PUBLIC INFORMATION  AND  DEPUTY
   29  DIRECTOR  OF  PUBLIC  INFORMATION  SHALL BE FILLED BY THE MEMBERS OF THE
   30  FAIR ELECTIONS BOARD OR IN THE CASE OF  A  VACANCY  ON  THE  BOARD,  THE
   31  MEMBERS  OF THE SAME MAJOR POLITICAL PARTY AS THE VACATING INCUMBENT FOR
   32  THE REMAINING PERIOD OF THE TERM OF SUCH VACATING INCUMBENT.
   33    7. IN ADDITION TO THE ENFORCEMENT POWERS, AND  ANY  OTHER  POWERS  AND
   34  DUTIES SPECIFIED BY LAW, THE FAIR ELECTIONS BOARD SHALL:
   35    (A)(I)  RENDER  ADVISORY  OPINIONS  WITH  RESPECT TO QUESTIONS ARISING
   36  UNDER THIS TITLE UPON THE WRITTEN REQUEST OF A CANDIDATE, AN OFFICER  OF
   37  A  POLITICAL  COMMITTEE  OR MEMBER OF THE PUBLIC, OR UPON ITS OWN INITI-
   38  ATIVE; (II) PROMULGATE RULES REGARDING REASONABLE TIMES  TO  RESPOND  TO
   39  SUCH REQUESTS; AND (III) MAKE PUBLIC THE QUESTIONS OF INTERPRETATION FOR
   40  WHICH  ADVISORY  OPINIONS WILL BE CONSIDERED BY THE FAIR ELECTIONS BOARD
   41  AND ITS ADVISORY OPINIONS, INCLUDING BY PUBLICATION ON ITS WEBSITE;
   42    (B) DEVELOP A PROGRAM FOR INFORMING AND TRAINING  CANDIDATES  AND  THE
   43  PUBLIC  AS  TO  THE  PURPOSE AND EFFECT OF THE PROVISIONS OF THIS TITLE,
   44  INCLUDING BY MEANS OF A WEBSITE;
   45    (C) HAVE THE AUTHORITY TO PROMULGATE SUCH RULES  AND  REGULATIONS  AND
   46  PRESCRIBE SUCH FORMS AS THE FAIR ELECTIONS BOARD DEEMS NECESSARY FOR THE
   47  ADMINISTRATION OF THIS TITLE; AND
   48    (D) IN CONJUNCTION WITH THE STATE BOARD OF ELECTIONS DEVELOP AN INTER-
   49  ACTIVE,  SEARCHABLE COMPUTER DATABASE THAT SHALL CONTAIN ALL INFORMATION
   50  NECESSARY FOR THE PROPER ADMINISTRATION OF THIS TITLE INCLUDING INFORMA-
   51  TION ON CONTRIBUTIONS  TO  AND  EXPENDITURES  BY  CANDIDATES  AND  THEIR
   52  AUTHORIZED  COMMITTEES  AND  DISTRIBUTIONS  OF  MONEYS FROM THE FUND AND
   53  SHALL BE ACCESSIBLE TO THE PUBLIC  ON  THE  STATE  BOARD  OF  ELECTIONS'
   54  WEBSITE.
   55    8.  CONSISTENT WITH THE PROVISIONS OF THE CIVIL SERVICE LAW AND SUBDI-
   56  VISION SEVENTEEN OF SECTION SEVENTY-THREE OF THE  PUBLIC  OFFICERS  LAW,
       A. 4980--B                         20
    1  AND NOTWITHSTANDING THE PROVISIONS OF ANY OTHER LAW TO THE CONTRARY, ALL
    2  POSITIONS  ON  THE STAFF OF THE FAIR ELECTIONS BOARD SHALL BE CLASSIFIED
    3  IN THE EXEMPT CLASS OF THE CIVIL SERVICE AND  SUCH  POSITIONS  SHALL  BE
    4  FILLED,  TO  THE  EXTENT  POSSIBLE, WITH AN EQUAL NUMBER OF PERSONS FROM
    5  EACH OF THE TWO POLITICAL PARTIES FOR WHICH THE  HIGHEST  AND  THE  NEXT
    6  HIGHEST NUMBER OF VOTES WERE CAST FOR THE OFFICE OF STATE COMPTROLLER AT
    7  THE LAST PRECEDING GENERAL ELECTION FOR SUCH OFFICE.
    8    9.  THE  FAIR  ELECTIONS  BOARD'S  ADMINISTRATION OF THE FUND SHALL BE
    9  GOVERNED BY THE PROVISIONS OF THIS TITLE AND SECTION NINETY-TWO-T OF THE
   10  STATE FINANCE LAW.
   11    10. THE FAIR ELECTIONS BOARD AND ITS PROCEEDINGS SHALL BE GOVERNED  BY
   12  THE  STATE  ADMINISTRATIVE PROCEDURE ACT AND SUBJECT TO ARTICLES SIX AND
   13  SEVEN OF THE PUBLIC OFFICERS LAW.
   14    11. THE FAIR ELECTIONS BOARD MAY TAKE SUCH OTHER ACTIONS AS ARE NECES-
   15  SARY AND PROPER TO CARRY OUT THE PURPOSES OF THIS TITLE.
   16    S 14-218. EXAMINATIONS AND AUDITS. 1. THE FAIR ELECTIONS  BOARD  SHALL
   17  CONDUCT A THOROUGH EXAMINATION AND AUDIT OF THE CONTRIBUTIONS AND QUALI-
   18  FIED  CAMPAIGN  EXPENSES OF THE PARTICIPATING COMMITTEE OF EVERY PARTIC-
   19  IPATING CANDIDATE WHO RECEIVED PAYMENTS PURSUANT TO  SECTION  14-210  OF
   20  THIS  TITLE.    SUCH AUDITS SHALL BE CONDUCTED AS FREQUENTLY AS THE FAIR
