KY SB298 | 2022 | Regular Session
Status
Completed Legislative Action
Spectrum: Partisan Bill (Republican 1-0)
Status: Passed on April 8 2022 - 100% progression
Action: 2022-04-08 - signed by Governor (Acts Ch. 145)
Text: Latest bill text (Chaptered) [PDF]
Spectrum: Partisan Bill (Republican 1-0)
Status: Passed on April 8 2022 - 100% progression
Action: 2022-04-08 - signed by Governor (Acts Ch. 145)
Text: Latest bill text (Chaptered) [PDF]
Summary
Amend KRS 292.336 to require investment advisers to establish written procedures relating to a business continuity and succession plan; require investment advisers to establish and implement written physical security and cybersecurity policies and procedures; create a new section of KRS Chapter 292 to establish continuing education requirements for investment adviser representatives; EFFECTIVE January 1, 2023.
Title
AN ACT relating to persons regulated under the Securities Act of Kentucky.
Sponsors
Roll Calls
2022-03-30 - House - House: Veto Override RCS# 488 (Y: 97 N: 1 NV: 0 Abs: 2) [PASS]
2022-03-18 - Senate - Senate: Third Reading RSN# 2160 (Y: 34 N: 0 NV: 0 Abs: 4) [PASS]
2022-03-18 - Senate - Senate: Third Reading RSN# 2160 (Y: 34 N: 0 NV: 0 Abs: 4) [PASS]
History
| Date | Chamber | Action |
|---|---|---|
| 2022-04-08 | Senate | signed by Governor (Acts Ch. 145) |
| 2022-03-30 | Senate | delivered to Governor |
| 2022-03-30 | Senate | enrolled, signed by Speaker of the House |
| 2022-03-30 | Senate | enrolled, signed by President of the Senate |
| 2022-03-30 | Senate | received in Senate |
| 2022-03-30 | House | 3rd reading, passed 97-1 |
| 2022-03-30 | House | posted for passage in the Consent Orders of the Day for Wednesday, March 30, 2022 |
| 2022-03-29 | House | returned to Rules |
| 2022-03-29 | House | taken from the Orders of the Day |
| 2022-03-24 | House | posted for passage in the Regular Orders of the Day for Friday, March 25, 2022 |
| 2022-03-24 | House | 2nd reading, to Rules |
| 2022-03-23 | House | reported favorably, 1st reading, to Calendar |
| 2022-03-22 | House | to Banking & Insurance (H) |
| 2022-03-18 | House | to Committee on Committees (H) |
| 2022-03-18 | House | received in House |
| 2022-03-18 | Senate | 3rd reading, passed 34-0 |
| 2022-03-17 | Senate | posted for passage in the Consent Orders of the Day for Friday, March 18, 2022 |
| 2022-03-16 | Senate | 2nd reading, to Rules as a consent bill |
| 2022-03-15 | Senate | reported favorably, 1st reading, to Consent Calendar |
| 2022-03-03 | Senate | to Banking & Insurance (S) |
| 2022-03-02 | Senate | to Committee on Committees (S) |
| 2022-03-02 | Senate | introduced in Senate |
Subjects
Administrative Regulations and Proceedings
Effective Dates, Delayed
Licensing
Public Protection
Securities
Effective Dates, Delayed
Licensing
Public Protection
Securities
