US HB2274 | 2013-2014 | 113th Congress
Status
Spectrum: Moderate Partisan Bill (Republican 8-2)
Status: Engrossed on January 15 2014 - 50% progression, died in committee
Action: 2014-01-15 - Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Pending: Senate Banking, Housing, And Urban Affairs Committee
Text: Latest bill text (Engrossed) [PDF]
Status: Engrossed on January 15 2014 - 50% progression, died in committee
Action: 2014-01-15 - Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Pending: Senate Banking, Housing, And Urban Affairs Committee
Text: Latest bill text (Engrossed) [PDF]
Summary
Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2014 - Amends the Securities Exchange Act of 1934 to exempt from its registration requirements certain merger and acquisition (M&A) brokers and associated persons. Denies such registration exemption, however, to brokers who: (1) receive, hold, transmit, or have custody of any funds or securities to be exchanged by parties to a transfer of ownership of an eligible privately held company; or (2) engage on behalf of an issuer in a public offering of securities that are either subject to mandatory registration, or with respect to which the issuer must file periodic information, documents, and reports. Prohibits the construction of this Act to limit any other authority of the Securities and Exchange Commission (SEC) to exempt any person, or any class of persons, from any provision of this Act, including any related rule or regulation.
Title
Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2014
Sponsors
Rep. Bill Huizenga [R-MI] | Rep. Stephen Fincher [R-TN] | Rep. Joseph Heck [R-NV] | Rep. Brian Higgins [D-NY] |
Rep. Zoe Lofgren [D-CA] | Rep. Frank Lucas [R-OK] | Rep. Patrick McHenry [R-NC] | Rep. Bill Posey [R-FL] |
Rep. Dennis Ross [R-FL] | Rep. David Schweikert [R-AZ] |
Roll Calls
2014-01-14 - House - On Motion to Suspend the Rules and Pass, as Amended (Y: 422 N: 0 NV: 10 Abs: 0) [PASS]
History
Date | Chamber | Action |
---|---|---|
2014-01-15 | Senate | Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. |
2014-01-14 | House | The title of the measure was amended. Agreed to without objection. |
2014-01-14 | House | On motion to suspend the rules and pass the bill, as amended Agreed to by the Yeas and Nays: (2/3 required): 422 - 0 (Roll no. 14). (text: CR H192-193) |
2014-01-14 | House | Considered as unfinished business. (consideration: CR H198-199) |
2014-01-14 | House | At the conclusion of debate, the Yeas and Nays were demanded and ordered. Pursuant to the provisions of clause 8, rule XX, the Chair announced that further proceedings on the motion would be postponed. |
2014-01-14 | House | DEBATE - The House proceeded with forty minutes of debate on H.R. 2274. |
2014-01-14 | House | Considered under suspension of the rules. (consideration: CR H192-196) |
2014-01-14 | House | Mr. Garrett moved to suspend the rules and pass the bill, as amended. (consideration: CR H192) |
2014-01-14 | House | Placed on the Union Calendar, Calendar No. 243. |
2014-01-14 | House | Reported (Amended) by the Committee on Financial Services. H. Rept. 113-326. |
2013-11-14 | House | Ordered to be Reported (Amended) by the Yeas and Nays: 57 - 0. |
2013-11-14 | House | Committee Consideration and Mark-up Session Held. |
2013-10-23 | House | Hearings Held by the Subcommittee on Capital Markets and Government Sponsored Enterprises Prior to Referral. |
2013-06-06 | House | Referred to the House Committee on Financial Services. |
Same As/Similar To
SB1923 (Related) 2014-01-14 - Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
HB4304 (Related) 2014-06-13 - Referred to the Subcommittee on Health, Employment, Labor, and Pensions.
HB5405 (Related) 2014-09-17 - Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
HB4 (Related) 2014-11-13 - Read the second time. Placed on Senate Legislative Calendar under General Orders. Calendar No. 597.
HB4304 (Related) 2014-06-13 - Referred to the Subcommittee on Health, Employment, Labor, and Pensions.
HB5405 (Related) 2014-09-17 - Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
HB4 (Related) 2014-11-13 - Read the second time. Placed on Senate Legislative Calendar under General Orders. Calendar No. 597.
Subjects
Administrative law and regulatory procedures
Banking and financial institutions regulation
Business records
Corporate finance and management
Finance and financial sector
Financial services and investments
Government information and archives
Licensing and registrations
Securities
Securities and Exchange Commission (SEC)
Small business
Banking and financial institutions regulation
Business records
Corporate finance and management
Finance and financial sector
Financial services and investments
Government information and archives
Licensing and registrations
Securities
Securities and Exchange Commission (SEC)
Small business