   21  ELECTIONS BOARD DEEMS NECESSARY TO ENSURE COMPLIANCE  WITH  THIS  TITLE.
   22  EVERY  CANDIDATE  WHO  RECEIVES  PUBLIC  MATCHING FUNDS UNDER THIS TITLE
   23  SHALL ALSO BE AUDITED BY THE FAIR  ELECTIONS  BOARD  POST-ELECTION.  THE
   24  COST  OF  COMPLYING  WITH  A  POST-ELECTION  AUDIT SHALL BE BORNE BY THE
   25  CANDIDATE'S AUTHORIZED COMMITTEE. A CANDIDATE WHO  HAS  RECEIVED  PUBLIC
   26  MATCHING  FUNDS UNDER THIS TITLE MUST MAINTAIN A RESERVE OF AT LEAST ONE
   27  PERCENT OF THE TOTAL AMOUNT OF MATCHING FUNDS RECEIVED BY SUCH CANDIDATE
   28  IN HIS OR HER CAMPAIGN ACCOUNT TO COMPLY WITH THE POST-ELECTION AUDIT. A
   29  CANDIDATE WHO RUNS IN BOTH A PRIMARY AND A GENERAL ELECTION, MUST  MAIN-
   30  TAIN  A  RESERVE  OF  ONE PERCENT OF THE TOTAL AMOUNT OF PUBLIC MATCHING
   31  FUNDS RECEIVED BY SUCH CANDIDATE FOR BOTH HIS OR HER PRIMARY AND GENERAL
   32  ELECTION. A CANDIDATE MAY USE PUBLIC MATCHING FUNDS, PRIVATE FUNDS OR  A
   33  COMBINATION  OF  PUBLIC AND PRIVATE FUNDS TO COMPLY WITH A POST-ELECTION
   34  AUDIT. THE FAIR ELECTIONS BOARD SHALL ISSUE TO EACH CAMPAIGN AUDITED THE
   35  FINAL POST-ELECTION AUDIT REPORT THAT DETAILS  ITS  FINDINGS  AND  SHALL
   36  PROVIDE SUCH AUDIT TO THE GOVERNOR AND LEGISLATIVE LEADERS AND MAKE SUCH
   37  AUDIT REPORT AVAILABLE ON THE STATE BOARD OF ELECTIONS' WEBSITE.
   38    2.  (A) IF THE FAIR ELECTIONS BOARD DETERMINES THAT ANY PORTION OF THE
   39  PAYMENT MADE TO A PARTICIPATING COMMITTEE FROM THE FUND WAS IN EXCESS OF
   40  THE AGGREGATE AMOUNT OF PAYMENTS TO WHICH SUCH  ELIGIBLE  CANDIDATE  WAS
   41  ENTITLED  PURSUANT TO SECTION 14-210 OF THIS TITLE, IT SHALL NOTIFY SUCH
   42  COMMITTEE OF THE EXCESS AMOUNT AND SUCH COMMITTEE SHALL PAY TO THE  FAIR
   43  ELECTIONS  BOARD  AN  AMOUNT  EQUAL  TO  THE  AMOUNT OF EXCESS PAYMENTS;
   44  PROVIDED, HOWEVER, THAT IF THE ERRONEOUS PAYMENT WAS  DUE  TO  AN  ERROR
   45  MADE  BY  THE  FAIR  ELECTIONS BOARD, THEN THE ERRONEOUS PAYMENT WILL BE
   46  OFFSET AGAINST ANY FUTURE PAYMENT, IF ANY. THE  PARTICIPATING  CANDIDATE
   47  AND  HIS  OR  HER PARTICIPATING COMMITTEE SHALL BE JOINTLY AND SEVERALLY
   48  LIABLE FOR ANY REPAYMENTS DUE TO THE FAIR ELECTIONS BOARD FOR DEPOSIT BY
   49  SUCH BOARD INTO THE NEW YORK STATE CAMPAIGN FUND.
   50    (B) IF THE BOARD DETERMINES THAT ANY  AMOUNT  OF  PAYMENT  MADE  TO  A
   51  PARTICIPATING  COMMITTEE  FROM THE FUND WAS USED FOR PURPOSES OTHER THAN
   52  TO DEFRAY QUALIFIED CAMPAIGN EXPENSES, IT SHALL NOTIFY SUCH  PARTICIPAT-
   53  ING  COMMITTEE OF THE AMOUNT DISQUALIFIED AND SUCH PARTICIPATING COMMIT-
   54  TEE SHALL PAY TO THE FAIR  ELECTIONS  BOARD  AN  AMOUNT  EQUAL  TO  SUCH
   55  DISQUALIFIED  AMOUNT.   SUCH MONIES SHALL BE DEPOSITED INTO THE NEW YORK
   56  STATE CAMPAIGN FINANCE FUND CREATED PURSUANT TO SECTION NINETY-TWO-T  OF
       A. 4980--B                         21
    1  THE  STATE  FINANCE  LAW.   THE CANDIDATE AND THE CANDIDATE'S AUTHORIZED
    2  COMMITTEE SHALL BE JOINTLY AND SEVERALLY LIABLE FOR ANY  REPAYMENTS  DUE
    3  TO THE FAIR ELECTIONS BOARD.
    4    (C)  IF THE TOTAL OF CONTRIBUTIONS AND PAYMENTS FROM THE FUND RECEIVED
    5  BY  ANY  PARTICIPATING  CANDIDATE  AND  SUCH  CANDIDATE'S  PARTICIPATING
    6  COMMITTEE,  EXCEEDS THE PUBLIC FUNDING RECEIPT LIMITATION OF SUCH CANDI-
    7  DATE AND COMMITTEE, SUCH CANDIDATE AND COMMITTEE SHALL USE  SUCH  EXCESS
    8  FUNDS TO REIMBURSE THE FUND FOR PAYMENTS RECEIVED BY SUCH COMMITTEE FROM
    9  THE  FUND NOT LATER THAN TEN DAYS AFTER ALL PERMISSIBLE LIABILITIES HAVE
   10  BEEN PAID AND IN ANY EVENT, NOT LATER THAN TWENTY DAYS AFTER THE DATE ON
