Kentucky Subject | Securities

Type

Status

State	Bill	Status	Summary/Title	Last Action
KY	SB139	Pass	Creates a new section of KRS Chapter 292 to establish a registration exemption for private fund advisers, to establish requirements for the exemption, to direct where filings shall be made, to require that investment advisers comply with registration... [Detail][Text][Discuss]	2024-04-04 signed by Governor (Acts Ch.42)
KY	SB158	Pass	Amends KRS 387.278, relating to certain settlements with minors, to establish provisions relating to the opening of restricted accounts and issuance of annuities on behalf of minors entering into settlements; EMERGENCY. [Detail][Text][Discuss]	2024-03-29 signed by Governor (Acts Ch.16)
KY	SB155	Pass	Amends sections of Articles 1, 2, 2A, 3, 5, 7, 8, and 9 of KRS Chapter 355 to make definitional revisions and conforming amendments; amends sections of Articles 2, 2A, 4A, and 9 of KRS Chapter 355 to remove writing requirements; repeals and reenacts ... [Detail][Text][Discuss]	2024-03-26 signed by Governor (Acts Ch.10)
KY	HB474	Intro 25%	Create a new section of KRS Chapter 292 to define terms; require broker-dealers, agents, investment advisers, and investment adviser representatives to disclose, and obtain the written consent of the customer and client for, the incorporation of a so... [Detail][Text][Discuss]	2024-02-06 To House Committee On Committees

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