KY SB109 | 2023 | Regular Session
Status
Spectrum: Partisan Bill (Republican 2-0)
Status: Vetoed on April 11 2023 - 100% progression
Action: 2023-04-11 - Vetoed
Text: Latest bill text (Engrossed) [PDF]
Status: Vetoed on April 11 2023 - 100% progression
Action: 2023-04-11 - Vetoed
Text: Latest bill text (Engrossed) [PDF]
Summary
Amend KRS 292.330 to establish registration exemptions for investment advisers; create a new section of KRS Chapter 292 to establish a registration exemption for private fund advisers; establish requirements for the exemption; direct where filings shall be made; require investment advisers to comply with registration requirements within 90 days of becoming ineligible for exemption; permit the commissioner of the Department of Financial Institutions to waive certain provisions.
Title
AN ACT relating to investment advisers.
Sponsors
Roll Calls
2023-03-30 - House - House: Third Reading RCS# 366 (Y: 91 N: 6 NV: 0 Abs: 3) [PASS]
2023-03-03 - Senate - Senate: Third Reading RSN# 2545 (Y: 34 N: 0 NV: 0 Abs: 3) [PASS]
2023-03-03 - Senate - Senate: Third Reading RSN# 2545 (Y: 34 N: 0 NV: 0 Abs: 3) [PASS]
History
| Date | Chamber | Action |
|---|---|---|
| 2023-04-11 | Senate | Vetoed |
| 2023-03-30 | Senate | delivered to Governor |
| 2023-03-30 | Senate | enrolled, signed by Speaker of the House |
| 2023-03-30 | Senate | enrolled, signed by President of the Senate |
| 2023-03-30 | Senate | received in Senate |
| 2023-03-30 | House | 3rd reading, passed 91-6 |
| 2023-03-30 | House | floor amendments (2), (3) and (4-title) filed |
| 2023-03-29 | House | floor amendment (1) filed |
| 2023-03-16 | House | placed in the Orders of the Day |
| 2023-03-16 | House | taken from Rules |
| 2023-03-15 | House | reported favorably, to Rules |
| 2023-03-14 | House | returned to Banking & Insurance (H) |
| 2023-03-14 | House | 2nd reading |
| 2023-03-14 | House | taken from Banking & Insurance (H) |
| 2023-03-13 | House | returned to Banking & Insurance (H) |
| 2023-03-13 | House | 1st reading |
| 2023-03-13 | House | taken from Banking & Insurance (H) |
| 2023-03-07 | House | to Banking & Insurance (H) |
| 2023-03-03 | House | to Committee on Committees (H) |
| 2023-03-03 | House | received in House |
| 2023-03-03 | Senate | 3rd reading, passed 34 -0 with Committee Substitute (1) |
| 2023-03-01 | Senate | posted for passage in the Consent Orders of the Day for Friday, March 03, 2023 |
| 2023-03-01 | Senate | 2nd reading, to Rules |
| 2023-02-28 | Senate | reported favorably, 1st reading, to Consent Calendar with Committee Substitute (1) |
| 2023-02-14 | Senate | to Banking & Insurance (S) |
| 2023-02-10 | Senate | to Committee on Committees (S) |
| 2023-02-10 | Senate | introduced in Senate |