   11  WHICH THE FAIR ELECTIONS BOARD ISSUES ITS FINAL  AUDIT  REPORT  FOR  THE
   12  PARTICIPATING CANDIDATE'S COMMITTEE; PROVIDED, HOWEVER, THAT ALL UNSPENT
   13  MATCHING  FUNDS  FOR  A PARTICIPATING CANDIDATE SHALL BE IMMEDIATELY DUE
   14  AND PAYABLE TO THE FAIR ELECTIONS BOARD FOR DEPOSIT INTO  THE  NEW  YORK
   15  STATE  CAMPAIGN FINANCE FUND UPON ITS DETERMINATION THAT THE PARTICIPANT
   16  WILLFULLY DELAYED  THE  POST-ELECTION  AUDIT  PROCESS.  A  PARTICIPATING
   17  CANDIDATE  MAY  MAKE  POST-ELECTION EXPENDITURES ONLY FOR ROUTINE ACTIV-
   18  ITIES INVOLVING NOMINAL COSTS ASSOCIATED  WITH  ENDING  A  CAMPAIGN  AND
   19  RESPONDING TO THE POST-ELECTION AUDIT.
   20    3. IF A COURT OF COMPETENT JURISDICTION DISQUALIFIES A CANDIDATE WHOSE
   21  PARTICIPATING  COMMITTEE  HAS  RECEIVED PUBLIC FUNDS ON THE GROUNDS THAT
   22  SUCH CANDIDATE COMMITTED FRAUDULENT ACTS IN ORDER TO OBTAIN A  PLACE  ON
   23  THE  BALLOT  AND  SUCH  DECISION IS NOT REVERSED BY A HIGHER COURT, SUCH
   24  CANDIDATE AND SUCH CANDIDATE'S PARTICIPATING COMMITTEE SHALL PAY TO  THE
   25  FAIR  ELECTIONS  BOARD  AN  AMOUNT  EQUAL  TO  THE TOTAL OF PUBLIC FUNDS
   26  RECEIVED BY SUCH PARTICIPATING COMMITTEE.
   27    4. THE BOARD MUST PROVIDE WRITTEN NOTICE OF ALL PAYMENTS  DUE  FROM  A
   28  PARTICIPATING  CANDIDATE  OR SUCH CANDIDATE'S COMMITTEE TO THE BOARD AND
   29  PROVIDE AN OPPORTUNITY FOR THE CANDIDATE OR COMMITTEE TO REBUT, IN WHOLE
   30  OR IN PART, THE ALLEGED AMOUNT DUE. UPON A FINAL  WRITTEN  DETERMINATION
   31  BY  THE  BOARD,  THE AMOUNT DUE SHALL BE PAID TO THE BOARD WITHIN THIRTY
   32  DAYS OF SUCH DETERMINATION.
   33    5. ALL PAYMENTS RECEIVED BY THE BOARD PURSUANT TO THIS  SECTION  SHALL
   34  BE  DEPOSITED IN THE NEW YORK STATE CAMPAIGN FINANCE FUND ESTABLISHED BY
   35  SECTION NINETY-TWO-T OF THE STATE FINANCE LAW.
   36    S 14-220. CIVIL ENFORCEMENT. 1. ANY PERSON OR AUTHORIZED COMMITTEE WHO
   37  KNOWINGLY AND WILFULLY FAILS TO MAKE A FILING REQUIRED BY THE PROVISIONS
   38  OF THIS TITLE SHALL BE SUBJECT TO A CIVIL  PENALTY  NOT  TO  EXCEED  THE
   39  AMOUNT OF FIVE THOUSAND DOLLARS.
   40    2.  ANY PERSON OR AUTHORIZED COMMITTEE WHO KNOWINGLY AND INTENTIONALLY
   41  VIOLATES ANY OTHER PROVISION OF THIS TITLE OR ANY RULE PROMULGATED HERE-
   42  UNDER SHALL BE SUBJECT TO A CIVIL PENALTY NOT TO EXCEED  THE  AMOUNT  OF
   43  TEN THOUSAND DOLLARS.
   44    3.  FINES  AUTHORIZED  UNDER  THIS SECTION WILL BE IMPOSED BY THE FAIR
   45  ELECTIONS BOARD AFTER A HEARING AT WHICH THE SUBJECT PERSON  OR  AUTHOR-
   46  IZED  COMMITTEE  SHALL BE GIVEN AN OPPORTUNITY TO BE HEARD. SUCH HEARING
   47  SHALL BE HELD IN SUCH MANNER AND UPON SUCH NOTICE AS MAY  BE  PRESCRIBED
   48  BY  THE  RULES  OF  THE FAIR ELECTIONS BOARD. FOR PURPOSES OF CONDUCTING
   49  SUCH HEARINGS, THE FAIR ELECTIONS BOARD SHALL BE DEEMED TO BE AN  AGENCY
   50  WITHIN  THE  MEANING OF ARTICLE THREE OF THE STATE ADMINISTRATIVE PROCE-
   51  DURE ACT AND SHALL ADOPT RULES GOVERNING  THE  CONDUCT  OF  ADJUDICATORY
   52  PROCEEDINGS  AND  APPEALS TAKEN PURSUANT TO A PROCEEDING COMMENCED UNDER
   53  ARTICLE SEVENTY-EIGHT OF THE CIVIL PRACTICE LAW AND  RULES  RELATING  TO
   54  THE ASSESSMENT OF THE CIVIL PENALTIES HEREIN AUTHORIZED.
       A. 4980--B                         22
    1    4.  THE  FAIR  ELECTIONS  BOARD  SHALL  PUBLISH  ON THE STATE BOARD OF
    2  ELECTIONS' WEBSITE THE  FINAL  ORDER  ADJUDICATING  ANY  MATTER  BROUGHT
    3  PURSUANT TO THIS SECTION.
    4    5.  ALL PAYMENTS RECEIVED BY THE FAIR ELECTIONS BOARD PURSUANT TO THIS
    5  SECTION SHALL BE DEPOSITED IN THE NEW YORK  STATE  FAIR  ELECTIONS  FUND
    6  ESTABLISHED BY SECTION NINETY-TWO-T OF THE STATE FINANCE LAW.
    7    S 14-222. CRIMINAL PENALTIES. 1. ANY PERSON WHO KNOWINGLY AND WILLFUL-
    8  LY FAILS TO MAKE A FILING REQUIRED BY THE PROVISIONS OF THIS TITLE WITH-
    9  IN  TEN  DAYS AFTER THE DATE PROVIDED FOR SUCH, OR ANYONE THAT KNOWINGLY
   10  AND WILLFULLY VIOLATES ANY OTHER PROVISION OF THIS TITLE SHALL BE GUILTY
   11  OF A MISDEMEANOR AND, IN ADDITION TO SUCH  OTHER  PENALTIES  AS  MAY  BE
   12  PROVIDED  BY LAW, SHALL BE SUBJECT TO A FINE NOT TO EXCEED THE AMOUNT OF
   13  TEN THOUSAND DOLLARS.
   14    2. ANY PERSON WHO KNOWINGLY AND WILLFULLY CONTRIBUTES, ACCEPTS OR AIDS
   15  OR PARTICIPATES IN THE CONTRIBUTION OR ACCEPTANCE OF A  CONTRIBUTION  IN
   16  AN  AMOUNT  EXCEEDING  AN  APPLICABLE  MAXIMUM SPECIFIED IN THIS ARTICLE
   17  SHALL BE GUILTY OF A MISDEMEANOR AND SHALL BE SUBJECT TO A FINE  NOT  TO
   18  EXCEED THE AMOUNT OF TEN THOUSAND DOLLARS.
   19    3.  ANY  PERSON WHO KNOWINGLY AND WILLFULLY MAKES A FALSE STATEMENT OR
   20  KNOWINGLY OMITS A MATERIAL FACT TO THE FAIR ELECTIONS BOARD OR AN  AUDI-
   21  TOR  DESIGNATED  BY  THE FAIR ELECTIONS BOARD DURING ANY AUDIT CONDUCTED
   22  PURSUANT TO SECTION 14-218 OF THIS TITLE SHALL BE GUILTY OF  A  CLASS  E
   23  FELONY.
   24    4.  IN  ADDITION TO ANY OTHER SENTENCE LAWFULLY IMPOSED UPON A FINDING
   25  OF GUILT IN A CRIMINAL PROSECUTION COMMENCED PURSUANT TO THE  PROVISIONS
   26  OF  THIS  SECTION,  THE COURT MAY ORDER A DEFENDANT TO REPAY TO THE FAIR
   27  ELECTIONS BOARD ANY PUBLIC MATCHING FUNDS OBTAINED AS A  RESULT  OF  ANY
   28  CRIMINAL CONDUCT.
   29    5.  ALL  SUCH PROSECUTIONS FOR CRIMINAL ACTS UNDER THIS TITLE SHALL BE
   30  PROSECUTED BY THE ATTORNEY GENERAL OF THE STATE OF NEW  YORK  EXCEPT  AS
   31  PROVIDED IN PARAGRAPH (B) OF SUBDIVISION ELEVEN OF SECTION 3-104 OF THIS
   32  CHAPTER.
   33    6.  ANY  AND  ALL FINES IMPOSED PURSUANT TO THIS SECTION SHALL BE MADE
   34  PAYABLE TO THE FAIR ELECTIONS BOARD FOR DEPOSIT INTO THE NEW YORK  STATE
   35  CAMPAIGN FINANCE FUND.
   36    S  14-224.  REPORTS. THE FAIR ELECTIONS BOARD SHALL SUBMIT A REPORT TO
   37  THE GOVERNOR AND LEGISLATIVE LEADERS ON OR BEFORE  FEBRUARY  FIRST,  TWO
   38  THOUSAND SIXTEEN, AND EVERY FOUR YEARS THEREAFTER, WHICH SHALL INCLUDE:
   39    1.  A  LIST  OF  THE  PARTICIPATING AND NONPARTICIPATING CANDIDATES IN
   40  COVERED ELECTIONS AND THE VOTES RECEIVED  BY  EACH  CANDIDATE  IN  THOSE
   41  ELECTIONS;
   42    2.  THE  AMOUNT  OF CONTRIBUTIONS AND LOANS RECEIVED, AND EXPENDITURES
   43  MADE, ON BEHALF OF PARTICIPATING AND NONPARTICIPATING CANDIDATES;
   44    3. THE AMOUNT OF PUBLIC MATCHING FUNDS  EACH  PARTICIPATING  CANDIDATE
   45  RECEIVED, SPENT, AND REPAID PURSUANT TO THIS ARTICLE;
   46    4.  ANALYSIS OF THE EFFECT OF THIS TITLE ON THE ELECTION CAMPAIGNS FOR
   47  ALL OFFICES COVERED UNDER SECTION 14-206 OF THIS  TITLE,  INCLUDING  ITS
   48  EFFECT  ON  THE  SOURCES  AND AMOUNTS OF PRIVATE FINANCING, THE LEVEL OF
   49  CAMPAIGN EXPENDITURES, VOTER PARTICIPATION, THE  NUMBER  OF  CANDIDATES,
   50  THE CANDIDATES' ABILITIES TO CAMPAIGN EFFECTIVELY FOR PUBLIC OFFICE, AND
   51  THE DIVERSITY OF CANDIDATES SEEKING AND ELECTED TO OFFICE;
   52    5.  RECOMMENDATIONS FOR CHANGES OR AMENDMENTS TO THIS TITLE, INCLUDING
   53  CHARGES IN CONTRIBUTION LIMITS, THRESHOLDS FOR ELIGIBILITY AND LIMITS ON
   54  TOTAL MATCHING FUNDS AS WELL AS INSTITUTING A  PROGRAM  OF  FULL  PUBLIC
   55  CAMPAIGN FINANCING FOR ELECTION FOR ALL STATEWIDE OFFICES; AND
   56    6. ANY OTHER INFORMATION THAT THE FAIR ELECTIONS BOARD DEEMS RELEVANT.
       A. 4980--B                         23
    1    S  14-226.  DEBATES.  THE  FAIR ELECTIONS BOARD SHALL PROMULGATE REGU-
    2  LATIONS TO FACILITATE DEBATES AMONG PARTICIPATING CANDIDATES.    PARTIC-
    3  IPATING  CANDIDATES  ARE  REQUIRED TO PARTICIPATE IN AT LEAST ONE DEBATE
    4  BEFORE THE PRIMARY ELECTION AND IN AT LEAST ONE DEBATE BEFORE THE GENER-
    5  AL  ELECTION  FOR  WHICH THE CANDIDATE RECEIVES PUBLIC FUNDS, UNLESS THE
    6  PARTICIPATING CANDIDATE IS RUNNING UNOPPOSED. A NONPARTICIPATING  CANDI-
    7  DATE MAY BE A PARTY TO SUCH DEBATES.
    8    S  14-228.  DISTRIBUTIONS  FROM CAMPAIGN FINANCE FUND. 1. THIS SECTION
    9  GOVERNS THE FAIR ELECTIONS BOARD'S  DISTRIBUTION    OF  FUNDS  FROM  THE
   10  CAMPAIGN  FINANCE  FUND  CREATED  BY  SECTION  NINETY-TWO-T OF THE STATE
   11  FINANCE LAW, EXCEPT AS OTHERWISE PROVIDED IN THIS TITLE.
   12    2. NO MONEYS SHALL BE PAID TO PARTICIPATING CANDIDATES  IN  A  PRIMARY
   13  ELECTION ANY EARLIER THAN TWO WEEKS AFTER THE LAST DAY TO FILE DESIGNAT-
   14  ING PETITIONS FOR SUCH PRIMARY ELECTION.
   15    3.  NO  MONEYS  SHALL BE PAID TO PARTICIPATING CANDIDATES IN A GENERAL
   16  ELECTION ANY EARLIER THAN A WEEK AFTER  THE  PRIMARY  ELECTION  HELD  TO
   17  NOMINATE CANDIDATES FOR SUCH ELECTION.
   18    4. NO MONEYS SHALL BE PAID TO ANY PARTICIPATING CANDIDATE WHO HAS BEEN
   19  DISQUALIFIED  BY THE FAIR ELECTIONS BOARD OR WHOSE DESIGNATING PETITIONS
   20  HAVE BEEN DECLARED INVALID BY THE STATE BOARD OF ELECTIONS OR A COURT OF
   21  COMPETENT JURISDICTION UNTIL AND UNLESS SUCH FINDING IS REVERSED  BY  AN
   22  APPELLATE COURT.
   23    5.  NO  PAYMENT FROM THE FUND IN THE POSSESSION OF SUCH A CANDIDATE OR
   24  SUCH A CANDIDATE'S AUTHORIZED COMMITTEE ON THE DATE  OF  SUCH  DISQUALI-
   25  FICATION  OR  INVALIDATION  MAY  THEREAFTER  BE EXPENDED FOR ANY PURPOSE
   26  EXCEPT THE PAYMENT OF LIABILITIES INCURRED BEFORE THAT DATE. ALL  EXCESS
   27  PUBLIC  MONEYS PAID TO A DISQUALIFIED CANDIDATE SHALL BE RETURNED TO THE
   28  FUND NOT LESS THAN THIRTY DAYS AFTER  THE  GENERAL  ELECTION  FOR  THOSE
   29  PARTICIPATING  CANDIDATES  WHO  RECEIVED  PUBLIC  MONEYS FOR THE GENERAL
   30  ELECTION, AND OTHERWISE, NOT LESS THAN THIRTY  DAYS  AFTER  THE  PRIMARY
   31  ELECTION  FOR  THOSE PARTICIPATING CANDIDATES WHO RECEIVED PUBLIC MONEYS
   32  SOLELY FOR THE PRIMARY ELECTION.
   33    6. (A) PARTICIPATING CANDIDATES SHALL PAY TO THE FAIR ELECTIONS  BOARD
   34  UNSPENT  PUBLIC  CAMPAIGN  FUNDS  FROM AN ELECTION NOT LATER THAN THIRTY
   35  DAYS AFTER ALL LIABILITIES FOR THE ELECTION HAVE BEEN PAID AND,  IN  ANY
   36  EVENT,  NOT  LESS  THAN  TWENTY  DAYS AFTER THE DATE UPON WHICH THE FAIR
   37  ELECTIONS BOARD ISSUES ITS FINAL  AUDIT  REPORT  FOR  THE  PARTICIPATING
   38  CANDIDATE'S  COMMITTEE;  PROVIDED,  HOWEVER,  THAT  ALL  UNSPENT  PUBLIC
   39  CAMPAIGN FUNDS FOR A PARTICIPATING CANDIDATE SHALL  BE  IMMEDIATELY  DUE
   40  AND  PAYABLE TO THE FAIR ELECTIONS BOARD UPON ITS DETERMINATION THAT THE
   41  PARTICIPATING CANDIDATE HAS, WITHOUT JUST CAUSE, DELAYED THE  POST-ELEC-
   42  TION  AUDIT  PROCESS.  UNSPENT CAMPAIGN FUNDS DETERMINATIONS MADE BY THE
   43  FAIR ELECTIONS BOARD SHALL  BE  BASED  ON  THE  PARTICIPATING  CANDIDATE
   44  COMMITTEE'S RECEIPTS AND EXPENDITURES. THE FAIR ELECTIONS BOARD MAY ALSO
   45  CONSIDER  ANY  OTHER  RELEVANT INFORMATION REVEALED IN THE COURSE OF ITS
   46  AUDITS OR INVESTIGATIONS OR THE INVESTIGATIONS BY ANY OTHER AGENCY.
   47    (B)(I) A PARTICIPATING CANDIDATE MAY NOT USE RECEIPTS FOR ANY  PURPOSE
   48  OTHER  THAN  DISBURSEMENTS  IN  THE PRECEDING ELECTION UNTIL ALL UNSPENT
   49  PUBLIC CAMPAIGN FUNDS HAVE BEEN REPAID. A PARTICIPATING CANDIDATE  SHALL
   50  HAVE THE BURDEN OF DEMONSTRATING THAT A POST-ELECTION EXPENDITURE IS FOR
   51  THE PRECEDING ELECTION.
   52    (II)  BEFORE  REPAYING  UNSPENT PUBLIC CAMPAIGN FUNDS, A PARTICIPATING
   53  CANDIDATE MAY MAKE POST-ELECTION EXPENDITURES ONLY  FOR  ROUTINE  ACTIV-
   54  ITIES  INVOLVING NOMINAL COSTS ASSOCIATED WITH WINDING UP A CAMPAIGN AND
   55  RESPONDING TO THE POST-ELECTION AUDIT. SUCH  EXPENDITURES  MAY  INCLUDE:
   56  PAYMENT  OF  UTILITY  BILLS  AND  RENT;  REASONABLE  STAFF  SALARIES AND
       A. 4980--B                         24
    1  CONSULTANT FEES FOR RESPONDING  TO  A  POST-ELECTION  AUDIT;  REASONABLE
    2  MOVING  EXPENSES  RELATED  TO  CLOSING A CAMPAIGN OFFICE; A HOLIDAY CARD
    3  MAILING TO CONTRIBUTORS, CAMPAIGN VOLUNTEERS, AND STAFF  MEMBERS;  THANK
    4  YOU  NOTES  FOR  CONTRIBUTORS,  CAMPAIGN  VOLUNTEERS, AND STAFF MEMBERS;
    5  PAYMENT OF TAXES AND  OTHER  REASONABLE  EXPENSES  FOR  COMPLIANCE  WITH
    6  APPLICABLE  TAX  LAWS;  AND  INTEREST  EXPENSES.  ROUTINE  POST-ELECTION
    7  EXPENDITURES THAT MAY BE PAID FOR WITH UNSPENT  CAMPAIGN  FUNDS  DO  NOT
    8  INCLUDE  SUCH ITEMS AS POST-ELECTION MAILINGS OTHER THAN AS SPECIFICALLY
    9  PROVIDED FOR IN THIS SUBPARAGRAPH; MAKING  CONTRIBUTIONS;  MAKING  BONUS
   10  PAYMENTS OR GIFTS TO STAFF MEMBERS OR VOLUNTEERS; OR HOLDING ANY POST-E-
   11  LECTION DAY EVENT, INCLUDING, BUT NOT LIMITED TO, ANY MEAL OR ANY PARTY.
   12  UNSPENT  CAMPAIGN  FUNDS  MAY NOT BE USED FOR TRANSITION OR INAUGURATION
   13  ACTIVITIES.
   14    7. ALL MONIES RECEIVED BY THE FAIR ELECTIONS BOARD  PURSUANT  TO  THIS
   15  SECTION SHALL BE DEPOSITED INTO THE NEW YORK STATE CAMPAIGN FINANCE FUND
   16  PURSUANT TO SECTION NINETY-TWO-T OF THE STATE FINANCE LAW.
   17    S  15.  The  election law is amended by adding a new section 16-103 to
   18  read as follows:
   19    S 16-103. PROCEEDINGS AS TO PUBLIC FINANCING. 1. THE DETERMINATION  OF
   20  ELIGIBILITY  PURSUANT TO SECTION 14-206 OF THIS CHAPTER AND ANY QUESTION
   21  OR ISSUE RELATING TO PAYMENTS FOR QUALIFIED CAMPAIGN EXPENDITURES PURSU-
   22  ANT TO SECTION 14-210 OF THIS CHAPTER MAY BE CONTESTED IN  A  PROCEEDING
   23  INSTITUTED  IN THE SUPREME COURT, ALBANY COUNTY, BY ANY AGGRIEVED CANDI-
   24  DATE.
   25    2. A PROCEEDING WITH RESPECT TO SUCH A DETERMINATION OF ELIGIBILITY OR
   26  PAYMENT FOR QUALIFIED CAMPAIGN EXPENDITURES PURSUANT TO  SECTION  14-210
   27  OF  THIS CHAPTER SHALL BE INSTITUTED WITHIN SEVEN DAYS AFTER SUCH DETER-
   28  MINATION WAS MADE. THE FAIR ELECTIONS BOARD SHALL BE MADE A PARTY TO ANY
   29  SUCH PROCEEDING.
   30    3. UPON THE FAIR ELECTIONS BOARD'S FAILURE TO RECEIVE THE  AMOUNT  DUE
   31  FROM  A  PARTICIPATING CANDIDATE OR SUCH CANDIDATE'S COMMITTEE AFTER THE
   32  ISSUANCE OF WRITTEN NOTICE OF SUCH AMOUNT DUE, AS REQUIRED  BY  SUBDIVI-
   33  SION FOUR OF SECTION 14-218 OF THIS CHAPTER, SUCH BOARD IS AUTHORIZED TO
   34  INSTITUTE  A SPECIAL PROCEEDING OR CIVIL ACTION IN SUPREME COURT, ALBANY
   35  COUNTY, TO OBTAIN A JUDGMENT FOR ANY AMOUNTS DETERMINED TO BE PAYABLE TO
   36  THE FAIR ELECTIONS BOARD AS A RESULT OF AN EXAMINATION  AND  AUDIT  MADE
   37  PURSUANT TO TITLE TWO OF ARTICLE FOURTEEN OF THIS CHAPTER.
   38    4.  THE  FAIR  ELECTIONS  BOARD  IS  AUTHORIZED TO INSTITUTE A SPECIAL
   39  PROCEEDING OR CIVIL ACTION IN SUPREME COURT, ALBANY COUNTY, TO OBTAIN  A
   40  JUDGMENT  FOR  CIVIL  PENALTIES  DETERMINED  TO  BE  PAYABLE TO THE FAIR
   41  ELECTIONS BOARD PURSUANT TO SECTION 14-218 OF THIS CHAPTER.
   42    S 16. The election law is amended by adding a  new  section  4-115  to
   43  read as follows:
   44    S  4-115. NOTICE TO THE STATE BOARD OF ELECTIONS OF CANDIDATES FOR THE
   45  LEGISLATURE. 1. EACH BOARD OF ELECTIONS WITH WHICH PETITIONS  ARE  FILED
   46  FOR MEMBER OF THE STATE LEGISLATURE SHALL, NOT LATER THAN ONE WEEK AFTER
   47  THE  LAST  DAY TO FILE SUCH PETITIONS, SEND NOTICE TO THE STATE BOARD OF
   48  ELECTIONS OF SUCH INFORMATION ABOUT EACH  SUCH  PETITION  AS  THE  STATE
   49  BOARD SHALL REQUIRE.
   50    2.  EACH  SUCH COUNTY BOARD OF ELECTIONS SHALL, NOT LATER THAN THE DAY
   51  AFTER THE LAST DAY TO FILE A PETITION OR CERTIFICATE OF NOMINATION FOR A
   52  GENERAL OR SPECIAL ELECTION OR A CERTIFICATE OF ACCEPTANCE,  DECLINATION
   53  OR  SUBSTITUTION FOR A GENERAL, PRIMARY OR SPECIAL ELECTION FOR ANY SUCH
   54  OFFICE, SEND TO THE STATE BOARD OF ELECTIONS SUCH INFORMATION ABOUT EACH
   55  SUCH PETITION OR CERTIFICATE AS THE STATE BOARD SHALL REQUIRE.
       A. 4980--B                         25
    1    3. IF ANY SUCH COUNTY BOARD OF ELECTIONS SHOULD  DISQUALIFY  ANY  SUCH
    2  CANDIDATE  OR RULE THE PETITION OR CERTIFICATE DESIGNATING OR NOMINATING
    3  ANY SUCH CANDIDATE INVALID, IT SHALL FORTHWITH NOTIFY THE STATE BOARD OF
    4  ELECTIONS OF SUCH DECISION.
    5    4.  IF ANY SUCH COUNTY BOARD OF ELECTIONS SHALL BE NOTIFIED OF A DECI-
    6  SION OF A COURT OF COMPETENT JURISDICTION DISQUALIFYING ANY SUCH  CANDI-
    7  DATE  OR DECLARING ANY SUCH PETITION INVALID OR REVERSING ANY SUCH DECI-
    8  SION BY SUCH  BOARD  OF  ELECTIONS  OR  ANOTHER  COURT,  SUCH  BOARD  OF
    9  ELECTIONS  SHALL  FORTHWITH  NOTIFY THE STATE BOARD OF ELECTIONS OF SUCH
   10  DECISION.
   11    5. THE STATE BOARD OF ELECTIONS MAY PRESCRIBE FORMS  FOR  THE  NOTICES
   12  REQUIRED  BY  THIS  SECTION AND SHALL PRESCRIBE THE MANNER IN WHICH SUCH
   13  NOTICES SHALL BE GIVEN.
   14    S 17. The general business law is amended  by  adding  a  new  section
   15  359-gg to read as follows:
   16    S  359-GG. ADDITIONAL SURCHARGE. IN ADDITION TO ANY PENALTY AUTHORIZED
   17  BY SECTION THREE HUNDRED FIFTY-NINE-G OF THIS ARTICLE OR ANY DAMAGES  OR
   18  OTHER  COMPENSATION  RECOVERABLE  INCLUDING,  BUT  NOT  LIMITED  TO, ANY
   19  SETTLEMENT AUTHORIZED BY SECTION SIXTY-THREE  OR  SIXTY-THREE-C  OF  THE
   20  EXECUTIVE  LAW,  THERE SHALL BE ASSESSED THEREON AN ADDITIONAL SURCHARGE
   21  IN THE AMOUNT OF TEN PERCENT  OF  THE  TOTAL  AMOUNT  OF  SUCH  PENALTY,
   22  DAMAGES OR SETTLEMENT. SUCH SURCHARGE SHALL BE DEPOSITED IN THE NEW YORK
   23  STATE  FAIR  ELECTIONS  FUND  ESTABLISHED BY SECTION NINETY-TWO-T OF THE
   24  STATE FINANCE LAW.
   25    S 18. The state finance law is amended by adding a new section 92-t to
   26  read as follows:
   27    S 92-T. NEW YORK STATE CAMPAIGN  FINANCE  FUND.  1.  THERE  IS  HEREBY
   28  ESTABLISHED IN THE CUSTODY OF THE COMMISSIONER OF TAXATION AND FINANCE A
   29  SPECIAL FUND TO BE KNOWN AS THE NEW YORK STATE CAMPAIGN FINANCE FUND.
   30    2. SUCH FUND SHALL CONSIST OF ALL REVENUES RECEIVED FROM THE SURCHARGE
   31  IMPOSED  PURSUANT  TO SECTION THREE HUNDRED FIFTY-NINE-GG OF THE GENERAL
   32  BUSINESS LAW, REVENUES RECEIVED FROM  CAMPAIGN  FINANCE  FUND  CHECK-OFF
   33  PURSUANT  TO  SECTION  SIX HUNDRED THIRTY-D OF THE TAX LAW AND ALL OTHER
   34  MONEYS CREDITED OR TRANSFERRED THERETO FROM ANY  OTHER  FUND  OR  SOURCE
   35  PURSUANT  TO  LAW.  NOTHING  CONTAINED IN THIS SECTION SHALL PREVENT THE
   36  STATE FROM RECEIVING GRANTS, GIFTS, BEQUESTS OR VOLUNTARY  CONTRIBUTIONS
   37  FOR  THE  PURPOSES OF THE FUND AS DEFINED IN THIS SECTION AND DEPOSITING
   38  THEM INTO THE FUND ACCORDING TO LAW. MONIES IN THE FUND  SHALL  BE  KEPT
   39  SEPARATE FROM AND NOT COMMINGLED WITH OTHER FUNDS HELD IN THE CUSTODY OF
   40  THE COMMISSIONER OF TAXATION AND FINANCE.
   41    3. MONEYS OF THE FUND, FOLLOWING APPROPRIATION BY THE LEGISLATURE, MAY
   42  BE  EXPENDED  FOR THE PURPOSES OF MAKING PAYMENTS TO CANDIDATES PURSUANT
   43  TO TITLE TWO OF ARTICLE FOURTEEN OF THE ELECTION LAW.  MONEYS  SHALL  BE
   44  PAID  OUT  OF  THE  FUND  BY THE COMMISSIONER OF TAXATION AND FINANCE ON
   45  VOUCHERS CERTIFIED OR APPROVED BY THE FAIR ELECTIONS  BOARD  ESTABLISHED
   46  PURSUANT  TO  TITLE  TWO OF ARTICLE FOURTEEN OF THE ELECTION LAW, OR THE
   47  DULY DESIGNATED REPRESENTATIVE OF SUCH BOARD, IN THE  MANNER  PRESCRIBED
   48  BY  LAW,  NOT  MORE THAN ONE WORKING DAY AFTER A VOUCHER DULY CERTIFIED,
   49  APPROVED AND EXECUTED BY SUCH BOARD OR ITS REPRESENTATIVE  IN  THE  FORM
   50  PRESCRIBED  BY  THE  COMMISSIONER OF TAXATION AND FINANCE IS RECEIVED BY
   51  THE COMMISSIONER OF TAXATION AND FINANCE.
   52    4. NOTWITHSTANDING ANY PROVISION OF LAW TO THE CONTRARY,  IF,  IN  ANY
   53  STATE  FISCAL  YEAR, THE STATE CAMPAIGN FINANCE FUND LACKS THE AMOUNT OF
   54  MONEY TO PAY ALL CLAIMS VOUCHERED BY ELIGIBLE CANDIDATES  AND  CERTIFIED
   55  OR  APPROVED  BY  THE FAIR ELECTIONS BOARD, ANY SUCH DEFICIENCY SHALL BE
   56  PAID, UPON AUDIT AND WARRANT OF THE STATE COMPTROLLER, FROM FUNDS DEPOS-
       A. 4980--B                         26
    1  ITED IN THE GENERAL FUND OF THE STATE NOT  MORE  THAN  ONE  WORKING  DAY
    2  AFTER SUCH VOUCHER IS RECEIVED BY THE STATE COMPTROLLER.
    3    5.  COMMENCING  IN TWO THOUSAND SIXTEEN, IF THE SURPLUS IN THE FUND ON
    4  APRIL FIRST OF THE YEAR AFTER  AN  ELECTION  CYCLE  EXCEEDS  TWENTY-FIVE
    5  PERCENT OF THE DISBURSEMENTS FROM THE FUND OVER THE PREVIOUS FOUR YEARS,
    6  THE EXCESS SHALL REVERT TO THE GENERAL FUND OF THE STATE.
    7    6.  NO PUBLIC FUNDS SHALL BE PAID TO ANY PARTICIPATING CANDIDATES IN A
    8  PRIMARY ELECTION ANY EARLIER THAN THE DAY THAT SUCH CANDIDATE IS  CERTI-
    9  FIED AS BEING ON THE BALLOT FOR SUCH PRIMARY ELECTION.
   10    7.  NO PUBLIC FUNDS SHALL BE PAID TO ANY PARTICIPATING CANDIDATES IN A
   11  GENERAL ELECTION ANY EARLIER THAN THE DAY AFTER THE DAY OF  THE  PRIMARY
   12  ELECTION HELD TO NOMINATE CANDIDATES FOR SUCH ELECTION.
   13    8.  NO  PUBLIC  FUNDS SHALL BE PAID TO ANY PARTICIPATING CANDIDATE WHO
   14  HAS BEEN DISQUALIFIED OR WHOSE DESIGNATING PETITIONS HAVE BEEN  DECLARED
   15  INVALID  BY  THE  APPROPRIATE BOARD OF ELECTIONS OR A COURT OF COMPETENT
   16  JURISDICTION UNTIL AND UNLESS SUCH  FINDING  IS  REVERSED  BY  A  HIGHER
   17  AUTHORITY.  NO  PAYMENT FROM THE FUND IN THE POSSESSION OF SUCH A CANDI-
   18  DATE OR SUCH CANDIDATE'S PARTICIPATING COMMITTEE ON  THE  DATE  OF  SUCH
   19  DISQUALIFICATION  OR  INVALIDATION  MAY  THEREAFTER  BE EXPENDED FOR ANY
   20  PURPOSE EXCEPT THE PAYMENT OF LIABILITIES INCURRED BEFORE SUCH DATE. ALL
   21  SUCH MONEYS SHALL BE REPAID TO THE FUND.
   22    S 19. The tax law is amended by adding a new section 630-d to read  as
   23  follows:
   24    S 630-D. CONTRIBUTION TO NEW YORK STATE CAMPAIGN FINANCE FUND.  EFFEC-
   25  TIVE  FOR  ANY  TAXABLE  YEAR  COMMENCING ON OR AFTER JANUARY FIRST, TWO
   26  THOUSAND THIRTEEN, AN INDIVIDUAL  IN  ANY  TAXABLE  YEAR  MAY  ELECT  TO
   27  CONTRIBUTE  TO  THE  NEW YORK STATE CAMPAIGN FINANCE FUND. SUCH CONTRIB-
   28  UTION SHALL BE IN THE AMOUNT OF FIVE DOLLARS AND SHALL  NOT  REDUCE  THE
   29  AMOUNT  OF  STATE  TAX  OWED  BY SUCH INDIVIDUAL. THE COMMISSIONER SHALL
   30  INCLUDE SPACE ON THE PERSONAL INCOME TAX RETURN TO ENABLE A TAXPAYER  TO
   31  MAKE  SUCH  CONTRIBUTION. NOTWITHSTANDING ANY OTHER PROVISION OF LAW ALL
   32  REVENUES COLLECTED PURSUANT TO THIS SECTION SHALL BE CREDITED TO THE NEW
   33  YORK STATE CAMPAIGN FINANCE  FUND  AND  USED  ONLY  FOR  THOSE  PURPOSES
   34  ENUMERATED IN SECTION NINETY-TWO-T OF THE STATE FINANCE LAW.
   35    S  20.  Severability. If any clause, sentence, subdivision, paragraph,
   36  section or part of title 2 of article 14 of the election law,  as  added
   37  by  section  thirteen  of this act be adjudged by any court of competent
   38  jurisdiction to be invalid, such judgment shall not  affect,  impair  or
   39  invalidate the remainder thereof, but shall be confined in its operation
   40  to the clause, sentence, subdivision, paragraph, section or part thereof
   41  directly  involved  in the controversy in which such judgment shall have
   42  been rendered.
   43    S 21. This act  shall  take  effect  immediately;  provided,  however,
   44  candidates  for state comptroller will be eligible to participate in the
   45  public financing system beginning with  the  2014  election,  all  state
   46  legislature  candidates  will  be  eligible to participate in the public
   47  financing system beginning with the 2016 election and all  state  candi-
   48  dates  and  constitutional  convention  delegates  will  be  eligible to
   49  participate in the public  financing  system  beginning  with  the  2018
   50  election.
feedback